Basisstatistiken
| CIK | 32689 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Empire District Electric Company (The)
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| March 31, 2025 |
Report of Independent Registered Public Accounting Firm Exhibit 34.1 Report of Independent Registered Public Accounting Firm Empire District Bondco, LLC We have examined management’s assertion, included in the accompanying Report on Assessment of Compliance with Servicing Criteria for Asset-backed Securities of the Empire District Electric Company D/B/A Liberty, As Servicer, that The Empire District Electric Company D/B/A Liberty (the “Company”), compl |
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| March 31, 2025 |
ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.2 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) is responsible for assessing the Company’s compliance with th |
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| March 31, 2025 |
Exhibit 33.1 REPORT ON ASSESSMENT OF COMPLIANCE WITH SERVICING CRITERIA FORASSET-BACKED SECURTIIES OF THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, AS SERVICER The undersigned hereby certifies that she is the duly elected and acting Secretary and Treasurer of THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, a Kansas corporation, as servicer (the “Servicer”), under the Securitized Utility |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number of issuing entity: 333-27481 |
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| March 31, 2025 |
Report of Independent Registered Public Accounting Firm Exhibit 34.2 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined The Bank of New York Mellon’s (formerly The Bank of New York), BNY Mellon Trust of Delaware’s (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A.’s (formerly |
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| March 31, 2025 |
Exhibit 35.1 SERVICER COMPLIANCE STATEMENT The undersigned hereby certifies that she is the duly elected and acting Treasurer and Secretary of THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, a Kansas corporation, as servicer (the “Servicer”), under the Securitized Utility Tariff Property Servicing Agreement dated as of January 30, 2024 (the “Servicing Agreement”) between the Servicer and EMPIR |
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| January 30, 2024 |
Exhibit 99.1 January 30, 2024 To the Persons Listed on the Attached Schedule I Re: Federal Constitutional Issues related to The Empire District Electric Company Securitized Utility Tariff Bonds Opinion Recipients: We have served as counsel to The Empire District Electric Company d/b/a Liberty, a Kansas corporation (“Liberty”), in connection with the issuance and sale on the date hereof by Empire D |
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| January 30, 2024 |
Exhibit 10.3 ADMINISTRATION AGREEMENT This ADMINISTRATION AGREEMENT, dated as of January 30, 2024 (this “Administration Agreement”), by and between The EMPIRE DISTRICT ELECTRIC COMPANY D/B/A Liberty, a Kansas corporation (“Liberty”), as administrator (in such capacity, the “Administrator”), and Empire DIstrict Bondco, LLC, a Delaware limited liability company (the “Issuer”). Capitalized terms used |
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| January 30, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 30, 2024 (Date of earliest event reported) Commission File Number Exact Name of Registrant as specified in its charter State or Other Jurisdiction of Incorporation or Organization IRS Employer Identification N |
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| January 30, 2024 |
Exhibit 4.1 Empire District Bondco, LLC, Issuer, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee and Securities Intermediary INDENTURE Dated as of January 30, 2024 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 2 SECTION 1.01. Definitions 2 SECTION 1.02. Incorporation by Reference of Trust Indenture Act 2 SECTION 1.03. Rules of Construction 3 ARTIC |
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| January 30, 2024 |
LAW OFFICES BRYDON, SWEARENGEN & ENGLAND PROFESSIONAL CORPORATION Exhibit 99.2 LAW OFFICES BRYDON, SWEARENGEN & ENGLAND PROFESSIONAL CORPORATION DAVID V.G. BRYDON (1937-2012) 312 EAST CAPITOL AVENUE BRIAN T. MCCARTNEY JAMES C. SWEARENGEN (Retired) P.O. BOX 456 SCOTT A. HAMBLIN WILLIAM R. ENGLAND, III JEFFERSON CITY, MISSOURI 65102-0456 JAMIE J. COX JOHNNY K. RICHARDSON TELEPHONE (573) 635-7166 ERIN L. WISEMAN CHARLES E. SMARR FACSIMILE (573) 635-0427 STEPHEN A. |
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| January 30, 2024 |
Exhibit 10.1 SECURITIZED UTILITY TARIFF PROPERTY SERVICING AGREEMENT by and between Empire District Bondco, LLC Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, Servicer Acknowledged and Accepted by THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee Dated as of January 30, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 ARTICLE II AP |
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| January 30, 2024 |
Exhibit 4.2 SERIES SUPPLEMENT This SERIES SUPPLEMENT dated as of January 30, 2024 (this “Supplement”), by and between Empire District Bondco, LLC, a Delaware limited liability company (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., a national banking association (“BANK”), in its capacity as indenture trustee (the “Indenture Trustee”) for the benefit of the Secured Parties unde |
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| January 30, 2024 |
Exhibit 10.2 SECURITIZED UTILITY TARIFF PROPERTY PURCHASE AND SALE AGREEMENT by and between Empire District Bondco, LLC, as Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, as Seller Dated as of January 30, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Other Definitional Provisions 2 ARTICLE II CONVEYANCE OF SECURITIZED UTILITY TARIF |
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| January 22, 2024 |
Exhibit 1.1 Execution Copy EMPIRE DISTRICT BONDCO, LLC The Empire District Electric Company $305,490,000 SECURITIZED UTILITY TARIFF BONDS, SERIES 2024-A UNDERWRITING AGREEMENT January 18, 2024 To the Underwriters named in Schedule I hereto Ladies and Gentlemen: 1. Introduction. Empire District Bondco, LLC, a Delaware limited liability company (the “Issuer”), proposes to issue and sell |
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| January 22, 2024 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(1) Registration No: 333-274815 and 333-274815-01 PROSPECTUS $305,490,000 Securitized Utility Tariff Bonds, Series 2024-A The Empire District Electric Company Sponsor, Depositor and Initial Servicer Central Index Key Number: 0000032689 Empire District Bondco, LLC Issuing Entity Central Index Key Number: 0001994341 Tranche Principal Amount Offered Scheduled Final Payment Date Expected Weighted Average Life (Years) Final Maturity Date Interest Rate Initial Price to Public(1) Underwriting Discounts and Commissions Proceeds to Issuing Entity (Before Expenses) A-1 $ 180,490,000 1/1/2033 4. |
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| January 22, 2024 |
Exhibit 4.2 SERIES SUPPLEMENT This SERIES SUPPLEMENT dated as of January 30, 2024 (this “Supplement”), by and between Empire District Bondco, LLC, a Delaware limited liability company (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., a national banking association (“BANK”), in its capacity as indenture trustee (the “Indenture Trustee”) for the benefit of the Secured Parties unde |
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| January 22, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 18, 2024 (Date of earliest event reported) Commission File Number Exact Name of Registrant as specified in its charter State or Other Jurisdiction of Incorporation or Organization IRS Employer Identification N |
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| January 22, 2024 |
Exhibit 3.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF EMPIRE DISTRICT BONDCO, LLC Dated as of January 17, 2024 TABLE OF CONTENTS Page ARTICLE I GENERAL PROVISIONS SECTION 1.01 Definitions 1 SECTION 1.02 Sole Member; Registered Office and Agent 2 SECTION 1.03 Other Offices 3 SECTION 1.04 Name 3 SECTION 1.05 Purpose; Nature of |
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| January 22, 2024 |
Exhibit 10.1 SECURITIZED UTILITY TARIFF PROPERTY SERVICING AGREEMENT by and between Empire District Bondco, LLC Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, Servicer Acknowledged and Accepted by THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee Dated as of January 30, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 ARTICLE II AP |
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| January 22, 2024 |
Exhibit 10.3 ADMINISTRATION AGREEMENT This ADMINISTRATION AGREEMENT, dated as of January 30, 2024 (this “Administration Agreement”), by and between The EMPIRE DISTRICT ELECTRIC COMPANY D/B/A Liberty, a Kansas corporation (“Liberty”), as administrator (in such capacity, the “Administrator”), and Empire DIstrict Bondco, LLC, a Delaware limited liability company (the “Issuer”). Capitalized terms used |
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| January 22, 2024 |
Exhibit 10.2 SECURITIZED UTILITY TARIFF PROPERTY PURCHASE AND SALE AGREEMENT by and between Empire District Bondco, LLC, as Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, as Seller Dated as of January 30, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Other Definitional Provisions 2 ARTICLE II CONVEYANCE OF SECURITIZED UTILITY TARIF |
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| January 22, 2024 |
Exhibit 4.1 Empire District Bondco, LLC, Issuer, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee and Securities Intermediary INDENTURE Dated as of January 30, 2024 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 2 SECTION 1.01. Definitions 2 SECTION 1.02. Incorporation by Reference of Trust Indenture Act 2 SECTION 1.03. Rules of Construction 3 ARTIC |
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| January 19, 2024 |
Free Writing Prospectus, dated January 18, 2024 Filed pursuant to Rule 433 under the Securities Act of 1933 Supplementing the Preliminary Prospectus, dated January 5, 2024 Registration Statement Nos. |
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| January 16, 2024 |
The Empire District Electric Company 602 S. Joplin Avenue Joplin, Missouri 64801 The Empire District Electric Company 602 S. Joplin Avenue Joplin, Missouri 64801 January 16, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jason Weidberg, Office of Structured Finance Benjamin Meeks, Office of Structured Finance Re: The Empire District Electric Company Empire District Bondco, LLC R |
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| January 16, 2024 |
Remainder of the page intentionally left blank January 16, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| January 11, 2024 |
Free Writing Prospectus, dated January 11, 2024 Filed pursuant to Rule 433 under the Securities Act of 1933 Supplementing the Preliminary Prospectus, dated January 5, 2024 Registration Statement Nos. |
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| January 5, 2024 |
Exhibit 4.1 Empire District Bondco, LLC, Issuer, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee and Securities Intermediary INDENTURE Dated as of [ ], 2024 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 2 SECTION 1.01. Definitions 2 SECTION 1.02. Incorporation by Reference of Trust Indenture Act 2 SECTION 1.03. Rules of Construct |
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| January 5, 2024 |
Consent of Independent Manager Exhibit 99.4 Consent of Independent Manager The Empire District Electric Company d/b/a Liberty and Empire District Bondco, LLC are filing a Registration Statement on Form SF-1 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the public offering of securitized utility tariff bonds. In c |
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| January 5, 2024 |
Exhibit 3.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF EMPIRE DISTRICT BONDCO, LLC Dated as of [ ], 2024 TABLE OF CONTENTS Page ARTICLE I GENERAL PROVISIONS SECTION 1.01 Definitions 1 SECTION 1.02 Sole Member; Registered Office and Agent 2 SECTION 1.03 Other Offices 3 SECTION 1.04 Name 3 SECTION 1.05 Purpose; Natur |
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| January 5, 2024 |
Exhibit 10.3 ADMINISTRATION AGREEMENT This ADMINISTRATION AGREEMENT, dated as of [●], 2024 (this “Administration Agreement”), by and between The EMPIRE DISTRICT ELECTRIC COMPANY D/B/A Liberty, a Kansas corporation (“Liberty”), as administrator (in such capacity, the “Administrator”), and Empire DIstrict Bondco, LLC, a Delaware limited liability company (the “Issuer”). Capitalized terms used but no |
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| January 5, 2024 |
Exhibit 1.1 EMPIRE DISTRICT BONDCO, LLC The Empire District Electric Company $[●] Securitized Utility Tariff Bonds, Series 2024-A UNDERWRITING AGREEMENT [] [●], 2024 To the Underwriters named in Schedule I hereto Ladies and Gentlemen: 1. Introduction. Empire District Bondco, LLC, a Delaware limited liability company (the “Issuer”), proposes to issue and sell $[●] aggregate principal am |
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| January 5, 2024 |
Exhibit 10.1 SECURITIZED UTILITY TARIFF PROPERTY SERVICING AGREEMENT by and between Empire District Bondco, LLC Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, Servicer Acknowledged and Accepted by THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Indenture Trustee Dated as of [●], 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 ARTICLE II APPOINTME |
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| January 5, 2024 |
Exhibit 99.2 [Closing Date], 2024 To the Persons Listed on the Attached Schedule I Re: Federal Constitutional Issues related to The Empire District Electric Company Securitized Utility Tariff Bonds Opinion Recipients: We have served as counsel to The Empire District Electric Company d/b/a Liberty, a Kansas corporation (“Liberty”), in connection with the issuance and sale on the date hereof by Empi |
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| January 5, 2024 |
As filed with the Securities and Exchange Commission on January 5, 2024 As filed with the Securities and Exchange Commission on January 5, 2024 REGISTRATION NOS. |
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| January 5, 2024 |
Exhibit 10.2 SECURITIZED UTILITY TARIFF PROPERTY PURCHASE AND SALE AGREEMENT by and between Empire District Bondco, LLC, as Issuer and THE EMPIRE DISTRICT ELECTRIC COMPANY D/B/A LIBERTY, as Seller Dated as of [●], 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Other Definitional Provisions 2 ARTICLE II CONVEYANCE OF SECURITIZED UTILITY TARIFF PROPE |
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| January 5, 2024 |
Exhibit 99.3 LAW OFFICES BRYDON, SWEARENGEN & ENGLAND PROFESSIONAL CORPORATION DAVID V.G. BRYDON (1937-2012) 312 EAST CAPITOL AVENUE BRIAN T. MCCARTNEY JAMES C. SWEARENGEN (Retired) P.O. BOX 456 SCOTT A. HAMBLIN WILLIAM R. ENGLAND, III JEFFERSON CITY, MISSOURI 65102-0456 JAMIE J. COX JOHNNY K. RICHARDSON TELEPHONE (573) 635-7166 ERIN L. WISEMAN CHARLES E. SMARR FACSIMILE (573) 635-0427 STEPHEN A. |
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| January 5, 2024 |
January 5, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| January 5, 2024 |
Calculation of Filing Fee Tables Form SF-1 (Form Type) Exhibit 107.1 Calculation of Filing Fee Tables Form SF-1 (Form Type) THE EMPIRE DISTRICT ELECTRIC COMPANY EMPIRE DISTRICT BONDCO, LLC (Exact name of registrant, sponsor and depositor as specified in its charter) (Exact name of registrant and issuing entity as specified in its charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Pro |
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| January 5, 2024 |
BEFORE THE PUBLIC SERVICE COMMISSION OF THE STATE OF MISSOURI Exhibit 99.1 BEFORE THE PUBLIC SERVICE COMMISSION OF THE STATE OF MISSOURI In the Matter of the Petition of The Empire ) District Electric Company d/b/a Liberty to ) Obtain a Financing Order that Authorizes ) File No. EO-2022-0040 the Issuance of Securitized Utility Tariff ) Bonds for Qualified Extraordinary Costs ) In the Matter of the Petition of The Empire ) District Electric Company d/b/a Libe |
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| October 26, 2023 |
United States securities and exchange commission logo October 26, 2023 Kevin Noblet President The Empire District Electric Company 602 S. |
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| September 29, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| September 29, 2023 |
Certificate of Formation of Empire District Bondco, LLC * Exhibit 3.1 CERTIFICATE OF FORMATION OF EMPIRE DISTRICT BONDCO, LLC This Certificate of Formation of Empire District Bondco, LLC (the “LLC”), dated as of September 15, 2023, has been duly executed and is being filed by the undersigned, as an authorized person, to form a limited liability company under the Delaware Limited Liability Company Act (6 Del. C. § 18-101, et seq.). FIRST. The name of the |
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| September 29, 2023 |
Exhibit 21.1 Subsidiaries of The Empire District Electric Company Name of Subsidiary Jurisdiction of Formation of Subsidiary Empire Wind Holdings, LLC Delaware Immaterial subsidiaries are not listed. |
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| September 29, 2023 |
BEFORE THE PUBLIC SERVICE COMMISSION OF THE STATE OF MISSOURI Exhibit 99.1 BEFORE THE PUBLIC SERVICE COMMISSION OF THE STATE OF MISSOURI In the Matter of the Petition of The Empire ) District Electric Company d/b/a Liberty to ) Obtain a Financing Order that Authorizes ) File No. EO-2022-0040 the Issuance of Securitized Utility Tariff ) Bonds for Qualified Extraordinary Costs ) In the Matter of the Petition of The Empire ) District Electric Company d/b/a Libe |
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| September 29, 2023 |
As filed with the Securities and Exchange Commission on September 29, 2023 As filed with the Securities and Exchange Commission on September 29, 2023 REGISTRATION NOS. |
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| September 29, 2023 |
Calculation of Filing Fee Table Form SF-1 (Form Type) Exhibit 107.1 Calculation of Filing Fee Table Form SF-1 (Form Type) The Empire District Electric Company (Exact name of registrant, sponsor and depositor as specified in its charter) Empire District Bondco, LLC (Exact name of registrant and issuing entity as specified in its charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amoun |
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| February 14, 2017 |
EDE / Empire District Electric Company (The) / FMR LLC / Fidelity Passive Investment SCHEDULE 13G Amendment No. 0 EMPIRE DISTRICT ELECTRIC CO. COMMON STOCK Cusip #291641108 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #291641108 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 3,803,547 Item 6: 0 Item 7: 3,803,547 Item 8: 0 Item 9: 3,803,547 I |
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| February 9, 2017 |
EDE / Empire District Electric Company (The) / VANGUARD GROUP INC Passive Investment empiredistrictelectriccothe.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Empire District Electric Co/The Title of Class of Securities: Common Stock CUSIP Number: 291641108 Date of Event Which Requires Filing of this Statement: December 31, 2016 Ch |
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| January 24, 2017 |
EDE / Empire District Electric Company (The) / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 7) EMPIRE DISTRICT ELECTRIC CO. - (Name of Issuer) Common Stock - (Title of Class of Securities) 291641108 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 13, 2017 |
Empire District Electric Company 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1- 3368 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as spe |
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| January 10, 2017 |
Empire District Electric Company S-8 POS S-8 POS 1 a17-12861s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. 2-53621 Registration No. 2-67598 Registration No. 33-34807 Registration No. 333-130075 Registration No. 333-130076 Registration No. 333-197981 Registration No. 333-197982 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 |
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| January 10, 2017 |
Empire District Electric Company S-8 POS S-8 POS 1 a17-12862s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. 2-53621 Registration No. 2-67598 Registration No. 33-34807 Registration No. 333-130075 Registration No. 333-130076 Registration No. 333-197981 Registration No. 333-197982 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 |
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| January 5, 2017 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF THE EMPIRE DISTRICT ELECTRIC COMPANY Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF THE EMPIRE DISTRICT ELECTRIC COMPANY 1. Name of Corporation The Empire District Electric Company (?Empire?) Empire?s original articles of incorporation were initially filed on October 16, 1909. The Amended and Restated Articles of Incorporation were duly adopted by the board of directors of Empire pursuant to the provisions of KSA 17-66 |
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| January 5, 2017 |
BYLAWS THE EMPIRE DISTRICT ELECTRIC COMPANY ARTICLE I OFFICES EX-3.2 3 a17-12874ex3d2.htm EX-3.2 Exhibit 3.2 BYLAWS OF THE EMPIRE DISTRICT ELECTRIC COMPANY ARTICLE I OFFICES Section 1.01 Offices. The principal office of The Empire District Electric Company, a Kansas corporation (the “Corporation”), shall be established from time to time by resolution of the board of directors of the Corporation (the “Board of Directors”). The Corporation may have other offic |
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| January 5, 2017 |
8-K 1 a17-128748k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2017 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (State or other jurisdiction |
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| January 4, 2017 |
Empire District Electric Company S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
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| January 4, 2017 |
Empire District Electric Company S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
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| January 4, 2017 |
Empire District Electric Company S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
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| January 4, 2017 |
Empire District Electric Company POS AM As filed with the Securities and Exchange Commission on January 4, 2017 Registration Nos. |
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| January 4, 2017 |
Empire District Electric Company S-8 POS S-8 POS 1 a17-12866s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. 2-53621 Registration No. 2-67598 Registration No. 33-34807 Registration No. 333-130075 Registration No. 333-130076 Registration No. 333-197981 Registration No. 333-197982 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 |
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| January 4, 2017 |
Empire District Electric Company POSASR As filed with the Securities and Exchange Commission on January 4, 2017 Registration Nos. |
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| January 4, 2017 |
Empire District Electric Company S-8 POS S-8 POS 1 a17-12867s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. 2-53621 Registration No. 2-67598 Registration No. 33-34807 Registration No. 333-130075 Registration No. 333-130076 Registration No. 333-197981 Registration No. 333-197982 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 |
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| January 3, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 17, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 18, 2016 |
AMENDMENT TO THE EMPIRE DISTRICT ELECTRIC COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Exhibit 10.1 AMENDMENT TO THE EMPIRE DISTRICT ELECTRIC COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Reference is made to The Empire District Electric Company Supplemental Retirement Plan (the ?Plan?) originally adopted by The Empire District Electric Company (the ?Employer?) effective as of January 1, 1994 and most recently amended and restated effective as of January 1, 2014. Section 3.1(a) of |
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| November 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2016 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Comm |
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| November 7, 2016 |
Exhibit 99.1 SERVICES YOU COUNT ON Third Quarter 2016 Investor Update November 7, 2016 The Empire District Electric Company Forward Looking Statements Certain matters discussed in this presentation are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, inc |
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| November 7, 2016 |
Empire District Electric Company 10-Q (Quarterly Report) 10-Q 1 a16-17203110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period |
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| November 7, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employ |
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| November 7, 2016 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended September 30, 2016 Income before provision for income taxes and fixed charges (Note A) $ 153,906,420 Fixed charges: Interest on long-term debt $ 45,193,071 Interest on short-term debt 130,636 Other interest 1,110,856 Rental expense representative of an interest factor (Note B) 9,807,802 Total fixed charges $ 56,242,365 Ratio of earnings to fixed charges 2. |
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| November 7, 2016 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| November 7, 2016 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending September 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief |
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| November 7, 2016 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| November 7, 2016 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending September 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Bradley P. Beecher, as Chie |
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| October 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 27, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commissio |
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| October 28, 2016 |
EX-99.1 2 a51449504ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Empire District Electric Company Reports Third Quarter 2016 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-October 27, 2016-At the Board of Directors meeting of The Empire District Electric Company (NYSE:EDE) (the “Company”) held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payab |
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| October 24, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2016 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 (Commission F |
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| October 24, 2016 |
Exhibit 10.1 FIRST AMENDMENT THIS FIRST AMENDMENT (this ?Agreement?) is dated as of October 20, 2016 and is entered into by and among THE EMPIRE DISTRICT ELECTRIC COMPANY, a Kansas corporation (the ?Borrower?), the Lenders party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders (?Administrative Agent?), and is made with reference to that certain Credit Agr |
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| September 19, 2016 |
Exhibit 99.1 SERVICES YOU COUNT ON Second Quarter 2016 Investor Update Revised 9/19/2016 The Empire District Electric Company Forward Looking Statements Certain matters discussed in this presentation are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, i |
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| September 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 19, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Empl |
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| August 5, 2016 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| August 5, 2016 |
Empire District Electric Company 10-Q (Quarterly Report) 10-Q 1 a16-11597110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from |
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| August 5, 2016 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending June 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Bradley P. Beecher, as Chief Exe |
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| August 5, 2016 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| August 5, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a16-1627218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Co |
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| August 5, 2016 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending June 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief Finan |
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| August 5, 2016 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended June 30, 2016 Income before provision for income taxes and fixed charges (Note A) $ 149,764,173 Fixed charges: Interest on long-term debt $ 44,895,297 Interest on short-term debt 185,680 Other interest 1,083,520 Rental expense representative of an interest factor (Note B) 9,861,706 Total fixed charges $ 56,026,203 Ratio of earnings to fixed charges 2. |
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| August 5, 2016 |
Exhibit 99.1 SERVICES YOU COUNT ON Second Quarter 2016 Investor Update 8/05/2016 The Empire District Electric Company Forward Looking Statements Certain matters discussed in this presentation are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, including |
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| July 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commission F |
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| July 29, 2016 |
Exhibit 99.1 The Empire District Electric Company Reports Second Quarter 2016 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-July 28, 2016-At the Board of Directors meeting of The Empire District Electric Company (the ?Company?) (NYSE:EDE) held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable September 15, 2016, to holders of record |
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| June 16, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2016 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 44-0236370 (Comm |
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| June 13, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 8, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-130781defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru |
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| May 18, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 6, 2016 |
Empire District Electric Company 10-Q (Quarterly Report) 10-Q 1 a16-6494110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from |
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| May 6, 2016 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending March 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Bradley P. Beecher, as Chief Ex |
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| May 6, 2016 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| May 6, 2016 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| May 6, 2016 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending March 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief Fina |
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| May 6, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employer of |
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| May 6, 2016 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended March 31, 2016 Income before provision for income taxes and fixed charges (Note A) $ 145,317,596 Fixed charges: Interest on long-term debt $ 44,348,486 Interest on short-term debt 254,778 Other interest 1,082,630 Rental expense representative of an interest factor (Note B) 9,980,766 Total fixed charges $ 55,666,660 Ratio of earnings to fixed charges 2. |
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| May 6, 2016 |
Exhibit 99.1 The Empire District Electric Company First Quarter 5/06/2016 2016 Investor Update SERVICES YOU COUNT ON Forward Looking Statements Certain matters discussed in this presentation are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, including |
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| May 6, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 3, 2016 |
Empire District Electric Company DEFM14A DEFM14A 1 a2228478zdefm14a.htm DEFM14A Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate b |
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| April 29, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 a16-990618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporati |
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| April 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2016 |
Exhibit 99.1 The Empire District Electric Company Reports First Quarter 2016 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-April 28, 2016-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable June 15, 2016, to holders of record as of June 1, 2016. T |
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| April 28, 2016 |
Empire District Electric Company THE EMPIRE DISTRICT ELECTRIC COMPANY 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2016 |
Exhibit 99.1 The Empire District Electric Company Reports First Quarter 2016 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-April 28, 2016-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable June 15, 2016, to holders of record as of June 1, 2016. T |
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| April 12, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 12, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-375921defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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| April 6, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-375920defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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| March 30, 2016 |
Empire District Electric Company PREM14A Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 29, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-375919defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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| March 18, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 18, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 17, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 16, 2016 |
Empire District Electric Company DEF 14A Use these links to rapidly review the document Table of contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 26, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Emplo |
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| February 29, 2016 |
EX-99.1 2 a16-53632ex99d1.htm EX-99.1 Exhibit 99.1 SERVICES YOU COUNT ON Riverton Unit 12 Combined Cycle Conversion Annual 2015 Investor Update 02/26/2016 The Empire District Electric Company Forward Looking Statements Certain matters discussed in this presentation are “forward-looking statements” intended to qualify for the safe harbor from liability established by the Private Securities Litigati |
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| February 26, 2016 |
EX-21 6 a2227419zex-21.htm EX-21 EXHIBIT (21) Subsidiaries of Empire Subsidiary State of Organization Empire District Industries, Inc. Delaware The Empire District Gas Company Kansas Immaterial subsidiaries are not listed. |
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| February 26, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT (32)(b) Certification of Chief Financial Officer Pursuant to 18 U. |
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| February 26, 2016 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT (32)(a) Certification of Chief Executive Officer Pursuant to 18 U. |
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| February 26, 2016 |
AMENDMENT TO THE STOCK UNIT PLAN FOR DIRECTORS OF THE EMPIRE DISTRICT ELECTRIC COMPANY EXHIBIT (10)(n) AMENDMENT TO THE STOCK UNIT PLAN FOR DIRECTORS OF THE EMPIRE DISTRICT ELECTRIC COMPANY The Stock Unit Plan for Directors of The Empire District Electric Company (the “Plan”) is amended in the following respects: 1. |
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| February 26, 2016 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 QuickLinks - Click here to rapidly navigate through this document EXHIBIT (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| February 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a16-536318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 26, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction ( |
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| February 26, 2016 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 QuickLinks - Click here to rapidly navigate through this document EXHIBIT (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| February 26, 2016 |
EX-24 8 a2227419zex-24.htm EX-24 EXHIBIT (24) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a director of THE EMPIRE DISTRICT ELECTRIC COMPANY, a corporation organized and existing under the laws of the State of Kansas, does hereby constitute and appoint B. P. BEECHER and L. A. DELANO, and each of them, the true and lawful attorney-in-fact of the undersigned, in the name, |
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| February 26, 2016 |
THE EMPIRE DISTRICT ELECTRIC COMPANY UPDATES 2016 EARNINGS GUIDANCE TO REFLECT TRANSACTION COSTS Exhibit 99.1 PRESS RELEASE THE EMPIRE DISTRICT ELECTRIC COMPANY UPDATES 2016 EARNINGS GUIDANCE TO REFLECT TRANSACTION COSTS JOPLIN, MO, February 26, 2016 ? (NYSE:EDE) The Empire District Electric Company announced today that the Company expects full-year 2016 earnings to be an estimated $0.10 to $0.12 per share lower than the guidance provided on February 4, 2016, reflecting the impact of transact |
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| February 26, 2016 |
Empire District Electric Company 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 26, 2016 |
EX-10.(R) 4 a2227419zex-10r.htm EX-10.(R) EXHIBIT (10)(r) February 3, 2016 «Title» «Name1» «Name2» «Address1» «Address2» Dear «Title» «Name2»: The Empire District Electric Company 2015 Stock Incentive Plan (the “Plan”) Notice of Time-Vested Restricted Stock Award This is to advise you that effective as of February 3, 2016 (the “Grant Date”), The Empire District Electric Company (“the Company”) has |
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| February 26, 2016 |
EXHIBIT (10)(q) THE EMPIRE DISTRICT ELECTRIC COMPANY 2006 INCENTIVE PLAN THE EMPIRE DISTRICT ELECTRIC COMPANY 2015 INCENTIVE PLAN AMENDMENT TO PERFORMANCE-BASED RESTRICTED STOCK AWARDS The performance-based Restricted Stock Awards granted to the undersigned (the “Grantee”) by The Empire District Electric Company (the “Company”) under The Empire District Electric Company 2006 Stock Incentive Plan a |
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| February 26, 2016 |
Computation of Ratios of Earnings to Fixed Charges Year ended December 31, QuickLinks - Click here to rapidly navigate through this document EXHIBIT (12) Computation of Ratios of Earnings to Fixed Charges Year ended December 31, 2015 2014 2013 2012 2011 Income before provision for income taxes and fixed charges (Note A) $ 145,179,076 $ 158,919,435 $ 152,117,322 $ 137,251,581 $ 136,980,092 Fixed Charges: Interest on long-term debt $ 43,801,555 $ 40,636,896 $ 40,354,153 $ |
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| February 26, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 19, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 12, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 12, 2016 |
vn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2016 (February 9, 2016) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (State or other jurisdiction o |
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| February 11, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-37599defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 11, 2016 |
EDE / Empire District Electric Company (The) / VANGUARD GROUP INC Passive Investment empiredistrictelectricco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Empire District Electric Co/The Title of Class of Securities: Common Stock CUSIP Number: 291641108 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check |
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| February 11, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 11, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 10, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 10, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 10, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 10, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-37595defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 10, 2016 |
Empire District Electric Company DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 10, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-37594defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 10, 2016 |
Empire District Electric Company DEFA14A DEFA14A 1 a16-37596defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 9, 2016 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among THE EMPIRE DISTRICT ELECTRIC COMPANY, LIBERTY UTILITIES (CENTRAL) CO. and LIBERTY SUB CORP. Dated as of February 9, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 The Effective Time 2 SECTION 1.03 The Closing 2 SECTION 1.04 Effects of the Merger 2 SECTION 1.05 Organizational Documents 2 SECTION 1.06 Surv |
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| February 9, 2016 |
Exhibit 10.1 Execution Version GUARANTEE THIS GUARANTEE (this ?Guarantee?) is made as of February 9, 2016, by Algonquin Power & Utilities Corp., a corporation organized under the Laws of Canada (?Guarantor?), in favor of The Empire District Electric Company, a Kansas corporation (the ?Company?). Capitalized terms used but not defined herein have the meanings given to such terms in the Merger Agree |
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| February 9, 2016 |
Empire District Electric Company 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2016 (February 9, 2016) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (State or other jurisdiction of in |
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| February 9, 2016 |
Empire District Electric Company 8-K DEFA14A 1 a16-375918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2016 (February 9, 2016) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (Sta |
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| February 9, 2016 |
EX-3.1 3 a16-37591ex3d1.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF THE EMPIRE DISTRICT ELECTRIC COMPANY (As Amended and Restated as of February 9, 2016) Principal Office in Joplin, Missouri INDEX Page ARTICLE I LOCATION OF OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 ARTICLE III DIRECTORS 2 ARTICLE IV OFFICERS 5 ARTICLE V INDEMNIFICATION 9 ARTICLE VI CAPITAL STOCK 12 ARTICLE VII MIS |
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| February 9, 2016 |
EX-2.1 2 a16-37591ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among THE EMPIRE DISTRICT ELECTRIC COMPANY, LIBERTY UTILITIES (CENTRAL) CO. and LIBERTY SUB CORP. Dated as of February 9, 2016 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 The Effective Time 2 SECTION 1.03 The Closing 2 SECTION 1.04 Effects of the Merger 2 SECTION 1.05 Organizat |
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| February 9, 2016 |
Exhibit 10.1 Execution Version GUARANTEE THIS GUARANTEE (this ?Guarantee?) is made as of February 9, 2016, by Algonquin Power & Utilities Corp., a corporation organized under the Laws of Canada (?Guarantor?), in favor of The Empire District Electric Company, a Kansas corporation (the ?Company?). Capitalized terms used but not defined herein have the meanings given to such terms in the Merger Agree |
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| February 9, 2016 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF THE EMPIRE DISTRICT ELECTRIC COMPANY (As Amended and Restated as of February 9, 2016) Principal Office in Joplin, Missouri INDEX Page ARTICLE I LOCATION OF OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 ARTICLE III DIRECTORS 2 ARTICLE IV OFFICERS 5 ARTICLE V INDEMNIFICATION 9 ARTICLE VI CAPITAL STOCK 12 ARTICLE VII MISCELLANEOUS 15 ARTICLE VIII EMERGENC |
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| February 5, 2016 |
Exhibit 99.1 The Empire District Electric Company Declares Quarterly Dividend; Reports 2015 Earnings; Provides 2016 Earnings Guidance JOPLIN, Mo.-(BUSINESS WIRE)-February 4, 2016-At the Board of Directors meeting of The Empire District Electric Company (NYSE:EDE) held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable March 15, 2016, to holders of record |
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| February 5, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51273847.htm THE EMPIRE DISTRICT ELECTRIC COMPANY 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 4, 2016 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236 |
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| January 26, 2016 |
EDE / Empire District Electric Company (The) / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6) EMPIRE DISTRICT ELECTRIC CO. - (Name of Issuer) Common Stock - (Title of Class of Securities) 291641108 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 8, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 8, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Empire District Electric Company - (Name of Issuer) Common - (Title of Class of Securities) 291641108 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 9, 2015 |
Empire District Electric Company 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 30, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employ |
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| November 9, 2015 |
EX-99.1 2 a15-226021ex99d1.htm EX-99.1 Exhibit 99.1 Riverton Unit 12 Combined Cycle Conversion – September 2015 3rd Quarter 2015 Analyst Presentation 10/30/2015 SERVICES YOU COUNT ON The Empire District Electric Company (This page intentionally left blank) This presentation discusses various matters that are “forward-looking statements” intended to qualify for the safe harbor from liability establ |
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| November 6, 2015 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the ?Company?) on Form 10-Q for the period ending September 30, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Laurie A. Delano, as Chief |
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| November 6, 2015 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended September 30, 2015 Income before provision for income taxes and fixed charges (Note A) $ 146,449,457 Fixed charges: Interest on long-term debt $ 42,824,022 Interest on short-term debt 297,568 Other interest 1,032,977 Rental expense representative of an interest factor (Note B) 9,677,894 Total fixed charges $ 53,832,461 Ratio of earnings to fixed charges 2. |
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| November 6, 2015 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file num |
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| November 6, 2015 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the ?Company?) on Form 10-Q for the period ending September 30, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Bradley P. Beecher, as Chie |
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| November 6, 2015 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| October 30, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51213187.htm THE EMPIRE DISTRICT ELECTRIC COMPANY 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 29, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236 |
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| October 30, 2015 |
Exhibit 99.1 The Empire District Electric Company Reports Third Quarter 2015 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-October 29, 2015-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable December 15, 2015, to holders of record as of December |
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| August 21, 2015 |
EX-4.2 2 a15-182211ex4d2.htm EX-4.2 Exhibit 4.2 THE EMPIRE DISTRICT ELECTRIC COMPANY (Grantor) TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Grantee) AND UMB BANK & TRUST, N.A. Trustees Forty-First Supplemental Indenture Dated as of August 20, 2015 (Supplemental to Indenture dated as of September 1, 1944) $60,000,000 First Mortgage Bonds, 3.59% Series due 2030 The Empire District Electric Co |
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| August 21, 2015 |
8-K 1 a15-1822118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2015 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorpora |
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| August 21, 2015 |
Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE MEDIA COMMUNICATIONS INVESTOR RELATIONS Julie Maus Dale Harrington Director of Corporate Communications Director of Investor Relations 417-625-5101 417-625-4222 [email protected] [email protected] THE EMPIRE DISTRICT ELECTRIC COMPANY ISSUES $60,000,000 OF FIRST MORTGAGE BONDS JOPLIN, MO ? August 20, 2015 ?The Empire District Elec |
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| August 7, 2015 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the ?Company?) on Form 10-Q for the period ending June 30, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Laurie A. Delano, as Chief Finan |
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| August 7, 2015 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: |
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| August 7, 2015 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| August 7, 2015 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended June 30, 2015 Income before provision for income taxes and fixed charges (Note A) $ 142,666,619 Fixed charges: Interest on long-term debt $ 41,928,931 Interest on short-term debt 263,480 Other interest 1,011,398 Rental expense representative of an interest factor (Note B) 9,788,047 Total fixed charges $ 52,991,856 Ratio of earnings to fixed charges 2. |
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| August 7, 2015 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the ?Company?) on Form 10-Q for the period ending June 30, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Bradley P. Beecher, as Chief Exe |
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| August 4, 2015 |
Empire District Electric Company 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 31, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employer |
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| August 4, 2015 |
Exhibit 99.1 Riverton Unit 12 Combined Cycle Conversion ? May 2015 2nd Quarter 2015 Analyst Presentation 7/31/2015 SERVICES YOU COUNT ON The Empire District Electric Company (This page intentionally left blank) This presentation discusses various matters that are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Ref |
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| July 31, 2015 |
Exhibit 99.1 The Empire District Electric Company Reports Second Quarter 2015 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-July 30, 2015-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable September 15, 2015, to holders of record as of September |
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| July 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 30, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commission F |
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| June 17, 2015 |
Empire District Electric Company 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 16, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employer |
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| June 17, 2015 |
Exhibit 99.1 1st Quarter Analyst Presentation 05/08/2015 The Empire District Electric Company SERVICES YOU COUNT ON Asbury Generating Station (This page intentionally left blank) This presentation discusses various matters that are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such statements |
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| June 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2015 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 44-0236370 (Comm |
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| June 12, 2015 |
EX-4.1 2 a15-139801ex4d1.htm EX-4.1 Exhibit 4.1 Execution Version THE EMPIRE DISTRICT ELECTRIC COMPANY $60,000,000 First Mortgage Bonds, 3.59% Series due 2030 BOND PURCHASE AGREEMENT Dated June 11, 2015 TABLE OF CONTENTS Page SECTION 1. AUTHORIZATION OF BONDS 1 SECTION 2. SALE AND PURCHASE OF BONDS 2 SECTION 3. CLOSING 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4.1. Representations and Warrantie |
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| May 22, 2015 |
THE EMPIRE DISTRICT ELECTRIC COMPANY ANNOUNCES RETIREMENT OF BILL GIPSON FROM BOARD OF DIRECTORS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Contacts: INVESTOR RELATIONS Dale Harrington Secretary and Director of Investor Relations 417-625-4222 [email protected] MEDIA COMMUNICATIONS Amy Bass Director of Corporate Communications 417-625-5114 [email protected] THE EMPIRE DISTRICT ELECTRIC COMPANY ANNOUNCES RETIREMENT OF BILL GIPSON FROM BOARD OF DIRECTORS JOPLIN, MO ? Ma |
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| May 22, 2015 |
8-K 1 a15-1258318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2015 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporatio |
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| May 11, 2015 |
Exhibit 99.1 1st Quarter Analyst Presentation 05/08/2015 The Empire District Electric Company SERVICES YOU COUNT ON Asbury Generating Station (This page intentionally left blank) This presentation discusses various matters that are ?forward-looking statements? intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such statements |
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| May 11, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a15-1127518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 8, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commi |
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| May 8, 2015 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief Fina |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: |
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| May 8, 2015 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| May 8, 2015 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| May 8, 2015 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the ?Company?) on Form 10-Q for the period ending March 31, 2015 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Bradley P. Beecher, as Chief Ex |
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| May 8, 2015 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended March 31, 2015 Income before provision for income taxes and fixed charges (Note A) $ 149,396,654 Fixed charges: Interest on long-term debt $ 41,282,877 Interest on short-term debt 181,167 Other interest 995,603 Rental expense representative of an interest factor (Note B) 10,231,778 Total fixed charges $ 52,691,425 Ratio of earnings to fixed charges 2. |
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| May 4, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 (Commission Fil |
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| April 30, 2015 |
EX-99.1 2 a51092045ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Empire District Electric Company Reports First Quarter 2015 Earnings; Declares Quarterly Dividend JOPLIN, Mo.-(BUSINESS WIRE)-April 30, 2015-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable June 15, 2015, |
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| April 30, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 30, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commission |
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| April 10, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Empire District Electric Company - (Name of Issuer) Common - (Title of Class of Securities) 291641108 - (CUSIP Number) March 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| April 10, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| March 18, 2015 |
Empire District Electric Company DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 6, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4, and 5 Know all by these presents that the undersigned hereby constitutes and appoints each of Dale W. |
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| February 24, 2015 |
Exhibit 99.1 Annual 2014 Analyst Presentation 02/20/15 The Empire District Electric Company Asbury photo courtesy of Randy Richardson, AQCS Project Manager SERVICES YOU COUNT ON [LOGO] This presentation discusses various matters that are “forward-looking statements” intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such stat |
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| February 24, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 20, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Emplo |
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| February 20, 2015 |
THE EMPIRE DISTRICT ELECTRIC COMPANY DEFERRED COMPENSATION PLAN EXHIBIT (10)(f) THE EMPIRE DISTRICT ELECTRIC COMPANY DEFERRED COMPENSATION PLAN 1. |
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| February 20, 2015 |
EXHIBIT (32)(a) Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 * In connection with the Annual Report of The Empire District Electric Company (the “Company”) on Form 10-K for the period ending December 31, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Br |
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| February 20, 2015 |
EXHIBIT (21) Subsidiaries of Empire Subsidiary State of Organization Empire District Industries, Inc. Delaware The Empire District Gas Company Kansas Immaterial subsidiaries are not listed. |
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| February 20, 2015 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| February 20, 2015 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| February 20, 2015 |
Computation of Ratios of Earnings to Fixed Charges Year ended December 31, EXHIBIT (12) Computation of Ratios of Earnings to Fixed Charges Year ended December 31, 2014 2013 2012 2011 2010 Income before provision for income taxes and fixed charges (Note A) $ 158,919,435 $ 152,117,322 $ 137,251,581 $ 136,980,092 $ 125,706,453 Fixed Charges: Interest on long-term debt $ 40,636,896 $ 40,354,153 $ 40,192,347 $ 42,580,987 $ 41,958,541 Interest on short-term debt 113,333 59,504 |
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| February 20, 2015 |
SUMMARY OF THE EMPIRE DISTRICT ELECTRIC COMPANY ANNUAL INCENTIVE PLAN EXHIBIT (10)(n) SUMMARY OF THE EMPIRE DISTRICT ELECTRIC COMPANY ANNUAL INCENTIVE PLAN Our annual incentive plan is the short-term component of our incentive compensation package. |
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| February 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 20, 2015 |
EXHIBIT (24) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a director of THE EMPIRE DISTRICT ELECTRIC COMPANY, a corporation organized and existing under the laws of the State of Kansas, does hereby constitute and appoint B. |
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| February 20, 2015 |
Exhibit (10)(i) THE EMPIRE DISTRICT ELECTRIC COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (As Amended and Restated Effective January 1, 2014) TABLE OF CONTENTS ARTICLE I Establishment 1 1. |
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| February 20, 2015 |
EXHIBIT (32)(b) Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 * In connection with the Annual Report of The Empire District Electric Company (the “Company”) on Form 10-K for the period ending December 31, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), La |
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| February 11, 2015 |
EDE / Empire District Electric Company (The) / VANGUARD GROUP INC Passive Investment empiredistrictelectricco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Empire District Electric Co/The Title of Class of Securities: Common Stock CUSIP Number: 291641108 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check |
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| February 6, 2015 |
Exhibit 99.1 The Empire District Electric Company Reports 2014 Earnings; Declares Quarterly Dividend; Provides 2015 Earnings Guidance; Announces New Secretary JOPLIN, Mo.-(BUSINESS WIRE)-February 5, 2015-At the Board of Directors meeting of The Empire District Electric Company (NYSE:EDE) held today, the Directors declared a quarterly dividend of $0.26 per share. The dividend is payable March 16, 2 |
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| February 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 5, 2015 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commissio |
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| January 30, 2015 |
EDE / Empire District Electric Company (The) / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) EMPIRE DISTRICT ELECTRIC CO - (Name of Issuer) Common Stock - (Title of Class of Securities) 291641108 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 29, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Empire District Electric Company - (Name of Issuer) Common - (Title of Class of Securities) 291641108 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 29, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 3, 2014 |
December 2, 2014 Via E-mail Laurie A. Delano Vice President – Finance and Chief Financial Officer Empire District Electric Company 602 S. Joplin Avenue Joplin, Missouri 64801 Re: Empire District Electric Company Form 10-K for the Fiscal Year Ended December 31, 2013 Filed February 21, 2014 File No. 1-03368 Dear Ms. Delano: We have completed our review of your filing. We remind you that our comments |
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| December 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2014 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 44-0236370 (C |
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| December 2, 2014 |
EX-4.2 2 ex42.htm FORTIETH SUPPLEMENTAL INDENTURE EXHIBIT 4.2 THE EMPIRE DISTRICT ELECTRIC COMPANY (Grantor) TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Grantee) AND UMB BANK & TRUST, N.A. Trustees Fortieth Supplemental Indenture Dated as of December 1, 2014 (Supplemental to Indenture dated as of September 1, 1944) $60,000,000 First Mortgage Bonds, 4.27% Series due 2044 The Empire District |
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| December 2, 2014 |
MEDIA COMMUNICATIONS Amy Bass Director of Corporate Communications EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE MEDIA COMMUNICATIONS Amy Bass Director of Corporate Communications 417-625-5114 [email protected] INVESTOR RELATIONS Dale Harrington Director of Investor Relations 417-625-4222 [email protected] THE EMPIRE DISTRICT ELECTRIC COMPANY ISSUES $60,000,000 OF FIRST MORTGAGE BONDS JOPLIN, MO – December 1, 2014 –The Empire District Elect |
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| November 17, 2014 |
EDE / Empire District Electric Company (The) CORRESP - - November 17, 2014 Jennifer Thompson Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance FILED VIA EDGAR RE: The Empire District Electric Company Form 10-K for the fiscal year ended December 31, 2013 Filed February 21, 2014 File No. |
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| November 12, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2014 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employ |
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| November 12, 2014 |
Exhibit 99.1 Third Quarter 2014 Analyst Presentation 11/7/14 The Empire District Electric Company Photo courtesy of Gary Shaver, Empire Retiree SERVICES YOU COUNT ON [LOGO] This presentation discusses various matters that are “forward-looking statements” intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such statements addre |
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| November 7, 2014 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EXHIBIT (12) COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Twelve Months Ended September 30, 2014 Income before provision for income taxes and fixed charges (Note A) $ 164,887,212 Fixed charges: Interest on long-term debt $ 40,427,221 Interest on short-term debt 63,957 Other interest 996,113 Rental expense representative of an interest factor (Note B) 10,950,062 Total fixed charges $ 52,437,353 Ratio of earnings to fixed charges 3. |
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| November 7, 2014 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Bradley P. |
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| November 7, 2014 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending September 30, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief |
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| November 7, 2014 |
Exhibit (32)(a) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending September 30, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Bradley P. Beecher, as Chie |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 a14-19778110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period |
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| November 7, 2014 |
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit (31)(b) CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Laurie A. |
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| November 5, 2014 |
November 5, 2014 Via E-mail Laurie A. Delano Vice President – Finance and Chief Financial Officer Empire District Electric Company 602 S. Joplin Avenue Joplin, Missouri 64801 Re: Empire District Electric Company Form 10-K for the Fiscal Year Ended December 31, 2013 Filed February 21, 2014 File No. 1-03368 Dear Ms. Delano: We have reviewed your filing and have the following comment. We have limited |
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| October 31, 2014 |
Exhibit 99.1 The Empire District Electric Company Reports Third Quarter 2014 Earnings; Announces Quarterly Dividend Increase; Revises 2014 Earnings Per Share Range Upward JOPLIN, Mo.-(BUSINESS WIRE)-October 30, 2014-(NYSE:EDE) At the Board of Directors meeting of The Empire District Electric Company held today, the Directors declared a quarterly dividend of $0.26 per share, or an increase of appro |
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| October 31, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report:October 30, 2014 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) KS 1-3368 44-0236370 (State or other jurisdiction of incorporation) (Commis |
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| October 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2014 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 44-0236370 (C |
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| October 22, 2014 |
Exhibit 10.1 Published CUSIP Number: 29164GAA3 Revolving Credit CUSIP Number: 29164GAB1 CREDIT AGREEMENT dated as of October 20, 2014, among THE EMPIRE DISTRICT ELECTRIC COMPANY, as Borrower, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Bank, ROYAL BANK OF CANADA, UMB BANK, N.A. and U.S. BANK, NATIONAL ASSOCIATION, as Co-Syndication Agents, and THE |
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| October 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2014 THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in its charter) Kansas (State or other jurisdiction of incorporation) 1-3368 44-0236370 (C |
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| October 16, 2014 |
Exhibit 4.1 EXECUTION COPY THE EMPIRE DISTRICT ELECTRIC COMPANY $60,000,000 First Mortgage Bonds, 4.27% Series due 2044 BOND PURCHASE AGREEMENT Dated October 15, 2014 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF BONDS 1 SECTION 2. SALE AND PURCHASE OF BONDS 2 SECTION 3. CLOSING 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4.1. Representations and Warranties 3 Section 4.2. Per |
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| September 3, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 3, 2014 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Emplo |
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| September 3, 2014 |
Second Quarter 2014 Analyst Presentation 9/3/14 The Empire District Electric Company Exhibit 99.1 Second Quarter 2014 Analyst Presentation 9/3/14 The Empire District Electric Company [LOGO] Forward Looking Statements This presentation discusses various matters that are “forward-looking statements” intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such statements address or may address future plans, objective |
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| August 15, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 15, 2014 (Date of earliest event reported) THE EMPIRE DISTRICT ELECTRIC COMPANY (Exact name of registrant as specified in charter) KS 1-3368 44-0236370 (State or other jurisdiction (Commission File (IRS Employe |
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| August 15, 2014 |
Second Quarter 2014 Analyst Presentation 8/14/14 The Empire District Electric Company Exhibit 99.1 Second Quarter 2014 Analyst Presentation 8/14/14 The Empire District Electric Company 2 Forward Looking Statements This presentation discusses various matters that are “forward-looking statements” intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Such statements address or may address future plans, objectives, e |
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| August 8, 2014 |
Exhibit (32)(b) Certification Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Quarterly Report of The Empire District Electric Company (the “Company”) on Form 10-Q for the period ending June 30, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurie A. Delano, as Chief Finan |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: |
