| Insider-Aktien | 34.952.635 shares |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Nettoanzahl der Insider, die kaufen (Rang)
N/A
Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).
Prozent des Streubesitzes von Insidern gekauft (Rang)
N/A
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Humanigen, Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in HGEN / Humanigen, Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in HGEN / Humanigen, Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -276.210 | -3 | 8.398.871 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -75.887 | -1 | 2.307.530 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -34.253 | -0 | 1.041.536 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 381.841 | 851 | 8.675.081 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 109.098 | 243 | 2.383.417 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 54.549 | 122 | 1.075.789 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 226.665 | 495 | 8.293.240 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 64.762 | 142 | 2.274.319 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 32.381 | 71 | 1.021.240 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 121.590 | 239 | 8.066.575 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 34.740 | 68 | 2.209.557 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 17.370 | 34 | 988.859 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 700.000 | 2.100 | 7.944.985 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 200.000 | 600 | 2.174.817 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 100.000 | 300 | 971.489 | ||||
| 2022-03-14 | 2022-03-09 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2,7800 | 5.000 | 14 | 12.000 | ||||
| 2022-03-14 | 2022-03-08 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2,5300 | 7.000 | 18 | 7.000 | ||||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 550 | 0 | 2.866 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 157 | 0 | 818 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 79 | 0 | 410 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 1.026 | 1 | 2.316 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 36 | 0 | 7.393 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 293 | 0 | 661 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 10 | 0 | 2.111 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 147 | 0 | 331 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 5 | 0 | 1.055 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 1.668 | 2 | 7.357 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 476 | 1 | 2.101 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 238 | 0 | 1.050 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 891 | 1 | 5.689 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 255 | 0 | 1.625 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 127 | 0 | 812 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 1.213 | 0 | 1.290 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 36 | 0 | 4.798 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 346 | 0 | 368 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 10 | 0 | 1.370 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 173 | 0 | 184 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 5 | 0 | 685 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 77 | 0 | 77 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 4.762 | 3 | 4.762 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 22 | 0 | 22 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 1.360 | 1 | 1.360 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 11 | 0 | 11 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 680 | 0 | 680 | |||
| 2022-03-04 | 2022-03-02 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 2,3400 | 40.000 | 94 | 70.000 | ||||
| 2022-03-04 | 2022-03-02 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 2,3200 | 12.500 | 29 | 12.500 | ||||
| 2022-01-14 | 2022-01-12 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 2,99 | 59.841 | 59.841 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 2,99 | 38.411 | 38.411 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 2,99 | 36.550 | 36.550 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 2,99 | 43.763 | 43.763 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 2,99 | 84.385 | 84.385 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 3,72 | 34.500 | 34.500 | |||||
| 2022-01-04 | 2021-12-31 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 4.163 | 12 | 4.163 | |||
| 2022-01-04 | 2021-12-31 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 3,72 | 44.600 | 44.600 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 5.523 | 16 | 5.523 | |||
| 2022-01-04 | 2021-12-31 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 5.117 | 15 | 5.117 | |||
| 2022-01-04 | 2021-12-31 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 3,72 | 29.400 | 29.400 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 3,72 | 76.000 | 76.000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 3,72 | 51.000 | 51.000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 3.538 | 10 | 3.538 | |||
| 2022-01-04 | 2021-12-31 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 4.674 | 13 | 4.674 | |||
| 2021-11-26 | 2021-11-23 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -17.660 | -80 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -5.863 | -27 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -4.966 | -22 | 0 | |||
| 2021-10-20 | 2021-10-19 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 6,56 | 42.866 | 42.866 | |||||
| 2021-10-20 | 2021-10-19 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 6,56 | 42.866 | 42.866 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4.966 | 4.966 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5,93 | 17.660 | 17.660 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 5,93 | 22.626 | 22.626 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5,93 | 5.863 | 5.863 | |||||
| 2021-08-27 | 2020-10-16 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20,00 | -80 | 6.532.433 | |||||
