BR / Broadridge Financial Solutions, Inc. - SEC-Einreichungen, Jahresbericht, Proxy Statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2026 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Broadridge Declares Quarterly Dividend of $0.975 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.975 Per Share NEW YORK, May 21, 2026 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on July 2, 2026 to stockholders of record at the close of business on June 12, 2026. About Broadridge Broadridge Financial Solutions (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2026 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2026 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation) (

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) First Supplemental Indenture Dated as of May 15, 2026 5.750% Senior Notes due 2036

Exhibit 4.2 Execution Version BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) First Supplemental Indenture Dated as of May 15, 2026 5.750% Senior Notes due 2036 TABLE OF CONTENTS Page Article I DEFINITIONS 1 SECTION 1.1 Definitions 1 Article II TERMS OF THE NOTES 2 SECTION 2.1 Title 2 SECTION 2.2 Aggregate Principal Amount 2 SECTION

Broadridge Announces Closing of $500 Million Senior Notes Offering

Exhibit 99.1 Broadridge Announces Closing of $500 Million Senior Notes Offering NEW YORK, N.Y., May 15, 2026 – Broadridge Financial Solutions, Inc. (NYSE:BR) (“Broadridge”) today announced the closing of its offering of $500 million aggregate principal amount of 5.750% senior notes due 2036 (the “Notes”). As previously announced, Broadridge intends to use the net proceeds of this offering, togethe

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Dated as of May 15, 2026

Execution Version Exhibit 4.1 BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Indenture Dated as of May 15, 2026 DEBT SECURITIES Table of Contents Page Article I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions 1 Section 1.02 Officer’s Certificates and Opinions 7 Section 1.03 Form of Documents Delive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2026 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Powering and transforming financial markets Investor Presentation May 2026 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, I

ex991investorpresentatio Powering and transforming financial markets Investor Presentation May 2026 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2026 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2026 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation) (C

Broadridge Announces Pricing of $500,000,000 Senior Notes

Exhibit 99.1 Broadridge Announces Pricing of $500,000,000 Senior Notes NEW YORK, N.Y., May 4, 2026 – Broadridge Financial Solutions, Inc. (NYSE:BR) (“Broadridge”) today announced that it has priced $500,000,000 aggregate principal amount of 5.750% senior notes due 2036 (the “Notes”) in an offering registered under the Securities Act of 1933, as amended. Broadridge intends to use the net proceeds o

CALCULATION OF FILING FEE TABLE (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

Exhibit 107 CALCULATION OF FILING FEE TABLE 424(b)(5) (Form Type) Broadridge Financial Solutions, Inc.

BROADRIDGE FINANCIAL SOLUTIONS, INC. $500,000,000 5.750% Senior Notes due 2036 Underwriting Agreement

Exhibit 1.1 Execution Version BROADRIDGE FINANCIAL SOLUTIONS, INC. $500,000,000 5.750% Senior Notes due 2036 Underwriting Agreement May 4, 2026 J.P. Morgan Securities LLC BofA Securities, Inc. Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 270 Park Avenue New York, New York 10017 c/o Bof

Broadridge Financial Solutions, Inc. 5.750% Senior Notes due 2036

TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-289263 Prospectus supplement (To prospectus dated August 5, 2025)   Broadridge Financial Solutions, Inc. $500,000,000 5.750% Senior Notes due 2036 Broadridge Financial Solutions, Inc. is offering $500 million aggregate principal amount of its 5.750% Senior Notes due 2036 (the “notes”). The notes will bear interest of a rate of

BROADRIDGE FINANCIAL SOLUTIONS, INC. Pricing Term Sheet

Filed Pursuant to Rule 433 Registration No. 333-289263 Pricing Term Sheet May 4, 2026 BROADRIDGE FINANCIAL SOLUTIONS, INC. Pricing Term Sheet Issuer: Broadridge Financial Solutions, Inc. Security: 5.750% Senior Notes due 2036 (the “Notes”) Anticipated Ratings*: Moody’s: Baa2 / S&P: BBB / Fitch: BBB+ Principal Amount: $500,000,000 Trade Date: May 4, 2026 Settlement Date**: T+9; May 15, 2026 Maturit

Subject to completion, dated May 4, 2026

TABLE OF CONTENTS The information in this preliminary prospectus supplement and accompanying prospectus is not complete and may be changed.

Broadridge / Kyndryl Confidential Information Amendment No. 5 Page 1 of 12 NOTE: Certain identified information IN THIS AMENDMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if public

ex102kyndrylamdt5ar2019i Broadridge / Kyndryl Confidential Information Amendment No.

Broadridge Reports Third Quarter Fiscal 2026 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose 15% to $2.36 and Adjusted EPS grew 11% to $2.72 Raising FY’26 guidance for Recurring revenue growth constant currency to At or a

EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2026 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose 15% to $2.36 and Adjusted EPS grew 11% to $2.72 Raising FY’26 guidance for Recurring revenue growth constant currency to At or above 7% and Adjusted EPS growth to 10-12% NEW YORK, N.Y., April 30, 2026 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL

Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2026 April 30, 2026 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives o

ex992earningspresentatio Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2026 April 30, 2026 EXHIBIT 99.

