| Ausstehende Aktien | 2,097,647 shares |
| Insider-Aktien | 5.100.784 shares |
| Insider gesamt | 26 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
10520 out of 10786
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Cohen & Company Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Rodney E Bennett Director - [D] | 80.643 | 80.643 | |
| Walter T Beach Director - [D] | 124.962 | 124.962 | |
| Lester Raymond Brafman Chief Executive Officer - [O] | 315.702 | 315.702 | |
|
Daniel G Cohen
Executive Chairman, Director, 10% Owner -
[D]
[O]
|
24.757 | 24.757 | |
|
Edward E Cohen
10% Owner -
|
1.890.791 | 1.890.791 | |
| Marc Chayette Director - [D] | 11.471 | 1.147 | |
| John P Costas Named Executive Officer - [O] | 0 | 0 | |
| Thomas Costello Director - [D] | 238.485 | 238.485 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| G Steven Dawson Director - [D] | 2.300 | 2.300 | |
| Jack DiMaio Director - [D] | 20.933 | 20.933 | |
| DiMaio Jack J. Jr. Director - [D] | 23.233 | 23.233 | |
| Joseph M Donovan Director - [D] | 179.746 | 179.746 | |
|
EBC 2013 Family Trust
10% Owner -
|
800.000 | 800.000 | |
| Jack Haraburda Director - [D] | 13.884 | 13.884 | |
| Diana Louise Liberto Director - [D] | 17.938 | 17.938 | |
| Douglas Listman Chief Accounting Officer - [O] | 28.934 | 28.934 | |
| John Longino CFO and Treasurer - [O] | 48.006 | 48.006 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| James Mcentee Director - [D] | 0 | 0 | |
|
Mead Park Capital Partners LLC
10% Owner -
|
487.291 | 487.291 | |
| Shami Patel COO and CIO - [O] | 78.793 | 78.793 | |
| Pooler Joseph W. Jr. EVP, CFO and Treasurer - [O] | 69.073 | 69.073 | |
|
Christopher Ricciardi
10% Owner -
|
112.480 | 112.480 | |
|
Stephanie Ricciardi
10% Owner -
|
75.000 | 75.000 | |
| Neil S Subin Director - [D] | 299.190 | 299.190 | |
| Lance Ullom Director - [D] | 82.603 | 82.603 | |
| Charles W Wolcott Director - [D] | 84.893 | 84.893 |
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in COHN / Cohen & Company Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in COHN / Cohen & Company Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-24 | 2026-04-23 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -8.000 | 24.757 | ||||||
| 2026-03-31 | 2026-03-30 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20.000 | 32.757 | ||||||
| 2026-03-23 | 2026-03-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,5800 | -705 | -11 | 69.073 | ||||
| 2026-03-23 | 2026-03-19 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17,1500 | -6.113 | -105 | 69.778 | ||||
| 2026-02-05 | 2026-02-03 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 18,6900 | -3.252 | -61 | 28.934 | ||||
| 2026-02-05 | 2026-02-03 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 18,6900 | -7.051 | -132 | 75.891 | ||||
| 2026-01-29 | 2025-12-19 | 4 | DiMaio Jack J. Jr. | COHN | Common Stock, par value $0.01 per share | D | 2.300 | 23.233 | ||||||
| 2025-12-31 | 2025-12-30 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -30.000 | 52.757 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 2.300 | 2.300 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 2.300 | 17.938 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 12.000 | 32.186 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.500 | 82.942 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 2.300 | 13.884 | ||||||
| 2025-02-05 | 2025-02-04 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 9,7400 | -1.811 | -18 | 20.186 | ||||
| 2025-02-05 | 2025-02-04 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9,7400 | -6.843 | -67 | 67.442 | ||||
| 2024-12-20 | 2024-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.500 | 74.285 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 10.000 | 21.997 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 15.638 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 11.584 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 20.933 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 1.100 | ||||||
| 2024-07-02 | 2024-07-01 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20.000 | 4.017 | ||||||
| 2024-06-10 | 2024-06-07 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 11,6400 | -10.000 | -116 | 58.785 | ||||
| 2024-02-02 | 2024-02-01 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 7,2300 | -1.337 | -10 | 11.997 | ||||
| 2024-02-02 | 2024-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 7,2300 | -4.352 | -31 | 68.785 | ||||
| 2023-12-21 | 2023-12-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.500 | 73.137 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5.000 | 13.334 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 14.538 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 10.484 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 1.100 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 19.833 | ||||||
| 2023-03-14 | 2023-03-14 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8,7637 | -2.332 | -20 | 8.334 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8,8300 | -1.834 | -16 | 10.666 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 8,8300 | -4.379 | -39 | 57.637 | ||||
| 2022-12-20 | 2022-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 18.733 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 1.100 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.500 | 62.016 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 9.384 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5.000 | 12.500 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1.100 | 13.438 | ||||||
