ABHD SEC-Einreichungen - Abtech Holdings, Inc.- Jahresbericht, Proxy Statement, Prospekt

Basisstatistiken

CIK

1405858

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Abtech Holdings, Inc.

SEC Filings (Chronological Order)

Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.

March 22, 2019	SC 13E3/A	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SC 13E3/A SC 13E3/A 1 formsc13e3a.htm SC 13E3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2 – Final Amendment) (Rule 13e-100) Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Exchange Act of 1934 ABTECH HOLDINGS, INC. (Name of Issuer) Abtech Acqu
March 21, 2019	15-12G	ABHD / Abtech Holdings, Inc. 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-52762 Abtech Acquisition Corp (formerly known as Abtech Holdings, Inc.)
March 15, 2019	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.
March 15, 2019	EX-2.1	Articles of Merger, dated March 13, 2019, between the Company and Abtech Acquisition Corp Exhibit 2.1
February 11, 2019	EX-99.(A)(1)	Letter from Abtech Acquisition Corp to Stockholders of Abtech Holdings, Inc. Exhibit (a)(1) LETTER FROM ABTECH ACQUISITION CORP Dear Stockholders of Abtech Holdings, Inc.
February 11, 2019	EX-99.(A)(2)	Form of Notice of Merger and Dissenter’s Rights Exhibit (a)(2) FORM OF NOTICE OF MERGER AND DISSENTER’S RIGHTS [•], 2019 To the Former Holders of Common Stock of Abtech Holdings, Inc.
February 11, 2019	EX-99.(D)	Contribution Agreement by and between the Contributing Stockholders and Abtech Acquisition Corp, dated December 7, 2018 Exhibit (d) CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT (this “Agreement”) is made as of December 7, 2018, by and among Golden Properties Ltd (“Golden”), Tilly LLC (“Tilly”), Abtech Acquisition Corp, a newly formed Nevada company (“Newco”) and certain stockholders (the “Contributing Stockholders”) of Abtech Holdings, Inc.
February 11, 2019	SC 13E3/A	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SC 13E3/A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) (Rule 13e-100) Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Exchange Act of 1934 ABTECH HOLDINGS, INC. (Name of Issuer) Abtech Acquisition Corp Golden Prop
February 11, 2019	SC 13D/A	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 ABTECH HOLDINGS, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 00400H207 (CUSIP Number) Golden Properties Ltd. Hugo Neu Corporation Tilly LLC Wendy Joan Kelman-Neu Steven Kohlhagen Upen Bharwada Donald R. Ke
February 11, 2019	EX-99.(F)	Nevada Revised Statutes Section 92A.300 to Section 92A.500 — Dissenter’s Rights Provisions Exhibit (f) Nevada Revised Statutes § 92A.300 to § 92A.500 (“Dissenters’ Rights Provisions”) 92A.300. Definitions. As used in NRS 92A.300 to 92A.500, inclusive, unless the context otherwise requires, the words and terms defined in NRS 92A.305 to 92A.335, inclusive, have the meanings ascribed to them in those sections. 92A.305. “Beneficial stockholder” defined. “Beneficial stockholder” means a pers
December 21, 2018	LETTER	LETTER December 21, 2018 Via E-Mail Nazish M. Agha Agha & Agha, LLP 7 Lincoln Highway, Suite 214 Edison, New Jersey 08820 Re: Abtech Holdings, Inc. Schedule 13E-3 filed on December 10, 2018 Filed by Golden Properties Ltd. et al. File No. 5-85659 Dear Ms. Agha: The Office of Mergers and Acquisitions has conducted a limited review of the filing listed above. Our comments follow. All defined terms have the
December 21, 2018	TEXT-EXTRACT	ABHD / Abtech Holdings, Inc. TEXT-EXTRACT - - December 21, 2018 Via E-Mail Nazish M. Agha Agha & Agha, LLP 7 Lincoln Highway, Suite 214 Edison, New Jersey 08820 Re: Abtech Holdings, Inc. Schedule 13E-3 filed on December 10, 2018 Filed by Golden Properties Ltd. et al. File No. 5-85659 Dear Ms. Agha: The Office of Mergers and Acquisitions has conducted a limited review of the filing listed above. Our comments follow. All defined terms have the
December 13, 2018	8-K	Other Events 8-K 1 tv5091318k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporatio
December 12, 2018	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits 8-K 1 tv5089998k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation
December 12, 2018	EX-10.2	Letter and Conversion Notice, by and between Abtech Holdings, Inc. and Tilly LLC. EX-10.2 3 tv508999ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 H O L D I N G S, I N C. SENT VIA EMAIL November 15, 2018 Wendy Neu Tilly LLC Re: Debt Conversion Terms Dear Wendy: In a previous letter, I notified you that Abtech Holdings, Inc. (the “Company”) had granted to you the right to convert your outstanding loans to the Company into shares of the Company’s common stock (the “Common Stock”) at a conv
December 12, 2018	EX-10.4	Letter and Conversion Notice, by and between Abtech Holdings, Inc. and F. Daniel Gabel. Exhibit 10.4 H O L D I N G S, I N C. SENT VIA EMAIL November 15, 2018 F. Daniel Gabel Re: Debt Conversion Terms Dear Dan: In a previous letter, I notified you that Abtech Holdings, Inc. (the “Company”) had granted to you the right to convert your outstanding loans to the Company into shares of the Company’s common stock (the “Common Stock”) at a conversion price of $0.00627 per share (the “Convers
December 12, 2018	EX-10.3	Letter and Conversion Notice, by and between Abtech Holdings, Inc. and Wendy Kelman-Neu. Exhibit 10.3 H O L D I N G S, I N C. SENT VIA EMAIL November 15, 2018 Wendy Neu Tilly LLC Re: Debt Conversion Terms Dear Wendy: In a previous letter, I notified you that Abtech Holdings, Inc. (the “Company”) had granted to you the right to convert your outstanding loans to the Company into shares of the Company’s common stock (the “Common Stock”) at a conversion price of $0.00627 per share (the “C
December 12, 2018	EX-10.1	Letter and Conversion Notice, by and between Abtech Holdings, Inc. and Golden Properties Ltd. Exhibit 10.1 H O L D I N G S, I N C. SENT VIA EMAIL Alex Lau Golden Properties LLC Re: Debt Conversion Terms Dear Alex: In a previous letter, I notified you that Abtech Holdings, Inc. (the “Company”) had granted to you the right to convert your outstanding loans to the Company into shares of the Company’s common stock (the “Common Stock”) at a conversion price of $0.00627 per share (the “Conversio
December 10, 2018	SC 13D	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SC 13D Activist Investment SC 13D 1 s002584x2sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ABTECH HOLDINGS, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 00400H207 (CUSIP Number) Golden Properties Ltd. Hugo Neu Corporation Tilly LLC Wendy Joan Kelman-Neu Steven Kohlhagen Upen Bhar
December 10, 2018	EX-99.(A)(1)	Letter from Abtech Acquisition Corp to Stockholders of Abtech Holdings, Inc. Exhibit (a)(1) LETTER FROM ABTECH ACQUISITION CORP Dear Stockholders of Abtech Holdings, Inc.
December 10, 2018	EX-99.(A)(2)	Form of Notice of Merger and Dissenter’s Rights Exhibit (a)(2) FORM OF NOTICE OF MERGER AND DISSENTER’S RIGHTS [•], 2019 To the Former Holders of Common Stock of Abtech Holdings, Inc.