| 2021-08-27 | 2020-10-13 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20,00 | 0,0938 | -80 | -0 | 6.532.433 | |||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -41.725 | -716 | 7.266.296 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -11.510 | -198 | 1.980.696 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -4.316 | -74 | 873.693 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -79.494 | -1.357 | 7.308.021 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -21.929 | -374 | 1.992.206 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -8.224 | -140 | 878.009 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -21.311 | -363 | 7.366.204 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -5.879 | -100 | 2.008.256 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -2.204 | -38 | 884.029 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -7.027 | -120 | 7.387.515 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -1.938 | -33 | 2.014.135 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -727 | -12 | 886.233 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -4.048 | -69 | 7.394.542 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -1.117 | -19 | 2.016.073 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -419 | -7 | 886.960 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -129.054 | -2.199 | 7.398.590 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -35.601 | -607 | 2.017.190 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -13.350 | -227 | 887.379 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -96.254 | -1.649 | 7.527.644 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -26.553 | -455 | 2.052.791 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -9.957 | -171 | 900.729 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -11.003 | -188 | 7.623.898 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -3.036 | -52 | 2.079.344 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -1.138 | -19 | 910.686 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -214.626 | -3.729 | 7.634.901 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -59.207 | -1.029 | 2.082.380 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -22.203 | -386 | 911.824 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -34.807 | -597 | 7.849.527 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -9.602 | -165 | 2.141.587 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -3.601 | -62 | 934.027 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -74.565 | -1.277 | 7.884.334 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -20.569 | -352 | 2.151.189 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -7.714 | -132 | 937.628 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -102.219 | -1.748 | 7.958.899 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -28.198 | -482 | 2.171.758 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -10.575 | -181 | 945.342 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -158.961 | -2.746 | 8.061.118 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -43.851 | -758 | 2.199.956 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -16.444 | -284 | 955.917 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -725.000 | -12.908 | 8.220.079 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -200.000 | -3.561 | 2.243.807 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -75.000 | -1.335 | 972.361 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -101.158 | -1.859 | 8.945.079 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -27.906 | -513 | 2.443.807 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -10.465 | -192 | 1.047.361 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -96.516 | -1.765 | 9.046.237 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -26.625 | -487 | 2.471.713 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -9.985 | -183 | 1.057.826 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -291.798 | -5.398 | 9.142.753 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -80.496 | -1.489 | 2.498.338 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -30.186 | -558 | 1.067.811 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -131.532 | -2.522 | 9.434.551 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -36.284 | -696 | 2.578.834 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -13.607 | -261 | 1.097.997 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,4032 | -111.325 | -2.160 | 9.566.083 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,3996 | -34.431 | -668 | 2.615.118 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,4955 | -12.730 | -248 | 1.111.604 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20,6100 | -49.906 | -1.029 | 30.000 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 21,1400 | -5.094 | -108 | 79.906 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20,6000 | -26.441 | -545 | 85.000 | ||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 111.441 | 111.441 | ||||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron | HGEN | Common Stock | D | -111.441 | 0 | ||||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9,65 | -14.700 | 73.500 | |||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 20,0800 | -14.700 | -295 | 0 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 9,6500 | 14.700 | 142 | 14.700 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -42.440 | -810 | 9.677.408 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -25.464 | -486 | 2.649.549 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -12.732 | -243 | 1.124.334 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -66.886 | -1.235 | 9.719.848 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -40.132 | -741 | 2.675.013 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -20.066 | -370 | 1.137.066 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -100.607 | -1.848 | 9.786.734 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -60.365 | -1.109 | 2.715.145 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -30.182 | -554 | 1.157.132 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -40.042 | -761 | 9.887.341 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -24.056 | -457 | 2.775.510 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -12.028 | -229 | 1.187.314 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 14,99 | 155.000 | 155.000 | |||||