Kyndryl Amendment No. 1 (this “Amendment No. 1”) Broadridge and Kyndryl Confidential Amendment No.1 Page 1 NOTE: Certain identified information IN THIS AMENDMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be

ex103kyndrylamdt1sisserv Kyndryl Amendment No. 1 (this “Amendment No. 1”) Broadridge and Kyndryl Confidential Amendment No.1 Page 1 NOTE: Certain identified information IN THIS AMENDMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A “[****]” IN PLACE OF THE

Kyndryl Amendment No. 17 (this “Amendment No. 17”) Broadridge and Kyndryl Confidential Amendment No.17 Page 1 NOTE: Certain identified information IN THIS AMENDMENT has been excluded from the exhibit because it is both (i) not material and (ii) would

ex101kyndrylamdt17privat Kyndryl Amendment No. 17 (this “Amendment No. 17”) Broadridge and Kyndryl Confidential Amendment No.17 Page 1 NOTE: Certain identified information IN THIS AMENDMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A “[****]” IN PLACE OF

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2026 BROADRIDGE FINANCI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2026 BROADRIDGE FINANCIA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation

Broadridge Declares Quarterly Dividend of $0.975 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.975 Per Share NEW YORK, March 6, 2026 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on April 8, 2026 to stockholders of record at the close of business on March 16, 2026. About Broadridge Broadridge Financial Solution

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Powering and transforming financial markets Investor Presentation February 2026 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio

ex991investorpresentatio Powering and transforming financial markets Investor Presentation February 2026 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2026 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Appoints Trish Mosconi and Chris Perry to its Board of Directors Brett Keller to Step Down after 11 Years of Service

EXHIBIT 99.1 Broadridge Appoints Trish Mosconi and Chris Perry to its Board of Directors Brett Keller to Step Down after 11 Years of Service NEW YORK, February 2, 2026 – Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech leader, is pleased to announce the appointment of Trish Mosconi and Christopher Perry as members of its Board of Directors, effective February 2, 2026. Following th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2026 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2026 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2026 February 3, 2026 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representative

ex9922q26presentationfin Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2026 February 3, 2026 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI

Broadridge Reports Second Quarter Fiscal 2026 Results Recurring revenues grew 9%; up 8% constant currency Diluted EPS was $2.42 and Adjusted EPS rose 2% to $1.59 Raising outlook for FY’26 Adjusted EPS growth to 9-12% Reaffirming FY’26 guidance includ

EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2026 Results Recurring revenues grew 9%; up 8% constant currency Diluted EPS was $2.42 and Adjusted EPS rose 2% to $1.59 Raising outlook for FY’26 Adjusted EPS growth to 9-12% Reaffirming FY’26 guidance including Recurring revenue growth constant currency, Adjusted Operating income margin, and Closed sales NEW YORK, N.Y., February 3, 2026 - Bro

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2025 BROADRIDGE FINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Powering and transforming financial markets Investor PresentationNovember 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broad

Exhibit 99.1 Powering and transforming financial markets Investor PresentationNovember 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 BROADRIDGE FINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 BROADRIDGE FINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.975 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.975 Per Share NEW YORK, November 13, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on January 5, 2026 to stockholders of record at the close of business on December 12, 2025. About Broadridge Broadridge Financial

BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. NON-EMPLOYEE DIRECTORS

EXHIBIT 10.1 Non-Qualified [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. NON-EMPLOYEE DIRECTORS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to you (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [NUMBER OF S

Broadridge Reports First Quarter Fiscal 2026 Results Recurring revenues grew 9%; up 8% constant currency Diluted EPS was $1.40 and Adjusted EPS rose 51% to $1.51 Raising outlook for FY’26 Recurring revenue growth constant currency to higher end of 5-

EXHIBIT 99.1 Broadridge Reports First Quarter Fiscal 2026 Results Recurring revenues grew 9%; up 8% constant currency Diluted EPS was $1.40 and Adjusted EPS rose 51% to $1.51 Raising outlook for FY’26 Recurring revenue growth constant currency to higher end of 5-7% guidance Reaffirming FY’26 guidance including Adjusted EPS growth of 8-12% and Closed sales of $290-$330 million NEW YORK, N.Y., Novem

BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based)

EXHIBIT 10.3 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan, (the “Plan”), an Award of Restricted Stock Uni

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC

Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2026 November 4, 2025 Exhibit 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives

ex992earningspresentatio Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2026 November 4, 2025 Exhibit 99.

BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS

EXHIBIT 10.2 Non-Qualified [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based)

EXHIBIT 10.4 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTCIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), an Award of Restricted Stock Units (“Unit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule

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2025 ANNUAL REPORT Powering the future of financial services Trusted and TransformativeContents Broadridge delivered another year of strong growth in fiscal 2025.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De

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Powering thefutureoffinancialservices Trusted and TransformativeCOMPANY OVERVIEW Broadridge is a global Fintech leader Broadridge’s strategy is anchored in long-term trends that are reshaping the financial services industry Managing proxy voting shareholder positions Million critical communications each year Billion in fixed income and equity trades Trillion use Broadridge servicesLettertoOurStockholders DearStockholders, Atour2025AnnualMeeting,Iwillreportonourfiscalyear2025financial performance,andthemembersoftheBoardandIwillalsoanswerquestionsfrom ourstockholders.