| 2022-11-29 | 2022-11-28 | 4 | DAWSON G STEVEN By Regents Gate Associates LLC | COHN | Common Stock, par value $0.01 per share | I | 8,5400 | -254 | -2 | 26.716 | ||||
| 2022-03-14 | 2022-03-14 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 16,3760 | -1.379 | -23 | 7.500 | ||||
| 2022-02-02 | 2022-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,2000 | -6.479 | -98 | 46.516 | ||||
| 2022-02-02 | 2022-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 15,2000 | -1.121 | -17 | 8.879 | ||||
| 2021-12-20 | 2021-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 1.000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 211.000 | 23.265.355 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 8.274 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 17.633 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5.000 | 10.000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.500 | 52.995 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Brafman Lester Raymond | COHN | Cohen & Company, LLC Membership Units | D | 211.000 | 2.211.000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 12.338 | ||||||
| 2021-10-29 | 2021-10-28 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 2.000.000 | 23.054.355 | ||||||
| 2021-10-29 | 2021-10-28 | 4 | Brafman Lester Raymond | COHN | Cohen & Company, LLC Membership Units | D | 2.000.000 | 2.000.000 | ||||||
| 2021-10-28 | 2021-10-27 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -15.000 | 24.017 | ||||||
| 2021-05-25 | 2021-05-24 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 24,6300 | -2.248 | -55 | 37.495 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 23,9000 | -7.752 | -185 | 39.743 | ||||
| 2021-05-25 | 2021-05-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 25,7300 | -10.000 | -257 | 47.495 | ||||
| 2021-05-21 | 2021-05-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 25,5600 | -1.307 | -33 | 5.000 | ||||
| 2021-05-21 | 2021-05-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 24,5300 | -7.200 | -177 | 6.307 | ||||
| 2021-03-17 | 2021-03-17 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -15.000 | 39.017 | ||||||
| 2021-02-16 | 2021-02-03 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5.000 | 13.507 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 11.338 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 16.633 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 7.274 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1.000 | 1.000 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 10.000 | 57.495 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 195.000 | 21.054.355 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 19.500 | 315.702 | ||||||
| 2021-02-03 | 2021-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17,2500 | -5.954 | -103 | 47.495 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 17,2500 | -14.891 | -257 | 296.202 | ||||
| 2020-12-04 | 2020-12-04 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 16,6400 | -10.000 | -166 | 54.017 | ||||
| 2020-11-18 | 2020-11-17 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20.096 | 44.017 | ||||||
| 2020-10-23 | 2020-10-22 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 200.000 | 311.093 | ||||||
| 2020-10-23 | 2020-10-22 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 2.000.000 | 20.859.355 | ||||||
| 2020-08-17 | 2020-08-14 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Common Stock, par value $0.01 per share | I | 19,6190 | 2.500 | 49 | 78.740 | ||||
| 2020-08-17 | 2020-08-13 | 4 | DAWSON G STEVEN Corriente Private Trust | COHN | Common Stock, par value $0.01 per share | I | 20,1520 | -278 | -6 | 24.970 | ||||
| 2020-08-17 | 2020-08-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 20,0100 | 1.000 | 20 | 111.093 | ||||
| 2020-02-13 | 2020-02-13 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 508.080 | 18.859.355 | ||||||
| 2020-02-13 | 2020-02-13 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17.321 | 53.449 | ||||||
| 2020-02-13 | 2020-02-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 50.808 | 110.093 | ||||||
| 2020-02-03 | 2020-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 3,5000 | -2.948 | -10 | 36.128 | ||||
| 2020-02-03 | 2020-01-31 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 3,5000 | -10.252 | -36 | 59.285 | ||||
| 2020-01-02 | 2019-12-30 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 12.549.273 | 17.801.275 | ||||||
| 2019-11-08 | 2019-11-07 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 4,5000 | -1.000 | -4 | 39.076 | ||||
| 2019-10-04 | 2019-10-02 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Cohen & Company, LLC Membership Units | I | 268.445 | 5.252.002 | ||||||
| 2019-10-04 | 2019-10-02 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Common Stock, par value $0.01 per share | I | 76.240 | 76.240 | ||||||
| 2019-02-15 | 2019-02-13 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 550.000 | 5.533.557 | ||||||
| 2019-02-14 | 2019-02-13 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9.375 | 40.076 | ||||||
| 2019-02-14 | 2019-02-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 27.500 | 69.537 | ||||||
| 2019-02-05 | 2019-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 8,1500 | -3.036 | -25 | 41.415 | ||||
| 2019-02-05 | 2019-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8,1500 | -491 | -4 | 8.507 | ||||
