Basisstatistiken
| LEI | 254900DMGQSTC3I2IM78 |
| CIK | 1563190 |
SEC Filings
SEC Filings (Chronological Order)
| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2026 |
NINETEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.26 NINETEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Nineteenth Omnibus Amendment (this “Amendment”) is entered into this 31st day of May, 2024 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“ |
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| May 8, 2026 |
TWENTY-FIRST OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.28 TWENTY-FIRST OMNIBUS AMENDMENT (Apple Ridge Funding LLC) This Twenty-First Omnibus Amendment (this “Amendment”) is entered into this 6th day of January, 2026 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corpora |
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| May 8, 2026 |
Exhibit 10.12 EXECUTION COPY INDENTURE SUPPLEMENT APPLE RIDGE FUNDING LLC, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Indenture Trustee, Paying Agent, Authentication Agent and Transfer Agent and Registrar SERIES 2011-1 INDENTURE SUPPLEMENT Dated as of December 16, 2011 \ ARTICLE I CREATION OF THE SERIES 2011-1 NOTES 1 Section 1.01. Designation 1 ARTICLE II DEFINITIONS 1 Section 2.01. Defini |
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| May 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 8, 2026 |
Amendment No. 1 To Separation Agreement Exhibit 10.8 Certain identified information has been omitted because it is both not material and is the type the registrant treats as private or confidential. Omitted information is indicated by [*]. The registrant agrees to furnish an unredacted copy and supplemental analysis upon SEC request. Amendment No. 1 To Separation Agreement This Amendment No. 1 (this “Amendment”) to that Separation Agree |
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| May 8, 2026 |
Exhibit 10.11 NOTE PURCHASE AGREEMENT (Secured Variable Funding Notes, Series 2011-1) Dated as of December 14, 2011 Among APPLE RIDGE FUNDING LLC as Issuer, CARTUS CORPORATION, as Servicer, THE COMMERCIAL PAPER CONDUITS FROM TIME TO TIME PARTY HERETO, as the Conduit Purchasers, THE FINANCIAL INSTITUTIONS FROM TIME TO TIME PARTY HERETO, as Committed Purchasers, THE PERSONS FROM TIME TO TIME PARTY H |
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| May 8, 2026 |
AMENDMENT TO NOTE PURCHASE AGREEMENT Exhibit 10.16 AMENDMENT TO NOTE PURCHASE AGREEMENT THIS Amendment to Note Purchase Agreement, dated as of June 1, 2016 (this “Amendment”), is being executed by and between Apple Ridge Funding LLC, a Delaware limited liability company (the “Issuer”), Cartus Corporation, a Delaware corporation (“Cartus”), Realogy Group LLC (f/k/a Realogy Corporation), a Delaware limited liability company (“Realogy”) |
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| May 8, 2026 |
AMENDMENT NO. 3 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT Exhibit 10.6 AMENDMENT NO. 3 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT This Amendment No. 3, dated as of April 24, 2026 (this "Amendment"), is among Compass Concierge SPV I, LLC, as Borrower (the "Borrower"), Compass Concierge, LLC, as Seller (the "Seller"), and Barclays Bank PLC, as Administrative Agent (in such capacity, the "Administrative Agent"), and as the so |
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| May 8, 2026 |
EIGHTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.25 EIGHTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Eighteenth Omnibus Amendment (this “Amendment”) is entered into this 2nd day of June, 2023 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“ |
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| May 8, 2026 |
SIXTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.23 SIXTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Sixteenth Omnibus Amendment (this “Amendment”) is entered into this 4th day of June, 2021 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“CF |
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| May 8, 2026 |
FIFTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.22 FIFTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Fifteenth Omnibus Amendment (this “Amendment”) is entered into this 5th day of August, 2020 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“ |
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| May 8, 2026 |
ELEVENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.18 EXECUTION VERSION ELEVENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Eleventh Omnibus Amendment (this “Amendment”) is entered into this 8th day of June, 2018 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware |
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| May 8, 2026 |
Exhibit 10.10 PERFORMANCE GUARANTY This Performance Guaranty (as amended, restated, supplemented or otherwise modified from time to time, this “Guaranty”), dated as of January 8, 2026 and effective on and after the Effective Date (as defined herein), is executed by Compass, Inc., a Delaware corporation (the “Performance Guarantor”) in favor of Cartus Financial Corporation, a Delaware corporation ( |
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| May 8, 2026 |
SEVENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.13 SEVENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Seventh Omnibus Amendment (this “Amendment”) is entered into this 14th day of December, 2011 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“C |
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| May 8, 2026 |
NINTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.15 NINTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Ninth Omnibus Amendment (this “Amendment”) is entered into this 11th day of June, 2015 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“CFC”), (i |
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| May 8, 2026 |
Exhibit 4.7 SUPPLEMENTAL INDENTURE NO. 1 (this “Supplemental Indenture”), dated as of April 29, 2026, among the entities listed on Schedule I hereto (each an “Additional Guarantor” and, together, the “Additional Guarantors”), Compass, Inc., a Delaware corporation (the “Company”) and Wilmington Trust, National Association, as trustee under the Indenture referred to below (the “Trustee”). W I T N E |
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| May 8, 2026 |
SEVENTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.24 SEVENTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Seventeenth Omnibus Amendment (this “Amendment”) is entered into this 3rd day of June, 2022 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation |
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| May 8, 2026 |
EIGHTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.14 EIGHTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Eighth Omnibus Amendment (this “Amendment”) is entered into this 11th day of September, 2013 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“CF |
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| May 8, 2026 |
TENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.17 TENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Tenth Omnibus Amendment (this “Amendment”) is entered into this 9th day of June, 2017 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporation (“CFC”), (ii |
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| May 8, 2026 |
CHANGE IN CONTROL AND SEVERANCE AGREEMENT Exhibit 10.9 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [●] (the “Executive”) and Compass, Inc., a Delaware corporation (the “Company”), on [●], 20[●], and is effective as of [●], 20[●] (the “Effective Date”). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreeme |
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| May 8, 2026 |
TWELFTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.19 EXECUTION VERSION TWELFTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Twelfth Omnibus Amendment (this “Amendment”) is entered into this 7th day of June, 2019 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware co |
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| May 8, 2026 |
FOURTEENTH OMNIBUS AMENDMENT AND PAYOFF AND REALLOCATION AGREEMENT (Apple Ridge Funding LLC) Exhibit 10.21 FOURTEENTH OMNIBUS AMENDMENT AND PAYOFF AND REALLOCATION AGREEMENT (Apple Ridge Funding LLC) THIS Fourteenth Omnibus Amendment and Payoff and Reallocation Agreement (this “Amendment”) is entered into this 4th day of June, 2020 for the purpose of making amendments to the documents described in this Amendment and for the purpose of setting forth the agreement of the parties hereto with |