Powering and transforming financial markets Investor Presentation September 2025 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Soluti

ex991investorpresentatio Powering and transforming financial markets Investor Presentation September 2025 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 BROADRIDGE FINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

TERM CREDIT AGREEMENT dated as of August 21, 2025, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as

Exhibit 10.1 EXECUTION VERSION TERM CREDIT AGREEMENT dated as of August 21, 2025, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati

TERM CREDIT AGREEMENT dated as of August 21, 2025, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as

Exhibit 10.1 EXECUTION VERSION TERM CREDIT AGREEMENT dated as of August 21, 2025, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E

Broadridge Reports Fourth Quarter and Fiscal 2025 Results Fiscal Year 2025 Recurring revenues grew 7% on a reported and constant currency basis Diluted EPS was $7.10 and Adjusted EPS grew 11% to $8.55 Closed sales were $288 million Raising annual div

EXHIBIT 99.1 Broadridge Reports Fourth Quarter and Fiscal 2025 Results Fiscal Year 2025 Recurring revenues grew 7% on a reported and constant currency basis Diluted EPS was $7.10 and Adjusted EPS grew 11% to $8.55 Closed sales were $288 million Raising annual dividend 11% to $3.90 per share, 19th consecutive annual dividend increase Fiscal year 2026 guidance includes 5-7% Recurring revenue growth

Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter)

Exhibit 107.1 Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of

Subsidiaries of the Company

EXHIBIT 21 SUBSIDIARIES - AS OF JUNE 30, 2025 Name: State or other Jurisdiction of Incorporation: Access Data Corp.

Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2025 August 5, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by re

ex992earningspresentatio Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2025 August 5, 2025 EXHIBIT 99.

Description of Securities

Exhibit 4.6 DESCRIPTION OF SECURITIES References to “Broadridge” and the “Company” herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 BROADRIDGE FINANCI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio

Code of Business Conduct and Ethics

EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to everyone at Broadridge in every

As filed with the Securities and Exchange Commission on August 5, 2025

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 5, 2025 Registration No.

Form of Indenture BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Dated as of [____], 20[__] DEBT SECURITIES

Exhibit 4.1 Form of Indenture BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Indenture Dated as of [], 20[] DEBT SECURITIES Table of Contents Page Article I Definitions and other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Officer’s Certificates and Opinions 9 Section 1.03 Form of Documents Delivered

Amended and Restated Clawback Policy

EXHIBIT 10.28 BROADRIDGE FINANCIAL SOLUTIONS, INC. Clawback Policy 1. Persons Subject to this Policy. This Policy is applicable to all current and former executive officers (as defined in Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) of Broadridge Financial Solutions, Inc. (the “Company”). This Policy will also apply to such other employees, or classes of e

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r

Broadridge Declares Quarterly Dividend of $0.88 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, May 13, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable on July 2, 2025 to stockholders of record at the close of business on June 12, 2025. About Broadridge Broadridge Financial Solutions (NY

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Powering and transforming financial markets Investor PresentationMay 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge

Exhibit 99.1 Powering and transforming financial markets Investor PresentationMay 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Sta

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation) (C

Broadridge Reports Third Quarter Fiscal 2025 Results Recurring revenues grew 7%; up 8% constant currency Diluted EPS rose 15% to $2.05 and Adjusted EPS grew 9% to $2.44 Reaffirming FY’25 guidance of 6-8% Recurring revenue growth constant currency wit

EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2025 Results Recurring revenues grew 7%; up 8% constant currency Diluted EPS rose 15% to $2.05 and Adjusted EPS grew 9% to $2.44 Reaffirming FY’25 guidance of 6-8% Recurring revenue growth constant currency with Adjusted EPS growth at the middle of 8-12% guidance range NEW YORK, N.Y., May 1, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL

Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2025 May 1, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of B

Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2025 May 1, 2025 EXHIBIT 99.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Powering and transforming financial markets Investor Presentation February 2025 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio

Powering and transforming financial markets Investor Presentation February 2025 EXHIBIT 99.

Amended and Restated By-laws of Broadridge Financial Solutions, Inc. dated February 4, 2025.

EXHIBIT 3.2 AMENDED AND RESTATED BY-LAWS OF BROADRIDGE FINANCIAL SOLUTIONS, INC. (A Delaware Corporation) - ARTICLE I DEFINITIONS As used in these By-laws, unless the context otherwise requires, the term: 1. “Assistant Secretary” means an officer of the Corporation having the title of “Assistant Secretary.” 2. “Assistant Treasurer” means an officer of the Corporation having the title of “Assistant

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Declares Quarterly Dividend of $0.88 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, February 4, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable April 3, 2025 to stockholders of record at the close of business on March 13, 2025. About Broadridge Broadridge Financial Solutions

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2025 January 31, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representative

Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2025 January 31, 2025 EXHIBIT 99.

Amended and Restated Executive Retirement and Savings Plan, effective November 1, 2024

EXHIBIT 10.1 BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Amended and Restated Effective as of November 1, 2024) BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Amended and Restated Effective as of November 1, 2024)The Plan first became effective as of January 1, 2015. The Plan was most recently amended and restated effective as of January 1, 2019. Broadridge Financial Solutions, Inc. now d

Agreement, dated as of November 1, 2024, by and between Kyndryl Canada Limited and Broadridge Software Limited.