| 2021-04-06 | 2021-03-09 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 17,2374 | -83.568 | -1.440 | 5.632.469 | ||||
| 2021-03-15 | 2021-03-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 16,07 | 652.640 | 652.640 | |||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,4900 | -37.912 | -587 | 5.342.887 | ||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16,0206 | -119.201 | -1.910 | 5.380.799 | ||||
| 2021-03-11 | 2021-03-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16,4646 | -32.469 | -535 | 5.500.000 | ||||
| 2021-03-11 | 2021-03-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 17,2374 | -83.568 | -1.440 | 55.632.469 | ||||
| 2021-03-01 | 2021-03-01 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,6490 | -14.100 | -263 | 5.616.037 | ||||
| 2021-03-01 | 2021-02-26 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,1793 | -30.003 | -575 | 5.630.137 | ||||
| 2021-03-01 | 2021-02-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,1694 | -2.402 | -46 | 5.660.140 | ||||
| 2021-02-24 | 2021-02-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,5450 | -25.906 | -506 | 5.662.542 | ||||
| 2021-02-24 | 2021-02-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23,2130 | -77.314 | -1.795 | 5.688.448 | ||||
| 2021-02-19 | 2021-02-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23,4950 | -37.300 | -876 | 5.765.762 | ||||
| 2021-02-19 | 2021-02-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,6950 | -42.408 | -920 | 5.803.062 | ||||
| 2021-02-19 | 2021-02-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,9190 | -9.700 | -193 | 5.845.470 | ||||
| 2021-02-16 | 2021-02-13 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,6810 | -16.423 | -323 | 5.855.170 | ||||
| 2021-02-16 | 2021-02-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0090 | -550 | -12 | 5.871.593 | ||||
| 2021-02-10 | 2021-02-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,3890 | -10.875 | -233 | 5.872.143 | ||||
| 2021-02-10 | 2021-02-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,3230 | -25.666 | -573 | 5.883.018 | ||||
| 2021-02-10 | 2021-02-08 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,6990 | -17.732 | -367 | 5.908.684 | ||||
| 2021-02-04 | 2021-02-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,8770 | -47.862 | -1.047 | 5.926.416 | ||||
| 2021-02-04 | 2021-02-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,2330 | -25.000 | -481 | 5.974.278 | ||||
| 2021-02-04 | 2021-02-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0290 | -722 | -14 | 5.999.278 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,7800 | -70.000 | -1.315 | 6.000.000 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,2320 | -23.140 | -445 | 6.070.000 | ||||
| 2021-01-27 | 2021-01-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0760 | -71.892 | -1.443 | 6.093.140 | ||||
| 2021-01-21 | 2021-01-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,3711 | -2.500 | -46 | 6.165.032 | ||||
| 2021-01-21 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0825 | -6.000 | -126 | 6.167.532 | ||||
| 2021-01-19 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,8100 | -50.000 | -990 | 6.173.532 | ||||
| 2021-01-19 | 2021-01-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,2290 | -30.000 | -547 | 6.223.532 | ||||
| 2021-01-19 | 2021-01-14 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,0660 | -25.000 | -452 | 6.253.532 | ||||
| 2021-01-13 | 2021-01-12 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,4272 | -14.577 | -269 | 6.278.532 | ||||
| 2021-01-13 | 2021-01-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,0000 | -10.423 | -198 | 6.293.109 | ||||
| 2020-12-31 | 2020-12-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,2020 | -500 | -11 | 6.303.532 | ||||
| 2020-12-28 | 2020-12-22 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0197 | -50.000 | -1.001 | 6.357.433 | ||||
| 2020-12-28 | 2020-12-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,0490 | -8.401 | -185 | 6.304.032 | ||||
| 2020-12-28 | 2020-12-23 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0860 | -45.000 | -949 | 6.312.433 | ||||
| 2020-12-23 | 2020-12-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 50.000,0000 | -50.000 | -2.500.000 | 6.357.433 | ||||
| 2020-12-23 | 2020-12-21 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,4578 | -25.000 | -486 | 6.407.433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -46 | 0 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -157 | 46 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -100 | 203 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -70 | 303 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,0000 | -37.300 | -560 | 6.432.433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,7627 | -62.700 | -988 | 6.469.733 | ||||
| 2020-12-23 | 2020-12-17 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1533 | -46 | -0 | 373 | |||
| 2020-12-23 | 2020-12-15 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,4000 | -157 | -0 | 327 | |||
| 2020-12-23 | 2020-12-10 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1000 | -100 | -0 | 170 | |||
| 2020-12-23 | 2020-12-07 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1000 | -70 | -0 | 70 | |||
| 2020-10-07 | 2020-10-05 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 12,14 | 82.622 | 82.622 | |||||
| 2020-10-02 | 2020-09-30 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 10,64 | 8,0400 | 1.803 | 14 | 1.803 | |||
| 2020-10-02 | 2020-09-30 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 10,6400 | 1.284 | 14 | 4.364 | ||||
| 2020-10-02 | 2020-09-30 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 10,6400 | 1.519 | 16 | 84.986 | ||||
| 2020-09-22 | 2020-09-18 | 4 | Chappell Dale | HGEN | Stock Option (right to buy) | D | 9,65 | 9,6500 | 133.760 | 1.291 | 133.760 | |||
| 2020-09-22 | 2020-09-18 | 4 | Tousley David L. | HGEN | Stock Option (Right to Buy) | D | 9,65 | 62.700 | 62.700 | |||||
| 2020-09-22 | 2020-09-18 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 9,65 | 151.316 | 151.316 | |||||
