| Insider-Aktien | 17.568.805 shares |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Nettoanzahl der Insider, die kaufen (Rang)
Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).
Prozent des Streubesitzes von Insidern gekauft (Rang)
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
ReShape Lifesciences Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|
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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in RSLS / ReShape Lifesciences Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in RSLS / ReShape Lifesciences Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | I | 0,02 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -1.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -4.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,70 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,70 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,25 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,25 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | I | 0,05 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | D | 0,02 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 0,05 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 0 | ||||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | -5.330.277 | 0 | ||||||
| 2021-06-17 | 2021-06-15 | 4 | STANKOVICH THOMAS | RSLS | Common Stock, $0.001 par value per share | D | 3,0500 | -4.635 | -14 | 0 | ||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.330.277 | ||||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1300 | 5.400 | 22 | 5.330.277 | ||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.324.877 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,3100 | 1.000 | 4 | 5.324.877 | ||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.877 | ||||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,5000 | 187 | 1 | 5.323.877 | ||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.690 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1400 | 790 | 3 | 5.323.690 | ||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.322.900 | ||||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5800 | 2.400 | 9 | 5.322.900 | ||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.320.500 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5600 | 3.100 | 11 | 5.320.500 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,2300 | 1.000 | 4 | 5.317.400 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,9100 | 1.000 | 4 | 5.316.400 | ||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.315.400 | ||||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,7700 | 1.000 | 5 | 5.315.400 | ||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.400 | ||||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,4500 | 300 | 1 | 5.314.400 | ||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.100 | ||||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7700 | 2.000 | 8 | 5.314.100 | ||||
| 2020-09-17 | 2020-09-16 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 530 | 2 | 4.635 | ||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.312.100 | ||||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7500 | 100 | 0 | 5.312.100 | ||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.312.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 2.000 | 7 | 5.312.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 1.000 | 3 | 5.310.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0500 | 998 | 3 | 5.309.000 | ||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.308.002 | ||||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 6.000 | 18 | 5.308.002 | ||||
| 2020-08-20 | 2020-08-19 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 4.105 | 12 | 4.105 | ||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.302.002 | ||||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 4.500 | 14 | 5.302.002 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series C Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 0,12 | 0,1200 | -2.569.167 | -308 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series C Prefunded Warrants | D | 0,12 | 0,1200 | -2.516.667 | -302 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.569.167 | 308 | 5.297.502 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.516.667 | 302 | 2.728.335 | ||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,4500 | 2.000 | 15 | 211.668 | ||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 6,4900 | 1.000 | 6 | 209.668 | ||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 208.668 | ||||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.048 | 16 | 208.668 | ||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 205.620 | ||||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,1300 | 9.000 | 46 | 205.620 | ||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 196.620 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.000 | 16 | 196.620 | ||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.620 | ||||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4500 | 452 | 2 | 193.620 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 1.000 | 5 | 193.168 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,0500 | 1.071 | 5 | 192.168 | ||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 191.097 | ||||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,2500 | 300 | 2 | 191.097 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1800 | 224 | 1 | 190.797 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1600 | 1.000 | 5 | 190.573 | ||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 189.573 | ||||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1900 | 405 | 2 | 189.573 | ||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 189.168 | ||||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4300 | 2.000 | 11 | 189.168 | ||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 187.168 | ||||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2300 | 1.495 | 8 | 187.168 | ||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 185.673 | ||||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4100 | 1.300 | 7 | 185.673 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9700 | 205 | 1 | 184.373 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9500 | 1.330 | 8 | 184.168 | ||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 182.838 | ||||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,3500 | 2.200 | 16 | 182.838 | ||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 180.638 | ||||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,2500 | 636 | 5 | 180.638 | ||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.600.000 | ||||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0400 | 400.000 | 16 | 21.600.000 | ||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series E Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 315.000.000 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 308.300.000 | 308.300.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series B Warrants | I | 0 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series B Warrants | D | -315.000.000 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.200.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0200 | 6.700.000 | 134 | 21.200.000 | ||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.500.000 | ||||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0500 | 396.072 | 20 | 14.500.000 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 28.928 | 2 | 14.103.928 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.075.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 45.000 | 3 | 14.050.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.005.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.980.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.850.000 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 100.000 | 8 | 13.850.000 | ||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.750.000 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 250.000 | 18 | 13.750.000 | ||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.500.000 | ||||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 300.000 | 24 | 13.500.000 | ||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.200.000 | ||||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 150.000 | 12 | 13.200.000 | ||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.050.000 | ||||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.050.000 | ||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-04-10 | 3 | Bandy Barton P. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Series E Convertible Preferred Stock | I | 1.192.000 | 1.192.000 | ||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | -1.192.000 | 507 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2733 | 10.301 | 3 | 1.192.507 | ||||
| 2019-01-31 | 2019-01-30 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 48.000 | 13 | 1.182.206 | ||||
| 2019-01-31 | 2019-01-29 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2779 | 12.200 | 3 | 1.134.206 | ||||
| 2019-01-28 | 2019-01-25 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2717 | 15.595 | 4 | 1.122.006 | ||||
| 2019-01-28 | 2019-01-24 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2550 | 6.190 | 2 | 1.106.411 | ||||
| 2019-01-24 | 2019-01-22 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2791 | 5.766 | 2 | 1.100.221 | ||||
| 2019-01-22 | 2019-01-18 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2789 | 24.334 | 7 | 1.094.455 | ||||
| 2019-01-22 | 2019-01-17 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 52 | 0 | 1.070.121 | ||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2630 | 4.700 | 1 | 1.070.069 | ||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2703 | 21.961 | 6 | 1.065.369 | ||||
| 2019-01-17 | 2019-01-15 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2351 | 167.760 | 39 | 1.043.408 | ||||
| 2018-08-29 | 3 | MINOCHERHOMJEE ARDA PHD | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Series C Convertible Preferred Stock, par value $0.01 | D | -20.487 | 26.200 | ||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Common Stock, par value $0.01 per share | D | 136.580 | 174.472 | ||||||
| 2018-04-20 | 2018-04-18 | 4 | YOUNGSTROM SCOTT P | RSLS | Stock Option (right to buy) | D | 0,65 | 1.161.797 | 1.161.797 | |||||
| 2018-04-20 | 2018-04-18 | 4 | GLADNEY DAN W | RSLS | Stock Option (right to buy) | D | 0,65 | 4.164.281 | 4.164.281 | |||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Series C Convertible Preferred Stock, $0.01 par value | I | -20.487 | 26.200 | ||||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Common Stock, $0.01 par value per share | I | 2.048.700 | 2.617.077 | ||||||
| 2017-11-13 | 3 | Haggerty Robert C. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Scott Amy L. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 2017-10-06 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 2,05 | 662.975 | 662.975 | |||||
| 2017-10-12 | 2017-10-06 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (right to buy) | D | 2,05 | 145.226 | 145.226 | |||||