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| May 8, 2026 |
TWENTIETH OMNIBUS AMENDMENT AND PAYOFF AND REALLOCATION AGREEMENT (Apple Ridge Funding LLC) Exhibit 10.27 TWENTIETH OMNIBUS AMENDMENT AND PAYOFF AND REALLOCATION AGREEMENT (Apple Ridge Funding LLC) THIS Twentieth Omnibus Amendment and Payoff and Reallocation Agreement (this “Amendment”) is entered into this 30th day of May, 2025 for the purpose of making amendments to the documents described in this Amendment and for the purpose of setting forth the agreement of the parties hereto with r |
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| May 8, 2026 |
AMENDMENT NO. 1 TO REVOLVING CREDIT AND GUARANTY AGREEMENT Exhibit 10.4 AMENDMENT NO. 1 TO REVOLVING CREDIT AND GUARANTY AGREEMENT This AMENDMENT NO. 1 TO REVOLVING CREDIT AND GUARANTY AGREEMENT, dated as of April 30, 2026 (this “Amendment”), between COMPASS, INC., a Delaware corporation (the “Borrower”), JPMORGAN CHASE BANK, N.A., as the Issuing Bank with respect to the Existing Foreign Currency Letters of Credit (as defined below) (the “Existing Foreign |
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| May 8, 2026 |
THIRTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) Exhibit 10.20 THIRTEENTH OMNIBUS AMENDMENT (Apple Ridge Funding LLC) THIS Thirteenth Omnibus Amendment (this “Amendment”) is entered into this 6th day of December, 2019 for the purpose of making amendments to the documents described in this Amendment. WHEREAS, this Amendment is among (i) Cartus Corporation, a Delaware corporation (“Cartus”), (ii) Cartus Financial Corporation, a Delaware corporatio |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 5, 2026 |
Compass, Inc. Reports First Quarter 2026 Results Actioned Over $250 Million in Net Cost Synergies in Q1 Increases 2026 Actioned Cost Synergy Target from $250 Million to $300 Million Increases 2026 Realized Cost Synergy Target from $100 Million to $200 Million Q1 GAAP Net Income of $22 Million; Adjusted EBITDA of $61 Million Q1 Pro forma GTV +7.3% YoY for Brokerage & +4.6% YoY for Franchise New Yor |
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| April 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 17, 2026 |
Exhibit 10.1 Execution Version PUT AGREEMENT This PUT AGREEMENT (this “Agreement”) is entered into as of April 15, 2026, by and between (i) TPG AG Credit Solutions Master Fund III A, L.P., (ii) TPG AG Credit Solutions Master Fund III B, L.P., (iii) TPG AG Main Street Partners Master Fund A, L.P., (iv) AG POTOMAC FUND, L.P., (v) AG Cataloochee, L.P., (vi) TPG AG CENTRE STREET PARTNERSHIP, L.P., and |
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| April 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| February 27, 2026 |
Exhibit 4.14 SUPPLEMENTAL INDENTURE NO.2 Supplemental Indenture No. 2 (this “Supplemental Indenture”), dated as of January 9, 2026, by and among Anywhere Real Estate Group LLC, a Delaware limited liability company, as issuer (the “Issuer”), Anywhere Co-Issuer Corp., a Delaware corporation, as co-issuer (together with the Issuer, the “Issuers”), each party that is a signatory hereto as a Note Guara |
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| February 27, 2026 |
Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Ansley Atlanta Real Estate, LLC Georgia At World Properties Holdings, LLC Delaware At World Properties Midco, LLC Delaware At World Properties New Holdings, Inc. Delaware At World Properties, LLC Illinois Chartwell Escrow, Inc. California Christie's International Real Estate, LLC Delaware Compass Brokerage, LLC Delaware Com |
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| February 27, 2026 |
Exhibit 10.30 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF OVER UNDER TITLE LLC Dated as of April 1, 2025 108856959.3 TABLE OF CONTENTS Page ARTICLE I. FORMATION AND OTHER ORGANIZATIONAL MATTERS 1 Section 1.1. Formation and Issuance 1 Section 1.2. Name 1 Section 1.3. Term 1 Section 1.4. Purposes 1 Section 1.5. Foreign Qualification 2 Section 1.6. Subsidiaries 2 Section 1.7. Register |
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| February 27, 2026 |
For the avoidance of doubt, this Section 4 shall not apply to the Parent Guarantor. Exhibit 4.20 FIRST SUPPLEMENTAL INDENTURE First Supplemental Indenture (this “Supplemental Indenture”), dated as of January 9, 2026, by and among Anywhere Real Estate Group LLC, a Delaware limited liability company, as issuer (the “Issuer”), Anywhere Co-Issuer Corp., a Delaware corporation, as co-issuer (together with the Issuer, the “Issuers”), each party that is a signatory hereto as a Note Guar |
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| February 27, 2026 |
Exhibit 4.18 INDENTURE Dated as of June 26, 2025 Among ANYWHERE REAL ESTATE GROUP LLC, ANYWHERE CO-ISSUER CORP., ANYWHERE INTERMEDIATE HOLDINGS LLC, ANYWHERE REAL ESTATE INC., THE NOTE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO, WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION as Collateral Agent $500,000,000 9.750% SENIOR SECURED SECOND LIEN NOTES D |
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| February 27, 2026 |
Exhibit 4.5 INDENTURE Dated as of January 11, 2021 Among REALOGY GROUP LLC, REALOGY CO-ISSUER CORP., REALOGY HOLDINGS CORP., THE NOTE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee $600,000,000 5.750% SENIOR NOTES DUE 2029 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1 |
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| February 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 27, 2026 |
Exhibit 4.10 SUPPLEMENTAL INDENTURE NO. 4 Supplemental Indenture No. 4 (this “Supplemental Indenture”), dated as of January 9, 2026, by and among Anywhere Real Estate Group LLC, a Delaware limited liability company, as issuer (the “Issuer”), Anywhere Co-Issuer Corp., a Delaware corporation, as co-issuer (together with the Issuer, the “Issuers”), each party that is a signatory hereto as a Note Guar |
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| February 27, 2026 |
As filed with the Securities and Exchange Commission on February 27, 2026 As filed with the Securities and Exchange Commission on February 27, 2026 Registration No. |
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| February 27, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 Compass, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $0.00001 per share Other 28,175,633 $ 9.23 $ 260,061,092.59 0.0001381 $ 35,914.44 2 Equ |
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| February 27, 2026 |
ANYWHERE REAL ESTATE INC. THIRD AMENDED AND RESTATED 2018 LONG-TERM INCENTIVE PLAN ARTICLE I Exhibit 10.29 ANYWHERE REAL ESTATE INC. THIRD AMENDED AND RESTATED 2018 LONG-TERM INCENTIVE PLAN ARTICLE I PURPOSE The name of the plan is the Anywhere Real Estate Inc. Third Amended and Restated 2018 Long-Term Incentive Plan, effective as of February 28, 2025 (the "Effective Date"); provided, however, that the Plan as further amended and restated shall be subject to the approval by the stockholde |
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| February 27, 2026 |
Exhibit 10.31 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF DOUBLE BARREL TITLE LLC Dated as of April 1, 2025 108404264.19 TABLE OF CONTENTS Page ARTICLE I. FORMATION AND OTHER ORGANIZATIONAL MATTERS 1 Section 1.1. Formation and Issuance 1 Section 1.2. Name 1 Section 1.3. Term 1 Section 1.4. Purposes 1 Section 1.5. Foreign Qualification 2 Section 1.6. Subsidiaries 2 Section 1.7. Regi |
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| February 27, 2026 |
Exhibit 10.26 JOINDER AGREEMENT JOINDER AGREEMENT dated as of January 1, 2005 (this “Agreement”), between SPTC Delaware, LLC, a Delaware limited liability company (the “Licensor”), Sotheby’s Holdings, Inc., a Michigan Corporation (“Holdings”), and Sotheby’s, an unlimited company registered in England (“Sotheby’s (UK)”), on the one hand, and Cendant Corporation, a Delaware corporation (“Parent”) an |
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| February 27, 2026 |
Exhibit 4.13 SUPPLEMENTAL INDENTURE NO. 1 Supplemental Indenture No. 1 (this “Supplemental Indenture”), dated as of May 10, 2022, among The Landover Corporation, The Bain Associates Referral LLC and Realogy Brokerage Group Nevada LLC (each a “Guaranteeing Subsidiary” and, together, the "Guaranteeing Subsidiaries"), subsidiaries of Realogy Group LLC, a Delaware limited liability company (the “Issue |
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| February 27, 2026 |