December 10, 2018	EX-99.(F)	Nevada Revised Statutes Section 92A.300 to Section 92A.500 — Dissenter’s Rights Provisions Exhibit (f) Nevada Revised Statutes § 92A.300 to § 92A.500 (“Dissenters’ Rights Provisions”) 92A.300. Definitions. As used in NRS 92A.300 to 92A.500, inclusive, unless the context otherwise requires, the words and terms defined in NRS 92A.305 to 92A.335, inclusive, have the meanings ascribed to them in those sections. 92A.305. “Beneficial stockholder” defined. “Beneficial stockholder” means a pers
December 10, 2018	EX-99.1	AGREEMENT OF JOINT FILING EXHIBIT 99.1 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned persons hereby agree to file with the Securities and Exchange Commission Schedule 13D (the "Schedule 13D") to which this Agreement is attached as an exhibit, and agree that such Schedule 13D, as so filed, is filed on behalf of each of them. IN WITNESS WHEREOF, the
December 10, 2018	SC 13E3	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SC 13E3 SC 13E3 1 s002584x1sc13e3.htm SC 13E3 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Exchange Act of 1934 ABTECH HOLDINGS, INC. (Name of Issuer) Abtech Acquisit
December 10, 2018	EX-99.(D)	Contribution Agreement by and between the Contributing Stockholders and Abtech Acquisition Corp, dated December 7, 2018 Exhibit (d) CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT (this “Agreement”) is made as of December 7, 2018, by and among Golden Properties Ltd (“Golden”), Tilly LLC (“Tilly”), Abtech Acquisition Corp, a newly formed Nevada company (“Newco”) and certain stockholders (the “Contributing Stockholders”) of Abtech Holdings, Inc.
November 14, 2018	10-Q	ABHD / Abtech Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14
November 5, 2018	EX-99.1	ABTECH HOLDINGS, INC. ANNOUNCES REVERSE STOCK SPLIT EXHIBIT 99.1 ABTECH HOLDINGS, INC. ANNOUNCES REVERSE STOCK SPLIT SCOTTSDALE, AZ, November 5, 2018 – Abtech Holdings, Inc. (OTC PINK: ABHD; the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and contamination, announced today that the 200-for-1 reverse stock split to the Company
November 5, 2018	8-K	Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.
October 30, 2018	PRE 14C	ABHD / Abtech Holdings, Inc. PRE 14C PRE 14C 1 tv505913pre14c.htm PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c−101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) ¨ Definitive Information State
September 28, 2018	EX-99.1	Cutting-edge Developer to Deploy AbTech’s Smart Sponge® Technologies for Stormwater Treatment AbTech Announces Approval of Smart Sponge® Plus Registration in California EXHIBIT 99.1 Cutting-edge Developer to Deploy AbTech’s Smart Sponge® Technologies for Stormwater Treatment AbTech Announces Approval of Smart Sponge® Plus Registration in California Scottsdale, AZ – September 27, 2018 - Abtech Holdings, Inc. (OTC PINK: ABHD) (the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addr
September 28, 2018	EX-10.1	Purchase Order #MS-66, dated as of September 26 2018, by and between Hugo Neu Realty Management, LLC and AbTech Industries Inc. EX-10.1 2 tv503782ex10-1.htm EXHIBIT 10.1 EXHIBIT 10.1 Purchase Order #MS-66, dated as of September 26 2018, by and between Hugo Neu Realty Management, LLC and AbTech Industries Inc. PURCHASE ORDER Realty Management LLC 78 John Miller Way Kearny, New Jersey 07032 DATE: 9/12/18 973-842-2600 P.O. #:” MS-66 PROJECT #: VENDOR SHIP TO NAME: Shawn Lolling PROJECT NAME: Kearny Point Master Site CO. NAME:
September 28, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (
September 19, 2018	EX-99.3	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Exhibit 99.3 Settlement Order of the SEC Relating to Castleton UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. SECURITIES EXCHANGE ACT OF 1934 Release No. ADMINISTRATIVE PROCEEDING File No. In the Matter of LANE J. CASTLETON Respondent. ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 AND S
September 19, 2018	EX-99.2	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Exhibit 99.2 Settlement Order of the SEC Relating to Rink UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. SECURITIES EXCHANGE ACT OF 1934 Release No. ADMINISTRATIVE PROCEEDING File No. In the Matter of GLENN R. RINK Respondent. ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 AND SECTION 21
September 19, 2018	EX-99.1	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Exhibit 99.1 Settlement Order of the SEC Relating to the Company UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. SECURITIES EXCHANGE ACT OF 1934 Release No. ADMINISTRATIVE PROCEEDING File No. In the Matter of ABTECH HOLDINGS, INC. Respondent. ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933
September 19, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (
September 7, 2018	8-K	Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I
August 21, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R
August 21, 2018	EX-3.1	Certificate of Change filed with the Nevada Secretary of State on August 20, 2018, and effective at 12:01 a.m. on August 27, 2018. EXHIBIT 3.1 1
August 14, 2018	10-Q	ABHD / Abtech Holdings, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 tv49982310q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specifi
July 27, 2018	DEF 14A	ABHD / Abtech Holdings, Inc. DEF 14A DEF 14A 1 tv499473def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (
July 16, 2018	PRE 14A	ABHD / Abtech Holdings, Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ D
July 2, 2018	8-K	Shareholder Director Nominations 8-K 1 d794887d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2018 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (
May 15, 2018	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 tv49270210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specif
April 30, 2018	10-K/A	ABHD / Abtech Holdings, Inc. FORM 10-K/A (Annual Report) 10-K/A 1 tv49257310ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A x AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH
April 3, 2018	EX-21	List of Subsidiaries Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. AbTech Industries, Inc. (“AbTech Industries”), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries. 3. AEWS Engineering, LLC (“AEWS”), a Delaware limited liability company. As of Dece
April 3, 2018	10-K	ABHD / Abtech Holdings, Inc. FORM 10-K (Annual Report) 10-K 1 tv48896610k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exac
April 3, 2018	EX-10.9	Offer letter to Robert C. Backman dated February 13, 2018. Exhibit 10.9 OFFER LETTER TO ROBERT C. BACKMAN Personal and Confidential February 13, 2018 Robert C. Backman 133 West Plain Street Wayland, MA 01778 Subject: Employment Offer Letter Dear Robert, On behalf of AbTech Industries, Inc., we are pleased to offer you the position of Chief Operating Officer (“COO”). We are confident that you will be a valuable addition to our team and believe that you wil
April 3, 2018	NT 10-K	ABHD / Abtech Holdings, Inc. NT 10-K NT 10-K 1 tv490208nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-52762 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Repor
February 15, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2018 Abtech Holdings, Inc.
December 14, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2017 Abtech Holdings, Inc.
November 14, 2017	10-Q	ABHD / Abtech Holdings, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14
August 14, 2017	10-Q	ABHD / Abtech Holdings, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-1994
June 7, 2017	8-K	Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2017 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.
May 17, 2017	EX-99.1	Abtech Holdings, Inc. Reports First Quarter 2017 Financial Results Exhibit 99.1 Abtech Holdings, Inc. Reports First Quarter 2017 Financial Results Scottsdale, AZ, – May 15, 2017 – Abtech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and contamination, today reported financial results for its firs
May 17, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2017 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
May 15, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-199
April 24, 2017	DEF 14A	Abtech Holdings DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 ABTECH HOLDINGS, INC.
April 3, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 31, 2017 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
April 3, 2017	EX-99.1	Abtech Holdings, Inc. Reports Fiscal Year 2016 Financial Results Exhibit 99.1 Abtech Holdings, Inc. Reports Fiscal Year 2016 Financial Results Scottsdale, AZ, ? March 31, 2017 ? Abtech Holdings, Inc. (OTC QB: ABHD) (?AbTech? or the ?Company?), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and contamination, today reported financial results for its full
March 31, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 v46238310k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name
March 31, 2017	EX-21	LIST OF SUBSIDIARIES ABTECH HOLDINGS, INC. EX-21 2 v462383ex21.htm EXHIBIT 21 Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. AbTech Industries, Inc. (“AbTech Industries”), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries. 3. AEWS Engineering, LLC (“AEWS”), a Delaware li
November 15, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2016 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
November 15, 2016	EX-99.1	Abtech Holdings, Inc. Reports Third Quarter and Nine Months 2016 Financial Results EX-99.1 2 v453192ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Abtech Holdings, Inc. Reports Third Quarter and Nine Months 2016 Financial Results Scottsdale, AZ, – November 14, 2016 – Abtech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution an
November 14, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14
November 4, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2016 Abtech Holdings, Inc.
