Investor Herzfeld Erik Mervin
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Herzfeld Erik Mervin . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2026-10-08 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 756,694 690,033
2026-09-28 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 772,965 756,694
2026-04-20 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 752,442 772,965
2026-03-17 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 7,381,500 752,442
2026-02-25 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 7,381,500 730,542
2026-02-10 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 7,394,580 7,381,500
2026-01-08 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,256,954 7,394,580
2025-12-29 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,473,630 6,256,954
2025-12-16 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,493,989 6,473,630
2025-05-13 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,310,405 6,493,989
2025-04-09 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,153,167 6,310,405
2025-03-26 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 5,733,451 6,153,167
2025-03-14 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 5,299,498 5,733,451
2025-03-13 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 5,127,970 5,299,498
2025-03-11 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 4,571,282 5,127,970
2025-03-10 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 4,225,115 4,571,282
2025-03-06 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 2,843,569 4,225,115
2024-05-06 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 3,208,072 2,843,569
2023-12-29 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 671,642 3,208,072
2023-01-31 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 717,459 671,642
2022-11-22 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 883,786 717,459
2022-10-07 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 669,740 883,786
2021-11-30 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 727,590 669,740
2021-07-12 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 615,843 727,590
2021-03-19 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 689,657 615,843
2018-12-28 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 829,729 689,657
2017-12-15 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 764,659 829,729
2017-11-13 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 690,436 764,659
2017-07-07 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 607,636 690,436
2017-04-13 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 531,246 607,636
2017-03-20 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 328,925 531,246
2016-12-30 13D CUBA / The Herzfeld Caribbean Basin Fund Inc. 328,925
2014-12-29 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 84,783
2014-12-19 13D CUBA / The Herzfeld Caribbean Basin Fund Inc. 279,026