Exhibit 4.7 SUPPLEMENTAL INDENTURE NO. 1 Supplemental Indenture No. 1 (this “Supplemental Indenture”), dated as of February 4, 2021, among Realogy Group LLC, a Delaware limited liability company (the “Issuer”), Realogy Co-Issuer Corp., a Florida corporation (the “Co-Issuer” and, together with the Issuer, the “Issuers”), Realogy Holdings Corp., a Delaware corporation and the indirect parent of the |
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| February 27, 2026 |
AMENDMENT NO. 3 TRADEMARK LICENSE AGREEMENT Exhibit 10.27 AMENDMENT NO. 3 TO TRADEMARK LICENSE AGREEMENT THIS AMENDMENT TO TRADEMARK LICENSE AGREEMENT is made and entered into on this 14th day of January, 2011 by and among SPTC DELAWARE, LLC, a Delaware limited liability company (as assignee of SPTC, Inc., a Delaware corporation) (“SPTC”) and SOTHEBY’S, a Delaware corporation, as successor by merger to SOTHEBY’S HOLDINGS, INC., a Michigan c |
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| February 27, 2026 |
Exhibit 10.25 June 12, 2006 SPTC Delaware, LLC Sotheby’s Holdings, Inc. 1334 York Avenue New York, New York 10021 Re: Spin-off of Cendant Real Estate Services Group, LLC and its Subsidiaries Ladies and Gentlemen: Reference is made to that certain Trademark License Agreement dated February 17, 2004 by and among SPTC Delaware, LLC (as assignee of SPTC, Inc., a Delaware corporation). Sotheby’s Holdin |
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| February 27, 2026 |
AMENDMENT NO. 1 TRADEMARK LICENSE AGREEMENT Exhibit 10.23 AMENDMENT NO. 1 TO TRADEMARK LICENSE AGREEMENT THIS AMENDMENT TO TRADEMARK LICENSE AGREEMENT is made and entered into on this 2nd day of May, 2005 by and among SPTC DELAWARE, LLC, a Delaware limited liability company (as assignee of SPTC, Inc., a Delaware corporation) (“SPTC”) and SOTHEBY’S HOLDINGS, INC., a Michigan corporation (“Holdings”), on the one hand, and CENDANT CORPORATION, |
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| February 27, 2026 |
Exhibit 4.8 SUPPLEMENTAL INDENTURE NO. 2 Supplemental Indenture No. 2 (this “Supplemental Indenture”), dated as of November 1, 2021, among Warburg Realty Partnership, Ltd., WRP 91, LLC, Realvitalize Affiliates LLC and Realvitalize Affiliates, Inc. (the “Guaranteeing Subsidiaries”), subsidiaries of Realogy Group LLC, a Delaware limited liability company (the “Issuer”), and The Bank of New York Mell |
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| February 27, 2026 |
Exhibit 4.9 SUPPLEMENTAL INDENTURE NO. 3 Supplemental Indenture No. 3 (this “Supplemental Indenture”), dated as of May 10, 2022, among The Landover Corporation, The Bain Associates Referral LLC and Realogy Brokerage Group Nevada LLC (each a “Guaranteeing Subsidiary” and, together, the "Guaranteeing Subsidiaries"), subsidiaries of Realogy Group LLC, a Delaware limited liability company (the “Issuer |
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| February 27, 2026 |
REALOGY HOLDINGS CORP. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN ARTICLE I Exhibit 10.28 REALOGY HOLDINGS CORP. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN ARTICLE I PURPOSE The name of the plan is the Amended and Restated Realogy Holdings Corp. 2012 Long-Term Incentive Plan, effective as of February 23, 2016 (the "Effective Date"); provided, however, that the Plan as amended and restated shall be subject to the approval by the stockholders of the Company of the P |
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| February 27, 2026 |
Exhibit 4.17 SUPPLEMENTAL INDENTURE First Supplemental Indenture (this “Supplemental Indenture”), dated as of January 9, 2026, by and among Anywhere Real Estate Group LLC, a Delaware limited liability company, as issuer (the “Issuer”), Anywhere Co-Issuer Corp., a Delaware corporation, as co-issuer (together with the Issuer, the “Issuers”), each party that is a signatory hereto as a Note Guarantor |
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| February 27, 2026 |
Exhibit 10.22 TRADEMARK LICENSE AGREEMENT among SPTC, INC. as Licensor, and SOTHEBY’S HOLDINGS, INC. as Guarantor MONTICELLO LICENSEE CORPORATION as Licensee, and CENDANT CORPORATION as Guarantor Dated as of February 17, 2004 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 1 Section 1.1. Definitions 1 Section 1.2. Other Interpretive Provisions 12 ARTICLE II GRANT OF RIGHTS 12 Section 2.1. G |
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| February 27, 2026 |
AMENDMENT NO. 2 TRADEMARK LICENSE AGREEMENT Exhibit 10.24 AMENDMENT NO. 2 TO TRADEMARK LICENSE AGREEMENT THIS AMENDMENT TO TRADEMARK LICENSE AGREEMENT is made and entered into on this 2nd day of May, 2005 by and among SPTC DELAWARE, LLC, a Delaware limited liability company (as assignee of SPTC, Inc., a Delaware corporation) (“SPTC”) and SOTHEBY’S HOLDINGS, INC., a Michigan corporation (“Holdings”), on the one hand, and CENDANT CORPORATION, |
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| February 27, 2026 |
Exhibit 4.15 INDENTURE Dated as of August 24, 2023 Among ANYWHERE REAL ESTATE GROUP LLC, ANYWHERE CO-ISSUER CORP., ANYWHERE INTERMEDIATE HOLDINGS LLC, ANYWHERE REAL ESTATE INC., THE NOTE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO, THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Collateral Agent $639,922,460 7.000% SENIOR SECURED |
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| February 27, 2026 |
Exhibit 4.11 INDENTURE Dated as of January 10, 2022 Among REALOGY GROUP LLC, REALOGY CO-ISSUER CORP., REALOGY HOLDINGS CORP., THE NOTE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee $1,000,000,000 5.250% SENIOR NOTES DUE 2030 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Sectio |
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| February 26, 2026 |
Compass, Inc. Reports Record Fourth Quarter and Full-Year 2025 Results Quarterly Revenue Grew 23.1% YoY and Organic Revenue Grew 11.3% YoY Produced Record Q4 Revenue of $1.70bln and Record Full Year Revenue of $7.0bln Generated a Record $217 Million in Full-Year Operating Cash Flow New York, NY - February 26, 2026 - Compass, Inc., d/b/a Compass International Holdings (“Compass” or “the Company”), |
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| February 26, 2026 |
Compass, Inc. Provides Anywhere Real Estate Inc. Fourth Quarter and Full Year 2025 Results Exhibit 99.2 Compass, Inc. Provides Anywhere Real Estate Inc. Fourth Quarter and Full Year 2025 Results In connection with the acquisition of Anywhere, which closed on January 9, 2026, the Company is presenting selected unaudited historical financial information for Anywhere for the fourth quarter and year ended December 31, 2025. These results represent Anywhere’s standalone performance prior to |
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| February 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 9, 2026 |
a123124anywherexfpageson INDEX TO FINANCIAL STATEMENTS Page Report of Independent Registered Public Accounting Firm for Anywhere Real Estate Inc. |
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| February 9, 2026 |
As filed with the Securities and Exchange Commission on February 9, 2026 As filed with the Securities and Exchange Commission on February 9, 2026 Registration No. |
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| February 9, 2026 |
a093025anywhererealestat TABLE OF CONTENTS Page Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2025 and 2024 . |
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| February 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2026 (January 9, 2026) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction |
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| February 9, 2026 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction On January 9, 2026 (the “Closing Date”), Compass, Inc. (the “Company” or “Compass”) closed its acquisition of Anywhere Real Estate Inc. (“Anywhere”) pursuant to the Agreement and Plan of Merger, dated September 22, 2025 (the “Merger Agreement”), by and among the Company, Anywhere and Velocity Merger Sub, Inc., a |
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| January 9, 2026 |
Exhibit 10.1 [Dealer Name and Address] To: Compass, Inc. 110 Fifth Avenue, 4th Floor New York, New York 10011 From: [Dealer Name] Re: Base Capped Call Transaction Date: January 7, 2026 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the “Tr |
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| January 9, 2026 |
Amendment No. 1 To the Compass, Inc. 2021 Equity Incentive Plan Exhibit 10.2 Amendment No. 1 To the Compass, Inc. 2021 Equity Incentive Plan This AMENDMENT NO. 1 (this “Amendment”) to the Compass, Inc. 2021 Equity Incentive Plan (as amended, the “Plan”) is effective as of January 9, 2026 (the “Amendment Effective Date”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to such terms in the Plan. WHEREAS, Compass, Inc., a |