| 2017-10-12 | 2017-10-06 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (right to buy) | D | 2,05 | 284.120 | 284.120 | |||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -97 | -0 | 0 | ||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -4.571 | -22 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote note (2) | ETRM | Common Stock | I | 4,8500 | 97 | 0 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote (1) | ETRM | Common Stock | I | 4,8500 | 4.571 | 22 | 0 | ||||
| 2017-05-24 | 3 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh See Footnotes | ETRM | Non-voting Conditional Convertible Preferred Stock | I | 29.108 | 29.108 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Non-voting Conditional Convertible Preferred Stock | D | 709.100 | 709.100 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 978.845 | 978.845 | ||||||
| 2017-02-10 | 2017-02-08 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 7,12 | 466.500 | 466.500 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GOLDFISCHER CARL | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 7,12 | 40.000 | 40.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (Right to Buy) | D | 7,12 | 142.200 | 142.200 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Bu) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2016-10-05 | 3 | YOUNGSTROM SCOTT P | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 3 | BLACKFORD GARY | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 2016-08-15 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 0,17 | 1.667 | 1.667 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 2.570 | 2.570 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 16,65 | -11.666 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 14.733 | 14.733 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 19,65 | -66.885 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 5.039 | 5.039 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 50,25 | -57.543 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.298 | 1.298 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -8.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.753 | 1.753 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 40,05 | -15.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.613 | 1.613 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 38,70 | -13.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 98 | 98 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 56,70 | -1.111 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 152 | 152 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -973 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 168 | 168 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.074 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 42 | 42 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -260 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 175 | 175 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.114 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-06 | 2016-06-03 | 4 | DeLange Peter M. | ETRM | Common Stock | D | 0,5500 | 20.000 | 11 | 27.373 | ||||
| 2016-05-18 | 2015-05-16 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,7232 | 84.745 | 61 | 134.745 | ||||
| 2016-05-17 | 2016-05-04 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | KNUDSON MARK B | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.333 | 3.333 | |||||
| 2016-05-06 | 2016-05-04 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,07 | 50.000 | 50.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | KNUDSON MARK B | ETRM | Director Option (right to buy) | D | 1,07 | 3.333 | 3.333 | |||||
| 2016-01-22 | 3 | Hickey Paul F. | ETRM | Common Stock | D | 0 | ||||||||
| 2016-01-22 | 2016-01-22 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Buy) | D | 1,32 | 106.667 | 106.667 | |||||
| 2016-01-21 | 2016-01-19 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 1,31 | 106.667 | 106.667 | |||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 1,38 | 166.667 | 166.667 | |||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2015-11-16 | 2015-11-12 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,1800 | 750.000 | 135 | 750.000 | ||||
| 2015-11-16 | 2015-11-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,1610 | 310.000 | 50 | 613.000 | ||||
| 2015-11-04 | 3 | GLADNEY DAN W | ETRM | Common Stock | D | 0 | ||||||||
| 2015-11-04 | 2015-10-28 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 0,25 | 7.750.000 | 7.750.000 | |||||
| 2015-08-25 | 2015-08-21 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,23 | 250.000 | 250.000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2488 | 168.000 | 42 | 303.000 | ||||
| 2015-08-14 | 2015-08-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2438 | 135.000 | 33 | 135.000 | ||||
| 2015-08-04 | 2015-07-31 | 4 | McDougal Lori Courtney | ETRM | Stock Option (Right to Buy) | D | 0,31 | 25.000 | 25.000 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-08 | 3 | Shikora Scott A | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-14 | 3 | Hancock Bradford C | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-03-11 | 2012-11-13 | 5 | LEA GREGORY S | ETRM | Common Stock | D | 2,5637 | -10.500 | -27 | 2.750 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,11 | 225.000 | 225.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,11 | 175.000 | 175.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-09 | 2014-11-14 | 4 | Jansz Anthony P. | ETRM | Performance Option (right to buy) | D | 1,14 | 25.000 | 25.000 | |||||