August 15, 2016	EX-99.1	Abtech Holdings, Inc. Reports Second Quarter and First Half 2016 Financial Results EX-99.1 2 v447050ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Abtech Holdings, Inc. Reports Second Quarter and First Half 2016 Financial Results Scottsdale, AZ, – August 15, 2016 – Abtech Holdings, Inc. (OTC QB: ABHD) ("AbTech" or the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and
August 15, 2016	EX-99.1	Abtech Holdings, Inc. Reports Second Quarter and First Half 2016 Financial Results EX-99.1 2 v447050ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Abtech Holdings, Inc. Reports Second Quarter and First Half 2016 Financial Results Scottsdale, AZ, – August 15, 2016 – Abtech Holdings, Inc. (OTC QB: ABHD) ("AbTech" or the “Company”), an environmental technologies firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and
August 15, 2016	8-K	Abtech Holdings FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2016 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
August 15, 2016	8-K	Abtech Holdings FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2016 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
August 15, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-1994
May 16, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-199
May 14, 2016	8-K	Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2016 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.
April 18, 2016	DEF 14A	Abtech Holdings DEF 14A DEF 14A 1 v437264def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional M
March 30, 2016	EX-21	LIST OF SUBSIDIARIES ABTECH HOLDINGS, INC. Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. AbTech Industries, Inc. (“AbTech Industries”), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries. 3. AEWS Engineering, LLC (“AEWS”), a Delaware limited liability company. As of Dece
March 30, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registrant as specified
February 22, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2016 Abtech Holdings, Inc.
February 1, 2016	SC 13D/A	ABHD / Abtech Holdings, Inc. / HUGO NEU Corp Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Abtech Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00400H108 (CUSIP Number) Hugo Neu Corporation 120 FIFTH AVENUE, SUITE 600, NEW YORK, NY 10011 Attention: Wendy Neu Telephone: (646) 467-6700
January 12, 2016	SC 13D/A	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ABTECH HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00400H108 (CUSIP Number) Golden Properties Ltd., Suite 500-1177 West Hastings Street, Vancouver, BC, V6E 2K3, Canada Attention: Simon Royle
January 6, 2016	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 28, 2015 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
January 6, 2016	EX-3.1	Certificate of Change to Articles of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on January 6, 2016) [Cert of Change to Articles] Exhibit 3.1
December 30, 2015	EX-99.4	AMENDMENT TO FINANCING AGREEMENT EX-99.4 5 v427899ex99-4.htm EXHIBIT 99.4 EXHIBIT 99.4 AMENDMENT TO FINANCING AGREEMENT This AMENDMENT TO FINANCING AGREEMENT (this “Amendment”) is dated as of November , 2015 by and among Abtech Holdings, Inc. (the “Company”) and the persons or entities set forth on Exhibit A hereto (the “Participants”), all of which are parties to that certain Financing Agreement dated October 19, 2015 (the “Agre
December 30, 2015	EX-99.3	FINANCING AGREEMENT BY AND AMONG ABTECH HOLDINGS, INC., a Nevada corporation THE DEBT HOLDERS AND PURCHASERS DATED October 19, 2015 EX-99.3 4 v427899ex99-3.htm EXHIBIT 99.3 EXHIBIT 99.3 FINANCING AGREEMENT BY AND AMONG ABTECH HOLDINGS, INC., a Nevada corporation AND THE DEBT HOLDERS AND PURCHASERS set forth on EXHIBIT A DATED October 19, 2015 1 FINANCING AGREEMENT This FINANCING AGREEMENT (this “Agreement”) is dated October 19, 2015, by and among Abtech Holdings, Inc., a corporation organized under the laws of the State of Nev
December 30, 2015	SC 13D	ABHD / Abtech Holdings, Inc. / GOLDEN PROPERTIES LTD. - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ABTECH HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00400H108 (CUSIP Number) Golden Properties Ltd., Suite 500-1177 West Hastings Street, Vancouver, BC, V6E 2K3, Canada Attention: Simon Royle Tele
December 30, 2015	EX-99.1	FORM OF PREFUNDING AGREEMENT EX-99.1 2 v427899ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 FORM OF PREFUNDING AGREEMENT , 2015 Re: Abtech Holdings, Inc. Pre-Closing Funds Dear Purchaser: Reference is made to that certain Financing Agreement by and among Abtech Holdings, Inc., a Nevada corporation (the “Company”), (“Purchaser”), and such other purchasers and debt holders set forth on Exhibit A thereto (the “Financing Agreement”). Capi
December 30, 2015	EX-99.2	DEBT CONVERSION AGREEMENT EXHIBIT 99.2 DEBT CONVERSION AGREEMENT THIS DEBT CONVERSION AGREEMENT (this “Agreement”) is entered into as of November 10, 2015, by and between Abtech Holdings, Inc., a Nevada corporation (the “Company”), and Golden Properties Ltd (“Lender”). RECITALS A. The Lender issued a Convertible Promissory Note dated December 6, 2013, in the principal amount of $3,300,000 U.S. Dollars (the “Note”) to the C
November 30, 2015	DEF 14C	Abtech Holdings DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c?101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) x Definitive Information Statement ABTECH HOLDINGS, INC. (Name of R
November 19, 2015	PRE 14C	Abtech Holdings PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c?101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) ? Definitive Information Statement ABTECH HOLDINGS, INC. (Name of R
November 16, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14
November 10, 2015	EX-99.1	AbTech Holdings, Inc. Announces $13.3 Million Transaction AbTech to Report Third Quarter 2015 Financial Results on November 16, 2015 EXHIBIT 99.1 AbTech Holdings, Inc. Announces $13.3 Million Transaction AbTech to Report Third Quarter 2015 Financial Results on November 16, 2015 Scottsdale, AZ, – November 10, 2015 – Abtech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”) On November 4, 2015, the Company executed documents with note holders and investors to proceed with the initial closing of a financing transaction (the
November 10, 2015	8-K	Abtech Holdings FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2015 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
November 10, 2015	EX-10.2	DEBT CONVERSION AGREEMENT EX-10.2 4 v424295ex10-2.htm EXHIBIT 10.2 EXHIBIT 10.2 DEBT CONVERSION AGREEMENT THIS DEBT CONVERSION AGREEMENT (this “Agreement”) is entered into as of November 10, 2015, by and between Abtech Holdings, Inc., a Nevada corporation (the “Company”), and Golden Properties Ltd (“Lender”). RECITALS A. The Lender issued a Convertible Promissory Note dated December 6, 2013, in the principal amount of $3,3
November 10, 2015	EX-10.3	DEBT CONVERSION AGREEMENT EXHIBIT 10.3 DEBT CONVERSION AGREEMENT THIS DEBT CONVERSION AGREEMENT (this ?Agreement?) is entered into as of November 10, 2015, by and between Abtech Holdings, Inc., a Nevada corporation (the ?Company?), and Alexander Mouldovan (?Lender?). RECITALS A. The Lender issued a Convertible Promissory Note dated December 6, 2013, in the principal amount of $200,000 US Dollars (the ?Note?) to the Company
November 10, 2015	EX-10.1	FORM OF PREFUNDING AGREEMENT EXHIBIT 10.1 FORM OF PREFUNDING AGREEMENT , 2015 Re: Abtech Holdings, Inc. Pre-Closing Funds Dear Purchaser: Reference is made to that certain Financing Agreement by and among Abtech Holdings, Inc., a Nevada corporation (the “Company”), (“Purchaser”), and such other purchasers and debt holders set forth on Exhibit A thereto (the “Financing Agreement”). Capitalized terms used but not defined herein
November 10, 2015	EX-10.5	AMENDMENT TO FINANCING AGREEMENT EX-10.5 7 v424295ex10-5.htm EXHIBIT 10.5 EXHIBIT 10.5 AMENDMENT TO FINANCING AGREEMENT This AMENDMENT TO FINANCING AGREEMENT (this “Amendment”) is dated as of November , 2015 by and among Abtech Holdings, Inc. (the “Company”) and the persons or entities set forth on Exhibit A hereto (the “Participants”), all of which are parties to that certain Financing Agreement dated October 19, 2015 (the “Agre
