AMP / Ameriprise Financial, Inc. - SEC-Einreichungen, Jahresbericht, Proxy Statement

SUBJECT TO COMPLETION, DATED JUNE 4, 2026 Preliminary Prospectus Supplement to Prospectus dated February 23, 2024 Ameriprise Financial, Inc. $          % Senior Notes due 20   $          % Senior Notes due 20  

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

$300,000,000 4.800% Senior Notes due 2031 $450,000,000 5.350% Senior Notes due 2036 Final Term Sheet dated June 4, 2026

ISSUER FREE WRITING PROSPECTUS (RELATING TO THE PRELIMINARY PROSPECTUS SUPPLEMENT DATED JUNE 4, 2026 AND THE PROSPECTUS DATED FEBRUARY 23, 2024) FILED PURSUANT TO RULE 433 REGISTRATION NO.

COLUMBIA THREADNEEDLE INVESTMENTS ANNOUNCES RETIREMENT OF GLOBAL CHIEF INVESTMENT OFFICER William Davies to retire in summer 2026 after 33 years with the firm

Exhibit 99.1 News Release COLUMBIA THREADNEEDLE INVESTMENTS ANNOUNCES RETIREMENT OF GLOBAL CHIEF INVESTMENT OFFICER William Davies to retire in summer 2026 after 33 years with the firm BOSTON / LONDON – May 20, 2026: Columbia Threadneedle Investments, the global asset management group of Ameriprise Financial (NYSE: AMP), today announced that William Davies, global chief investment officer, has dec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2026 AMERIPRISE FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commission

THREADNEEDLE DEFERRED STOCK UNIT AWARD CERTIFICATE (February 2026) 1 Deferred Stock Unit Award Certificate Award Terms This Deferred Stock Unit Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance

exhibit102-ampxx3312026 THREADNEEDLE DEFERRED STOCK UNIT AWARD CERTIFICATE (February 2026) 1 Deferred Stock Unit Award Certificate Award Terms This Deferred Stock Unit Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance Confirmation, special terms and conditions for non-U.

1 Threadneedle Deferral Plan deferred stock unit and deferred stock option programme 2025 guide (revised February 2026) Threadneedle Deferral Plan 2025 Deferred Stock Unit and Deferred Stock Option Programme Guide IMPORTANT: 2025 Threadneedle Deferra

exhibit101-ampxx3312026 1 Threadneedle Deferral Plan deferred stock unit and deferred stock option programme 2025 guide (revised February 2026) Threadneedle Deferral Plan 2025 Deferred Stock Unit and Deferred Stock Option Programme Guide IMPORTANT: 2025 Threadneedle Deferral Plan Deferred Stock Unit and Deferred Stock Option Programme Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2025, and (2) Awards granted on or after January 1, 2025.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC.

© 2026 Ameriprise Financial, Inc. All rights reserved. Ameriprise Financial, Inc. Performance Share Unit (“PSU”) Supplement Exhibit 10.4 © 2026 Ameriprise Financial, Inc. All rights reserved. TABLE OF CONTENTS Contents TABLE OF CONTENTS .............

exhibit104-ampxx3312026 © 2026 Ameriprise Financial, Inc. All rights reserved. Ameriprise Financial, Inc. Performance Share Unit (“PSU”) Supplement Exhibit 10.4 © 2026 Ameriprise Financial, Inc. All rights reserved. TABLE OF CONTENTS Contents TABLE OF CONTENTS ...........................................................................................................................................

THREADNEEDLE DEFERRED STOCK OPTION AWARD CERTIFICATE (February 2026) 1 Deferred Stock Option Award Certificate Award Terms This Deferred Stock Option Award is subject to the terms and conditions set forth in this Certificate (including the Award Acce

exhibit103-ampxx3312026 THREADNEEDLE DEFERRED STOCK OPTION AWARD CERTIFICATE (February 2026) 1 Deferred Stock Option Award Certificate Award Terms This Deferred Stock Option Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance Confirmation, special terms and conditions for non-U.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2026 AMERIPRISE FINANCIAL, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2026 AMERIPRISE FINANCI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2026 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commissi

Ameriprise Financial Reports First Quarter 2026 Results

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP April 23, 2026 Ameriprise Financial Reports First Quarter 2026 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q1 2026 Q1 2026 GAAP $9.68 GAAP 53.3% Adjusted Operating $11.26 Adjusted Operating 54.3% Raised Quarterly Dividend 6 Percent •First quarter adjusted operating earnings per diluted share increased 19 percent to a record

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted

ARS

2025 Annual Report years of independence2025 Ameriprise Financial Consolidated Highlights (In millions, except per share amounts and as noted) 1 This Annual Report to Shareholders contains certain non-GAAP financial measures that management believes best reflect the underlying performance of our operations.

For the Transition Period from_______________________to_______________________

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINAN

For the Transition Period from_______________________to_______________________

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC. (Exac

Ameriprise Financial, Inc. 2026 Global Long-Term Incentive Award Program Guide IMPORTANT: 2026 Long-Term Incentive Award Program Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2026, and (2) Awards granted on

exhibit109-ampxx12312025 Ameriprise Financial, Inc. 2026 Global Long-Term Incentive Award Program Guide IMPORTANT: 2026 Long-Term Incentive Award Program Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2026, and (2) Awards granted on or after January 1, 2026. By accepting an award granted on or after January 1, 2026 you are consenting to the terms of this G

Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. PERFORMANCE SHARE UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has g

exhibit1041-ampxx1231202 Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. PERFORMANCE SHARE UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has granted you a Performance Share Unit (“PSU”) Award. This PSU Award Certificate (this “Certificate”) is made as of the Grant Da

© 2026 Ameriprise Financial, Inc. All rights reserved. Ameriprise Financial, Inc. Performance Cash Unit Supplement (this “Supplement”) to the 2026 Global Long-Term Incentive Award Program Guide (the “Guide”) IMPORTANT: This Supplement covers both (1)

exhibit1011-ampxx1231202 © 2026 Ameriprise Financial, Inc. All rights reserved. Ameriprise Financial, Inc. Performance Cash Unit Supplement (this “Supplement”) to the 2026 Global Long-Term Incentive Award Program Guide (the “Guide”) IMPORTANT: This Supplement covers both (1) outstanding PCU Awards granted prior to January 1, 2026, and (2) PCU Awards granted on or after January 1, 2026. By acceptin

The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2025, and the state or jurisdiction in which the subsidiaries are organized. Pursuant to Item 601(b)(21)(ii) of Regulation S-K, certain subsidiarie

Exhibit 21 The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2025, and the state or jurisdiction in which the subsidiaries are organized.

Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. PERFORMANCE CASH UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (your “Award”). Ameriprise Financial, Inc. (the “Company”) has g

exhibit1040-ampxx1231202 Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. PERFORMANCE CASH UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (your “Award”). Ameriprise Financial, Inc. (the “Company”) has granted you a Performance Cash Unit (“PCU”) Award. This PCU Award Certificate (this “Certificate”) is made as of the Grant Dat

Ameriprise Financial, Inc. Senior Executive 2026 Global Long-Term Incentive Award Program Guide THIS DOCUMENT IS PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933. Revision: January 2026 © 2026 A

exhibit1010-ampxx1231202 Ameriprise Financial, Inc. Senior Executive 2026 Global Long-Term Incentive Award Program Guide THIS DOCUMENT IS PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933. Revision: January 2026 © 2026 Ameriprise Financial, Inc. All rights reserved. Exhibit 10.10 1 © 2026 Ameriprise Financial, Inc. All rights reserved. Table o

Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. RESTRICTED STOCK UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has gr

exhibit1042-ampxx1231202 Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. RESTRICTED STOCK UNIT AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has granted you Restricted Stock Units (“RSUs”). This RSU Award Certificate (this “Certificate”) is made as of the Grant Date betwe

POWER OF ATTORNEY

Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director and/or Officer of Ameriprise Financial, Inc.

The graphs below match Ameriprise Financial, Inc.’s cumulative total shareholder return on common stock with the cumulative total returns of the S&P 500 Index and the S&P 500 Financials Index for two time periods: five years and since Ameriprise Fina

exhibit13-ampxx12312025 The graphs below match Ameriprise Financial, Inc.’s cumulative total shareholder return on common stock with the cumulative total returns of the S&P 500 Index and the S&P 500 Financials Index for two time periods: five years and since Ameriprise Financial became an independent, public company in 2005. The graphs track the performance of a $100 investment in our common stock

Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) h

exhibit1043-ampxx1231202 Page 1 of 2 © 2026 Ameriprise Financial, Inc. All rights reserved. NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE Congratulations on receiving an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has granted you Non-Qualified Stock Options (“NQSOs”). This NQSO Award Certificate (this “Certificate”) is made as of the Gran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2026 AMERIPRISE FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commi

Ameriprise Financial Reports Fourth Quarter and Full Year 2025 Results

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP January 29, 2026 Ameriprise Financial Reports Fourth Quarter and Full Year 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q4 2025 FY 2025 Q4 2025 GAAP $10.47 $36.28 GAAP 49.1% Adjusted Operating $10.83 $39.29 Adjusted Operating 53.2% •Fourth quarter adjusted operating earnings per diluted share increased 16 percent to a re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2026 AMERIPRISE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2026 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2025 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, I

Ameriprise Financial Reports Third Quarter 2025 Results

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP October 30, 2025 Ameriprise Financial Reports Third Quarter 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q3 2025 Q3 2025 GAAP $9.33 GAAP 50.9% Adjusted Operating $9.87 Adjusted Operating 52.8% Adjusted Operating, excluding unlocking (2) $9.92 Adjusted Operating, excluding unlocking (2) 52.8% •Third quarter adjusted opera

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2025 AMERIPRISE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commis

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144 0001935239 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC. 001-32525 901 THIRD AVENUE SOUTH MINNEAPOLIS MN 55402 612-671-3000 Heather J. Melloh Officer Common Stock American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474 1500 768502.50 94271565 09/04/2025 NYSE Common Stock 09/04/2025 Vesting of Compensator y Equity Awards Ameriprise Financial, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC. (

Ameriprise Financial Reports Second Quarter 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q2 2025 Q2 2025 GAAP $10.73 GAAP 45.8% Adjusted Operating $9.11 Adjusted Operating 51.5%

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP July 24, 2025 Ameriprise Financial Reports Second Quarter 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q2 2025 Q2 2025 GAAP $10.73 GAAP 45.8% Adjusted Operating $9.11 Adjusted Operating 51.5% •Second quarter adjusted operating earnings per diluted share increased 7 percent to $9.11. Results reflected asset growth and exp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 AMERIPRISE FINANCIA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15 (d)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 A. Full title of the plan and the address of the p

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 AMERIPRISE FINANCIAL, INC.

Ameriprise Financial Reports First Quarter 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q1 2025 Q1 2025 GAAP $5.83 GAAP 43.2% Adjusted Operating $9.50 Adjusted Operating 52.0% Authorized New $4.5 Billion Share Repurchase Prog

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP April 24, 2025 Ameriprise Financial Reports First Quarter 2025 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q1 2025 Q1 2025 GAAP $5.83 GAAP 43.2% Adjusted Operating $9.50 Adjusted Operating 52.0% Authorized New $4.5 Billion Share Repurchase Program Raised Quarterly Dividend 8 Percent •First quarter adjusted operating earnings

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.                          )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.                          ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.           ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted

ARS

A NNUA L R EPORT 2024 Celebrating 130 years of putting clients first 2024 A MER IPR ISE FINA NCI A L Consolidated Highlights (In millions, except per share amounts and as noted) * Restated for Long-Duration Targeted Improvements (LDTI) impacts.

Form of 5.200% Senior Note due 2035.

Exhibit 4.1 AMERIPRISE FINANCIAL, INC. 5.200% Senior Note due 2035 No. [●] $[●] CUSIP No. 03076CAP1 AMERIPRISE FINANCIAL, INC., a Delaware corporation (hereinafter called the “Company”, which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of [ Dollars ($)] on Apr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 AMERIPRISE FINANCIAL, INC.

Underwriting Agreement, dated February 25, 2025, among the Company and Goldman Sachs & Co. LLC, Barclays Capital Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters.

Exhibit 1.1 AMERIPRISE FINANCIAL, INC. 5.200% SENIOR NOTES DUE 2035 UNDERWRITING AGREEMENT February 25, 2025 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 Wells Fargo Securities, LLC 550 South Tryon Street 5th Floor Charlotte, North Carolina 28202 As representatives of the several Underwriters named in Schedule I hereto

Table 1: Newly Registered and Carry Forward Securities

Calculation of Filing Fee Tables S-3 AMERIPRISE FINANCIAL INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5.