EXHIBIT 10.2 NOTE: Certain identified information IN THIS AGREEMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A “[****]” IN PLACE OF THE REDACTED LANGUAGE. SIS SERVICES AGREEMENT between KYNDRYL CANADA LIMITED and BROADRIDGE SOFTWARE LIMITED Dated as of N

Broadridge Reports Second Quarter Fiscal 2025 Results Recurring revenues grew 9%; up 9% constant currency Diluted EPS grew 103% to $1.20 and Adjusted EPS grew 70% to $1.56 Reaffirming FY’25 guidance, including 6-8% Recurring revenue growth constant c

EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2025 Results Recurring revenues grew 9%; up 9% constant currency Diluted EPS grew 103% to $1.20 and Adjusted EPS grew 70% to $1.56 Reaffirming FY’25 guidance, including 6-8% Recurring revenue growth constant currency, 8-12% Adjusted EPS growth, and Closed sales of $290 - $330 million NEW YORK, N.Y., January 31, 2025 - Broadridge Financial Solut

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI

Broadridge Appoints Ashima Ghei as Chief Financial Officer

EXHIBIT 99.1 Broadridge Appoints Ashima Ghei as Chief Financial Officer NEW YORK, December 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that the Broadridge Board of Directors has appointed Ashima Ghei as the Company’s Chief Financial Officer (CFO), effectively immediately. Ghei has led Broadridge’s global Finance team as Interim CFO since July 1, 2024, and has been ins

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Amended and Restated Credit Agreement, dated December 11, 2024, among Broadridge Financial Solutions, Inc., certain subsidiaries of Broadridge Financial Solutions, Inc. party thereto as subsidiary borrowers, the Lenders and Issuing Banks party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 11, 2024, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The BORROWING SUBSIDIARIES Party Hereto, The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., WELLS FARGO SECURITIES, LLC, BNP PARIBAS SECURITIES CORP., TD SECURITIES (USA) LLC, TRUIST SECURITIES,

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.88 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, November 14, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable January 3, 2025 to stockholders of record at the close of business on December 13, 2024. About Broadridge Broadridge Financial Solu

Powering and transforming financial markets Investor Presentation November 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio

Powering and transforming financial markets Investor Presentation November 2024 EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 - Broadridge FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Reports First Quarter Fiscal 2025 Results Recurring revenues grew 3%; up 4% constant currency Closed sales rose 21% to $57 million Diluted EPS was $0.68 and Adjusted EPS was $1.00 Raising FY’25 guidance to include 6-8% Recurring revenue gr

Broadridge Reports First Quarter Fiscal 2025 Results Recurring revenues grew 3%; up 4% constant currency Closed sales rose 21% to $57 million Diluted EPS was $0.

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers

EXHIBIT 10.1 Non-Qualified [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers

EXHIBIT 10.2 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan, (the “Plan”), an Award of Restricted Stock Uni

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers

EXHIBIT 10.3 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTCIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), an Award of Restricted Stock Units (“Unit

Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2025 November 5, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives

Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2025 November 5, 2024 EXHIBIT 99.

COURTESY PDF

y d a e r e B f o e r u t u f e h t r o f s e c i v r e s l a i c n a n i f Trusted expertise.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De

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2024 ANNUAL REPORT Trusted expertise. Transformative technology. Be ready for the future of financial servicesContents 01 CEO Letter 10 Explanation and Reconciliation of the Company’s Use of Non-GAAP Financial Measures 07 2024 Financial Highlights 16 Directors and Executive Leadership Team 08 Sustainability 17 Annual Report on Form 10-K Broadridge’s strategy is anchored in long-term trends that are

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Powering and transforming financial markets Investor Presentation September 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Soluti

Powering and transforming financial markets Investor Presentation September 2024 EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpor

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio

Subsidiaries of the Company

EXHIBIT 21 SUBSIDIARIES - AS OF JUNE 30, 2024 Name: State or other Jurisdiction of Incorporation: Access Data Corp.

Broadridge Reports Fourth Quarter and Fiscal 2024 Results Fiscal Year 2024 Recurring revenues grew 6% on a reported and constant currency basis Diluted EPS grew 11% and Adjusted EPS grew 10% to $7.73 Closed sales rose 39% to a record $342 million 18t

EXHIBIT 99.1 Broadridge Reports Fourth Quarter and Fiscal 2024 Results Fiscal Year 2024 Recurring revenues grew 6% on a reported and constant currency basis Diluted EPS grew 11% and Adjusted EPS grew 10% to $7.73 Closed sales rose 39% to a record $342 million 18th consecutive annual dividend increase, up 10% to $3.52 per share Fiscal year 2025 guidance of 5-7% Recurring revenue growth constant cur

to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent

EXHIBIT 10.33 EXECUTION VERSION THIRD AMENDMENT dated as of June 28, 2024 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), and JPMORGAN CHASE BANK, N.A., as administrative agent. WHEREAS, reference is made to the Amended and Restated Credit Agreement dated as of April 23, 2021 (as amended by that certain First Amendment dated as of December 23

Amendment to the Broadridge Financial Solutions, Inc. SORP, effective September 17, 2023.

EXHIBIT 10.6 AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN Pursuant to Section 5.5 of the Broadridge Financial Solutions, Inc. Supplemental Officers Retirement Plan (the “Plan”), the Plan is hereby amended as follows effective September 17, 2023: 1.Sections 3.3 and 3.4 of the Plan are amended to clarify the applicable actuarial reduction percentage suc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r

Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2024 August 6, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by re

Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2024 August 6, 2024 EXHIBIT 99.