November 10, 2015	EX-10.4	FINANCING AGREEMENT BY AND AMONG ABTECH HOLDINGS, INC., a Nevada corporation THE DEBT HOLDERS AND PURCHASERS DATED October 19, 2015 EX-10.4 6 v424295ex10-4.htm EXHIBIT 10.4 EXHIBIT 10.4 FINANCING AGREEMENT BY AND AMONG ABTECH HOLDINGS, INC., a Nevada corporation AND THE DEBT HOLDERS AND PURCHASERS set forth on EXHIBIT A DATED October 19, 2015 1 FINANCING AGREEMENT This FINANCING AGREEMENT (this “Agreement”) is dated October 19, 2015, by and among Abtech Holdings, Inc., a corporation organized under the laws of the State of Nev
November 10, 2015	EX-4.1	Form of Common Stock Purchase Warrant (incorporated herein by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed on November 10, 2015) [Transfer Agent Agreement] EX-4.1 2 v424295ex4-1.htm EXHIBIT 4.1 EXHIBIT 4.1 FORM OF WARRANT these securities have not been registered with the united states securities and exchange commission or the securities commission of any state pursuant to an exemption from registration under regulation d promulgated under the securities act of 1933, as amended (the “act”). this warrant shall not constitute an offer to sell nor a sol
August 18, 2015	EX-99.1	AbTech Holdings, Inc. Second Quarter 2015 Financial Results Earnings Call Transcript Monday, August 17, 2015, 1:00pm EDT EX-99.1 2 v418546ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AbTech Holdings, Inc. Second Quarter 2015 Financial Results Earnings Call Transcript Monday, August 17, 2015, 1:00pm EDT YVONNE ZAPPULLA – Investor Relations Good afternoon and thank you for joining us for AbTech’s Second Quarter and first 6 months of 2015 Financial Results Conference Call. The Financial report press release was issued this pas
August 18, 2015	8-K	Abtech Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 17, 2015 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
August 14, 2015	EX-10.1	Abtech Holdings, Inc. CREDIT AGREEMENT Exhibit 10.1 Abtech Holdings, Inc. CREDIT AGREEMENT This CREDIT AGREEMENT (the ?Agreement?) is dated as of April 13, 2015, (the ?Effective Date?) by and between Abtech Holdings, Inc., a Nevada corporation (together with its subsidiary AbTech Industries, Inc. the ?Company?), and Golden Properties Ltd., (the ?Investor?). WHEREAS, the Company is offering to the Investor the opportunity to purchase a
August 14, 2015	EX-10.2	Abtech Holdings, Inc. CREDIT AGREEMENT Exhibit 10.2 Abtech Holdings, Inc. CREDIT AGREEMENT This CREDIT AGREEMENT (the ?Agreement?) is dated as of May 28, 2015, (the ?Effective Date?) by and between Abtech Holdings, Inc., a Nevada corporation (together with its subsidiary AbTech Industries, Inc. the ?Company?), and , (the ?Investor?). WHEREAS, the Company is offering to qualified investors the opportunity to participate in a credit faci
August 14, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-1994
August 7, 2015	8-K/A	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.
June 2, 2015	EX-99.1	AbTech Holdings, Inc. Annual Shareholder Meeting MAY 28, 2015 OTC QB : ABHD ABTECH HOLDINGS, INC. - OTC QB: ABHD 1 Exhibit 99.1 AbTech Holdings, Inc. Annual Shareholder Meeting MAY 28, 2015 OTC QB : ABHD ABTECH HOLDINGS, INC. - OTC QB: ABHD 1 Legal Notice The management and representatives of AbTech Holdings, Inc. may make comments that may be deemed to be ?forward - looking statements? which are not purely historical and include any statements regarding beliefs, plans, expectations or intentions regarding the
June 2, 2015	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.
May 18, 2015	EX-99.1	Conference Call Script AbTech Holdings, Inc. - First Quarter 2015 Financial Results Monday, May 18, 2015, 11:00amET Exhibit 99.1 Conference Call Script AbTech Holdings, Inc. - First Quarter 2015 Financial Results Monday, May 18, 2015, 11:00amET YVONNE ZAPPULLA Good afternoon and thank you for joining us for AbTech?s First Quarter 2015 Financial Results Conference Call. The First Quarter financial report press release was issued this past Friday prior to the market open. The press release is available on the Com
May 18, 2015	8-K	Abtech Holdings FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 18, 2015 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
May 15, 2015	8-K	Termination of a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2015 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
May 15, 2015	EX-10.1	Abtech Holdings, Inc. CREDIT AGREEMENT Exhibit 10.1 Abtech Holdings, Inc. CREDIT AGREEMENT This CREDIT AGREEMENT (the ?Agreement?) is dated as of March 23, 2015, (the ?Effective Date?) by and between Abtech Holdings, Inc., a Nevada corporation (together with its subsidiary AbTech Industries, Inc. the ?Company?), and Golden Properties Ltd., (the ?Investor?). WHEREAS, the Company is offering to the Investor the opportunity to purchase a
May 15, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-199
April 20, 2015	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 23, 2014 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
April 17, 2015	DEF 14A	Abtech Holdings DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 ABTECH HOLDINGS, INC.
March 31, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registrant as specified
March 31, 2015	EX-21	LIST OF SUBSIDIARIES ABTECH HOLDINGS, INC. Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. AbTech Industries, Inc. (?AbTech Industries?), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries. 3. AEWS Engineering, LLC (?AEWS?), a Delaware limited liability company. 80% of the
February 12, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2015 Abtech Holdings, Inc.
December 4, 2014	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 4, 2014 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
November 14, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14
August 19, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v3872068k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2014 Date of Report (Date of earliest event reported) Abtech Holdings, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-52762 14-1994102 (State or Other (Commission File Number) (IRS
August 19, 2014	EX-99.1	AbTech Holdings Signs Agreement with Corvias Solutions to Establish Framework for Development of Large Stormwater Infrastructure Projects Exhibit 99.1 AbTech Holdings Signs Agreement with Corvias Solutions to Establish Framework for Development of Large Stormwater Infrastructure Projects AbTech Subsidiary AEWS Engineering Selected as Partner to Provide Engineering and Stormwater Design Services for Prince George’s County, Maryland AbTech-Corvias Team to Immediately Begin Joint Proposal Development for New Northeastern Outfall Pipe U
August 14, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-1994
August 11, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 6, 2014 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
August 11, 2014	EX-99.1	AbTech Holdings Signs Exclusive License Agreement for Highly Cost-Effective Heavy Metals Removal Media AbTech Holdings Targets Stormwater and Mining Industries including Selenium VI Removal Capability to Undetectable at Part per Billion Concentration Exhibit 99.1 AbTech Holdings Signs Exclusive License Agreement for Highly Cost-Effective Heavy Metals Removal Media AbTech Holdings Targets Stormwater and Mining Industries including Selenium VI Removal Capability to Undetectable at Part per Billion Concentration Level Scottsdale, AZ, – August 6, 2014 – AbTech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”), a full-service environmental
July 16, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2014 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S
July 16, 2014	EX-99.1	Presentation to Stockholders – July 14, 2014 Exhibit 99.1 Presentation to Stockholders – July 14, 2014 Abtech Holdings, Inc. OTC QB: ABHD Annual Shareholder Meeting -Investor Presentation July 14, 2014 Total Solutions and Innovative Technologies to Clean Water Safe Harbor Statement Thestatementscontainedinthispresentationthatarenotpurelyhistoricalare forward-looking statements within the meaning of applicable securities laws. Forward-looking
May 15, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (
April 30, 2014	DEF 14A	- DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-12 ABTECH HOLDINGS, INC.