Prospectus Supplement to Prospectus dated February 23, 2024. Ameriprise Financial, Inc. 5.200% Senior Notes due 2035

TABLE OF CONTENTS  Filed pursuant to Rule 424(b)(2)  Registration Statement No. 333-277307 Prospectus Supplement to Prospectus dated February 23, 2024. $750,000,000 Ameriprise Financial, Inc. 5.200% Senior Notes due 2035 This is an offering by Ameriprise Financial, Inc. of $750 million principal amount of its 5.200% Senior Notes due 2035 (the “notes”). We will pay interest on the notes semi-annual

$750,000,000 5.200% Senior Notes due 2035 Final Term Sheet dated February 25, 2025

ISSUER FREE WRITING PROSPECTUS (RELATING TO THE PRELIMINARY PROSPECTUS SUPPLEMENT DATED FEBRUARY 25, 2025 AND THE PROSPECTUS DATED FEBRUARY 23, 2024) FILED PURSUANT TO RULE 433 REGISTRATION NO.

SUBJECT TO COMPLETION, DATED FEBRUARY 25, 2025. Preliminary Prospectus Supplement to Prospectus dated February 23, 2024. Ameriprise Financial, Inc.     % Senior Notes due 20  

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

For the Transition Period from_______________________to_______________________

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC. (Exac

The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2024, and the state or jurisdiction in which the subsidiaries are organized. Pursuant to Item 601(b)(21)(ii) of Regulation S-K, certain subsidiarie

Exhibit 21 The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2024, and the state or jurisdiction in which the subsidiaries are organized.

THREADNEEDLE DEFERRED STOCK OPTION AWARD CERTIFICATE (December 2024) 1 Deferred Stock Option Award Certificate Award Terms This Deferred Stock Option Award is subject to the terms and conditions set forth in this Certificate (including the Award Acce

exhibit1040-ampxx1231202 THREADNEEDLE DEFERRED STOCK OPTION AWARD CERTIFICATE (December 2024) 1 Deferred Stock Option Award Certificate Award Terms This Deferred Stock Option Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance Confirmation, special terms and conditions for non-U.

Comparison of a five-year cumulative total return* Ameriprise Financial, Inc., the S&P 500 Index and the S&P 500 Financials Index The graphs below match Ameriprise Financial, Inc.’s cumulative total shareholder return on common stock with the cumulat

Comparison of a five-year cumulative total return* Ameriprise Financial, Inc., the S&P 500 Index and the S&P 500 Financials Index The graphs below match Ameriprise Financial, Inc.’s cumulative total shareholder return on common stock with the cumulative total returns of the S&P 500 Index and the S&P 500 Financials Index for two time periods: five years and since Ameriprise Financial became an inde

1 AMERIPRISE FINANCIAL GLOBAL ANNUAL INCENTIVE AWARD PLAN As Amended and Restated Effective January 1, 2025 Purpose The purpose of this Ameriprise Financial Global Annual Incentive Award Plan (the “Plan”) is to provide annual cash incentives based on

1 AMERIPRISE FINANCIAL GLOBAL ANNUAL INCENTIVE AWARD PLAN As Amended and Restated Effective January 1, 2025 Purpose The purpose of this Ameriprise Financial Global Annual Incentive Award Plan (the “Plan”) is to provide annual cash incentives based on Enterprise, Business Unit and Individual performance results for to eligible employees of Ameriprise Financial, Inc.

Page 1 of 2 NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has awarded you Non-Qualified Stock Options

exhibit1038-ampxx1231202 Page 1 of 2 NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”).

Ameriprise Financial, Inc. 2025 Global Long-Term Incentive Award Program Guide IMPORTANT: 2025 Long-Term Incentive Award Program Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2025, and (2) Awards granted on

Ameriprise Financial, Inc. 2025 Global Long-Term Incentive Award Program Guide IMPORTANT: 2025 Long-Term Incentive Award Program Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2025, and (2) Awards granted on or after January 1, 2025. By accepting an award granted on or after January 1, 2025, you are consenting to the terms of this Guide applying to outstan

2025 – Performance Share Unit Supplement Ameriprise Financial, Inc. Performance Share Unit (“PSU”) Supplement to the 2025 Global Long-Term Incentive Award Program Guide (the “Guide”) IMPORTANT: This Supplement covers both (1) outstanding PSU Awards g

exhibit1012-ampxx1231202 2025 – Performance Share Unit Supplement Ameriprise Financial, Inc.

THREADNEEDLE DEFERRAL PLAN (As Amended and Restated Effective January 1, 2025) Purpose The purpose of the Threadneedle Deferral Plan (formerly known as the Threadneedle Fund Deferral Plan, the “Plan”) is to align the interests of key employees with t

THREADNEEDLE DEFERRAL PLAN (As Amended and Restated Effective January 1, 2025) Purpose The purpose of the Threadneedle Deferral Plan (formerly known as the Threadneedle Fund Deferral Plan, the “Plan”) is to align the interests of key employees with those of the shareholders of Ameriprise Financial, Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commi

AMERIPRISE FINANCIAL, INC. SECURITIES TRADING POLICY FOR DIRECTORS, SECTION 16 OFFICERS AND ELT Effective as of February 1, 2025 This Securities Trading Policy for Directors, Section 16 officers and ELT (“Policy”) pertains to purchases, sales and oth

exhibit191-ampxx12312024 AMERIPRISE FINANCIAL, INC. SECURITIES TRADING POLICY FOR DIRECTORS, SECTION 16 OFFICERS AND ELT Effective as of February 1, 2025 This Securities Trading Policy for Directors, Section 16 officers and ELT (“Policy”) pertains to purchases, sales and other transactions involving the common stock, debt or other securities of Ameriprise Financial, Inc. (“Ameriprise” or “Company”

Page 1 of 1 RESTRICTED STOCK UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has awarded you Restricted Stock Units (“RSUs”).

exhibit1037-ampxx1231202 Page 1 of 1 RESTRICTED STOCK UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”).

THREADNEEDLE DEFERRED STOCK UNIT AWARD CERTIFICATE (December 2024) 1 Deferred Stock Unit Award Certificate Award Terms This Deferred Stock Unit Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance

THREADNEEDLE DEFERRED STOCK UNIT AWARD CERTIFICATE (December 2024) 1 Deferred Stock Unit Award Certificate Award Terms This Deferred Stock Unit Award is subject to the terms and conditions set forth in this Certificate (including the Award Acceptance Confirmation, special terms and conditions for non-U.

1 Threadneedle Deferral Plan deferred stock unit and deferred stock option programme 2024 guide (revised December 2024) Threadneedle Deferral Plan 2024 Deferred Stock Unit and Deferred Stock Option Programme Guide IMPORTANT: 2024 Threadneedle Deferra

exhibit1027-ampxx1231202 1 Threadneedle Deferral Plan deferred stock unit and deferred stock option programme 2024 guide (revised December 2024) Threadneedle Deferral Plan 2024 Deferred Stock Unit and Deferred Stock Option Programme Guide IMPORTANT: 2024 Threadneedle Deferral Plan Deferred Stock Unit and Deferred Stock Option Programme Guide Coverage This Guide covers both (1) outstanding Awards granted prior to January 1, 2025, and (2) Awards granted on or after January 1, 2025.