| 2019-02-05 | 2019-01-31 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 8,1500 | -7.119 | -58 | 42.037 | ||||
| 2018-09-06 | 2018-08-29 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 10,0000 | -17.555 | -176 | 6.274 | ||||
| 2018-02-23 | 2018-02-21 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 40.191 | 64.113 | ||||||
| 2018-02-23 | 2018-02-21 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 19.139 | 349.156 | ||||||
| 2018-02-23 | 2018-02-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 4.785 | 44.451 | ||||||
| 2018-02-16 | 2018-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9,9189 | -4.233 | -42 | 39.666 | ||||
| 2018-02-16 | 2018-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 9,9189 | -444 | -4 | 8.998 | ||||
| 2018-01-05 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 111.240 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.01 | I | 57.480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.01 | I | 57.480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 111.240 | ||||||||
| 2018-01-05 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 112.480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 112.480 | ||||||||
| 2018-01-05 | 2018-01-04 | 4 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 15,0000 | 20.000 | 300 | 75.000 | ||||
| 2018-01-05 | 2018-01-04 | 4 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 15,0000 | 20.000 | 300 | 76.240 | ||||
| 2017-12-20 | 2017-12-19 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 8,0000 | -15.881 | -127 | 23.922 | ||||
| 2017-12-19 | 2017-12-18 | 4 | MCENTEE JAMES | COHN | Common Stock, par value $0.01 per share | D | 10,0000 | -27.346 | -273 | 0 | ||||
| 2017-02-21 | 2017-02-17 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 156.332 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 238.285 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Liberto Diana Louise | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 103.395 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | MCENTEE JAMES | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 273.461 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 136.364 | 3.300.171 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 | D | -25.000 | 94.420 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 79.545 | 439.004 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 299.190 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 238.485 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 41.667 | 103.395 | ||||||
| 2017-02-02 | 2017-01-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 1,2700 | -27.396 | -35 | 359.459 | ||||
| 2017-02-02 | 2017-01-31 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 per share | D | 1,2700 | -49.595 | -63 | 3.163.807 | ||||
| 2016-02-16 | 2016-02-12 | 4 | MCENTEE JAMES | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 231.794 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 257.523 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 61.728 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 196.818 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 196.618 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 114.665 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 92.593 | 279.712 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 154.321 | 213.402 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Liberto Diana Louise | IFMI | Common Stock, $0.001 par value per share | D | 61.728 | 61.728 | ||||||
| 2016-02-05 | 3 | MCENTEE JAMES | IFMI | Common Stock, par value $0.001 per share | D | 340.132 | ||||||||
| 2016-02-05 | 3 | MCENTEE JAMES | IFMI | Common Stock, par value $0.001 per share | D | 340.132 | ||||||||
| 2016-02-03 | 2016-01-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 1,1100 | -9.024 | -10 | 187.119 | ||||
| 2016-02-03 | 2016-01-31 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 per share | D | 1,1100 | -16.677 | -19 | 59.081 | ||||
| 2015-11-06 | 2015-11-06 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2,0000 | 31.200 | 62 | 262.403 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2,0000 | 56.500 | 113 | 231.203 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2,0000 | 80.300 | 161 | 174.703 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2,0000 | 82.000 | 164 | 94.403 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Stephanie By Spouse | IFMI | Common Stock, par value $0.001 | I | 2,0000 | -487.291 | -975 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Stephanie | IFMI | Common Stock, par value $0.001 | D | 2,0000 | -1.400.169 | -2.800 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher By Spouse | IFMI | Common Stock, par value $0.001 | I | 2,0000 | -48.448 | -97 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2,0000 | -487.291 | -975 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2,0000 | -1.399.286 | -2.799 | 12.403 | ||||
| 2015-09-08 | 3 | COHEN EDWARD E By Spouse | IFMI | Common Stock | I | 2.550.011 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E | IFMI | Common Stock | D | 2.768.902 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Partnership | IFMI | Common Stock | I | 1.890.791 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E | IFMI | Common Stock | D | 2.768.902 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Spouse | IFMI | Common Stock | I | 2.550.011 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Partnership | IFMI | Common Stock | I | 1.890.791 | ||||||||