| 2020-09-22 | 2020-09-18 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9,65 | 88.200 | 88.200 | |||||
| 2020-08-12 | 2020-08-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0350 | -17.100 | -86 | 32.662.170 | ||||
| 2020-07-30 | 2020-07-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,6550 | -10.000 | -57 | 32.679.270 | ||||
| 2020-07-21 | 2020-07-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0000 | -261.915 | -1.310 | 32.689.270 | ||||
| 2020-07-21 | 2020-07-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0050 | -38.085 | -191 | 32.951.185 | ||||
| 2020-07-02 | 2020-06-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 4,9130 | -3.000 | -15 | 32.989.270 | ||||
| 2020-06-17 | 2020-06-16 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,7329 | -35.000 | -201 | 32.992.270 | ||||
| 2020-06-17 | 2020-06-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,5049 | -30.000 | -165 | 33.027.270 | ||||
| 2020-06-12 | 2020-06-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,4770 | -5.000 | -17 | 33.057.270 | ||||
| 2020-06-12 | 2020-06-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,6510 | -35.000 | -128 | 33.062.270 | ||||
| 2020-06-12 | 2020-06-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,0250 | -106.000 | -321 | 33.097.270 | ||||
| 2020-06-12 | 2020-06-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,9830 | -101.010 | -301 | 33.203.270 | ||||
| 2020-06-12 | 2020-06-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,1810 | -263.250 | -574 | 33.304.280 | ||||
| 2020-06-12 | 2020-03-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,0000 | -6.000 | -12 | 33.567.530 | ||||
| 2020-05-22 | 2020-05-20 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,8600 | 26.847 | 23 | 449.351 | ||||
| 2020-05-21 | 2020-05-20 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,86 | 0,8600 | 250.000 | 215 | 250.000 | |||
| 2020-04-07 | 2020-04-01 | 4/A | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 21.022 | 25 | 21.022 | |||
| 2020-04-07 | 2020-04-01 | 4/A | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 15.340 | 18 | 15.340 | |||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0,36 | 500.000,0000 | 0 | |||||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,3600 | 1.583.333 | 570 | 49.636.917 | ||||
| 2020-04-07 | 2018-09-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0,36 | 500.000,0000 | ||||||
| 2020-04-02 | 2020-04-01 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 48.214 | 58 | 48.214 | |||
| 2020-04-02 | 2020-04-01 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1,2000 | 13.750 | 16 | 417.338 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 1,2000 | 10.824 | 13 | 15.400 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 66.071 | 79 | 66.071 | |||
| 2020-01-29 | 2020-01-28 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,40 | 0,4000 | 318.103 | 127 | 318.103 | |||
| 2020-01-24 | 2020-01-22 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,38 | 0,3800 | 50.000 | 19 | 50.000 | |||
| 2020-01-24 | 2020-01-22 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 0,3800 | 4.576 | 2 | 4.576 | ||||
| 2020-01-24 | 2020-01-22 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,3800 | 43.421 | 16 | 403.588 | ||||
| 2019-12-16 | 2019-12-16 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 0,45 | 715.877 | 715.877 | |||||
| 2019-11-12 | 2019-11-08 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,7000 | 23.571 | 16 | 360.167 | ||||
| 2019-11-12 | 2019-11-08 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,70 | 0,5100 | 26.470 | 13 | 26.470 | |||
| 2019-07-31 | 2019-07-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,8500 | 15.882 | 13 | 422.504 | ||||
| 2019-07-31 | 2019-07-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,8500 | 19.412 | 17 | 336.596 | ||||
| 2019-06-05 | 2019-06-04 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 1,2500 | 8.000 | 10 | 557.207 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 586.027 | 48.053.584 | ||||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 591.248 | 47.467.557 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 235.624 | 549.207 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 236.499 | 406.622 | ||||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0,66 | -238.625 | 477.252 | |||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 238.625 | 159 | 317.184 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0,66 | -100.000 | 615.877 | |||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 100.000 | 66 | 199.869 | ||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0,66 | -75.000 | 8.359.771 | |||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 75.000 | 50 | 313.583 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 12.222 | 16 | 78.559 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 13.704 | 19 | 99.869 | ||||
| 2019-04-02 | 2019-03-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 10.000 | 14 | 170.123 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0,66 | -75.000 | 8.434.771 | |||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 75.000 | 50 | 238.583 | ||||
| 2019-01-28 | 2019-01-25 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,84 | 142.857 | 142.857 | |||||
| 2019-01-28 | 2019-01-25 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,84 | 86.111 | 86.111 | |||||
| 2019-01-07 | 2019-01-03 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 20.946 | 16 | 86.165 | ||||
| 2019-01-07 | 2019-01-03 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 18.243 | 13 | 160.123 | ||||
| 2019-01-07 | 2019-01-03 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 18.243 | 13 | 66.337 | ||||
| 2018-12-14 | 2018-12-14 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,8160 | 4.000 | 3 | 163.583 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,8219 | 2.000 | 2 | 159.583 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7570 | 2.500 | 2 | 157.583 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7500 | 2.500 | 2 | 155.083 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7390 | 7.000 | 5 | 152.583 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7320 | 10.000 | 7 | 145.583 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 24.219 | 16 | 65.219 | ||||