AMERIPRISE FINANCIAL, INC. ENTERPRISE SECURITIES TRADING POLICY Effective as of February 1, 2025 This Enterprise Securities Trading Policy (“Policy”) pertains to purchases, sales and other transactions involving the common stock, debt or other securi

AMERIPRISE FINANCIAL, INC. ENTERPRISE SECURITIES TRADING POLICY Effective as of February 1, 2025 This Enterprise Securities Trading Policy (“Policy”) pertains to purchases, sales and other transactions involving the common stock, debt or other securities of Ameriprise Financial, Inc. and related derivatives (collectively, “Company Securities”) and is applicable to all employees of Ameriprise Finan

The By-Laws of Ameriprise Financial, Inc., as Amended and Restated as of February 20, 2025 Article I Stockholders Section 1.01. Annual Meetings. The annual meeting of the stockholders of the Corporation for the election of Directors and for the trans

EX-3.3 2 exhibit33-ampxx12312024.htm EX-3.3 The By-Laws of Ameriprise Financial, Inc., as Amended and Restated as of February 20, 2025 Article I Stockholders Section 1.01. Annual Meetings. The annual meeting of the stockholders of the Corporation for the election of Directors and for the transaction of such other business as properly may come before such meeting shall be held at such place, either

Page 1 of 2 PERFORMANCE CASH UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (your “Award”). Ameriprise Financial, Inc. (the “Company”) has awarded you a Performance Cash Unit (“PCU”)

exhibit1035-ampxx1231202 Page 1 of 2 PERFORMANCE CASH UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (your “Award”).

Page 1 of 2 PERFORMANCE SHARE UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”). Ameriprise Financial, Inc. (the “Company”) has awarded you a Performance Share Unit (“PSU”

exhibit1036-ampxx1231202 Page 1 of 2 PERFORMANCE SHARE UNIT AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (the “Award”).

POWER OF ATTORNEY

Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director and/or Officer of Ameriprise Financial, Inc.

2025 – Performance Cash Unit Supplement Ameriprise Financial, Inc. Performance Cash Unit Supplement (this “Supplement”) to the 2025 Global Long-Term Incentive Award Program Guide (the “Guide”) IMPORTANT: This Supplement covers both (1) outstanding PC

2025 – Performance Cash Unit Supplement Ameriprise Financial, Inc. Performance Cash Unit Supplement (this “Supplement”) to the 2025 Global Long-Term Incentive Award Program Guide (the “Guide”) IMPORTANT: This Supplement covers both (1) outstanding PCU Awards granted prior to January 1, 2025, and (2) PCU Awards granted on or after January 1, 2025. By accepting any Award (as defined in the Guide) gr

EVG / Eaton Vance Short Duration Diversified Income Fund / AMERIPRISE FINANCIAL INC - EX-99.I

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RDUS / Radius Recycling, Inc. / AMERIPRISE FINANCIAL INC - EX-99.1 < M;??;-8X

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QTRX / Quanterix Corporation / AMERIPRISE FINANCIAL INC - EX-99.2

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FIGS / FIGS, Inc. / AMERIPRISE FINANCIAL INC - EX-99.III

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RDUS / Radius Recycling, Inc. / AMERIPRISE FINANCIAL INC - EX-99.2

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ALT / Altimmune, Inc. / AMERIPRISE FINANCIAL INC - EX-99.II

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DBX / Dropbox, Inc. / AMERIPRISE FINANCIAL INC - EX-99.2

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Schedule 13G

Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution in accordance with Rule 13d-1(b)(1)(ii)(J) – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedl

ALT / Altimmune, Inc. / AMERIPRISE FINANCIAL INC - EX-99.I

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TDUP / ThredUp Inc. / AMERIPRISE FINANCIAL INC - EX-99.2

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QTRX / Quanterix Corporation / AMERIPRISE FINANCIAL INC - EX-99.3

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SMTC / Semtech Corporation / AMERIPRISE FINANCIAL INC - EX-99.1

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SMTC / Semtech Corporation / AMERIPRISE FINANCIAL INC - EX-99.2

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GCMG / GCM Grosvenor Inc. / AMERIPRISE FINANCIAL INC - EX-99.II

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SNCY / Sun Country Airlines Holdings, Inc. / AMERIPRISE FINANCIAL INC - EX-2

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SNCY / Sun Country Airlines Holdings, Inc. / AMERIPRISE FINANCIAL INC - EX-1

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DBX / Dropbox, Inc. / AMERIPRISE FINANCIAL INC - EX-99.1 I)@Q9]L39ZB9'&EHG M!OD?;XN^/>X<#^01T&34^;3VR3X=@G5E3

begin 644 ck0001669811-ex991.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5AF4@,S O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F!*!!(,?D""L1%(,(N!"&\@P=T"))S"0;)A0,+Z,I#(/\ Q,@P$R3&P$B M^,]X"= @ $ A(,(PT*96YD$SL@$$& !FP0A!#0IE;F1S=')E86T-96YD;V)J#3$Q(# @ M;V)J#3P\+TUE=&%D871A(#(@,"!2+U!A9V5,86)E;',@-B P(%(O4&%G97,@ M." P(%(O5'EP92]#871A;&]G/CX-96YD;V)J#3$R(# @;V)J#3P\+T-O;G1E M;G1S(#$T(#

TDUP / ThredUp Inc. / AMERIPRISE FINANCIAL INC - EX-99.1 ?7A?2U!1"5(3(C(OYO%Z@+/D0IR(K."VO,*5DI3:0II8GO0.V:CI0]R3(+ M9[6HU+S%HO%;$+@!0FY3670JE06EI/1H+#J-QI*B41$ZT

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FIGS / FIGS, Inc. / AMERIPRISE FINANCIAL INC - EX-99.I

begin 644 ck0001669811-ex99i.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5A\]TXLRE]@4[(H)<5FXTZ*45F5S7"% 1,#HX'$9!-VJ\EFLRN[@?)Q M'F6T'KN/>>\]UPU$A(5)V,1SV*V%EU:W!WT69U3 ZI,5:D&%"W!'B?N$ &% M*Z3@Q- XL-D]<"L=08#- M-6H*:ZMR:@TCPF*JYDNCV/@:J9#G2'VZ=MB++:HI)4@3K QE)?B1J9\ TQ MWFK]@(, D;R+Q#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*, T* M)25%3T8-"B @(" @(" @( T*.#(@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C M;V1