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| January 9, 2026 |
As filed with the Securities and Exchange Commission on January 9, 2026 As filed with the Securities and Exchange Commission on January 9, 2026 Registration No. |
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| January 9, 2026 |
Exhibit 99.1 Compass and Anywhere Real Estate Begin a New Chapter as One Company Built for Real Estate Professionals NEW YORK - January 9, 2026 - Compass, Inc. (NYSE: COMP) announces the completion of its all-stock combination with Anywhere Real Estate Inc. Following the merger, the two companies are coming together with a collective vision to become the best company in the world at empowering rea |
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| January 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 9, 2026 |
Exhibit 4.1 Execution Version COMPASS, INC., EACH OF THE GUARANTORS FROM TIME TO TIME PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of January 9, 2026 0.25% Convertible Senior Notes due 2031 TABLE OF CONTENTS Page Section 1.01 Definitions. 1 Section 1.02 Other Definitions. 14 Section 1.03 Rules of Construction. 15 ARTICLE 2. THE NOTES 16 Section 2.01 Form, D |
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| January 9, 2026 |
Exhibit 10.2 [Dealer Name and Address] To: Compass, Inc. 110 Fifth Avenue, 4th Floor New York, New York 10011 From: [Dealer Name] Re: Additional Capped Call Transaction Date: January 8, 2026 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (t |
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| January 9, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 Compass, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $0.00001 per share, reserved for issuance upon the exercise of outstanding options gran |
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| January 8, 2026 |
Compass, Inc. Announces Upsize and Pricing of $850,000,000 Convertible Senior Notes Exhibit 99.1 Compass, Inc. Announces Upsize and Pricing of $850,000,000 Convertible Senior Notes New York, NY – January 8, 2026 - Compass, Inc. (NYSE: COMP) (the “Company”), today announced the pricing of its offering of $850.0 million in aggregate principal amount of convertible senior notes due 2031 (the “Notes”) in a private offering, which represents a $100.0 million increase from the previous |
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| January 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 7, 2026 |
Compass, Inc. Announces Proposed Offering of $750,000,000 Convertible Senior Notes Compass, Inc. Announces Proposed Offering of $750,000,000 Convertible Senior Notes New York, NY – January 7, 2026 - Compass, Inc. (NYSE: COMP) (the “Company”) announces that it intends to offer (the “Offering”), subject to market and other conditions, $750.0 million in aggregate principal amount of convertible senior notes due 2031 (the “Notes”) in a private offering. The Company also intends to g |
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| January 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 7, 2026 |
Compass and Anywhere Stockholders Overwhelmingly Approve Merger Compass and Anywhere Stockholders Overwhelmingly Approve Merger NEW YORK, NY and MADISON, NJ, January 7, 2026 – Compass, Inc. |
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| January 7, 2026 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction On September 22, 2025, Compass, entered into a merger agreement with Anywhere and Merger Sub. |
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| January 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2026 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| December 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 2, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-291556 To the stockholders of Compass, Inc. and the stockholders of Anywhere Real Estate Inc. TRANSACTION PROPOSED - YOUR VOTE IS VERY IMPORTANT Dear Stockholders: On September 22, 2025, Compass, Inc. (which we refer to as “Compass”), Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass (which we refer to as “Merger Sub”), and Anywhe |
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| November 28, 2025 |
Compass, Inc. 110 Fifth Avenue, 4th Floor New York, NY 10011 November 28, 2025 Compass, Inc. 110 Fifth Avenue, 4th Floor New York, NY 10011 November 28, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Pam Howell Re: Compass, Inc. Registration Statement on Form S-4 File No. 333-291556 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Compass, Inc. (the “ |
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| November 17, 2025 |
REVOLVING CREDIT AND GUARANTY AGREEMENT dated as of November 17, 2025 among COMPASS, INC. |
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| November 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 14, 2025 |
Report of Independent Auditors Exhibit 99.1 At World Properties Holdings, LLC Consolidated Financial Statements December 31, 2024 Index Page Report of Independent Auditors 2 Consolidated Balance Sheet as of December 31, 2024 4 Consolidated Statement of Operations for the year ended December 31, 2024 5 Consolidated Statement of Members' Equity for the year ended December 31, 2024 6 Consolidated Statement of Cash Flows for the ye |
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| November 14, 2025 |
Exhibit 15.1 November 14, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated May 7, 2025, August 8, 2025 and November 5, 2025 on our reviews of interim financial information of Anywhere Real Estate Inc, which are included in the Company's Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025, June 30, 20 |
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| November 14, 2025 |
Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. V81340-TBD 1. A proposal to approve the issuance of Compass, Inc. ("Compass") Class A common stock, par value $0.00001 per share, to |
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| November 14, 2025 |
As filed with the Securities and Exchange Commission on November 14, 2025 As filed with the Securities and Exchange Commission on November 14, 2025 Registration No. |
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| November 14, 2025 |
Calculation of Filing Fee Tables S-4 Compass, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effec |
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| November 14, 2025 |
Exhibit 99.3 |
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| November 14, 2025 |
Consent of Morgan Stanley & Co. LLC Exhibit 99.5 Consent of Morgan Stanley & Co. LLC We hereby consent to the use in the initially filed Registration Statement of Compass, Inc. on Form S-4 (the “Registration Statement”) and in the Joint Proxy Statement/Prospectus which is part of the Registration Statement of our written opinion, dated September 21, 2025, appearing as Annex B to such Registration Statement, and to the description of |
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| November 14, 2025 |
Exhibit 99.4 November 14, 2025 Board of Directors Anywhere Real Estate Inc. 175 Park Avenue Madison, NJ 07940 Re: Registration Statement on Form S-4 of Compass, Inc., filed November 14, 2025 (the “Registration Statement”) Ladies and Gentlemen: Reference is made to our opinion letter, dated September 22, 2025 (“Opinion Letter”), with respect to the fairness from a financial point of view to the hol |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 5, 2025 |
[REMINDER OF PAGE INTENTIONALLY LEFT BLANK] September 3, 2025 Dear Brad, In connection with the termination of your employment with Compass Management Holdings, LLC (together with its past and present parents, subsidiaries, affiliates, divisions, predecessors, successors and assigns, herein collectively referred to as the “Company”), effective as of the Termination Date (as defined below) you are being offered the following separation agreement (“Separation Agreement”). |
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| November 4, 2025 |
Exhibit 99.1 Compass, Inc. Reports Record Third Quarter 2025 Results Revenue Grew 23.6% YoY; At High-end of Revenue Guide 851 Gross Principal Agents Joined; An All-time High Operating Cash Flow Grew 102% YoY to $75.5 million New York, NY - November 4, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States1 and a leading te |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 4, 2025 |