(incorporated by reference to Exhibit 1

- 1 - BROADRIDGE FINANCIAL SOLUTIONS, INC. INSIDER TRADING POLICY I. Insider Trading Policy Applicable to All Company Personnel Purpose and Scope of the Policy In the course of performing their duties, officers, directors and employees of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) have access to Material Nonpublic Information (“MNPI”), as defined in Exhibit A, about Broad

Code of Business Conduct and Ethics

Exhibit 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to everyone at Broadridge in every

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (

Broadridge Announces CFO Transition

Exhibit 99.1 Broadridge Announces CFO Transition NEW YORK, June 4, 2024 – Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that Edmund Reese, Chief Financial Officer, will be stepping down from his role, effective June 30, 2024, to become Chief Financial Officer of Aon, a $61 billion market capitalization global professional services firm. Ashima Ghei, who is currently the Chief Fina

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Powering and transforming financial markets Investor Presentation May 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, I

Powering and transforming financial markets Investor Presentation May 2024 EXHIBIT 99.

Broadridge Declares Quarterly Dividend of $0.80 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, May 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable on July 5, 2024 to stockholders of record at the close of business on June 14, 2024. About Broadridge Broadridge Financial Solutions (NY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL

Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2024 May 8, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of B

Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2024 May 8, 2024 EXHIBIT 99.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Broadridge Reports Third Quarter Fiscal 2024 Results Recurring revenues grew 4%; up 4% constant currency Diluted EPS rose to $1.79 and Adjusted EPS increased 9% to $2.23 Q3 Closed sales rose 29%; up 19% year-to-date Expecting FY’24 Recurring revenue

EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2024 Results Recurring revenues grew 4%; up 4% constant currency Diluted EPS rose to $1.79 and Adjusted EPS increased 9% to $2.23 Q3 Closed sales rose 29%; up 19% year-to-date Expecting FY’24 Recurring revenue growth constant currency at the low end of 6-9% guidance range, Adjusted EPS growth at the middle of 8-12% range, and record Closed sales

LETTER

United States securities and exchange commission logo April 8, 2024 Edmund L. Reese Corporate Vice President and Chief Financial Officer Broadridge Financial Solutions, Inc. 5 Dakota Drive Lake Success, NY 11042 Re: Broadridge Financial Solutions, Inc. Form 10-K for Fiscal Year Ended June 30, 2023 File No. 001-33220 Dear Edmund L. Reese: We have completed our review of your filing. We remind you t

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April 1, 2024 VIA EDGAR Division of Corporation Finance Office of Trade & Services U.

LETTER

United States securities and exchange commission logo March 25, 2024 Edmund L. Reese Corporate Vice President and Chief Financial Officer Broadridge Financial Solutions, Inc. 5 Dakota Drive Lake Success, NY 11042 Re: Broadridge Financial Solutions, Inc. Form 10-K for Fiscal Year Ended June 30, 2023 File No. 001-33220 Dear Edmund L. Reese: We have limited our review of your filing to the financial

Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio

Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio

Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpo

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.80 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, February 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable April 5, 2024 to stockholders of record at the close of business on March 15, 2024. About Broadridge Broadridge Financial Solutions

BR / Broadridge Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0485-broadridgefinancialso.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Broadridge Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 11133T103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the approp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI

Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2024 February 1, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representative

Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2024 February 1, 2024 EXHIBIT 99.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Reports Second Quarter Fiscal 2024 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose to $0.59 and Adjusted EPS increased to $0.92 Year-to-date Closed sales rose 12% Reaffirming FY’24 guidance, including 6-9% Recu

Broadridge Reports Second Quarter Fiscal 2024 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose to $0.

BR / Broadridge Financial Solutions, Inc. / BlackRock Inc. Passive Investment

SC 13G/A 1 us11133t1034012524.txt us11133t1034012524.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) BROADRIDGE FINANCIAL SOLUTIONS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 11133T103 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the

BR / Broadridge Financial Solutions, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment

SC 13G/A 1 BroadridgeFinancialBR.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* BROADRIDGE FINANCIAL SOLUTIONS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 11133T103 - (CUSIP Number) November 30, 2023 - (Date Of Event which Requires Filing of this Statement)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Highlights Path for Sustainable Long-term Growth at Investor Day 2023 Targeting Fiscal Year 2024-2026 Recurring revenue growth of 7-9% and Adjusted EPS growth of 8-12% Reaffirming Fiscal Year 2024 Guidance

EXHIBIT 99.1 Broadridge Highlights Path for Sustainable Long-term Growth at Investor Day 2023 Targeting Fiscal Year 2024-2026 Recurring revenue growth of 7-9% and Adjusted EPS growth of 8-12% Reaffirming Fiscal Year 2024 Guidance NEW YORK, December 7, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) is hosting its Investor Day 2023 at 8:30 AM ET today. “The theme of today’s Investor Day is ‘P

December 7, 2023 Powering and transforming financial markets EXHIBIT 99.2 2 Forward-Looking Statements The Broadridge Investor Day 2023 presentation and other written or oral statements made from time to time by representatives of Broadridge Financia

ex992investorday2023pres December 7, 2023 Powering and transforming financial markets EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 BROADRIDGE FINAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Broadridge Declares Quarterly Dividend of $0.80 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, November 9, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable January 5, 2024 to stockholders of record at the close of business on December 15, 2023. About Broadridge Broadridge Financial Solut

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers

EXHIBIT 10.2 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan, (the “Plan”), an Award of Restricted Stock Uni

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers

EXHIBIT 10.3 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTCIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), an Award of Restricted Stock Units (“Unit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC

Amended and Restated Term Credit Agreement dated as of August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent

EXHIBIT 10.4 EXECUTION VERSION AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, N