RDUS / Radius Recycling, Inc. / AMERIPRISE FINANCIAL INC - EX-99.3

begin 644 ck0001669811-ex993.pdf M)5!$1BTQ+C8-)>+CS],-"CF5D(#$O3" T M.3 Y-3@O3R W-3(O12 X-3(Y-B].(#%LW-3 @ M,38R72]);F9O(#=)//*X11%(;OO6=61!:B%%93(BFE .RD,64H80-*:21;$RI83&E"*LI M"PE929'2EX4?"\6"[&>G4!16IB:-^9X[N;>DIJ>W]YY[YLXY[QBM5)4R2D7> M0^HX/,<)8$=(<;@2X]3"),T7!,X2SBK.(OH+?PWG M%5V-;^]&X"[,P1IXS3N/T%GT '<[Z3./OX.^1+]Q&L5YPOEVW20-&W#NT9H MNI!JP763:?0L3,%:F';=="N5O>A;![T.K2OZN?-#U3N45,![:<1-G&Z@

ALT / Altimmune, Inc. / AMERIPRISE FINANCIAL INC - EX-99.III

begin 644 ck0001669811-ex99iii.pdf M)5!$1BTQ+C<-)>+CS],-"C4Q(# @;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#(@,5T^/G-T MR![0:P KD&1@6M0'I!F!^!] @ $ \%LP M+C @,"XP(#8Q,BXP(#%LP+C @,"XP(#8Q,BXP(#7!E+T]B:E-T;3X^[HJETTGM-:"( M?M%:.O&$H->J1?0"O9X.OW9;I(:M4 DE(>FRNS,[.S:/S*-!-PQA+CG&/\ ML]QEO7+'85AE'[*!RWH./W% <.N,,Z[ +4& VP,B4S:/)>$5R.3,"C D&$EP MN^RJ^+G9?MD>X)7[FGF()E=P@5:9G4*+\LR0KV*\$1>)P)/%1P96=!6,QT+ M#E6#ER

EVG / Eaton Vance Short Duration Diversified Income Fund / AMERIPRISE FINANCIAL INC - EX-99.II

begin 644 ck0001669811-ex99ii.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5AF4@,C@O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F"*!1(,?D""L1%(,#, "9:+0,+S-4@L#$A87P82A<$,3(P,,T&*&1AQ$\9 M#\""# 8=\(]PT*96YD7!E+T-A=&%L;V<^/@UE;F1O8FH-,3(@,"!O8FH-/#PO0V]N=&5N=',@ M,30@,"!2+T-R;W!";WA;," P(#8Q,B W.3)=+TUE9&EA0F]X6S @," V,3(@ M-SDR72]087)E;G0@." P(%(O4F5S;W5R8V5S(#(P(# @4B]2;W1A=&4@,"]4 M>7!E

GCMG / GCM Grosvenor Inc. / AMERIPRISE FINANCIAL INC - EX-99.I

begin 644 ck0001669811-ex99i.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@," P(#8Q,B W.3)=("]# M;VYT96YT)S-6$MOXS80OAOP?YBC7,0,'WH608#$R08NDD,; M%WO8]*#(LDW IE))3KKOL.AM\C&$N!ZZ:(Y2*),SGSS^F84.']\R0U<7)P M3*8WP,O<[.$H#3CWQ]'EY=P?3.!/X<#SKC]RX0$#C%>DTQ"70X'GW\",QQ< MSX:#\T\"!&=9"K/%<"!P'P8P+)!F;"D5;I;W0T' M7X+;OU;Z68&*FAA.OH#9K\,![4Q+O@J3;N5 M'N0%=:JXQ!D+CT(4>B^A1# >0AS%3.X!>BQ6Y7R

IRBT / iRobot Corporation / AMERIPRISE FINANCIAL INC - EX-99.I

begin 644 ck0001669811-ex99i.pdf M)5!$1BTQ+C<*"C0@,"!O8FH**$ED96YT:71Y*0IE;F1O8FH*-2 P(&]B:@HH M061O8F4I"F5N9&]B:@HX(# @;V)J"CP\"B]&:6QT97(@+T9L871E1&5C;V1E M"B],96YG=&@@,C0R,C0*+TQE;F=T:#$@-38R-C *+U1Y<&4@+U-TJ^?CC#^=ZSW3/G/N:M'K@Q D#NP;N:FJHN:IE][Z6O M :CJ /0WS5DZN^,QL[N!K9 6R/SP?>9;.7SJMU\/, >KP UI*.Y:M6 M)XM@/HZG1:SO6#FO8\&$R\P %[NPOP(0:445/A%]^S=OM^G*/P6G',3PDY*# M,?%ZZ+VCHQ(&[A6\;GB1YA52.W%@

FIGS / FIGS, Inc. / AMERIPRISE FINANCIAL INC - EX-99.II

begin 644 ck0001669811-ex99ii.pdf M)5!$1BTQ+C8-)>+CS],-"C(ZP$DF.N !$L8B)4$(KQ!7!\02PI$N(((#2 1% S2H0 D M!V!A.TW!B9&ANM %@,#(Q+QGW'F7X P"LI0H3#0IE;F1S=')E86T-96YD M;V)J#7-T87)T>')E9@T*, T*)25%3T8-"B @(" @(" -"CDS(# @;V)J#3P\ M+T,@.3$O1FEL=&5R+T9L871E1&5C;V1E+TD@,3$S+TQE;F=T:" X-R]3(#,X M/CYS=')E86T-"FC>8F!@X&-@8*I@ (*#30RH@!&(61@X&I#%^*"8@9&+@1\H M4-X@ .>0T*96YD%LP+C @,"XP(#8Q M,BXP(#%LP+C @,"XP(#8

IRBT / iRobot Corporation / AMERIPRISE FINANCIAL INC - EX-99.II

begin 644 ck0001669811-ex99ii.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V'1'4W1A=&4\/"]'4S<@-R P(%(O M1U,X(#@@,"!2/CXO4')O8U-E=%LO4$1&+U1E>'0O26UA9V5"+TEM86=E0R]) M;6%G94E=(#X^+TUE9&EA0F]X6R P(# @-C$R(#2]#4R]$979I M8V521T(^/B]486)S+U,O4W1R=6-T4&%R96YT)SM74MSXS82OKO*P&G+3$UAHD70:12J?(X\W!VG.RNG=U#:@\: M6V-YUY8=#SW)[*\/&B IBB \M*8A[4$^J"B11#>ZOP:^;A T.3R[GR[(=]\= MGAZ?$#RPW?3Q169S!8'