425 Filed by Compass, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Anywhere Real Estate Inc. Commission File No. 001-35674 Date: November 4, 2025 The following are excerpts of a transcript of the earnings call held by Compass, Inc. on November 4, 2025, regarding |
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| October 28, 2025 |
425 Filed by Compass, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Anywhere Real Estate Inc. Commission File No. 001-35674 Date: October 28, 2025 Communication from Compass Inc. CEO Regarding Commitments to Real Estate Professionals and Franchise Owners of Anywh |
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| October 1, 2025 |
144 0002022965 XXXXXXXX LIVE 0001563190 Compass, Inc. 001-40291 110 Fifth Avenue, 4th Floor New York NY 10011 212-913-9058 The ER WY Trust Affiliate Class A Common Stock J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017 23577 189323 525865413 10/01/2025 NYSE Class A Common Stock 08/19/2021 Distribution from Elida Reyes Family Trust Elida Reyes Family Trust (CSA-608) N 9476 |
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| October 1, 2025 |
144 0002022961 XXXXXXXX LIVE 0001563190 Compass, Inc. 001-40291 110 Fifth Avenue, 4th Floor New York NY 10011 212-913-9058 The RR1 WY Trust Affiliate Class A Common Stock J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017 47766 383561 525865413 10/01/2025 NYSE Class A Common Stock 08/19/2021 Distribution from The RR1 Trust The RR1 Trust (CSA-625) N 15366 08/19/2021 N/A Clas |
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| October 1, 2025 |
144 0002022964 XXXXXXXX LIVE 0001563190 Compass, Inc. 001-40291 110 Fifth Avenue, 4th Floor New York NY 10011 212-913-9058 The RR3 WY Trust Affiliate Class A Common Stock J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017 72297 580545 525865413 10/01/2025 NYSE Class A Common Stock 08/19/2021 Terminating Distribution from The RR3 Trust The RR3 Trust (CSA-633) N 208204 08/19/ |
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| September 24, 2025 |
X0708 D LIVE 0001563190 Compass, Inc. 110 FIFTH AVENUE 4TH FLOOR NEW YORK NY NEW YORK 10011 646-982-0353 DELAWARE Urban Compass, Inc. Corporation true Robert Reffkin 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive Officer Director Brad Serwin 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive Officer Scott Wahlers 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive |
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| September 23, 2025 |
425 Filed by Compass, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Anywhere Real Estate Inc. Commission File No. 001-35674 Date: September 22, 2025 Email to Compass Agents on September 22, 2025 SUBJ: Exciting News: Anywhere & Its Family of Brands Agree To Join C |
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| September 22, 2025 |
EX-10.2 Exhibit 10.2 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of September 22, 2025, is entered into by and among Anywhere Real Estate Inc., a Delaware corporation (the “Company”), Compass, Inc., a Delaware corporation (“Parent”) and each of the undersigned stockholders (each, the “Stockholder” and together, the “Stockholders”) of the Company. WHE |
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| September 22, 2025 |
EX-99.2 Exhibit 99.2 M&A Update Compass to Combine with Anywhere Real Estate September 22, 2025 Important Information about the Transaction and Where to Find It In connection with the proposed transaction between Anywhere Real Estate Inc. (“Anywhere”) and Compass, Inc. (“Compass”), Anywhere and Compass will file relevant materials with the SEC, including a registration statement on Form S-4 filed |
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| September 22, 2025 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 22, 2025 |
EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of September 22, 2025, is entered into by and among Anywhere Real Estate Inc., a Delaware corporation (the “Company”), Compass, Inc., a Delaware corporation (“Parent”) and each of the undersigned stockholders (each, the “Stockholder” and together, the “Stockholders”) of Parent. WHEREAS, |
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| September 22, 2025 |
425 Filed by Compass, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Anywhere Real Estate Inc. Commission File No. 001-35674 Date: September 22, 2025 Email to Compass Broker Owners on September 22, 2025 Subject: Important Update from Compass, Inc. Dear Colleagues, |
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| September 22, 2025 |
425 Filed by Compass, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Anywhere Real Estate Inc. Commission File No.001-35674 Date: September 22, 2025 The following is a transcript of the investor call held by Compass, Inc. on September 22, 2025: Anywhere Real Estat |
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| September 22, 2025 |
EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of September 22, 2025, is entered into by and among Anywhere Real Estate Inc., a Delaware corporation (the “Company”), Compass, Inc., a Delaware corporation (“Parent”) and each of the undersigned stockholders (each, the “Stockholder” and together, the “Stockholders”) of Parent. WHEREAS, |
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| September 22, 2025 |
Compass Announces Combination with Anywhere Real Estate in All-Stock Transaction EX-99.1 Exhibit 99.1 Compass Announces Combination with Anywhere Real Estate in All-Stock Transaction NEW YORK, NY and MADISON, NJ, September 22, 2025 – Compass, Inc. (NYSE: COMP) (“Compass”) and Anywhere Real Estate Inc. (NYSE: HOUS) (“Anywhere”) jointly announce the signing of a definitive merger agreement to combine in an all-stock transaction. The combined company is expected to have an enterp |
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| September 22, 2025 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among COMPASS, INC., VELOCITY MERGER SUB, INC. and ANYWHERE REAL ESTATE INC. Dated as of September 22, 2025 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 17 ARTICLE II THE MERGER 2.1 The Merger 19 2.2 Closing 19 2.3 Effect of the Merger 20 2.4 Certificate of Incorporation of the Surviving C |
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| September 22, 2025 |
Compass Announces Combination with Anywhere Real Estate in All-Stock Transaction EX-99.1 Exhibit 99.1 Compass Announces Combination with Anywhere Real Estate in All-Stock Transaction NEW YORK, NY and MADISON, NJ, September 22, 2025 – Compass, Inc. (NYSE: COMP) (“Compass”) and Anywhere Real Estate Inc. (NYSE: HOUS) (“Anywhere”) jointly announce the signing of a definitive merger agreement to combine in an all-stock transaction. The combined company is expected to have an enterp |
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| September 22, 2025 |
EX-10.2 Exhibit 10.2 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of September 22, 2025, is entered into by and among Anywhere Real Estate Inc., a Delaware corporation (the “Company”), Compass, Inc., a Delaware corporation (“Parent”) and each of the undersigned stockholders (each, the “Stockholder” and together, the “Stockholders”) of the Company. WHE |
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| September 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 22, 2025 |
EX-99.2 Exhibit 99.2 M&A Update Compass to Combine with Anywhere Real Estate September 22, 2025 Important Information about the Transaction and Where to Find It In connection with the proposed transaction between Anywhere Real Estate Inc. (“Anywhere”) and Compass, Inc. (“Compass”), Anywhere and Compass will file relevant materials with the SEC, including a registration statement on Form S-4 filed |
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| September 22, 2025 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among COMPASS, INC., VELOCITY MERGER SUB, INC. and ANYWHERE REAL ESTATE INC. Dated as of September 22, 2025 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 17 ARTICLE II THE MERGER 2.1 The Merger 19 2.2 Closing 19 2.3 Effect of the Merger 20 2.4 Certificate of Incorporation of the Surviving C |
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| September 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 9, 2025 |
X0708 D LIVE 0001563190 Compass, Inc. 110 FIFTH AVENUE 4TH FLOOR NEW YORK NY NEW YORK 10011 646-982-0353 DELAWARE Urban Compass, Inc. Corporation true Robert Reffkin 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive Officer Director Brad Serwin 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive Officer Scott Wahlers 110 Fifth Ave 4th Floor New York NY NEW YORK 10011 Executive |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 4, 2025 |