| 2018-10-02 | 2018-09-28 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 21.094 | 14 | 141.880 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 21.094 | 14 | 48.094 | ||||
| 2018-08-09 | 2018-08-07 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 27.000 | 14 | 120.786 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 31.000 | 16 | 41.000 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 27.000 | 14 | 27.000 | ||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20.000 | ||||||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20.000 | ||||||||
| 2018-03-13 | 2018-03-09 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,66 | 284.313 | 284.313 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,66 | 1.073.815 | 1.223.815 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,66 | 156.863 | 156.863 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,66 | 7.466.749 | 8.509.771 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0,66 | 88.235 | 88.235 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-07 | 2017-09-05 | 4 | Jester J Gregory | HGEN | Employee Stock Option (right to buy) | D | 0,33 | 150.000 | 150.000 | |||||
| 2018-03-05 | 2018-02-27 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0,2800 | 29.893.424 | 8.370 | 33.573.530 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0937 | 32.028.669 | 3.001 | 46.876.309 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 12.812.322 | 14.847.640 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 11.957.369 | 13.997.832 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 5.123.733 | 5.996.710 | ||||||
| 2017-09-05 | 2017-08-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0,4600 | -38.900 | -18 | 3.680.106 | ||||
| 2017-02-22 | 2017-02-21 | 4 | Lam Morgan | KBIO | Employee Stock Option (right to buy) | D | 2,92 | 100.000 | 100.000 | |||||
| 2017-02-22 | 2017-02-21 | 4 | Tousley David L. | KBIO | Employee Stock Option (right to buy) | D | 2,92 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | BARLIANT RONALD | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | MORRIS TIMOTHY E | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Chappell Dale | KBIO | Stock Option (Right to Buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Durrant Cameron | KBIO | Stock Option (right to buy) | D | 3,38 | 1.043.022 | 1.043.022 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Friedberg Ezra M | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Lam Morgan | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-08-29 | 2016-08-26 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3,1000 | -309.723 | -960 | 0 | ||||
| 2016-08-29 | 2016-08-25 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3,1000 | -1.913.206 | -5.931 | 309.723 | ||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7.438.012 | ||||||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7.438.012 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-05 | 2016-06-30 | 4 | BARLIANT RONALD | KBIOQ | Common Stock | D | 93.786 | 93.786 | ||||||
| 2016-07-05 | 2016-06-30 | 4 | Durrant Cameron | KBIOQ | Common Stock | D | 135.583 | 135.583 | ||||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29,3200 | 3.410 | 100 | 178.210 | ||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 29,3200 | 3.410 | 100 | 178.210 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Fernandez Thomas Edward | KBIO | Common Stock | D | 29,3200 | 6.821 | 200 | 6.821 | ||||
| 2015-12-18 | 2015-12-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 29,3200 | 10.000 | 293 | 250.000 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Harrison Michael Wayne | KBIO | Common Stock | D | 29,3200 | 1.705 | 50 | 1.705 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29,3200 | 3.410 | 100 | 378.210 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 29,3200 | 3.410 | 100 | 378.210 | ||||
| 2015-11-24 | 2015-11-24 | 4 | Shkreli Martin | KBIO | Common Stock | D | 38,1500 | 5.000 | 191 | 2.075.200 | ||||
| 2015-11-23 | 2015-11-20 | 4 | Shkreli Martin | KBIO | Common Stock | D | 18,8800 | 5.000 | 94 | 2.070.200 | ||||
| 2015-11-19 | 3 | BIESTEK MAREK | KBIO | Common Stock | D | 0 | ||||||||
| 2015-11-19 | 2015-11-18 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2,0200 | 440.000 | 889 | 2.065.200 | ||||
| 2015-11-19 | 2015-11-18 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 2,0400 | 40.000 | 82 | 240.000 | ||||
| 2015-11-19 | 2015-11-17 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1,8300 | 135.000 | 247 | 200.000 | ||||
| 2015-11-19 | 2015-11-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1,3600 | 65.000 | 88 | 65.000 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 2,1300 | 150.000 | 320 | 574.800 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 2,1300 | 150.000 | 320 | 574.800 | ||||
| 2015-11-18 | 3/A | Moradi David | KBIO | Common Stock | D | 67.937 | ||||||||
| 2015-11-18 | 3/A | Moradi David Through Anthion Partners II LLC | KBIO | Common Stock | I | 67.937 | ||||||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203.811 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828.170 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828.170 | ||||||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2,4300 | 7.000 | 17 | 1.625.200 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1,9300 | 606.677 | 1.171 | 1.618.200 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1,4300 | 97.269 | 139 | 1.011.523 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 0,6100 | 500.169 | 305 | 914.254 | ||||
| 2015-11-10 | 2015-11-09 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,95 | 1.875 | 1.875 | |||||
| 2015-10-28 | 2015-10-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1,90 | 3.125 | 3.125 | |||||
| 2015-10-08 | 2015-10-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2,31 | 1.875 | 1.875 | |||||
| 2015-09-28 | 2015-09-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1,93 | 3.125 | 3.125 | |||||
| 2015-09-22 | 2015-08-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2,01 | 3.125 | 3.125 | |||||
| 2015-09-22 | 2015-09-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 3,45 | 1.875 | 1.875 | |||||