QTRX / Quanterix Corporation / AMERIPRISE FINANCIAL INC - EX-99.1

begin 644 ck0001669811-ex991.pdf M)5!$1BTQ+C8-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5AF4@,S0O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F#* A(,?D""L1%(,"< "=;S0,+U*$@B#$A87P;)2L.X9E. A!TG Q,CPTR0 M& ,CT<1QM/? 0(, %=S"@L-"F5N9'-T%LP(# @-C$R(#-P# M&4)$S B$\/$8@U H51R$%RI0 D0H0E 21,P5G)ZRRV=SE9C,:*2O$D%>.=R= MG;%^51KDI:DDY\A#4I%'1WKDQ&F.ZFJ::#-FHUZ?I?K93,[.T/+;"!ZSHM%( M#$&PI+LY)D/@7[ADZ7JE=^%9M7)R:]

IRBT / iRobot Corporation / AMERIPRISE FINANCIAL INC - EX-99.III

begin 644 ck0001669811-ex99iii.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V4O4&%R96YT(#(@,"!2+U)E%L@," P(#8Q M,B W.3)=("]#;VYT96YTVTQ,K"(JB#[*I"U&)5$7*KL^O/S.S2UTLJE$D,D$HD\OESNPW MMV^79)?&#NY>T@&;/&,&E]?6BVV^SJ0Y?]?7[F.B[^"[E@ M+O/@UP\%6PS/S[[]PI+SLZO^^=GE-6><.ZYB='Y&8=^+N-,^($3<.8K[0C6 MGT&WCP\^&V?K/^? M\[,>2/OO^=DI:DDI'1YNJ$7:6"78MAS6N^LRMHT3KQHGZ7J.JYDOCU)'5*\. M=[AD/@?

EX-99

EX-99 3 ITEM7.txt EXHIBIT 99: ITEM 7 BlackRock Life Limited BlackRock International Limited BlackRock Advisors, LLC Aperio Group, LLC BlackRock France SAS BlackRock (Netherlands) B.V. BlackRock Institutional Trust Company, National Association BlackRock Asset Management Ireland Limited BlackRock Financial Management, Inc. BlackRock Japan Co., Ltd. BlackRock Asset Management Schweiz AG BlackRock In

EX-24

EX-24 2 PowerOfAttorney.txt EXHIBIT 24: POWER OF ATTORNEY POWER OF ATTORNEY The undersigned, BlackRock, Inc., a corporation duly organized under the laws of the State of Delaware, United States (the "Company"), does hereby make, constitute and appoint each of Eric Andruczyk, Richard Cundiff, R. Andrew Dickson, III, Spencer Fleming, Laura Hildner, David Maryles, Christopher Meade, Charles Park, Jam

Ameriprise Financial Reports Fourth Quarter and Full Year 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q4 2024 FY 2024 Q4 2024 GAAP $10.58 $33.05 GAAP 49.7% Adjusted Operating, excluding unlocking $9.36 $35.07 Adjusted Operat

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP January 29, 2025 Ameriprise Financial Reports Fourth Quarter and Full Year 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q4 2024 FY 2024 Q4 2024 GAAP $10.58 $33.05 GAAP 49.7% Adjusted Operating, excluding unlocking $9.36 $35.07 Adjusted Operating, excluding unlocking 52.7% •Fourth quarter adjusted operating earnings per d

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commis

Agreement to Amend and Restate Credit Agreement as the Fifth Amended and Restated Credit Agreement dated as of November 25, 2024 among Ameriprise Financial, Inc., as Borrower, the lenders party thereto, Wells Fargo Bank, National Association as Administrative Agent and certain other parties thereto as joint lead arrangers, co-syndication agents and joint bookrunners.

Exhibit 10.1 AMENDMENT TO AMEND AND RESTATE CREDIT AGREEMENT AS THE FIFTH AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT TO AMEND AND RESTATE CREDIT AGREEMENT, dated as of November 25, 2024 (this “Agreement”), amends and restates that certain FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 11, 2021, by and among AMERIPRISE FINANCIAL, INC., a Delaware corporation (the “Company”

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 AMERIPRISE FINANCIAL, INC. (Exact name of Registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commi

ARIS / Aris Water Solutions, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Aris Water Solutions, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04041L106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

to Schedule 13G

EX-99.I 2 d886049dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d895370dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d909475dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Cerence Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this E

to Schedule 13G

EX-99.I 2 d847123dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

CRNC / Cerence Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #8 Under the Securities and Exchange Act of 1934 Cerence Inc (Name of Issuer) Common Stock (Title of Class of Securities) 156727109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d909531dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Domo, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Manage

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d892428dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Energy Recovery, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle A

HBB / Hamilton Beach Brands Holding Company / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d895370dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Hamilton Beach Brands Holding Company (Name of Issuer) Class A Common Stock (Title of Class of Securities) 40701T104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

AP / Ampco-Pittsburgh Corporation / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d871756dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Ampco–Pittsburgh Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 032037103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th

to Schedule 13G

EX-99.I 2 d847328dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G

EX-99.I 2 d848148dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser –

EBAY / eBay Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 eBay Inc (Name of Issuer) Common Stock (Title of Class of Securities) 278642103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Schedule is

to Schedule 13G

EX-99.I 2 d853002dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d862354dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

SGH / SMART Global Holdings, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d877095dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #5 Under the Securities and Exchange Act of 1934 Smart Global Holdings Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G8232Y101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

MATW / Matthews International Corporation / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d845323dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Matthews International Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 577128101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

to Schedule 13G

EX-99.I 2 d852879dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d861590dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

FIGS / FIGS, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d847123dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 FIGS, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d847576dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of RingCentral, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which t

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d852879dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Synaptics Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Amerip

ERII / Energy Recovery, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d892428dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Energy Recovery, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 29270J100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d853002dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Altimmune, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset M

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d888087dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of PowerFleet, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which th

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d853002dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d848077dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Aris Water Solutions, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadnee

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d895370dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Hamilton Beach Brands Holding Company. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Sc

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d877095dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Smart Global Holdings, Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC auth

GOOS / Canada Goose Holdings Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d829978dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Canada Goose Holdings Inc (Name of Issuer) Subordinate voting shares (Title of Class of Securities) 135086106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de

RDUS / Radius Recycling, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d862354dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Radius Recycling, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 806882106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d886049dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of American Public Education, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule

BE / Bloom Energy Corporation / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d852788dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Bloom Energy Corp (Name of Issuer) Class A Common Stock (Title of Class of Securities) 093712107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d843143dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d876876dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of GoodRx Holdings, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to whi

IRBT / iRobot Corporation / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d847328dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 iRobot Corp (Name of Issuer) Common Stock (Title of Class of Securities) 462726100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