| 2015-08-28 | 2015-08-28 | 4 | Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Notes | D | 3,00 | 5.421.797,7000 | ||||||
| 2015-08-28 | 2015-08-28 | 4 | Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | D | 1,3300 | -1.461.876 | -1.944 | 487.291 | ||||
| 2015-08-28 | 2015-08-28 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3,00 | 3.614.535,5100 | 0 | |||||
| 2015-08-28 | 2015-08-28 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Common Stock, Par Value $0.001 | I | 1,3300 | -974.585 | -1.296 | 0 | ||||
| 2015-02-17 | 2015-02-12 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 75.758 | 75.758 | ||||||
| 2015-02-17 | 2015-02-12 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 45.455 | 196.143 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 195.795 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 135.090 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 134.890 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Ricciardi Christopher | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 1.411.689 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 52.937 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 179.746 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 30.303 | 72.168 | ||||||
| 2015-02-02 | 2014-04-10 | 5 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | -75.000 | 398.039 | ||||||
| 2015-01-05 | 2014-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1,6500 | -6.022 | -10 | 150.688 | ||||
| 2014-11-17 | 2014-11-13 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 1,7700 | -100.000 | -177 | 398.039 | ||||
| 2014-08-28 | 2014-08-26 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 2,0700 | -100.000 | -207 | 498.039 | ||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 5,00 | 1.000.000 | 1.000.000 | |||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy | D | 4,00 | 1.000.000 | 1.000.000 | |||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 3,00 | 500.000 | 1.000.000 | |||||
| 2014-02-18 | 2014-02-13 | 4 | Pooler Joseph W. Jr. | IFMI | Employee Stock Option (Right to Buy) | D | 4,00 | -107.143 | 107.143 | |||||
| 2014-02-14 | 2014-02-12 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 165.492 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 41.865 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 104.787 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 104.587 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 22.634 | 1.381.386 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 22.634 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 22.634 | 149.443 | ||||||
| 2014-01-03 | 2013-12-31 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 1,9300 | -30.103 | -58 | 673.039 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1,9300 | -11.185 | -22 | 156.710 | ||||
| 2013-12-03 | 2013-11-30 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 3,00 | -500.000 | 500.000 | |||||
| 2013-10-02 | 2013-10-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 | D | 2,3200 | -10.196 | -24 | 69.420 | ||||
| 2013-09-26 | 2013-09-25 | 4 | COHEN DANIEL G By EBC 2013 Family Trust | IFMI | Convertible Senior Promissory Note | I | 3,00 | 2.400.000,0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | COHEN DANIEL G By EBC 2013 Family Trust | IFMI | Common Stock, par value $0.001 | I | 2,0000 | 800.000 | 1.600 | 800.000 | ||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3,00 | 1.461.873,0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2,0000 | 487.291 | 975 | 487.291 | ||||
| 2013-09-26 | 3 | DiMaio Jack | IFMI | No securities are beneficially owned | D | 0 | ||||||||
| 2013-09-26 | 2013-09-25 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3,00 | 2.923.755,0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2,0000 | 974.585 | 1.949 | 974.585 | ||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Stephanie By Spouse | IFMI | Convertible Senior Promissory Note | I | 3,00 | 1.461.873,0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Stephanie By Spouse | IFMI | Common Stock, par value $0.001 | I | 2,0000 | 487.291 | 975 | 494.322 | ||||
| 2013-09-26 | 3 | Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | D | 1.949.167 | ||||||||
| 2013-09-26 | 3 | EBC 2013 Family Trust | IFMI | Common Stock, par value $0.001 | D | 800.000 | ||||||||
| 2013-05-16 | 2013-05-15 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 2,1600 | 9.800 | 21 | 126.809 | ||||
| 2013-05-16 | 2013-05-14 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 2,2100 | 40.200 | 89 | 117.009 | ||||
| 2013-05-14 | 2013-05-09 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series E Voting Non-Convertible Preferred Stock | I | 4.983.557 | 4.983.557 | ||||||
| 2013-05-14 | 2013-05-09 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series D Voting Non-Convertible Preferred Stock | I | -4.983.557 | 0 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 142.858 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 68.499 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | BENNETT RODNEY E | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 80.643 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Beach Walter T | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 124.962 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Wolcott Charles W | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 84.893 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 81.953 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 82.153 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Ullom Lance | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 82.603 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 19.231 | 76.809 | ||||||