Offer Letter between the Company and Exhibit 10.3 Compass Offer Letter August 3, 2025 Dear Scott, We are pleased to offer you a full-time position as Chief Financial Officer (“CFO”) at Compass, Inc. (the “Company”), which will be in accordance with the terms of this letter agreement. Your start date to assume the CFO role shall be on August 22, 2025. For the avoidance of doubt, you will continue in your role as Chief Accounting Offic |
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| August 4, 2025 |
Exhibit 10.2 AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT This Amendment No. 2, dated as of August 1, 2025 (this "Amendment"), is among Compass Concierge SPV I, LLC, as Borrower (the "Borrower"), Compass Concierge, LLC, as Seller (the "Seller"), and Barclays Bank PLC, as Administrative Agent (in such capacity, the "Administrative Agent"), and as the so |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 4, 2025 |
Exhibit 10.4 EMPLOYEE PROPRIETARY INFORMATION, INVENTIONS, AND ARBITRATION AGREEMENT The following agreement (the “Agreement”) between Compass, Inc. and its Affiliates (defined below) (collectively, “Compass”), and the individual identified on the signature page to this Agreement (“You” or “you”) is effective as of the first day of your employment by Compass, or if signed during your employment at |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 30, 2025 |
Exhibit 99.1 Compass, Inc. Reports Record Second Quarter 2025 Results GAAP Net Income Grew 90.3% YoY to a Record $39.4 Million Operating Cash Flow Grew to a Record $72.8 Million Quarterly Market Share Grew 96bps YoY to a Record 6.09% 832 Principal Agents Joined Compass in Q2; An All-time High New York, NY - July 30, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), a leading tech-ena |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 29, 2025 |
Compass, Inc. Deferred Compensation Plan for Directors & Employees Exhibit 10.1 DEFERRED COMPENSATION PLAN Preamble This Plan is adopted as of the date and by the Company, on behalf of itself and any Participating Employers, as set forth in the attached Adoption Agreement, which is an integral part of this Plan. The Company, having been duly advised by its own counsel as to the legal and tax consequences of adopting this Plan, intends that the Plan shall at all t |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 9, 2025 |
Amendment No. 1 to the Agreement and Plan of Merge Exhibit 2.1 AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER dated as of May 6, 2025 (this “Amendment”) is by and between Quad-C, LLC, a Delaware limited liability company (“Seller Representative”), and Compass Brokerage, LLC, a Delaware limited liability company (“Buyer”) (each of Seller Representative and Buyer, a “Party”, and collectiv |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2025 |
Exhibit 99.1 Compass, Inc. Reports Record First Quarter 2025 Results Revenue in Q1 Grew 28.7% YoY and Organic Revenue Grew 14.6% YoY Quarterly Market Share Grew 125bps YoY to a Record 6.0%; Organic Share Was Up 82bps Operating Cash Flow Grew 169% YoY to a Record $23.1 Million in Q1 New York, NY - May 8, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), a leading tech-enabled real est |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2025 |
Exhibit 99.2 At World Properties Holdings, LLC Condensed Consolidated Financial Statements September 30, 2024 (Unaudited) Index Page Condensed Consolidated Balance Sheet as of September 30, 2024 2 Condensed Consolidated Statement of Operations for the nine months ended September 30, 2024 3 Condensed Consolidated Statement of Members' Equity for the nine months ended September 30, 2024 4 Condensed |
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| March 28, 2025 |
Report of Independent Auditors Exhibit 99.1 At World Properties Holdings, LLC Consolidated Financial Statements December 31, 2023 Index Page Report of Independent Auditors 2 Consolidated Balance Sheet as of December 31, 2023 4 Consolidated Statement of Operations for the year ended December 31, 2023 5 Consolidated Statement of Members' Equity for the year ended December 31, 2023 6 Consolidated Statement of Cash Flows for the ye |
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| March 28, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On January 13, 2025 (the “Closing Date”), Compass, Inc. (“Compass” or the “Company”) closed its merger transaction (the “Acquisition”) contemplated by the Agreement and Plan of Merger (the “Merger Agreement”), dated November 25, 2024, by and among the Company, Compass Brokerage, LLC, Company Merger Sub, LLC, At World Properti |
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| March 28, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 (January 13, 2025) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction o |
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| February 25, 2025 |
As filed with the Securities and Exchange Commission on February 25, 2025 As filed with the Securities and Exchange Commission on February 25, 2025 Registration No. |
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| February 25, 2025 |
COMPASS, INC. INSIDER TRADING POLICY (amended and restated as of August 5, 2024) A. PURPOSE Compass, Inc. (the “Company”) is committed to promoting high standards of honest and ethical business conduct and compliance with laws, rules and regulations. Accordingly, our Board of Directors (“Board”) has adopted this Insider Trading Policy (“Policy”) to promote compliance with insider trading laws. Ins |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 25, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass Management Holdings, LLC Delaware Compass RE NY, LLC Delaware Compass DMV, LLC Delaware Compass RE Texas, LLC Texas |
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| February 25, 2025 |
Calculation of Filing Fee Tables S-8 Compass, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock Other 25,653,166 $ 9.17 $ 235,239,532.22 0.0001531 $ 36,015.17 Total Offering Amounts: $ 235,239,5 |
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| February 18, 2025 |
Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full-Year 2024 Results Revenue in Q4 Grew 25.9% YoY and Organic Revenue Grew 20.9% YoY Quarterly Market Share Grew 65bps YoY to 5.06% and Organic Share Was Up 48bps $122 Million in Full-Year Operating Cash Flow; $150 Million Prior to NAR-related Settlement New York, NY - February 18, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company” |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 15, 2025 |
Compass Raises Fourth Quarter and Full-Year 2024 Outlook Ahead of Investor Conference Exhibit 99.1 Compass Raises Fourth Quarter and Full-Year 2024 Outlook Ahead of Investor Conference New York, NY – January 15, 2025 – Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by sales volume[1], announces an update to its Q4 2024 and full-year 2024 outlook ahead of its participation at the Needham Growth Conference t |
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| January 15, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 2, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among AT WORLD PROPERTIES HOLDINGS, LLC, AT WORLD PROPERTIES PRINCIPALS BLOCKER, INC., AT WORLD PROPERTIES IX BLOCKER, INC., QUAD-C, LLC, as SELLER REPRESENTATIVE, COMPASS, INC., COMPASS BROKERAGE, LLC APPLE IX BLOCKER MERGER SUB, INC., APPLE PRINCIPALS BLOCKER MERGER SUB, INC., and APPLE MERGER SUB, LLC dated as of November 25, 2024 TABLE OF CONTENT |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 (November 25, 2024) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) |
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| December 2, 2024 |
M&A Update - Compass to Acquire Christie’s International Real Estate and @properties December 2, 2024 Safe Harbor Statement This presentation includes forward-looking statements, which are statements other than statements of historical facts, and statements in the future tense. |
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| December 2, 2024 |
Exhibit 99.1 Compass, Christie’s International Real Estate, @properties, and Ansley Real Estate Agree to Join Forces Christie’s International Real Estate Has 100+ Affiliates in Almost 50 Countries and Territories Around the World and Maintains a Close Partnership with the Christie’s Auction House @properties is the 8th Largest Residential Brokerage in the US by Sales Volume1 Best-in-Class Title & |
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| December 2, 2024 |