Broadridge Reports First Quarter Fiscal 2024 Results Recurring revenues grew 8%; up 8% constant currency Diluted EPS was $0.76 and Adjusted EPS grew 30% to $1.09 Closed sales rose $19 million to $48 million Repurchased $150 million of shares Reaffirm

Broadridge Reports First Quarter Fiscal 2024 Results Recurring revenues grew 8%; up 8% constant currency Diluted EPS was $0.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Form of Stock Option Grant Award Agreement for U.S. Corporate Officers

EXHIBIT 10.1 Non-Qualified ###GRANTDATE### BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to you (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [NUMBER OF SH

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2024 EXHIBIT 99.2 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2024 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

FORM ARS

Powering the transformation of financial services 2023 ANNUAL REPORT Ready for Next ŗŗReady for Next Broadridge provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14

COURTESY PDF

Ready for Next Broadridge is a global Fintech leader Broadridge powers the critical infrastructure behind investing, governance, and communications ~800 7 $10 Million Billion Trillion Managing proxy voting for approximately 800M equity shareholder positions Distributing more than 7B critical communications each year Powering $10T per day in fixed income and equity trades Company OverviewLetter to Our Stockholders Dear Stockholders, At our 2023 Annual Meeting, I will report on our fiscal year 2023 financial performance, and the members of the Board and I will also answer questions from our stockholders.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meani

Exhibit 99.1 Scaling a Global Fintech LeaderInvestor PresentationSeptember 2023 EXHIBIT 99.1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 199

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) Delaware 001-3322

Michael Tae and Doug DeSchutter Appointed Co-Presidents of Broadridge’s Investor Communication Solutions Business Bob Schifellite to become Chairman of Investor Communication Solutions

Exhibit 99.1 Michael Tae and Doug DeSchutter Appointed Co-Presidents of Broadridge’s Investor Communication Solutions Business Bob Schifellite to become Chairman of Investor Communication Solutions NEW YORK, September 6, 2023 – Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the appointment of Michael Tae and Doug DeSchutter as Co-Presidents of its Investor Communication Solutions (

AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO

EXHIBIT 10.1 EXECUTION VERSION AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 BROADRIDGE FINANC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) Delaware 001-33220

Code of Business Conduct and Ethics

EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Updated as of May 10, 2023 Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to every

Insider Trading Policy

Exhibit 19.1 BROADRIDGE FINANCIAL SOLUTIONS, INC. INSIDER TRADING POLICY 1.Insider Trading Policy Applicable to All Company Personnel Purpose and Scope of the Policy In the course of performing their duties, officers, directors and employees of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) have access to Material Nonpublic Information (“MNPI”), as defined in Exhibit A, about

Second Amendment dated as of May 23, 2023 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent

EXHIBIT 10.32 EXECUTION VERSION SECOND AMENDMENT dated as of May 23, 2023 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. WHEREAS, reference is made to the Term Credit Agreement dated as of March 27, 2021 (as amended by that certain First Amendment, dated as of D

Amended and Restated Clawback Policy

EXHIBIT 10.27 BROADRIDGE FINANCIAL SOLUTIONS, INC. Clawback Policy 1. Persons Subject to this Policy. This Policy is applicable to all current and former executive officers (as defined in Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) of Broadridge Financial Solutions, Inc. (the “Company”). This Policy will also apply to such other employees, or classes of e

Subsidiaries of the Company

Subsidiary List EXHIBIT 21 As of June 30, 2023 Name: State or other Jurisdiction of Incorporation: Access Data Corp.

Broadridge Reports Fourth Quarter and Fiscal 2023 Results Q4 Recurring revenues grew 7%, up 8% constant currency, with Diluted EPS growth of 30% and Adjusted EPS growth of 21% 2023 Recurring revenues grew 7%, up 9% constant currency, with Diluted EPS

Broadridge Reports Fourth Quarter and Fiscal 2023 Results Q4 Recurring revenues grew 7%, up 8% constant currency, with Diluted EPS growth of 30% and Adjusted EPS growth of 21% 2023 Recurring revenues grew 7%, up 9% constant currency, with Diluted EPS growth of 16% and Adjusted EPS growth of 9% Raising annual dividend 10% to $3.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 BROADRIDGE FINANCI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio

Description of Securities

Exhibit 4.6 DESCRIPTION OF SECURITIES References to “Broadridge” and the “Company” herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r

Second Amendment dated as of May 23, 2023 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent

EXHIBIT 10.33 EXECUTION VERSION SECOND AMENDMENT dated as of May 23, 2023 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. WHEREAS, reference is made to the Amended and Restated Credit Agreement dated as of April 23, 2021 (as amended by that certain First Amendmen

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Fourth Quarter and Full-Year 2023 EXHIBIT 99.2 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to

ex9924q2023webcast 0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Fourth Quarter and Full-Year 2023 EXHIBIT 99.

0© 2023 | Scaling a Global Fintech Leader Investor Presentation May 2023 EXHIBIT 99.1 1© 2023 | This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or

ex991investorpresentatio 0© 2023 | Scaling a Global Fintech Leader Investor Presentation May 2023 EXHIBIT 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Broadridge Declares Quarterly Dividend of $0.725 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, May 10, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on July 6, 2023 to stockholders of record at the close of business on June 15, 2023. About Broadridge Broadridge Financial Solutions (

Scaling a Global Fintech Leader EARNINGS CONFERENCE CALL Fiscal Third Quarter 2023

Exhibit 99.1 Scaling a Global Fintech Leader EARNINGS CONFERENCE CALL Fiscal Third Quarter 2023 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Third Quarter 2023 EXHIBIT 99.2 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe

ex992q32023presentation 0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Third Quarter 2023 EXHIBIT 99.