| 2015-08-11 | 2015-08-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2,05 | 1.875 | 1.875 | |||||
| 2015-07-30 | 2015-07-30 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2,16 | 3.125 | 3.125 | |||||
| 2015-07-14 | 2015-07-10 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-08 | 2015-07-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,49 | 15.000 | 15.000 | |||||
| 2015-06-30 | 2015-06-29 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,49 | 25.000 | 25.000 | |||||
| 2015-06-08 | 2015-06-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,57 | 15.000 | 15.000 | |||||
| 2015-05-28 | 2015-05-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,53 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,50 | 15.000 | 15.000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,57 | 30.000 | 30.000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Restricted Stock Units | D | 30.000 | 30.000 | ||||||
| 2015-04-08 | 2015-04-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,47 | 15.000 | 15.000 | |||||
| 2015-03-13 | 2015-01-20 | 4/A | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,44 | 15.000 | 15.000 | |||||
| 2015-03-10 | 2015-03-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,56 | 15.000 | 15.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Joseph Donald | KBIO | Stock Options (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Options (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-09 | 2015-02-06 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,42 | 15.000 | 15.000 | |||||
| 2015-01-21 | 2015-01-20 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,44 | 15.000 | 15.000 | |||||
| 2014-12-01 | 2014-11-25 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 1,87 | 40.000 | 40.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5,41 | 40.000 | 40.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 5,41 | 75.000 | 75.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 5,41 | 150.000 | 150.000 | |||||
| 2014-01-22 | 2014-01-21 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 5,36 | 250.000 | 250.000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 4,15 | 150.000 | 150.000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 4,15 | 20.000 | 20.000 | |||||
| 2013-09-03 | 2013-08-29 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 5,57 | 20.000 | 20.000 | |||||
| 2013-08-01 | 2013-07-30 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5,75 | 125.000 | 125.000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | HENNER DENNIS | KBIO | Stock Option (Right to Buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | HEALY JAMES | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Cooper Jeffrey H | KBIO | Stock Option (right to buy) | D | 6,00 | -60.000 | 60.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 6,00 | -90.000 | 90.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 6,00 | 75.000 | 75.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Smith Brigitte | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 6,00 | 150.000 | 150.000 | |||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -1.207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -80.731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -2.565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -171.450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -1.367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -3.143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -210.056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -1.675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -9.982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -653.356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -19.120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -5.231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -341.236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -11.226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -2.851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -185.996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -6.118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.392 | 31.415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 93.129 | 2.072.914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 742 | 43.767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2.918 | 30.023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 195.088 | 1.979.785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.555 | 43.025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 3.440 | 27.105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 229.904 | 1.784.697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.833 | 41.470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 9.982 | 23.665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 653.356 | 1.554.793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 19.120 | 39.637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 5.231 | 13.683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 341.236 | 901.437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 11.226 | 20.517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2.851 | 8.452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 185.996 | 560.201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 6.118 | 9.291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Series D Preferred Stock | D | -431.973 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Common Stock | D | 491.530 | 491.530 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Series D Preferred Stock | D | -842.435 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Common Stock | D | 958.583 | 958.583 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Preferred Shares | I | -431.973 | 0 | ||||||