Form of Shareholder Rights Agreement, by and among, the Company and the stockholders party thereto Exhibit 10.1 FORM OF SHAREHOLDER RIGHTS AGREEMENT SHAREHOLDER RIGHTS AGREEMENT, dated as of [●] (this “Agreement”), among Compass, Inc., a Delaware corporation (the “Company”), and the stockholders set forth on the signature pages hereto (each, a “Stockholder” and collectively, the “Stockholders”). RECITALS WHEREAS, the Company, At World Properties Holdings, LLC, and the other parties thereto are |
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| November 12, 2024 |
COMP / Compass, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GCompassInc.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* (Name of Issuer) Compass Inc (Title of Class of Securities) C |
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| November 12, 2024 |
COMP / Compass, Inc. / SB INVESTMENT ADVISERS (UK) LTD Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Se |
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| November 12, 2024 |
COMP / Compass, Inc. / FMR LLC Passive Investment SC 13G 1 filing.txt SCHEDULE 13G Amendment No.0 COMPASS INC CLASS A COMMON STOCK Cusip #20464U100 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20464U100 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 46,780,475 Item 6: 0 Item 7: 46,787,990 Item 8: 0 Item 9: |
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| November 8, 2024 |
COMP / Compass, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us20464u1007110824.txt us20464u1007110824.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) COMPASS INC CLASS A - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20464U100 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| November 4, 2024 |
COMP / Compass, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GCompassInc.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* (Name of Issuer) Compass Inc (Title of Class of Securities) C |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 1, 2024 |
Exhibit 10.1 FORFEITURE ACKNOWLEDGEMENT Consistent with oral agreements made on December 22, 2023, between A) the Board of Directors of Compass, Inc. (the “Company”), based upon a recommendation of the Compensation Committee of the Board, and in consultation with the independent compensation consultant retained by the Compensation Committee, Semler Brossy Consulting Group, LLC and B) the undersign |
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| October 30, 2024 |
Exhibit 99.1 Compass, Inc. Reports Third Quarter 2024 Results Adjusted EBITDA Exceeds High-End of Guidance Reiterates Positive Free Cash Flow Guidance for Full Year 2024 Transactions Increased 16.1% and Quarterly Market Share Grew 49 Basis Points YoY to 4.80% New York, NY - October 30, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 24, 2024 |
COMP / Compass, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us20464u1007102424.txt us20464u1007102424.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) COMPASS INC CLASS A - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20464U100 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| October 7, 2024 |
October 7, 2024 Robert Reffkin Chairman of the Board of Directors and Chief Executive Officer Compass, Inc. |
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| September 27, 2024 |
Summary Compensation Table Total for CEO(1) September 27, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Disclosure Review Program 100 F Street, N. |
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| September 19, 2024 |
September 19, 2024 Robert Reffkin Chairman of the Board of Directors and Chief Executive Officer Compass, Inc. |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| July 31, 2024 |
Exhibit 99.1 Compass, Inc. Reports Strong Second Quarter 2024 Results All-Time High Net Income of $20.7 million All-Time High Adjusted EBITDA of $77.4 million Free Cash Flow Positive for 4 of the Last 5 Quarters Increased Quarterly Market Share to 5.13% New York, NY - July 31, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the Unite |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
Exhibit 99.1 Compass, Inc. Reports First Quarter 2024 Results Grows Revenue 10% year-over-year Increases Agent Count and Market Share year-over-year Free Cash Flow Positive for Q1 2024 New York, NY - May 8, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by sales volume1 for the third year in a row, announced its fi |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 28, 2024 |
Non-Employee Director Compensation Policy COMPASS, INC. Non-Employee Director Compensation Policy As amended and approved by the Board on August 3, 2023 The Board of Directors (the “Board”) of Compass, Inc. (the “Company”) adopted this Non-Employee Director Compensation Policy (the “Policy”) setting forth the Company’s compensation program for non-employee directors (the “Program”). Under the Program each non-employee director is entitled |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Compass, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0 |
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| February 28, 2024 |
Compass, Inc. Amended and Restated Cash Bonus Agreement This Amended and Restated Cash Bonus Agreement (this “Agreement”) by and between Brad Serwin (“You”) and Compass, Inc. (the “Company”), is dated as of August 17, 2023 and is intended to entirely amend and restate that certain Cash Bonus Agreement between the parties dated December 30, 2020 (the “Old Agreement”) in its entirety. Capitalized te |
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| February 28, 2024 |
Executive Bonus Plan, amended and restated as of November 2, 2023 COMPASS, INC. EXECUTIVE BONUS PLAN (amended and restated as of November 2, 2023) 1.Effective Date; Objective. This Executive Bonus Plan (“Plan”) shall be effective as of March 1, 2022 (the “Effective Date”) and is effective for calendar year 2022 and each year thereafter (each, an “Eligibility Period”), unless otherwise amended or terminated by Compass, Inc. (“Compass”) in accordance with the Plan |
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| February 28, 2024 |
As filed with the Securities and Exchange Commission on February 28, 2024 As filed with the Securities and Exchange Commission on February 28, 2024 Registration No. |
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| February 28, 2024 |
CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [●] (the “Executive”) and Compass, Inc. |
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| February 28, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass Management Holdings, LLC Delaware |
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| February 28, 2024 |
INDEMNITY AGREEMENT This Indemnity Agreement, dated as of [*], 20[*], is made by and between Compass, Inc. |
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| February 28, 2024 |
Compass, Inc. Compensation Recovery Policy, adopted November 2, 2023 COMPASS, INC. COMPENSATION RECOVERY POLICY Adopted November 2, 2023 Policy The Board of Directors (the “Board”) of Compass, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promulgated thereunder, and applic |
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| February 28, 2024 |
PSUSV2 COMPASS, INC. 2021 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE STOCK UNIT AWARD You (“Recipient”) have been granted Performance Stock Units (“PSUs”) under the Compass, Inc. (the “Company”) 2021 Equity Incentive Plan (the “Plan”) on the following terms. Unless otherwise defined herein, the terms defined in the Plan will have the same meanings in this Notice and the electronic representation |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 27, 2024 |
Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full Year 2023 Results Grows Agent Count and Market Share year-over-year and quarter-over-quarter in Q4 Expects to Be Free Cash Flow Positive for Full Year 2024 New York, NY - February 27, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, an |
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| February 13, 2024 |
COMP / Compass, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Compass Inc Class A Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| February 13, 2024 |
COMP / Compass, Inc. / SB INVESTMENT ADVISERS (UK) LTD Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Se |
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| February 13, 2024 |
COMP / Compass, Inc. / Reffkin Robert L. - SC 13G/A Passive Investment SC 13G/A 1 a13g-reffkinxwithconformed.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 6, 2023 |