Broadridge Financial Solutions, Inc. Director Deferred Compensation Plan (Amended and Restated Effective December 7, 2022) (incorporated by reference to Exhibit 10.1 to Form 10-Q filed on May 2, 2023)

EXHIBIT 10.1 BROADRIDGE FINANCIAL SOLUTIONS, INC. DIRECTOR DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of December 7, 2022) I. Name and Purpose The name of this program is the Broadridge Financial Solutions, Inc. Director Deferred Compensation Program, as amended and restated effective as of December 7, 2022 (the “Plan”). The purpose of the Plan is to provide non-employee dire

Broadridge Reports Third Quarter Fiscal 2023 Results Recurring revenues grew 8%; up 9% constant currency Diluted EPS grew 12% and Adjusted EPS grew 6% Expecting FY’23 Recurring revenue growth constant currency at higher end of 6-9% guidance range Rea

EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2023 Results Recurring revenues grew 8%; up 9% constant currency Diluted EPS grew 12% and Adjusted EPS grew 6% Expecting FY’23 Recurring revenue growth constant currency at higher end of 6-9% guidance range Reaffirming FY’23 outlook for continued margin expansion and 7-11% Adjusted EPS growth NEW YORK, N.Y., May 2, 2023 - Broadridge Financial So

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 BROADRIDGE FINANCIA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation

0© 2023 | Scaling a Global Fintech Leader Investor Presentation March 2023 EXHIBIT 99.1 1© 2023 | This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" o

ex991invpresent3-2023 0© 2023 | Scaling a Global Fintech Leader Investor Presentation March 2023 EXHIBIT 99.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.725 Per Share

EX-99.1 2 ex991prredividend2-16x23.htm EX-99.1 EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, February 16, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on April 5, 2023 to stockholders of record at the close of business on March 15, 2

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

0© 2023 | Scaling a Global Fintech Leader Mid-Year 2023 Outlook Call for Retail Investors February 9, 2023 Exhibit 99.1 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representati

EX-99.1 2 ex991retailinvestorprese.htm EX-99.1 0© 2023 | Scaling a Global Fintech Leader Mid-Year 2023 Outlook Call for Retail Investors February 9, 2023 Exhibit 99.1 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking s

BR / Broadridge Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Broadridge Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 11133T103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sch

BR / Broadridge Financial Solutions, Inc. / MORGAN STANLEY - MS INITIAL Passive Investment

SC 13G 1 BroadridgeFinSolBR.txt MS INITIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* BROADRIDGE FINANCIAL SOLUTIONS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 11133T103 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check th

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Second Quarter 2023 EXHIBIT 99.2 1© 2023 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by repres

0© 2023 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Second Quarter 2023 EXHIBIT 99.

Broadridge Reports Second Quarter Fiscal 2023 Results Recurring revenues grew 6%; up 8% constant currency Diluted EPS grew 20% and Adjusted EPS grew 11% Reaffirming Fiscal Year 2023 Guidance, including 6 - 9% Recurring revenue growth constant currenc

EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2023 Results Recurring revenues grew 6%; up 8% constant currency Diluted EPS grew 20% and Adjusted EPS grew 11% Reaffirming Fiscal Year 2023 Guidance, including 6 - 9% Recurring revenue growth constant currency and 7 - 11% Adjusted EPS growth NEW YORK, N.Y., February 2, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financ

BR / Broadridge Financial Solutions, Inc. / BlackRock Inc. Passive Investment

SC 13G 1 us11133t1034012523.txt us11133t1034012523.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) BROADRIDGE FINANCIAL SOLUTIONS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 11133T103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the ap

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

0© 2022 | Scaling a Global Fintech Leader Investor Presentation November 2022 EXHIBIT 99.1 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial S

0? 2022 | Scaling a Global Fintech Leader Investor Presentation November 2022 EXHIBIT 99.

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.725 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, November 10, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on January 5, 2023 to stockholders of record at the close of business on December 15, 2022. About Broadridge Broadridge Financial

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat

0© 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2023 EXHIBIT 99.2 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe

0? 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2023 EXHIBIT 99.

Broadridge Reports First Quarter Fiscal 2023 Results Recurring revenues grew 7%; up 9% constant currency Diluted EPS was $0.42 and Adjusted EPS was $0.84 Reaffirming Fiscal Year 2023 Guidance including 6 - 9% Recurring revenue growth constant currenc

EXHIBIT 99.1 Broadridge Reports First Quarter Fiscal 2023 Results Recurring revenues grew 7%; up 9% constant currency Diluted EPS was $0.42 and Adjusted EPS was $0.84 Reaffirming Fiscal Year 2023 Guidance including 6 - 9% Recurring revenue growth constant currency and 7 - 11% Adjusted EPS growth NEW YORK, N.Y., November 2, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 ny20005026x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only

COURTESY PDF

2022 Annual Meeting and Proxy Statement for Ready NextDearStockholders, Atour2022AnnualMeeting,Iwillreportonourfiscalyear2022financialperformance,andthemembersoftheBoard andIwillalsoanswerquestionsfromourstockholders.