| 2013-02-07 | 2013-01-31 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Common Stock | I | 8,0000 | 87.500 | 700 | 579.030 | ||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series E Preferred Stock | D | -165.164 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series D Preferred Stock | D | -224.029 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series C Preferred Stock | D | -181.114 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-2 Preferred Stock | D | -487.489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-1 Preferred Stock | D | -357.693 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series A Preferred Stock | D | -194.965 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Common Stock | D | 1.683.817 | 1.691.794 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -1.207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -80.731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -2.565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -171.450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -1.367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -3.143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -210.056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -1.675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -9.982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -653.356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -19.120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -5.231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -341.236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -11.226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -2.851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -185.996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -6.118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.392 | 31.415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 93.129 | 2.072.914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 742 | 43.767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2.918 | 30.023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 195.088 | 1.979.785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.555 | 43.025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 3.440 | 27.105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 229.904 | 1.784.697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.833 | 41.470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 9.982 | 23.665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 653.356 | 1.554.793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 19.120 | 39.637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 5.231 | 13.683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 341.236 | 901.437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 11.226 | 20.517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2.851 | 8.452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 185.996 | 560.201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 6.118 | 9.291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series D Preferred Stock | I | -45.368 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series D Preferred Stock | I | -170.617 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series C Preferred Stock | I | -25.322 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series C Preferred Stock | I | -59.084 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series B-2 Preferred Stock | I | -146.240 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series B-2 Preferred Stock | I | -341.229 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte | KBIO | Common Stock | I | 825.613 | 850.613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series D Preferred Stock | D | -96.612 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series C Preferred Stock | D | -79.886 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-2 Preferred Stock | D | -175.488 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-1 Preferred Stock | D | -125.185 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 498.038 | 721.228 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Series D Preferred Stock | D | -345.578 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Common Stock | D | 393.223 | 393.223 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series D Preferred Stock | D | -215.985 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series C Preferred Stock | D | -84.406 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series B-2 Preferred Stock | D | -487.469 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 825.613 | 850.613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Series C Convertible Preferred Stock | I | -974.940 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Common Stock | I | 1.067.059 | 1.067.059 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series D Preferred Stock | D | -104.387 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series C Preferred Stock | D | -51.710 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-2 Preferred Stock | D | -175.489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-1 Preferred Stock | D | -121.149 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Common Stock | D | 472.013 | 474.018 | ||||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 5.485 | 44 | 5.601 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 366.592 | 2.933 | 374.205 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 2.923 | 23 | 3.173 | ||||
| 2013-02-04 | 2013-01-31 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 8,0000 | 25.000 | 200 | 25.000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Common Stock | I | 8,0000 | 25.000 | 200 | 25.000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 8,0000 | 62.500 | 500 | 223.190 | ||||
| 2012-08-13 | 3 | WITHY RAYMOND M | NONE | Common Stock | D | 100.000 | ||||||||
| 2012-08-10 | 3 | Alloy Ventures 2000, L.P. | NONE | Common Stock | D | 28.418 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 414 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 27.116 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 891 | ||||||||
| 2012-08-10 | 3 | Yarranton Geoffrey Thomas | NONE | Common Stock | D | 931.645 | ||||||||
| 2012-08-10 | 3 | Pritchard David | NONE | Common Stock | D | 2.273.521 | ||||||||
| 2012-08-10 | 3 | Shochat Dan | NONE | Common Stock | D | 826.394 | ||||||||
| 2012-08-10 | 3 | 5AM VENTURES LLC | NONE | Common Stock | D | 572.295 | ||||||||
| 2012-08-10 | 3 | EDB Investments Pte Ltd. | NONE | Common Stock | D | 7.142 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