March 31, 2014	EX-10.11	Form of Secured Convertible Promissory Note, Warrant and Security Agreement pertaining to the private placement that closed on December 6, 2013. Exhibit 10.11 Form of Secured Convertible Promissory Note, Warrant and Security Agreement pertaining to the private placement that closed on December 6, 2013. THE SECURITIES REPRESENTED BY THIS SECURED NOTE, INCLUDING THE SECURITIES INTO WHICH THIS SECURED NOTE MAY BE CONVERTED, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE OFFERED FOR SALE
March 31, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registrant as specified
March 28, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2014 Abtech Holdings, Inc.
December 12, 2013	8-K	Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 9, 2013 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
December 12, 2013	EX-99.1	Abtech Holdings, Inc. Secures $3.5 Million in Private Placement of Convertible Promissory Notes Exhibit 99.1 Abtech Holdings, Inc. Secures $3.5 Million in Private Placement of Convertible Promissory Notes Scottsdale, AZ, – December 10, 2013 – Abtech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”), a full-service environmental technologies and engineering firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution an
November 14, 2013	EX-10.3	Contract for Services, dated October 8, 2013, between the Company’s subsidiary, AbTech Industries, Inc., and Nassau County, a municipal corporation acting on behalf of the County Department of Public Works. CONTRACT FOR SERVICES EXHIBIT 10.3 Contract for Services, dated October 8, 2013, between the Company?s subsidiary, AbTech Industries, Inc., and Nassau County, a municipal corporation acting on behalf of the County Department of Public Works. CONTRACT FOR SERVICES THIS AGREEMENT (together with the schedules, appendices, attachments and exhibits, if any, this ?Agreement?), dated as of the date this Agreement is executed
November 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-19941
November 6, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2013 Abtech Holdings, Inc.
November 6, 2013	EX-99.1	Abtech Holdings Appoints Seasoned Water Industry and Financial Expert to Its Board of Directors Exhibit 99.1 Abtech Holdings Appoints Seasoned Water Industry and Financial Expert to Its Board of Directors Scottsdale, AZ, – November 5, 2013 – Abtech Holdings, Inc. (OTC QB: ABHD) (“AbTech” or the “Company”), a full-service environmental technologies and engineering firm dedicated to providing innovative solutions to communities, industry and governments addressing issues of water pollution and
November 4, 2013	424B3	8,536,156 Shares ABTECH HOLDINGS, INC. Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) File No. 333-189587 8,536,156 Shares ABTECH HOLDINGS, INC. Common Stock The selling shareholders identified in this prospectus may offer and sell up to 8,536,156 shares of our common stock consisting of (a) 4,840,832 shares which have been previously issued in private placement transactions, (b) 571,300 shares of our common stock issuable upon exercise o
October 10, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 8, 2013 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
October 10, 2013	EX-99.1	AbTech Industries, Inc. Executes Contract for $12 Million Stormwater Systems Project in Nassau County, New York Work on First-Of-Its-Kind Contract for Storm Water Management in U.S. to begin immediately Exhibit 99.1 AbTech Industries, Inc. Executes Contract for $12 Million Stormwater Systems Project in Nassau County, New York Work on First-Of-Its-Kind Contract for Storm Water Management in U.S. to begin immediately SCOTTSDALE, AZ – October 10, 2013 – Abtech Holdings, Inc. (OTC QB: ABHD) (the “Company”), a full-service environmental technologies and engineering firm providing innovative solutions
September 6, 2013	CORRESP	- HOLDINGS, INC. September 6, 2013 VIA EDGAR AND FACSIMILE Sherry Haywood Staff Attorney Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Re: Abtech Holdings, Inc. (the “Company”) Registration Statement on Form S-1 (the “Registration Statement”) Originally filed June 25, 2013 (File No. 333-189587) Dear Ms. Haywood: In accordance with Rule 461 under the Securities Ac
August 23, 2013	S-1/A	- S-1/A As filed with the United States Securities and Exchange Commission on August 23, 2013 Registration No.
August 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (S
July 29, 2013	CORRESP	- HOLDINGS, INC. July 29, 2013 VIA FEDERAL EXPRESS AND EDGAR Sherry Haywood Staff Attorney Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Re: Abtech Holdings, Inc. Registration Statement on Form S-1 (the “Registration Statement”) Originally filed June 25, 2013 (File No. 333-189587) Dear Ms. Haywood: Abtech Holdings, Inc. (the “Company”) is responding to the commen
July 29, 2013	EX-1.1	INVESTMENT AGREEMENT Exhibit 1.1 INVESTMENT AGREEMENT INVESTMENT AGREEMENT (this “AGREEMENT”), dated as of June 25, 2013 by and between ABTECH HOLDINGS, INC. a Nevada corporation (the “Company”), and Dutchess Opportunity Fund, II, LP, a Delaware Limited Partnership (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the Investor shall invest up to two mill
July 29, 2013	S-1/A	- FORM S-1/A As filed with the United States Securities and Exchange Commission on July 29, 2013 Registration No.
July 29, 2013	EX-1.2	REGISTRATION RIGHTS AGREEMENT Exhibit 1.2 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement (the “Agreement”), dated as of June 25, 2013, by and between ABTECH HOLDINGS, INC., a corporation organized under the laws of Nevada, USA (the “Company”), and Dutchess Opportunity Fund, II, LP, a Delaware Limited Partnership (the “Investor”). Whereas, in connection with the Investment Agreement by and between the Company and t
July 22, 2013	LETTER	LETTER July 22, 2013 Via E-Mail Glenn R. Rink Chief Executive Officer, President and Director Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, Arizona 85251 Re: Abtech Holdings, Inc. Registration Statement on Form S-1 Filed June 25, 2013 File No. 333-189587 Dear Mr. Rink: We have limited our review of your registration statement to those issues we have addressed in our comments. In so
July 1, 2013	8-K	Unregistered Sales of Equity Securities - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 25, 2013 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
June 25, 2013	S-1	Registration Statement - S-1 As filed with the United States Securities and Exchange Commission on June 25, 2013 Registration No.
June 5, 2013	8-K	Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2013 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.
May 15, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (
May 14, 2013	LETTER	LETTER May 14, 2013 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 30, 2012 Form 10-K for the Fiscal Year Ended December 31, 2012 Filed March 29, 2013 File No. 000-52762 Dear Mr. Castleton: We have completed our review of your fili
May 13, 2013	CORRESP	- May 13, 2013 VIA EDGAR AND FACSIMILE Pamela Long Assistant Director United States Securities and Exchange Commission 100 F.
May 10, 2013	S-1/A	- S-1/A As filed with the United States Securities and Exchange Commission on May 10, 2013 Registration No.
May 10, 2013	CORRESP	- May 10, 2013 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F.
May 9, 2013	LETTER	LETTER May 9, 2013 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed May 7, 2013 File No. 333-180721 Dear Mr. Castleton: We have reviewed your response letter and the amendment to your registration statement, and we have the following comme
May 7, 2013	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A T AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2012 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registra
May 7, 2013	CORRESP	- May 7, 2013 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F.
May 7, 2013	S-1/A	- S-1/A As filed with the United States Securities and Exchange Commission on May 7, 2013 Registration No.
May 1, 2013	LETTER	LETTER April 30, 2013 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Amendment No. 4 to Registration Statement on Form S-1 Filed April 18, 2013 File No. 333-180721 Dear Mr. Castleton: We have reviewed your response letter and the amendment to your registration statement, and we have the following
April 23, 2013	DEF 14A	- DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-12 ABTECH HOLDINGS, INC.
April 18, 2013	S-1/A	- S-1/A As filed with the United States Securities and Exchange Commission on April 17, 2013 Registration No.
April 18, 2013	CORRESP	- April 17, 2013 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F.