| 2013-01-17 | 2013-01-15 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | 200.000 | 703.142 | ||||||
| 2013-01-17 | 2013-01-15 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 35.000 | 167.895 | ||||||
| 2013-01-03 | 2012-12-31 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | 1,2000 | -99.074 | -119 | 503.142 | ||||
| 2013-01-03 | 2012-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1,2000 | -30.511 | -37 | 132.895 | ||||
| 2012-12-28 | 2012-12-28 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series D Voting Non-Convertible Preferred Stock | I | 4.983.557 | 4.983.557 | ||||||
| 2012-12-28 | 2012-12-28 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series B Voting Non-Convertible Preferred Stock | I | -4.983.557 | 0 | ||||||
| 2012-12-28 | 2012-12-26 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | -116.595 | 602.216 | ||||||
| 2012-07-23 | 2012-07-19 | 4 | Costas John P | IFMI | Common Stock, par value $0.001 | D | -424.371 | 0 | ||||||
| 2012-05-02 | 2012-05-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 per share | D | 1,2700 | -690 | -1 | 79.616 | ||||
| 2012-03-13 | 2012-03-09 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 49.268 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 123.627 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | BENNETT RODNEY E | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 61.412 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Beach Walter T | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 105.731 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Wolcott Charles W | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 65.662 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Ullom Lance | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 63.372 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 62.922 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 62.722 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 37.414 | 57.578 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 30.000 | 163.406 | ||||||
| 2012-02-03 | 2012-02-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 per share | D | 1,8600 | -1.090 | -2 | 80.306 | ||||
| 2010-03-29 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.001 | I | 1.099.496 | ||||||||
| 2010-03-29 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.001 | D | 357.638 | ||||||||
| 2010-03-29 | 3 | Ricciardi Stephanie By GRAT | COHN | Common Stock, par value $0.001 | I | 11.291 | ||||||||
| 2010-03-11 | 2010-03-09 | 4 | BENNETT RODNEY E | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 12.321 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Chayette Marc | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 11.471 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Costello Thomas | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 13.831 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | DAWSON G STEVEN | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 9.418 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Haraburda Jack | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 13.631 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Ullom Lance See footnote (3) | COHN | Common Stock, $0.001 par value per share | I | 6,3800 | 10.000 | 64 | 18.000 | ||||
| 2010-03-11 | 2010-03-09 | 4 | Ullom Lance | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 14.281 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Wolcott Charles W | COHN | Common Stock, $0.001 par value per share | D | 8.487 | 16.571 | ||||||
| 2009-12-18 | 3 | Ricciardi Christopher By Spouse | COHN | Common Stock, par value $0.001 | I | 37.157 | ||||||||
| 2009-12-18 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.001 | D | 337.356 | ||||||||
| 2006-11-28 | 2006-11-27 | 4 | Chayette Marc | AFN | Common Stock, $0.001 par value per share | D | 13.500,0000 | 1.500 | 20.250 | 1.500 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Costello Thomas | AFN | Common Stock, $0.001 par value per share | D | 45.000,0000 | 5.000 | 225.000 | 17.600 | ||||
| 2006-11-28 | 2006-11-27 | 4 | BENNETT RODNEY E | AFN | Common Stock, $0.001 par value per share | D | 18.000,0000 | 2.000 | 36.000 | 4.000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Haraburda Jack | AFN | Common Stock, $0.001 par value per share | D | 36.000,0000 | 4.000 | 144.000 | 16.600 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Wolcott Charles W | AFN | Common Stock, $0.001 par value per share | D | 90.000,0000 | 10.000 | 900.000 | 15.000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | DAWSON G STEVEN | AFN | Common Stock, $0.001 par value per share | D | 450.000,0000 | 50.000 | 22.500.000 | 52.000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Longino John | AFN | Common Stock, $0.001 par value per share | D | 49.995,0000 | 5.555 | 277.722 | 48.006 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Patel Shami | AFN | Common Stock, $0.001 par value per share | D | 150.003,0000 | 16.667 | 2.500.100 | 78.793 | ||||
| 2006-11-01 | 2006-10-31 | 4 | MCENTEE JAMES | AFN | Common Stock, $0.001 par value per share | D | -113.204 | 25.326 | ||||||
| 2006-11-01 | 2006-10-31 | 4 | COHEN DANIEL G | AFN | Common Stock, $0.001 par value per share | D | -113.204 | 604.800 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