EDR / Endeavor Group Holdings, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d876238dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Endeavor Group Holdings, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 29260Y109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

to Schedule 13G

EX-99.I 2 d909475dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

TGAN / Transphorm, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d888073dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Transphorm Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89386L100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

to Schedule 13G

EX-99.I 2 d807831dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d892428dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G

EX-99.I 2 d848077dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d847123dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of FIGS, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Manage

to Schedule 13G

EX-99.I 2 d877095dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

APEI / American Public Education, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d886049dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 American Public Education, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 02913V103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

UEIC / Universal Electronics Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d807831dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d847328dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d892428dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Ampco–Pittsburgh Corporation. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is att

TDUP / ThredUp Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d861590dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 ThredUp Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 88556E102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d847328dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of iRobot Corp. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Mana

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d888073dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Transphorm, Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Amer

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d847123dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

NR / Newpark Resources, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d843143dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Newpark Resources Inc (Name of Issuer) Common Stock (Title of Class of Securities) 651718504 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Newpark Resources Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Management Holdings Limi

ALT / Altimmune, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d853002dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Altimmune, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 02155H200 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

to Schedule 13G

EX-99.I 2 d862354dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G

EX-99.I 2 d909531dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d848077dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d845323dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

SYNA / Synaptics Incorporated / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d852879dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #14 Under the Securities and Exchange Act of 1934 Synaptics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 87157D109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

LUNA / Luna Innovations Incorporated / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d807943dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Luna Innovations Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 550351100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d862354dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Radius Recycling, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d852788dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d847576dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d807943dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d913105dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Ameriprise Financial Services, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d861590dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of ThredUp Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this E

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d909531dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d852788dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Bloom Energy Corp. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Am

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d913105dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Eaton Vance Short Duration Diversified Income Fund. Ameriprise Financial Services, LLC authorizes Ameriprise Financial, Inc. to execute the

GDRX / GoodRx Holdings, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d876876dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 GoodRx Holdings, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 38246G108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th

to Schedule 13G

EX-99.I 2 d888087dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G

EX-99.I 2 d845323dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Brilliant Earth Group, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attac

to Schedule 13G

EX-99.I 2 d888073dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

RNG / RingCentral, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d847576dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 RingCentral, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 76680R206 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d845323dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Matthews International Corporation. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited,

XPOF / Xponential Fitness, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d848148dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Xponential Fitness, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98422X101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d807831dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Universal Electronics Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G t

AIOT / PowerFleet, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d888087dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 PowerFleet, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 73931J109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

BRLT / Brilliant Earth Group, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Brilliant Earth Group, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 109504100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

EVG / Eaton Vance Short Duration Diversified Income Fund / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d913105dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Eaton Vance Short Duration Diversified Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 27828V104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d848148dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Xponential Fitness, Inc. Each of Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameripri

to Schedule 13G

EX-99.I 2 d876876dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d807943dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Luna Innovations Incorporated. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 1

DOMO / Domo, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d909531dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Domo, Inc (Name of Issuer) Class B Common Stock (Title of Class of Securities) 257554105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

to Schedule 13G

EX-99.I 2 d843143dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, I

Ameriprise Financial Reports Third Quarter 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q3 2024 Q3 2024 GAAP $5.00 GAAP 40.1% Adjusted Operating $8.10 Adjusted Operating 49.6% Adjusted Operating, excluding unlocking and sever

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP October 23, 2024 Ameriprise Financial Reports Third Quarter 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q3 2024 Q3 2024 GAAP $5.00 GAAP 40.1% Adjusted Operating $8.10 Adjusted Operating 49.6% Adjusted Operating, excluding unlocking and severance expense $9.02 Adjusted Operating, excluding unlocking 50.7% •Third quarter

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commis

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdings Limited. Non-US Institut

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated September 10, 2024 in connection with their beneficial ownership of Outset Medical, Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – Columbia Wanger Asset Manage

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated September 10, 2024 in connection with their beneficial ownership of Carriage Services, Inc. Each of CT American Smaller Companies Fund (US), a sub-fund of Columbia Threadneedle Investment Funds (UK) ICVC, TAM UK International Holdings L

CSV / Carriage Services, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Carriage Services, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) August 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place, 78 Cannon Street, London, EC4N 6

OM / Outset Medical, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Outset Medical, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 690145107 (CUSIP Number) August 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC. (

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commissio

Ameriprise Financial Reports Second Quarter 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q2 2024 Q2 2024 GAAP $8.02 GAAP 45.9% Adjusted Operating $8.53 Adjusted Operating 48.9% Adjusted Operating, excluding severance expense

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP July 24, 2024 Ameriprise Financial Reports Second Quarter 2024 Results Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q2 2024 Q2 2024 GAAP $8.02 GAAP 45.9% Adjusted Operating $8.53 Adjusted Operating 48.9% Adjusted Operating, excluding severance expense $8.72 •Second quarter adjusted operating earnings per diluted share was $8.53. Adju

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 Or o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 1-32525 A. Full title of the plan and the address of t

to Schedule 13G

EX-99.I 2 d838097dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EIGRQ / Eiger BioPharmaceuticals, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d838097dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #7 Under the Securities and Exchange Act of 1934 Eiger BioPharmaceuticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 28249U204 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d838097dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated May 10, 2024 in connection with their beneficial ownership of Eiger BioPharmaceuticals, Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC author

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 AMERIPRISE FINANCIAL, INC.

Certificate of Amendment to the Amended and Restated Certificate of Incorporation, as amended.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AMERIPRISE FINANCIAL, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Ameriprise Financial, Inc., a Delaware corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1.           

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 AMERIPRISE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32525 13-3180631 (State or other jurisdiction of incorporation) (Commissi

Ameriprise Financial Reports First Quarter 2024 Results, Raises Quarterly Dividend 10 Percent Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q1 2024 Q1 2024 GAAP $9.46 GAAP 48.1% Adjusted Operating $8.39 Adjusted Operating 49.0% •First quar

Ameriprise Financial, Inc. Minneapolis, MN NYSE: AMP April 22, 2024 Ameriprise Financial Reports First Quarter 2024 Results, Raises Quarterly Dividend 10 Percent Earnings Per Diluted Share Return on Equity, ex AOCI (1) Q1 2024 Q1 2024 GAAP $9.46 GAAP 48.1% Adjusted Operating $8.39 Adjusted Operating 49.0% •First quarter adjusted operating earnings per diluted share was $8.39, up 16 percent from st

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d824955dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated April 10, 2024 in connection with their beneficial ownership of Outset Medical, Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC autho

OM / Outset Medical, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d824955dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Outset Medical, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 690145107 (CUSIP Number) March 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

to Schedule 13G

EX-99.I 2 d824955dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser –

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant  ☐ Filed by a Party other than the Registrant Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for use of the Commission only (as permitted by R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant  ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement  ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2))  ☐

ARS

A NNUA L R EPORT 2 02 32023 A MER IPR ISE FINA NCI A L Consolidated Highlights ($ in millions, except per share amounts and as noted) * 2022 and 2021 restated for LDTI impacts.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant  ☐ Filed by a Party other than the Registrant Check the appropriate box: ☑ Preliminary Proxy Statement  ☐ Confidential, for use of the Commission only (as permitted by Ru

PIII / P3 Health Partners Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d590198dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 P3 Health Partners Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 744413105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

to Schedule 13G

EX-99.I 2 d590198dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser –

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d590198dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 27, 2024, in connection with their beneficial ownership of P3 Health Partners Inc. Each of, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameripr

As filed with the Securities and Exchange Commission on February 23, 2024

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 23, 2024 Registration Statement No.

— Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Ameriprise Financial, Inc.

— Consent of Independent Registered Public Accounting Firm.

Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-3 of Ameriprise Financial, Inc.

— Statement of Eligibility of Trustee on Form T-1.

Exhibit 25 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. Emp

— Powers of Attorney.

Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director and/or Officer of Ameriprise Financial, Inc.

RESTRICTED STOCK AWARD (RSA) CERTIFICATE

Exhibit 10.36 RESTRICTED STOCK AWARD (RSA) CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (your “Award”). This certificate (this “Certificate”) is confirmation of the grant of your Award. The details of your Award, including the Grant Date, Grant Type and the Vesting Schedule are all visible in your Shareworks Portfolio. Your Award is subjec

The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2023, and the state or jurisdiction in which the subsidiaries are organized. Pursuant to Item 601(b)(21)(ii) of Regulation S-K, certain subsidiarie

Exhibit 21 The table below is a list of certain direct and indirect subsidiaries of the Parent as of December 31, 2023, and the state or jurisdiction in which the subsidiaries are organized.

EX-13

NONQUALIFIED STOCK OPTIONS (NQSO) AWARD CERTIFICATE

Exhibit 10.38 NONQUALIFIED STOCK OPTIONS (NQSO) AWARD CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (your “Award”). This certificate (this “Certificate”) is confirmation of the grant of your Award. The details of your Award, including the Grant Date, Grant Type and the Vesting Schedule are all visible in your Shareworks Portfolio. Your Awar

RESTRICTED STOCK AWARD (RSU) CERTIFICATE

Exhibit 10.37 RESTRICTED STOCK AWARD (RSU) CERTIFICATE Congratulations on being the recipient of an Ameriprise Financial Long-Term Incentive Award (your “Award”). This certificate (this “Certificate”) is confirmation of the grant of your Award. The details of your Award, including the Grant Date, Grant Type and the Vesting Schedule are all visible in your Shareworks Portfolio. Your Award is subjec

AWARD CERTIFICATE PERFORMANCE SHARE UNIT AWARD (2024-2026 Performance Period)

Exhibit 10.35 AWARD CERTIFICATE PERFORMANCE SHARE UNIT AWARD (2024-2026 Performance Period) Award Date: Performance Period: through Performance Matrix: [As determined per award] Total Shareholder Return (“TSR”) Adjustment Matrix: [As determined per award] PERFORMANCE SHARE UNIT AWARD CERTIFICATE (- Performance Period) This Performance Share Unit Plan award (the “PSU Award”) is subject to the terms

POWER OF ATTORNEY

Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director and/or Officer of Ameriprise Financial, Inc.

FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN

Exhibit 10.40 FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN WHEREAS, Ameriprise Financial, Inc. (the “Company”), established the Ameriprise Financial Senior Executive Severance Plan (the “Plan”), effective as of September 30, 2005, and subsequently amended and restated as of January 1, 2012; WHEREAS, the Compensation and Benefits Committee (the “Committee”) of the Com

Amended and Restated Bylaws of Ameriprise Financial, Inc. (incorporated by reference to Exhibit 3.2 to the Annual Report on Form 10-K for the year ended December 31, 2023, File No. 1-32525, filed on February 22, 2024).

Exhibit 3.2 The By-Laws Of Ameriprise Financial, Inc., As Amended And Restated As Of February 24, 2021 Article I Stockholders Section 1.01.Annual Meetings. The annual meeting of the stockholders of the Corporation for the election of Directors and for the transaction of such other business as properly may come before such meeting shall be held at such place, either within or without the State of D

FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL ANNUAL INCENTIVE AWARD PLAN

Exhibit 10.39 FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL ANNUAL INCENTIVE AWARD PLAN WHEREAS, Ameriprise Financial, Inc. (the “Company”), established the Ameriprise Financial Annual Incentive Award Plan (the “Plan”), effective as of January 1, 2009; WHEREAS, the Compensation and Benefits Committee (the “Committee”) of the Company, pursuant to Article 9 of the Plan, desires to amend the Plan to ad

AWARD CERTIFICATE PERFORMANCE SHARE UNIT AWARD (___-____ Performance Period)

Exhibit 10.33 AWARD CERTIFICATE PERFORMANCE SHARE UNIT AWARD (- Performance Period) Award Date: Performance Period: through Performance Matrix: [As determined per award] Total Shareholder Return (“TSR”) Adjustment Matrix: [As determined per award] PERFORMANCE SHARE UNIT AWARD CERTIFICATE (- Performance Period) This Performance Share Unit Plan award (the “PSU Award”) is subject to the terms and con

AWARD CERTIFICATE PERFORMANCE CASH UNIT AWARD (____-____ Performance Period)

Exhibit 10.34 AWARD CERTIFICATE PERFORMANCE CASH UNIT AWARD (- Performance Period) Award Date: Performance Period: through Performance Matrix: [As determined per award] Total Shareholder Return (“TSR”) Adjustment Matrix: [As determined per award] PERFORMANCE CASH UNIT AWARD CERTIFICATE (- Performance Period) This Performance Cash Unit Plan award (the “PCU Award”) is subject to the terms and condit

For the Transition Period from_______________________to_______________________

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period fromto Commission File No. 1-32525 AMERIPRISE FINANCIAL, INC. (Exac

AMERIPRISE FINANCIAL, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION

Exhibit 97 AMERIPRISE FINANCIAL, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1.Introduction The Compensation and Benefits Committee (the “Committee”) of the Board of Directors (the “Board”) of Ameriprise Financial, Inc. (the “Company”), adopts this Policy for the Recovery of Erroneously Awarded Compensation (as amended or restated from time to time, this “Policy”) in accordanc

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Teradata Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Brilliant Earth Group, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attac