April 12, 2013	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2013 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
March 29, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2012 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registrant as specified
February 15, 2013	LETTER	LETTER February 15, 2013 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed February 4, 2013 File No. 333-180721 Dear Mr. Castleton: We have reviewed your response letter and the amendment to your registration statement, and we have the foll
February 4, 2013	S-1/A	- S-1/A As filed with the United States Securities and Exchange Commission on February 1, 2013 Registration No.
February 4, 2013	EX-24.1	POWER OF ATTORNEY Exhibit 24.1 POWER OF ATTORNEY Know all men by these presents, that the person whose signature appears below constitutes and appoints jointly and severally, Glenn R. Rink and Lane J. Castleton, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign a registr
February 4, 2013	10-Q/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A x AMENDED QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-
February 4, 2013	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A T AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2011 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registra
February 4, 2013	10-Q/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A x AMENDED QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14
February 4, 2013	EX-21.1	LIST OF SUBSIDIARIES EXHIBIT 21.1 LIST OF SUBSIDIARIES 1. AbTech Industries, Inc., a Delaware corporation approximately 85% of the common stock of which is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation and wholly owned subsidiary of AbTech Industries, Inc. 3. AEWS Engineering, LLC, a Delaware limited liability company of which 80% of the membership interests are owned by
February 1, 2013	CORRESP	- February 1, 2013 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F.
December 6, 2012	LETTER	LETTER December 6, 2012 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed November 9, 2012 File No. 333-180721 Dear Mr. Castleton: We have reviewed your response letter and the amendment to your registration statement, and we have the follo
November 14, 2012	EX-21.1	LIST OF SUBSIDIARIES EXHIBIT 21.1 LIST OF SUBSIDIARIES 1. AbTech Industries, Inc., a Delaware corporation approximately 85% of the common stock of which is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation and wholly owned subsidiary of AbTech Industries, Inc. 3. AEWS Engineering, LLC, a Delaware limited liability company of which 80% of the membership interests are owned by
November 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-19941
November 9, 2012	S-1/A	- FORM S-1/A As filed with the United States Securities and Exchange Commission on November 9, 2012 Registration No.
November 9, 2012	CORRESP	- November 9, 2012 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F.
November 9, 2012	EX-16.1	October 25, 2012 Exhibit 16.1 October 25, 2012 Securities and Exchange Commission 100 F Street, NW Washington, D.C. 20549 Re: Abtech Holdings, Inc. We have read the statements included in the “Change in Accountants” section of Amendment No. 2 to Form S-1. We agree with the statements made in that section, insofar as they relate to our Firm. Very truly yours, /s/ Madsen & Associates CPA's, Inc. Madsen & Associates
October 5, 2012	EX-99.1	Total Solutions and Innovative Technologies to Clean Water LD Micro Summit “2012 Best of the Best” Investor Presentation October 4, 2012 (OTC QB: ABHD) 1 EX-99.1 2 v325141ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Total Solutions and Innovative Technologies to Clean Water LD Micro Summit “2012 Best of the Best” Investor Presentation October 4, 2012 (OTC QB: ABHD) 1 Safe Harbor Statement The statements contained in this presentation that are not purely historical are forward - looking statements within the meaning of applicable securities laws . Forward -
October 5, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 4, 2012 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
September 17, 2012	8-K	Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 12, 2012 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
September 17, 2012	EX-1	Abtech Holdings Strengthens Balance Sheet and Completes $3.7 Million Equity Funding to Pay Down Debt Appoints Veteran Oil & Gas and Water Investment Expert to Its Strategic Advisory Board EX-1 2 v323940ex1.htm PRESS RELEASE Exhibit 1 Abtech Holdings Strengthens Balance Sheet and Completes $3.7 Million Equity Funding to Pay Down Debt Appoints Veteran Oil & Gas and Water Investment Expert to Its Strategic Advisory Board Scottsdale, AZ - September 13, 2012 - Abtech Holdings, Inc. (ABHD) ("AbTech"), a developer and manufacturer of patented innovative environmental technologies addressi
August 20, 2012	EX-99.1	Abtech Holdings Appoints Prominent Financial Expert to Its Board of Directors Exhibit 99.1 Abtech Holdings Appoints Prominent Financial Expert to Its Board of Directors Scottsdale, AZ – August 15, 2012- Abtech Holdings, Inc. (OTCQB: ABHD) ("AbTech"), a developer and manufacturer of patented innovative environmental technologies addressing issues of water pollution and contamination, today announced the appointment of Steven W. Kohlhagen to its Board of Directors, replacing
August 20, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2012 Abtech Holdings, Inc.
August 14, 2012	EX-21.1	LIST OF SUBSIDIARIES EXHIBIT 21.1 LIST OF SUBSIDIARIES 1. AbTech Industries, Inc., a Delaware corporation approximately 85% of the common stock of which is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation and wholly owned subsidiary of AbTech Industries, Inc. 3. AEWS Engineering, LLC, a Delaware limited liability company of which 80% of the membership interests are owned by
August 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (S
August 10, 2012	LETTER	LETTER August 10, 2012 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed July 24, 2012 File No. 333-180721 Dear Mr. Castleton: We have reviewed your response letter and the amendment to your registration statement, and we have the following
July 24, 2012	S-1/A	- FORM S-1/A As filed with the United States Securities and Exchange Commission on July 24, 2012 Registration No.
July 24, 2012	EX-10.10	ABTECH HOLDINGS, INC. 2012 INCENTIVE STOCK PLAN (Adopted by the Board of Directors on December 14, 2011; Approved by the Stockholders on May 17, 2012.) Exhibit 10.10 ABTECH HOLDINGS, INC. 2012 INCENTIVE STOCK PLAN (Adopted by the Board of Directors on December 14, 2011; Approved by the Stockholders on May 17, 2012.) 1. Purpose. The purpose of this Plan is to provide a means through which Abtech Holdings, Inc. and its Subsidiaries may (a) attract and retain highly qualified persons to provide valuable services to the Company as Employees, Consulta
July 24, 2012	CORRESP	- July 24 , 2012 VIA FEDERAL EXPRESS AND EDGAR Securities and Exchange Commission 100 F.
June 7, 2012	EX-99.1	Waste Management Announces Rollout of Stormwater Public-Private Partnerships Exhibit 99.1 Waste Management Announces Rollout of Stormwater Public-Private Partnerships U.S. municipalities will benefit from comprehensive stormwater management offerings HOUSTON, June 6, 2012 /PRNewswire/ - Waste Management, Inc. (WM) today announced a program to provide a total stormwater management offering to U.S. municipalities in the form of public-private strategic alliances. WM, in coll
June 7, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2012 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
May 22, 2012	8-K	Submission of Matters to a Vote of Security Holders - CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2012 Abtech Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52762 14-1994102 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.
May 15, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (
May 10, 2012	LETTER	LETTER May 10, 2012 Via E-mail Lane J. Castleton Chief Financial Officer Abtech Holdings, Inc. 4110 N. Scottsdale Road, Suite 235 Scottsdale, AZ 85251 Re: Abtech Holdings, Inc. Registration Statement on Form S-1 Filed April 13, 2012 File No. 333-180721 Dear Mr. Castleton: We have reviewed your registration statement and have the following comments. In some of our comments, we may ask you to provide us wi
April 13, 2012	DEF 14A	- FORM DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant £ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-12 ABTECH HOLDINGS, INC.
April 13, 2012	S-1	Registration Statement - FORM S-1 As filed with the United States Securities and Exchange Commission on April 13, 2012 Registration No.
March 30, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2011 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52762 ABTECH HOLDINGS, INC. (Exact name of registrant as specified
March 30, 2012	EX-10.1	Transfer Agent Agreement (incorporated herein by reference to Exhibit 10.1 to the Registrant’s Annual Report on Form 10-K filed on March 30, 2012) [Transfer Agent Agreement] Exhibit 10.1
March 30, 2012	EX-21	List of Subsidiaries Abtech Holdings, Inc. Exhibit 21 List of Subsidiaries of Abtech Holdings, Inc. 1. Abtech Industries, Inc. (“AbTech Industries”), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries.