| 2014-06-20 | 2014-06-19 | 4 | FRIEDMAN CATHY Family Trust | ETRM | Common Stock | I | 1,7010 | 11.800 | 20 | 11.800 | ||||
| 2014-05-15 | 2014-05-07 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-01-09 | 2014-01-08 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2014-01-09 | 2014-01-08 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2013-06-04 | 2013-05-31 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,31 | 1.278.730 | 1.278.730 | |||||
| 2013-06-04 | 2013-05-31 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,31 | 1.003.280 | 1.003.280 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,31 | 293.110 | 293.110 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,31 | 257.190 | 257.190 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-09 | 2013-05-08 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 37.500 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Warrants | I | 1,14 | 60.000 | 60.000 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Common Stock | I | 0,9500 | 150.000 | 142 | 150.000 | ||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 168.000 | 168.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 420.000 | 420.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Warrant (Right to Buy) | D | 1,14 | 252.000 | 252.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 420.000 | 1.654.341 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 1.050.000 | 3.456.512 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 630.000 | 3.010.852 | ||||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 2,65 | 25.000 | 25.000 | |||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 2,65 | 50.000 | 50.000 | |||||
| 2012-09-28 | 2012-09-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 3,35 | 863.156 | 863.156 | |||||
| 2012-09-28 | 2012-09-27 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 3,35 | 1.292.225 | 1.292.225 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 3,35 | 355.063 | 355.063 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 3,35 | 291.638 | 291.638 | |||||
| 2012-06-27 | 2012-06-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,2700 | -27.599 | -90 | 2.350.486 | ||||
| 2012-06-27 | 2012-06-26 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.100 | -26 | 2.378.085 | ||||
| 2012-06-27 | 2012-06-25 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1400 | -11.800 | -37 | 2.386.185 | ||||
| 2012-06-25 | 2012-06-22 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.400 | -27 | 2.397.985 | ||||
| 2012-06-25 | 2012-06-21 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1300 | -10.665 | -33 | 2.406.385 | ||||
| 2012-05-16 | 2012-05-15 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8900 | -15.400 | -45 | 2.417.050 | ||||
| 2012-05-16 | 2012-05-14 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8200 | -23.012 | -65 | 2.432.450 | ||||
| 2012-05-14 | 2012-05-11 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7600 | -10.370 | -29 | 2.455.462 | ||||
| 2012-05-14 | 2012-05-10 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7500 | -600 | -2 | 2.465.832 | ||||
| 2012-05-11 | 2012-05-09 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-10 | 2012-05-09 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 27.500 | |||||
| 2012-05-10 | 2012-05-09 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-01 | 2012-04-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8000 | -25.000 | -70 | 2.466.432 | ||||
| 2012-04-19 | 2012-04-17 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3600 | -11.100 | -26 | 2.491.432 | ||||
| 2012-04-19 | 2012-04-16 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3500 | -14.339 | -34 | 2.502.532 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 2,2230 | 454.341 | 1.010 | 1.234.341 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 2,2230 | 681.512 | 1.515 | 2.406.512 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 2,2230 | 1.135.852 | 2.525 | 2.376.872 | ||||
| 2011-05-09 | 3 | Jansz Anthony P. Family Trust | ETRM | Common Stock | I | 25.000 | ||||||||
| 2011-03-16 | 3 | Tweden Katherine S. | ETRM | Common Stock | D | 1.053 | ||||||||
| 2009-10-06 | 2009-10-05 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common Stock | I | 0,9180 | -196.774 | -181 | 3.729.965 | ||||
| 2009-10-06 | 2009-10-02 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common stock, par value $0.01 ("Common Stock") | I | 1,0150 | -2.234.329 | -2.268 | 3.926.739 | ||||
| 2009-10-06 | 3 | Gerber Sander See | ETRM | Common Stock, par value $0.01 ("Common Stock") | I | 6.161.068 | ||||||||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock Warrant | I | 1,38 | 0,1250 | 339.201 | 42 | 339.201 | |||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock | I | 1,1500 | 678.402 | 780 | 2.225.163 | ||||
| 2009-01-29 | 3 | Tremmel Jon T | ETRM | Common Stock | D | 6.156 | ||||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Series C Preferred Stock | D | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 1.359.261 | 1.546.761 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC by: InterWest Partners IX, LP | ETRM | Series C Preferred Stock | I | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 1.359.261 | 1.546.761 | ||||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-14 | 3 | FRIEDMAN CATHY | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | TETI NICHOLAS | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | Donders Adrianus | ETRM | No securities are held | D | 0 |
