Basisstatistiken
| CIK | 1187520 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| March 27, 2015 |
Denali Fund Inc. - DENALI FUND Denali Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Steph |
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| March 27, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of The Denali Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 12, 2015 |
DNY / / BANK OF AMERICA CORP /DE/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* DENALI FUND INC (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 24823A (CUSIP Number) March 10, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 30, 2014 |
Matters Submitted to a Vote of Security Holders Meeting of Stockholders - Voting Results Exhibit 77(c) Matters Submitted to a Vote of Security Holders At a Joint Special Meeting of the stockholders of The Denali Fund Inc. |
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| December 30, 2014 |
Converted by EDGARwiz Exhibit 77Q2 The Denali Fund Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended October 31, 2014, all such filing requirements applicable to such persons were |
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| December 30, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Denali Fund Inc. |
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| December 10, 2014 |
DNY / / Lola Brown Trust 1b - SCHEDULE 13D AMENDMENT 23 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities and Exchange Act of 1934 (Amendment No. 23)* The Denali Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24823A102 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, Suite A Boulder, CO 80302 (303) 444-5483 (Name, Address and Telephone Number of Person Authorized |
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| September 29, 2014 |
Denali Fund Inc. - THE DENALI FUND INC. The Denali Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip co |
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| September 29, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Section 302 Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| June 30, 2014 |
DNY / 425 - Merger Prospectus - DNY SHAREHOLDER LETTER Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: The last several months have b |
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| June 30, 2014 |
DNY / 425 - Merger Prospectus - DNY SHAREHOLDER LETTER Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: The last several months have b |
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| March 27, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: CERTIFICATIONS EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of The Denali Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 27, 2014 |
Quarterly Schedule of Portfolio Holdings - THE DENALI FUND The Denali Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) F |
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| January 15, 2014 |
Merger Prospectus - DNY SHAREHOLDER LETTER for SEC filing purposes: Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: On No |
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| January 14, 2014 |
Merger Prospectus - DNY SHAREHOLDER LETTER for SEC filing purposes: Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: On No |
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| December 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Denali Fund Inc. |
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| December 30, 2013 |
INVESTMENT ADVISORY AGREEMENTS Converted by EDGARwiz Exhibit 77Q1(e) AMENDMENT TO INVESTMENT ADVISORY AGREEMENTS This amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among The Denali Fund Inc. |
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| November 4, 2013 |
Merger Prospectus - DNY SEC FORM 425 PRESS RELEASE Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Boulder Total Return Fund, Inc. Investment Company Act File No. 811-07390 The Denali Fund Inc. Investment Compan |
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| September 25, 2013 |
Quarterly Schedule of Portfolio Holdings - THE DENALI FUND INC. The Denali Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip co |
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| September 25, 2013 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: Certifications Pursuant to Section 302 Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. |
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| July 1, 2013 |
MEETING OF STOCKHOLDERS – VOTING RESULTS Meeting of Stockholders - Voting Results MEETING OF STOCKHOLDERS – VOTING RESULTS On June 21, 2013, the Fund held its Annual Meeting of Stockholders to consider the proposals set forth below. |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 28, 2013 |
Quarterly Schedule of Portfolio Holdings - THE DENALI FUNDS N-Q The Denali Funds N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2013 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: Certification Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. |
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| December 28, 2012 |
Exhibit 77Q2 Exhibit 77Q2 The Denali Fund Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended October 31, 2011, all such filing requirements applicable to such persons were complied |
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| December 28, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of The Denali Fund Inc. |
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| September 28, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: Certifications Exhibit 99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of The Denali Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - THE DENALI FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Fund Administrati |
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| June 29, 2012 |
Meeting of Stockholders - Voting Results Meeting of Stockholders - Voting Results Meeting of Stockholders - Voting Results On April 27, 2012, the Fund held its Annual Meeting of Stockholders to consider the proposals set forth below. |
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| March 30, 2012 |
Quarterly Schedule of Portfolio Holdings - THE DENALI FUND INC. QUARTERLY REPORT The Denali Fund Inc. Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21200 The Denali Fund Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive |
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| March 30, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: Certifications Exhibit 99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEYACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of The Denali Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| March 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| February 14, 2012 |
DNY / / BANK OF AMERICA CORP /DE/ - DENALI FUND INC. 13G/A Passive Investment Page 1 of 5 24823A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 5, 2012 |
DNY / / Lola Brown Trust 1b - SCHEDULE 13D AMENDMENT 22 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 22)* The Denali Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24823A102 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, S |
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| January 4, 2012 |
Converted by EDGARwiz Exhibit 77Q2 The Denali Fund Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended October 31, 2011, all such filing requirements applicable to such persons were |
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| January 4, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of The Denali Fund, Inc. |
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| January 4, 2012 |
Exhibit 77(d) The Denali Fund Inc. Response to Item 77D SUB-ITEM 77D: Policies With Respect to Security Investments At a Meeting of the Board of Directors (the "Board") of The Denali Fund Inc. (the "Fund") held on August 1, 2011, the Board approved a proposal to eliminate the Fund’s non-fundamental policy limiting the Fund’s ability to investment more than (i) 3% of the total voting stock of any o |