February 17, 2012	8-K	Unregistered Sales of Equity Securities, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2012 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
February 17, 2012	EX-1	Abtech Holdings Closes Private Placement with Additional $2.6 Million Company Forms Engineering Subsidiary Firm and Signs 5-Year Collaboration with North Carolina State University EX-1 2 v303077ex1.htm PRESS RELEASE Exhibit 1 Press Release Abtech Holdings Closes Private Placement with Additional $2.6 Million Company Forms Engineering Subsidiary Firm and Signs 5-Year Collaboration with North Carolina State University Scottsdale, AZ – February 16, 2012- Abtech Holdings, Inc. (OTCBB: ABHD) ("AbTech" or the "Company") today announced that it has completed the private placement
February 14, 2012	SC 13G	ABHD / Abtech Holdings, Inc. / Picard Irving H. Trustee - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Abtech Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00400H108 (CUSIP Number) February 14, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
December 7, 2011	EX-99.1	(OTCBB: ABHD) Innovative Technologies to Clean Water LD MICRO CONFERENCE PRESENTATION December 7, 2011 Exhibit 99.1 (OTCBB: ABHD) Innovative Technologies to Clean Water LD MICRO CONFERENCE PRESENTATION December 7, 2011 SAFE HARBOR STATEMENT The statements contained in this presentation that are not purely historical are forward - looking statements within the meaning of applicable securities laws . Forward - looking statements include statements regarding our “expectations,” “anticipation,” “intent
December 7, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 7, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
November 29, 2011	8-K	Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 22, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
November 29, 2011	EX-1	Abtech Holdings Completes $4.0 Million Financing Exhibit 1 Press Release Abtech Holdings Completes $4.0 Million Financing Scottsdale, AZ – November 29, 2011- Abtech Holdings, Inc. (OTCBB: ABHD) ("AbTech" or the "Company"), a developer and manufacturer of patented innovative environmental technologies addressing issues of water pollution and contamination, today announced that it has completed the private placement of a $4.0 million bridge financ
November 14, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-19941
October 14, 2011	EX-99.	Statement Relating to the Filing of Joint Report of Change of Beneficial rrd290197327534.html Exhibit 99.1 - Statement Relating to the Filing of Joint Report of Change of Beneficial Ownership of Securities Pursuant to Rules 16a-1(a)(4) and 16a-3(j) - The Reporting Persons, COUNTRY Mutual Insurance Company and COUNTRY Life Insurance Company, are affiliated insurance companies that jointly own investments in the subsidiary (AbTech Industries, Inc.) of the Issuer (AbTech
September 28, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 23, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 23, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
August 16, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102 (S
August 16, 2011	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-52762 NOTIFICATION OF LATE FILING CUSIP Number 00400H 108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-52762 NOTIFICATION OF LATE FILING CUSIP Number 00400H 108 (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transi
May 16, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 13, 2011	EX-99.	Statement Relating to the Filing of Joint Report of Change Beneficial Exhibit 99.1 - Statement Relating to the Filing of Joint Report of Change Beneficial Ownership of Securities Pursuant to Rules 16a-1(a)(4) and 16a-3(j) - The Reporting Persons, COUNTRY Mutual Insurance Company and COUNTRY Life Insurance Company, are affiliated insurance companies that jointly own investments in the subsidiary (AbTech Industries, Inc.) of the Issuer (AbTech Holdings, Inc.) as refle
April 4, 2011	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 e10vk Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
April 4, 2011	EX-21	LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. exv21 Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. Abtech Industries, Inc. (“AbTech Industries”), a Delaware corporation. All outstanding common stock is owned by Abtech Holdings, Inc. 2. Environmental Security Corporation, a Delaware corporation. All outstanding common stock is owned by AbTech Industries.
March 31, 2011	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2010 o T nt10vk SEC FILE NUMBER 000-52762 CUSIP NUMBER 00400H 108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 28, 2011	EX-99.1	Statement Relating to the Filing of Joint Initial Report of Beneficial rrd274587310401.html Exhibit 99.1 - Statement Relating to the Filing of Joint Initial Report of Beneficial Ownership of Securities Pursuant to Rules 16a-1(a)(4) and 16a-3(j) - The Reporting Persons, COUNTRY Mutual Insurance Company and COUNTRY Life Insurance Company, are affiliated insurance companies that jointly own investments in the subsidiary (AbTech Industries, Inc.) of the Issuer (AbTech Ho
March 15, 2011	EX-1	EX-1 Exhibit 1 - Agreement Relating to Filing of Joint Statements Pursuant to Rule 13d-1(k)(1) and (2) - The Reporting Persons, COUNTRY Mutual Insurance Company and COUNTRY Life Insurance Company, are affiliated insurance companies that jointly own investments in the subsidiary of the Issuer, AbTech Industries, Inc.
March 15, 2011	SC 13G	SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ABTECH HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 00400H108 (CUSIP Number) February 10, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
March 1, 2011	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A AMENDMENT TO CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 10, 2011 A e8vkza UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A AMENDMENT TO CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 10, 2011 Abtech Holding, Inc. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction Of incorporation) 000-52762 (Com
February 22, 2011	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Abtech Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Februar sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Abtech Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00400H108 (CUSIP Number) February 10, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 17, 2011	SC 13D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Abtech Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 0040 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Abtech Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 00400H 108 (CUSIP Number) Glenn R. Rink 4110 North Scottsdale Rd., Suite 235 Scottsdale, Arizona 85251 (480) 874-4000 (Name, Address and Telephone Number
February 14, 2011	EX-10.8	Form of AbTech Industries, Inc. 2007 Non-qualified Stock Option Agreement (incorporated herein by reference to Exhibit 10.8 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [2007 NQ Stock Option Agreement] exv10w8 Exhibit 10.8 ABTECH INDUSTRIES, INC. 2007 STOCK PLAN NON-QUALIFIED STOCK OPTION AGREEMENT This Option Agreement is made and entered into by and between AbTech Industries, Inc., a Delaware corporation (the “Company”) and (the “Optionee”), as of , 20 (the “Date of Grant”). RECITALS A. The Company has adopted the AbTech Industries, Inc. 2007 Stock Plan (the “Plan”) as an incentive to enhance
February 14, 2011	EX-99.1	AbTech Industries, Inc. Audited Financial Statements As of and for the years ended December 31, 2009 and 2008 Exhibit 99.1 AbTech Industries, Inc. Audited Financial Statements As of and for the years ended December 31, 2009 and 2008 ABTECH INDUSTRIES, INC. FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2009 AND 2008 CONTENTS Report of Independent Registered Auditors 2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Stockholders? Deficiency
February 14, 2011	EX-21	54 exv21 Exhibit 21 — List of Subsidiaries AbTech Industries, Inc., a Delaware corporation, approximately 82% of the common stock of which is owned by Abtech Holdings, Inc. Environmental Security Corporation, a Delaware corporation, a wholly owned subsidiary of AbTech Industries, Inc. 54
February 14, 2011	EX-10.4	Form of Indemnification Agreement between Abtech Holdings, Inc. and each member of its Board of Directors (incorporated herein by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [Indemnification Agreement] exv10w4 Exhibit 10.4 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”), dated as of February , 2011, is made by and between Abtech Holdings, Inc. (formerly known as Laural Resources, Inc.), a Nevada corporation (the “Company”), and the undersigned, who is either a director or an officer of the Company (the “Indemnitee”), with this Agreement to be deemed effective as of th
February 14, 2011	EX-10.6	AbTech Industries, Inc. 2007 Stock Plan (incorporated herein by reference to Exhibit 10.6 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [2007 Stock Plan] exv10w6 Exhibit 10.6 ABTECH INDUSTRIES, INC. 2007 STOCK PLAN 1. Purposes of the Plan. The purposes of this Stock Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. Options granted under the Plan may be Incentive Stock O
February 14, 2011	EX-10.2	Form of Employment Agreement dated May 13, 2009, by and between Glenn R. Rink and AbTech Industries, Inc. (incorporated herein by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [Employment Agreement Rink] exv10w2 Exhibit 10.2 EMPLOYMENT AGREEMENT AGREEMENT, dated as of May 13, 2009 by and between ABTECH INDUSTRIES, Inc., a Delaware Corporation having an office at 4110 N. Scottsdale Road, Suite 235, Scottsdale, AZ, 85251 (the “Company”), and Glenn R. Rink, residing at 6028 N. Quail Run, Paradise Valley, AZ 85253 (“Executive”). WITNESSETH: WHEREAS, the Company desires to employ Executive as President
February 14, 2011	EX-99.2	AbTech Abtech Industries Holdings as of as of September November, Adjustments Balance Sheets 30, 2010 30, 2010 (see Note 2) Pro Forma ASSETS Current assets Cash $ 11,373 $ ? $ 350,000 (c) $ 711,373 350,000 (d) Accounts receivable 32,566 32,566 Invent Exhibit 99.2 Abtech Holdings, Inc. Pro Forma Condensed Consolidated Financial Statements (Unaudited) AbTech Abtech Industries Holdings as of as of September November, Adjustments Balance Sheets 30, 2010 30, 2010 (see Note 2) Pro Forma ASSETS Current assets Cash $ 11,373 $ ? $ 350,000 (c) $ 711,373 350,000 (d) Accounts receivable 32,566 32,566 Inventories 589,846 589,846 Advances 1,295,000 (1,295,0
February 14, 2011	EX-10.7	Form of AbTech Industries, Inc. 2007 Incentive Stock Option Agreement (incorporated herein by reference to Exhibit 10.7 to our Current Report on Form 8-K filed on February 14, 2011) [2007 Stock Option Agreement] exv10w7 Exhibit 10.7 ABTECH INDUSTRIES, INC. 2007 STOCK PLAN INCENTIVE STOCK OPTION AGREEMENT This Option Agreement is made and entered into by and between AbTech Industries, Inc., a Delaware corporation (the “Company”) and (the “Optionee”), as of , 20 (the “Date of Grant”). RECITALS A. The Company has adopted the AbTech Industries, Inc. 2007 Stock Plan (the “Plan”) as an incentive to enhance the
February 14, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 10, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, I e8vk Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 10, 2011 Date of Report (Date of earliest event reported) Abtech Holdings, Inc.
February 14, 2011	EX-10.9	Form of AbTech Industries, Inc. Warrant Agreement (incorporated herein by reference to Exhibit 10.9 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [Form of Warrant] Exhibit 10.9 THIS WARRANT AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED PURSUANT TO THE EXERCISE OF THIS WARRANT HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION UNLESS THE COMPANY RECEIVES AN OPINION OF COUNSEL REASONABLY ACCEPTABL
February 14, 2011	EX-10.5	INDEPENDENT CONTRACTOR AGREEMENT exv10w5 Exhibit 10.5 INDEPENDENT CONTRACTOR AGREEMENT INDEPENDENT CONTRACTOR AGREEMENT between AbTech Industries, Inc., a Delaware Corporation (hereinafter “COMPANY”), and Gordon Brown (hereinafter “CONTRACTOR”). Each of CONTRACTOR and COMPANY may from time to time be referred to individually as a “Party” and collectively as the “Parties.” COMPANY desires to obtain the benefit of the services of C
February 14, 2011	EX-10.3	Employment Agreement dated May 13, 2009 by and between Lane J. Castleton and AbTech Industries, Inc. (incorporated herein by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on February 14, 2011) [Employment Agreement Castleton] Exhibit 10.3 EMPLOYMENT AGREEMENT AGREEMENT, dated as of May 13, 2009 by and between ABTECH INDUSTRIES, Inc., a Delaware Corporation having an office at 4110 N. Scottsdale Road, Suite 235, Scottsdale, AZ, 85251 (the ?Company?), and Lane J. Castleton, residing at 2727 E. Pegasus St., Gilbert, AZ 85234 (?Executive?). WITNESSETH: WHEREAS, the Company desires to employ Executive as Vice President and
January 21, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ¨ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: November 30, 2010 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-199410
January 13, 2011	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: November 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the transition period ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
November 12, 2010	EX-10.1	BOARD ADVISORY AGREEMENT Exhibit 10.1 BOARD ADVISORY AGREEMENT This Board Advisory Agreement (?Agreement?) is made and entered into as of the 9th day of November, 2010, by and between Abtech Holdings, Inc., a Nevada corporation (the ?Company?), and James Saxton, LLC, and shall have an effective date of November 1, 2010 (the ?Effective Date?). Recitals WHEREAS, James Saxton is a member of James Saxton, LLC; WHEREAS, the Co
November 12, 2010	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2010 ABTECH HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52762 14-1994102 (State or Other (Commission File Number) (IRS Employer Jurisd
October 21, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2010 ABTECH HOLDINGS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2010 ABTECH HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52762 14-1994102 (State or Other Jurisdiction of Incorporation) (Commission Fi
October 20, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2010 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ABTECH HOLDINGS, INC. (Name of registrant as specified in its charter) Nevada 14-1994102
October 15, 2010	NT 10-Q	SEC FILE Number: 000-52762 CUSIP Number: 00400H 108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE Number: 000-52762 CUSIP Number: 00400H 108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q oForm 10-D o Form N-SAR oForm N-CSR For period ended: August 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the transition period ended Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
October 14, 2010	EX-24	POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Scott Gruber, Ryan Kretschmer and Janice Pouncey of the law firm Squire, Sanders & Dempsey L.
October 4, 2010	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2010 ABTECH HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52762 14-1994102 (State or Other Jurisdiction of Incorporation) (Commission Fil
September 22, 2010	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 17, 2010 ABTECH HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52762 14-1994102 (State or Other Jurisdiction of Incorporation) (Commission
September 22, 2010	EX-2.1	Amendment No. 1 to Agreement and Plan of Merger, dated September 17, 2010, by and among the Registrant, Abtech Merger Sub, Inc., and AbTech Industries, Inc. (incorporated herein by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K as filed with the SEC on September 22, 2010) [Amendment Plan of Merger 9-17-2010] Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?), is made and entered into as of September 17, 2010, by and among Abtech Holdings, Inc., f/k/a Laural Resources, Inc., a Nevada corporation (?Parent?), Abtech Merger Sub, Inc., a Nevada corporation and wholly owned subsidiary of Parent (?Merger Sub?), and AbTech Indust
September 21, 2010	SC 14F1	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14F-1 REPORT OF CHANGE IN MAJORITY OF DIRECTORS INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER ABTECH H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14F-1 REPORT OF CHANGE IN MAJORITY OF DIRECTORS INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER ABTECH HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52762 (Commission File
August 16, 2010	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 31, 2010 Commission File Number 333-144923 ABTECH H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended May 31, 2010 Commission File Number 333-144923 ABTECH HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 14-1994102 (State or other jurisdiction of incorporation or organization)
August 16, 2010	EX-21	LIST OF SUBSIDIARIES ABTECH HOLDINGS, INC. Exhibit 21 LIST OF SUBSIDIARIES OF ABTECH HOLDINGS, INC. 1. Abtech Merger Sub, Inc., a Nevada corporation
July 22, 2010	EX-99.1	Abtech Holdings Enters into Definitive Binding Agreement to Merge with AbTech Industries Exhibit 99.1 Abtech Holdings Enters into Definitive Binding Agreement to Merge with AbTech Industries SCOTTSDALE, AZ ? (MARKETWIRE ? July 19, 2010) ? Abtech Holdings, Inc. (OTCBB: ABHD) (?the ?Company?) is pleased to announce that it has entered into a definitive binding agreement and plan of merger with AbTech Industries, Inc., a Delaware corporation (?AbTech Industries?). Under the terms of the

ABHD / Abtech Holdings, Inc. - SEC-Einreichungen, Jahresbericht, Proxy Statement

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