Revenues by Product and by Type

Exhibit 99.1 Revenues by Product and by Type Historical Updated(1) Fiscal Year Fiscal Year 2022 Fiscal Year Fiscal Year 2022 ($ in millions) 2020 2021 Q1 Q2 Q3 Q4 Total 2020 2021 Q1 Q2 Q3 Q4 Total Investor Communication Solutions (?ICS?) Regulatory $ 783.0 $ 940.2 $ 165.5 $ 166.4 $ 321.7 $ 423.9 $ 1,077.4 $ 778.5 $ 937.9 $ 165.4 $ 166.2 $ 320.9 $ 422.8 $ 1,075.4 Data-driven fund solutions 331.3 34

As of June 30, 2022

Exhibit 99.2 Historical(1) Updated(2) ($ in millions) As of June 30, 2022 As of June 30, 2022 Backlog $ 440 $ 430 (1) As provided in our Earnings Webcast and Conference Call Presentation filed with the Securities and Exchange Commission on August 12, 2022 on Form 8-K. (2) Reflects actual foreign exchange rates applicable to the individual periods presented.

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33220 33-115

0© 2022 | Scaling a Global Fintech Leader First Quarter Fiscal Year 2023 Investor Presentation EXHIBIT 99.1 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broad

0? 2022 | Scaling a Global Fintech Leader First Quarter Fiscal Year 2023 Investor Presentation EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpor

0© 2022 | Scaling a Global Fintech Leader Fiscal Year 2022 Retail Investor Call August 18, 2022 EXHIBIT 99.1 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broa

ex99 0© 2022 | Scaling a Global Fintech Leader Fiscal Year 2022 Retail Investor Call August 18, 2022 EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati

Eileen K. Murray Appointed to Broadridge Board of Directors

EXHIBIT 99.1 Eileen K. Murray Appointed to Broadridge Board of Directors NEW YORK, August 16, 2022 ? Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech leader, is pleased to announce the appointment of Eileen K. Murray as an independent member of its board of directors, effective September 1, 2022. Following Ms. Murray?s appointment, Broadridge?s expanded Board will consist of 12 me

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r

Description of Securities

EXHIBIT 4.6 DESCRIPTION OF SECURITIES References to ?Broadridge? and the ?Company? herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet

As filed with the Securities and Exchange Commission on August 12, 2022

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 12, 2022 Registration No.

Subsidiaries of the Company

Subsidiary List EXHIBIT 21 As of June 30, 2022 Name: State or other Jurisdiction of Incorporation: Access Data Corp.

0© 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2022 EXHIBIT 99.2 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time

0? 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2022 EXHIBIT 99.

Code of Business Conduct and Ethics

EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Updated as of May 12, 2022 Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the ?Code?) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to every

Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter)

Exhibit 107.1 Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of

securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to

Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ? U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati

Broadridge Reports Fourth Quarter and Fiscal 2022 Results Fiscal Year 2022 Recurring Revenue Growth of 16% Fiscal Year 2022 Diluted EPS was $4.55 and Adjusted EPS grew 14% to $6.46 Record Closed Sales of $282 million Raising Annual Dividend 13% to $2

Broadridge Reports Fourth Quarter and Fiscal 2022 Results Fiscal Year 2022 Recurring Revenue Growth of 16% Fiscal Year 2022 Diluted EPS was $4.

0© 2022 | Scaling a Global Fintech Leader Fourth Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.1 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broa

0? 2022 | Scaling a Global Fintech Leader Fourth Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

Broadridge Declares Quarterly Dividend of $0.64 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.64 Per Share NEW YORK, May 12, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.64 per share. The dividend is payable on July 6, 2022 to stockholders of record at the close of business on June 15, 2022. About Broadridge Broadridge Financial Solutions (NY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)

0© 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Third Quarter Fiscal Year 2022 EXHIBIT 99.2 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by re

0? 2022 | Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Third Quarter Fiscal Year 2022 EXHIBIT 99.

Broadridge Reports Third Quarter Fiscal 2022 Results Increasing Fiscal Year 2022 Adjusted EPS Growth Guidance to 13-15% from 11-15% Recurring Revenues grew 16% Diluted EPS was $1.49 and Adjusted EPS grew 10% to $1.93 Year-to-Date Closed sales grew 42

EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2022 Results Increasing Fiscal Year 2022 Adjusted EPS Growth Guidance to 13-15% from 11-15% Recurring Revenues grew 16% Diluted EPS was $1.49 and Adjusted EPS grew 10% to $1.93 Year-to-Date Closed sales grew 42% NEW YORK, N.Y., May 3, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financial results for the third quarter end

LETTER

United States securities and exchange commission logo April 21, 2022 Edmund Reese Chief Financial Officer Broadridge Financial Solutions, Inc.

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April 5, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Robert Shapiro, Branch Chief RE: Broadridge Financial Solutions, Inc. Form 10-K for the Fiscal Year Ended June 30, 2021 Filed August 12, 2021 File No. 001-33220 Dear Mr. Shapiro: The Company respectfully acknowledges the letter dated March 22, 2022 from th

LETTER

United States securities and exchange commission logo March 22, 2022 Edmund Reese Chief Financial Officer Broadridge Financial Solutions, Inc.

0© 2022 | Scaling a Global Fintech Leader Third Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.1 1© 2022 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broad

0? 2022 | Scaling a Global Fintech Leader Third Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora

Broadridge Declares Quarterly Dividend of $0.64 Per Share

EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.64 Per Share NEW YORK, February 15, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.64 per share. The dividend is payable on April 5, 2022 to stockholders of record at the close of business on March 15, 2022. About Broadridge Broadridge Financial Soluti