Compass, Inc. Reports Third Quarter 2023 Results Achieves Positive Free Cash Flow In Third Quarter Exhibit 99.1 Compass, Inc. Reports Third Quarter 2023 Results Achieves Positive Free Cash Flow In Third Quarter New York, NY - November 6, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, announced its financial results for the third quarter ended September 30, 2023. “In the third quarter, for |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 11, 2023 |
COMP / Compass Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Compass Inc. Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: August 31, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d |
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| August 11, 2023 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 8, 2023 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT This Amendment No. 1, dated as of August 4, 2023 (this "Amendment"), is among Compass Concierge SPV I, LLC, as Borrower (the "Borrower"), Compass Concierge, LLC, as Seller (the "Seller"), and Barclays Bank PLC, as Administrative Agent (in such capacity, the "Administrative Agen |
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| August 7, 2023 |
Compass, Inc. Reports Second Quarter 2023 Results Achieves Positive Free Cash Flow In Second Quarter Exhibit 99.1 Compass, Inc. Reports Second Quarter 2023 Results Achieves Positive Free Cash Flow In Second Quarter New York, NY - August 7, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, announced its financial results for the second quarter ended June 30, 2023. “I am pleased to say we are fr |
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| August 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 10, 2023 |
Conformed through: First Amendment to Revolving Credit and Guaranty Agreement dated as of May 1, 2023 Exhibit 10. |
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| May 9, 2023 |
Compass, Inc. Reports First Quarter 2023 Results Exhibit 99.1 Compass, Inc. Reports First Quarter 2023 Results New York, NY - May 9, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest1 tech-enabled real estate brokerage, announced its financial results for the first quarter ended March 31, 2023. “We had a strong first quarter of 2023 that was highlighted by exceeding both our guidance and consensus on Revenue and Adjuste |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Compass, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0 |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass RE NY, LLC Delaware Compass Management Holdings, LLC Delaware |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 28, 2023 |
Compass, Inc. Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full Year 2022 Results New York, NY - February 28, 2023 - Compass, Inc. (NYSE: COMP), (“Compass” or “the Company”), a leading tech-enabled real estate brokerage, announced its financial results for the fourth quarter and full year ended December 31, 2022. “2022 was a difficult year for the residential real estate market and Compass. The unexpec |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 14, 2023 |
COMP / Compass, Inc. / DISCOVERY CAPITAL MANAGEMENT, LLC / CT Passive Investment SC 13G/A 1 d992648613g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 13, 2023 |
COMP / Compass, Inc. / Reffkin Robert L. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 9, 2023 |
COMP / Compass, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0638-compassinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Compass Inc. Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sch |
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| January 5, 2023 |
Regulation FD Disclosure, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 10, 2022 |
Compass, Inc. Reports Third Quarter 2022 Results Exhibit 99.1 Compass, Inc. Reports Third Quarter 2022 Results ?Total revenues of $1.49 billion, down 14% compared to 3Q21, driven principally by lower market volumes. ?Successfully launched the Compass national agent platform in all markets allowing agents to guide their customers from first contact to close in one seamless workflow platform. ?The Company incurred $29 million in restructuring char |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 28, 2022 |
Offer Letter between the Company and Kalani Reelitz, dated as of October 24, 2022 Compass Offer Letter October 24, 2022 Dear Kalani, We are pleased to offer you a full-time position as Chief Financial Officer at Compass, Inc. |
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| September 20, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 15, 2022 |
Compass, Inc. Reports Second Quarter 2022 Results Exhibit 99.1 Compass, Inc. Reports Second Quarter 2022 Results ?Revenue of $2.0 billion, up 4% year-over-year. ?Market Share on an LTM basis increased approximately 50 bps to 4.6% compared to prior year. ?National deployment of a significant set of new features to the Compass platform giving Compass agents an end-to-end workflow tool targeted for the end of the third quarter. ?GAAP net loss increa |
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| August 15, 2022 |
Promotion Award Letter Agreement between the Registrant and Greg Hart, dated as of August Promotion Award Letter Agreement August 10, 2022 To: Greg Hart Dear Greg, On behalf of our company and the team, I want to personally thank you for all your hard work. |
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| August 15, 2022 |
Agreement between the Registrant and Kristen Ankerbrandt, dated as of August August 2, 2022 Dear Kristen: In connection with the termination of your employment with Compass Management Holdings, LLC (together with its past and present parents, subsidiaries, affiliates, divisions, predecessors, successors and assigns, herein collectively referred to as the ?Company?), effective as of the Termination Date, you are being offered the following separation agreement (?Separation Agreement?). |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 15, 2022 |
Exhibit 10.1 SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT among COMPASS CONCIERGE SPV I, LLC, as Borrower, COMPASS CONCIERGE, LLC, as Seller, BARCLAYS BANK PLC, as Administrative Agent and THE LENDERS FROM TIME TO TIME PARTY HERETO, Dated as of August 5, 2022 Table of Contents Page Article I DEFINITIONS; RULES OF CONSTRUCTION; COMPUTATIONS 1 Section 1.01 Definitions 1 Sectio |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 14, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 13, 2022 |
Exhibit 10.3 Second Compass Amended and Restated Offer Letter [Date] Dear Kristen, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated November 9, 2018, as amended and restated on March 1, 2021, as further amended and restated from time to time, and which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?) |
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| May 13, 2022 |
Amended and Restated Offer Letter between the Registrant and Neda Navab, dated May 10, 2022 Exhibit 10.1 Compass Amended and Restated Offer Letter [Date] Dear Neda, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated October 15, 2018, which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). The effective date of this letter agreement is [Date].[1] You will continue to work in the role of Presid |
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| May 13, 2022 |
Offer Letter between the Regist Exhibit 10.4 Second Compass Amended and Restated Offer Letter [Date] Dear Greg, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated February 3, 2020, as amended and restated on March 1, 2021, as further amended and restated from time to time, and which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). T |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 13, 2022 |
Amended and Restated Offer Letter between the Registrant and Priyanka Singh, dated May 10, 2022 Exhibit 10.2 Compass Amended and Restated Offer Letter [Date] Dear Priyanka, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated February 15, 2021, which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). The effective date of this letter agreement is [Date].[1] You will continue to work in the role of C |
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| May 12, 2022 |
Exhibit 99.1 Compass, Inc. Reports First Quarter 2022 Results ?Reports Record 1Q Revenue of $1.4 Billion, up 25% from 1Q21 ?Expands National LTM Market Share to 5.8%, up 150 basis points from 1Q21 LTM New York, NY - May 12, 2022 - Compass, Inc. (NYSE: COMP), a leading tech-enabled real estate brokerage, today announced that revenue for the first quarter 2022 was $1.4 billion, an increase of 25% ye |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |