Basisstatistiken
| LEI | 549300LDDEMEUCZQEO55 |
| CIK | 1810747 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Simplify Exchange Traded Funds - Simplify High Yield ETF
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 4, 2026 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations May 4, 2026 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on April 6, 2026, The Nasdaq Stock Market (the "Exchange") re |
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| April 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| February 18, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 18, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| January 23, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 23, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| January 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| December 5, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com December 5, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the shares of beneficial interest, no par value, of Simplify |
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| December 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| November 14, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 14, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simplif |
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| November 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| October 7, 2025 |
N-MFP3 0001810747 XXXXXXXX 2025-09-30 Simplify Exchange Traded Funds 0001810747 549300LDDEMEUCZQEO55 Simplify Government Money Market ETF 529900UXSTJQHYE7H806 S000093622 1 N N 333-238475 Simplify Asset Management Inc. |
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| October 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| September 19, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 19, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Simplify VettaFi Private Credit Strategy ETF, a series |
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| September 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement Simplify Exchange Traded Funds (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☑ No fee required. |
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| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| September 5, 2025 |
N-MFP3/A 0001810747 XXXXXXXX 2025-07-31 Simplify Exchange Traded Funds 0001810747 549300LDDEMEUCZQEO55 Simplify Government Money Market ETF 529900UXSTJQHYE7H806 S000093622 1 N N 333-238475 Simplify Asset Management Inc. |
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| September 5, 2025 |
N-MFP3 0001810747 XXXXXXXX 2025-08-31 Simplify Exchange Traded Funds 0001810747 549300LDDEMEUCZQEO55 Simplify Government Money Market ETF 529900UXSTJQHYE7H806 S000093622 1 N N 333-238475 Simplify Asset Management Inc. |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| July 11, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com July 11, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Simplify Government Money Market ETF, a series of SIMPLIFY E |
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| May 30, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 10, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 23, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 23, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Kayn |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| April 25, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 25, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Pi |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| April 11, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 11, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of the followi |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| January 31, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 31, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| January 13, 2025 |
January 13, 2025 VIA EDGAR TRANSMISSION Christina DiAngelo Fettig Securities and Exchange Commission Division of Investment Management 100 F. |
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| January 10, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 10, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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| December 6, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com December 6, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| November 29, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 29, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following Shares of beneficial interest, no par value, e |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| October 17, 2024 |
Simplify Exchange Traded Funds 10845 Griffith Peak Drive, 2/F Las Vegas, NV 89135 Simplify Exchange Traded Funds 10845 Griffith Peak Drive, 2/F Las Vegas, NV 89135 October 17, 2024 Public Filing Desk U. |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| September 20, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 20, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simpli |
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| September 6, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 6, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simplif |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| August 9, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 9, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simplify G |
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| August 8, 2024 |
8-A12B 1 simplifyetf8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employ |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| April 15, 2024 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail April 15, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Simplify Exchange Traded Funds Issuer CIK: 0001810747 Issuer File Number: 333-238475/811-23570 Form Type: 8-A12B Filing Date: April 2024 To Whom It May Concern: Please be advised that Cboe |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| March 14, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 25, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 14, 2024 |
X0203 0001143362 NYSE ARCA, INC. 0001810747 Simplify Exchange Traded Funds 001-39475 54 W. 40th St. New York NY NEW YORK 10018 (614) 469-3294 Simplify Tail Risk Strategy ETF 17 CFR 240.12d2-2(a)(3) Emily Fuhrman Analyst, Regulation 2024-03-14 |
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| March 1, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 1, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Tar |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Simplify Enhanced Income ETF 82889N632 November 30, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled o |
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| November 13, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 13, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the shares of beneficial interest, no par value, of Simplify |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| November 3, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 14, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 3, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 3, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simplify |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| September 6, 2023 |
Simplify Intermediate Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Short Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Stable Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Macro Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 86. |
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| September 6, 2023 |
Simplify Macro Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 . |
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| September 6, 2023 |
Simplify Enhanced Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| July 7, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com July 7, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Mult |
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| June 23, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 23, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Opp |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 13, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 13, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Mar |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 12, 2023 |
June 12, 2023 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 27, 2023, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on beha |
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| May 22, 2023 |
Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100. |
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| May 22, 2023 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Stable Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 918501SIMPLIFY033123.htm Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.6% iShares Core S&P 500 ETF(a)(b) (Cost $78,384,111) .......................................................... 186,087 $ 76,496,644 Number of Contracts Notional Amount Purchased Options – 0.6% Calls – Exchange-Traded – 0.5% S&P 500 |
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| May 22, 2023 |
NPORT-P false 0001810747 XXXXXXXX S000073385 C000230232 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 222 Broadway 22/F New York 10038 646-741-2438 Simplify Tail Risk Strategy ETF S000073385 54930039A6LDFNVIY570 2023-06-30 2023-03-31 N 18022627. |
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| May 22, 2023 |
NPORT-EX 2 993270SIMPLIFY033123.htm Simplify Tail Risk Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 93.5% Simplify Aggregate Bond Plus Credit Hedge ETF(a)(b)(c) .............................. 202,411 $ 4,617,825 Simplify Enhanced Income ETF(a)(c) .............................................. 71,332 1,778,692 Simplify High Yield PLUS Cred |
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| May 22, 2023 |
NPORT-EX 2 106913SIMPLIFY033123.htm Simplify Macro Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 86.8% iShares Gold Trust* ............................................................ 61,580 $ 2,301,245 Simplify Commodities Strategy NO K-1 ETF*(a) ..................................... 100,000 2,491,500 Simplify High Yield PLUS |
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| May 22, 2023 |
NPORT-EX 2 918500SIMPLIFY033123.htm Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.7% iShares Core S&P 500 ETF(a)(b) (Cost $155,297,305) ......................................................... 338,778 $ 139,264,860 Number of Contracts Notional Amount Purchased Options – 0.3% Puts – Exchange-Traded – 0.3 |
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| May 22, 2023 |
Simplify Enhanced Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Bitcoin Strategy PLUS Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
|
| May 22, 2023 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
|
| May 22, 2023 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| May 22, 2023 |
Simplify Propel Opportunities ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 89. |
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| May 22, 2023 |
NPORT-EX 2 469133SIMPLIFY033123.htm Simplify Health Care ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 94 .2 % Consumer, Non-cyclical – 91 .6 % Abbott Laboratories ............................................................ 8,394 $ 849,976 AbbVie, Inc. .................................................................. 9,646 1,537,283 ACADIA Pharmaceutical |
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| May 22, 2023 |
NPORT-EX 2 566910SIMPLIFY033123.htm Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 94.8% Communications – 13.0% Alphabet, Inc., Class C* ........................................................ 1,732 $ 180,128 Amazon.com, Inc.* ............................................................ 1,732 178,898 Meta Pl |
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| May 22, 2023 |
NPORT-P false 0001810747 XXXXXXXX S000073925 C000231201 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 222 Broadway 22/F New York 10038 646-741-2438 Simplify Hedged Equity ETF S000073925 549300GQLKCUCWQDC723 2023-06-30 2023-03-31 N 99344389. |
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| May 22, 2023 |
NPORT-EX 2 106912SIMPLIFY033123.htm Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 73.0% iShares Core U.S. Aggregate Bond ETF(a) ......................................... 6,221 $ 619,861 iShares iBonds Dec 2023 Term Corporate ETF ...................................... 25,000 629,750 iShares iBonds Dec 2024 T |
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| May 22, 2023 |
Simplify Hedged Equity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100 . |
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| May 22, 2023 |
Simplify Interest Rate Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Commodities Strategy No K-1 ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Intermediate Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-P false 0001810747 XXXXXXXX S000069153 C000220987 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 222 Broadway 22/F New York 10038 646-741-2438 Simplify US Equity PLUS Downside Convexity ETF S000069153 5493005IUPGRID3FRL19 2023-06-30 2023-03-31 N 139824043. |
|
| May 22, 2023 |
NPORT-P false 0001810747 XXXXXXXX S000075091 C000233896 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 222 Broadway 22/F New York 10038 646-741-2438 Simplify Macro Strategy ETF S000075091 5493003FBV4UZCPQQO49 2023-06-30 2023-03-31 N 40221077. |
|
| May 22, 2023 |
NPORT-P false 0001810747 XXXXXXXX S000070115 C000223027 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 222 Broadway 22/F New York 10038 646-741-2438 Simplify Nasdaq 100 PLUS Convexity ETF S000070115 549300GSOVG4T2MTQR90 2023-06-30 2023-03-31 N 3670979. |
|
| May 22, 2023 |
Simplify Short Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 106725SIMPLIFY033123.htm Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.7% iShares Core MSCI Emerging Markets ETF(a)(b) (Cost $6,582,787) ........................................................... 119,807 $ 5,845,384 Number of Contracts Notional Amount Purchased Options – 0.2% Pu |
|
| May 22, 2023 |
NPORT-EX 2 970924SIMPLIFY033123.htm Simplify US Equity PLUS GBTC ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 85.0% iShares Core S&P 500 ETF(a) (Cost $5,496,224) ........................................................... 12,954 $ 5,325,131 Grantor Trusts – 10.1% Grayscale Bitcoin Trust BTC* (Cost $1,294,770) ....................................... |
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| May 22, 2023 |
Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
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| May 22, 2023 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 91. |
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| May 22, 2023 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 565376SIMPLIFY033123.htm Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.4% Invesco QQQ Trust Series 1(a)(b) (Cost $4,484,810) ........................................................... 11,346 $ 3,641,272 Number of Contracts Notional Amount Purchased Options – 0.6% Calls – Exchange-Traded – 0.5% S&P 50 |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SIMPLIFY ENHANCED INCOME ETF 82889N632 April 30, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out |
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| May 5, 2023 |
X0203 0001143362 NYSE ARCA, INC. 0001810747 Simplify Exchange Traded Funds 001-39475 54 W 40TH Street New York NY NEW YORK 10018 614-469-3294 Simplify US Small Cap PLUS Downside Convexity ETF 17 CFR 240.12d2-2(a)(3) Daniel Contrastano Manager, Market Watch & Proxy Compliance 2023-05-05 |
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| May 5, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 16, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 5, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 16, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| March 27, 2023 |
March 24, 2023 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 62 (the “Amendment”) to the Trust |
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| March 27, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 27, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify Co |
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| March 17, 2023 |
March 17, 2023 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On January 11, 2023, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on b |
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| February 21, 2023 |
Simplify Exchange Traded Funds 222 Broadway, 22nd Floor New York, NY 10038 Simplify Exchange Traded Funds 222 Broadway, 22nd Floor New York, NY 10038 February 21, 2023 Via Electronic Transmission Public Filing Desk U. |
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| February 6, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 6, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| January 11, 2023 |
January 11, 2023 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| December 19, 2022 |
December 19, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On October 7, 2022, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on |
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| November 22, 2022 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 81. |
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| November 22, 2022 |
NPORT-EX 2 106664SIMPLIFY093022.htm Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94.9% iShares Core MSCI EAFE ETF(a)(b) (Cost $27,142,204) .......................................................... 397,199 $ 20,920,472 Number of Contracts Notional Amount Purchased Options – 12.1% Calls – Exchange |
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| November 22, 2022 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 93. |
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| November 22, 2022 |
Simplify Tail Risk Strategy ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 61. |
|
| November 22, 2022 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Risk Parity Treasury ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Hedged Equity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94 . |
|
| November 22, 2022 |
Simplify Health Care ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 98. |
|
| November 22, 2022 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 89. |
|
| November 22, 2022 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 85. |
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| November 22, 2022 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 88. |
|
| November 22, 2022 |
Simplify Bitcoin Strategy PLUS Income ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Interest Rate Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| November 22, 2022 |
NPORT-EX 2 106725SIMPLIFY093022.htm Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94 .8 % iShares Core MSCI Emerging Markets ETF(a)(b) (Cost $ 8,663,760 ) ........................................................... 158,664 $ 6,819,379 Number of Contracts Notional Amount Purchased Options – |
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| November 22, 2022 |
NPORT-EX 2 106912SIMPLIFY093022.htm Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 96.9% iShares Core U.S. Aggregate Bond ETF(a)(b) ....................................... 28,186 $ 2,715,439 Simplify Interest Rate Hedge ETF(c) .............................................. 734 50,052 Total Exchange-Trade |
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| November 22, 2022 |
NPORT-EX 2 106722SIMPLIFY093022.htm Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94.2% iShares Core S&P Small-Cap ETF(a)(b) (Cost $3,487,197) ........................................................... 31,846 $ 2,776,653 Number of Contracts Notional Amount Purchased Options – 12.1% Calls – Exchange- |
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| November 22, 2022 |
NPORT-EX 2 106913SIMPLIFY093022.htm Simplify Macro Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 . Shares Value Exchange-Traded Funds – 88.7% iShares Gold Trust* ............................................................ 31,324 $ 987,646 Simplify Aggregate Bond PLUS Credit Hedge ETF(a) ................................. 48,125 1,099,646 Simplify High Yield P |
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| November 22, 2022 |
NPORT-EX 2 566910SIMPLIFY093022.htm Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 78 .6 % Communications – 21 .0 % A10 Networks, Inc. ............................................................ 2,645 $ 35,099 Alphabet, Inc. , Class C * ........................................................ 14 1,346 Am |
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| November 22, 2022 |
NPORT-P false 0001810747 XXXXXXXX S000075089 C000233894 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 54W 40th Street New York 10018 646-741-2438 Simplify Aggregate Bond PLUS Credit Hedge ETF S000075089 549300B8RWCP96ER9S22 2023-06-30 2022-09-30 N 2980867. |
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| November 22, 2022 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94. |
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| November 22, 2022 |
NPORT-P false 0001810747 XXXXXXXX S000070116 C000223028 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 54W 40th Street New York 10018 646-741-2438 Simplify Nasdaq 100 PLUS Downside Convexity ETF S000070116 549300RXXR3JK8QNNN80 2023-06-30 2022-09-30 N 20789273. |
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| November 21, 2022 |
8-A12B 1 simplify-propel8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Em |
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| November 14, 2022 |
November 14, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 25, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| November 14, 2022 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 14, 2022 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Simplif |
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| October 26, 2022 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 26, 2022 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| October 26, 2022 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 26, 2022 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of Simplify |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| October 19, 2022 |
8-A12B 1 simplify-high8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Empl |
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| October 17, 2022 |
September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| October 17, 2022 |
September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| October 17, 2022 |
CORRESP 1 filename1.htm September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the “Trust” |
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| September 29, 2022 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President U.S. Listing Qualifications & Market Surveillance September 29, 2022 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on September 19, 2022, The Nasdaq Stock Market LLC (the |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| August 25, 2022 |
August 25, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| August 10, 2022 |
TYA / Simplify Risk Parity Treasury ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. )* Simplify NASDAQ 100 PLUS Convexity ETF 82889N400 July 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be |
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| August 5, 2022 |
August 5, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 44 (the “Amendment”) to the Trust |
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| August 5, 2022 |
August 5, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 43 (the “Amendment”) to the Trust |
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| June 30, 2022 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on Jun |
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| June 30, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 26, 2022 |
Simplify Interest Rate Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
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| May 25, 2022 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31,2022 (Unaudited) 1 Shares Value Common Stocks – 89 . |
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| May 25, 2022 |
NPORT-P false 0001810747 XXXXXXXX S000069154 C000220988 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 54W 40th Street New York 10018 646-741-2438 Simplify US Equity PLUS Upside Convexity ETF S000069154 549300CV9WBB54HLYP95 2022-06-30 2022-03-31 N 12211239. |
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| May 25, 2022 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 80 . |
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| May 25, 2022 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 25, 2022 |
Simplify Volt Fintech Disruption ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 88 . |
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| May 25, 2022 |
Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| May 25, 2022 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 83 . |
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| May 25, 2022 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments March 31, 2022 (Unaudited) 1 At March 31, 2022, open futures contracts were as follows: Number of Contracts Notional Value Expiration Date Value/ Unrealized Appreciation (Depreciation) Long position contracts: Natural Gas Future . |
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| May 25, 2022 |
Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 25, 2022 |
NPORT-P false 0001810747 XXXXXXXX S000070131 C000223056 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 54W 40th Street New York 10018 646-741-2438 Simplify Volt Fintech Disruption ETF S000070131 549300F3MQLTXC9NPZ56 2022-06-30 2022-03-31 N 1553719. |
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| May 25, 2022 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 79 . |
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| May 25, 2022 |
Simplify Tail Risk Strategy ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94. |
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| May 25, 2022 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97 . |
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| May 25, 2022 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 25, 2022 |
Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify Hedged Equity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100. |
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| May 25, 2022 |
Simplify Health Care ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 99. |
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| May 25, 2022 |
Simplify Risk Parity Treasury ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
NPORT-P false 0001810747 XXXXXXXX S000073863 C000231094 Simplify Exchange Traded Funds 811-23570 0001810747 549300LDDEMEUCZQEO55 54W 40th Street New York 10018 646-741-2438 Simplify US Small Cap PLUS Downside Convexity ETF S000073863 549300J2LU8MDE7SH229 2022-06-30 2022-03-31 N 3573416. |
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| May 13, 2022 | ||
| May 13, 2022 |
8-A12B 1 simplify8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer |
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| April 21, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 April 21, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) |
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| April 4, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 April 4, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) R |
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| March 24, 2022 |
VPOP / Simplify Volt Pop Culture Disruption ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Simplify NASDAQ100 PLUS Convexity ETF 82889N400 January 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be |
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| March 23, 2022 |
March 23, 2022 Tim Worthington Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| March 4, 2022 | ||
| March 4, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| February 14, 2022 | ||
| February 14, 2022 |
February 14, 2022 Jaea Hahn Senior Counsel, Disclosure Review and Accounting Office Division of Investment Management U. |
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| February 11, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| February 11, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 February 8, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC? |
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| January 21, 2022 |
January 21, 2022 Tim Worthington Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| January 12, 2022 |
January 12, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| January 10, 2022 | ||
| January 10, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| November 18, 2021 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 12 . |
|
| November 18, 2021 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 89 . |
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| November 18, 2021 |
Simplify Tail Risk Strategy ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 83 . |
|
| November 18, 2021 |
Simplify Interest Rate Hedge ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Principal Value U. |
|
| November 18, 2021 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91. |
|
| November 18, 2021 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
|
| November 18, 2021 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
|
| November 18, 2021 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 84. |
|
| November 18, 2021 |
Simplify Volt Fintech Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91 . |
|
| November 18, 2021 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
|
| November 18, 2021 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97. |
|
| November 18, 2021 |
Simplify Risk Parity Treasury ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Principal Value U. |
|
| November 18, 2021 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91. |
|
| November 18, 2021 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97. |
|
| November 5, 2021 |
November 5, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| October 29, 2021 | ||
| October 27, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
|
| October 19, 2021 |
CORRESP 1 filename1.htm October 19, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. McLaren: On August 5, 2021, Simplify Exchange Traded Funds (the “Tr |
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| October 15, 2021 |
October 15, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| October 7, 2021 | ||
| October 5, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| September 27, 2021 | ||
| September 23, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
|
| September 10, 2021 | ||
| September 9, 2021 |
September 9, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| September 9, 2021 |
8-A12B 1 simplifyexchange8a12b.htm 8-A12B FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. E |
|
| September 1, 2021 |
Simplify Tail Risk Strategy ETF September 1, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| August 5, 2021 |
August 5, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 21 (the “Amendment”) to the Trust |
|
| July 30, 2021 |
July 30, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 20 (the “Amendment”) to the Trust’ |
|
| July 30, 2021 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 July 30, 2021 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) R |
|
| July 23, 2021 |
July 23, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 19 (the “Amendment”) to the Trust’ |
|
| May 24, 2021 |
Lisa Roberts Vice President Listing Qualifications By Electronic Mail May 24, 2021 Division of Corporation Finance U. |
|
| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
|
| May 20, 2021 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 67 . |
|
| May 20, 2021 |
May 20, 2021 Scott W. Lee Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 9, 2021, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on behalf |
|
| May 20, 2021 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
|
| May 20, 2021 |
Simplify Volt Fintech Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 51 . |
|
| May 20, 2021 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 60. |
|
| May 20, 2021 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 16 . |
|
| May 17, 2021 |
Statement of Additional Information May 17, 2021 Scott W. Lee Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 9, 2021, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on behalf |
|
| May 11, 2021 |
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|
| May 10, 2021 |
begin 644 PFIX051021.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%!04%!04%! |
|
| May 7, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
|
| May 3, 2021 |
May 3, 2021 Christopher Bellacicco Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| March 9, 2021 |
March 9, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 9 (the “Amendment”) to the Trust’s |
|
| February 23, 2021 |
February 22, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| December 28, 2020 |
begin 644 SimplifyExchangeETF8A122820.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L |
