Basisstatistiken
| LEI | 549300K6JNPNZMSWMF07 |
| CIK | 1227073 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Allspring Multi-Sector Income Fund
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| December 31, 2025 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| January 22, 2025 |
January 22, 2025 Ms. Christina Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Staff comments to various annual shareholder reports and related filings made on behalf of the Allspring Funds (the “Funds”) listed on Exhibit A attached Dear Ms. Fettig: We have summarized your oral comments to the various annual shareholder |
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| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 23, 2024 |
DEF 14A 1 ercwrapper.htm ALLSPRING MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
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| October 11, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22)* Allspring Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the a |
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| October 11, 2024 |
ERC / Allspring Multi-Sector Income Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| April 19, 2024 |
FOURTH AMENDED AND RESTATED BY-LAWS OF ALLSPRING MULTI-SECTOR INCOME FUND a Delaware Statutory Trust FOURTH AMENDED AND RESTATED BY-LAWS of ALLSPRING multi-sector income FUND a Delaware Statutory Trust INTRODUCTION A. |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 (April 19, 2024) Allspring Multi-Sector Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21331 56-2355707 (State or other jurisdiction of |
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| January 25, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| January 24, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [X] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| January 19, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21)* Allspring Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the ap |
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| January 19, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| December 27, 2023 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| December 22, 2023 |
THIRD AMENDED AND RESTATED BY-LAWS OF ALLSPRING MULTI-SECTOR INCOME FUND a Delaware Statutory Trust THIRd AMENDED AND RESTATED BY-LAWS of ALLSPRING multi-sector income FUND a Delaware Statutory Trust INTRODUCTION A. |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 (December 19, 2023) Allspring Multi-Sector Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21331 56-2355707 (State or other jurisdict |
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| December 22, 2023 |
Allspring Closed-End Funds Adopt Amended and Restated By-Laws Allspring Closed-End Funds Adopt Amended and Restated By-Laws Charlotte, NC– December 21, 2023— The following Allspring closed-end funds announced today that the Board of Trustees for each Fund has approved the adoption of their respective Amended and Restated By-Laws: ● Allspring Global Dividend Opportunity Fund (NYSE: EOD) ● Allspring Income Opportunities Fund (NYSE American: EAD) ● Allspring Mu |
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| February 10, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 10, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* Allspring Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) January 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 8, 2023 |
SC 13G/A 1 ERC.txt 13G/A HOLDINGS REPORT 12-31-2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) * Allspring Multi-Sector Income Fund (Name of Issuer) Common Shares (Title of Class of Securities) 94987D101 (CUSIP Number) 12/31/2022 (Date of Eve |
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| January 25, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* Allspring Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 23, 2022 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| September 28, 2022 |
Portfolio of investments—July 31, 2022 (unaudited) Interest rate Maturity date Principal Value Agency securities: 0. |
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| March 28, 2022 |
Portfolio of investments—January 31, 2022 (unaudited) Interest rate Maturity date Principal Value Agency securities: 0. |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * Allspring Multi-Sector Income Fund (Name of Issuer) Common Shares (Title of Class of Securities) 94987D101 (CUSIP Number) 12/31/2021 (Date of Event which Requires Filing of this Statement) Check the |
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| January 18, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 18, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* Allspring Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 23, 2021 |
DEF 14A 1 ercwrapper.htm ALLSPRING MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
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| September 28, 2021 |
Portfolio of investments—July 31, 2021 (unaudited) Interest rate Maturity date Principal Value Agency securities: 0. |
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| July 13, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 24, 2021 |
DEF 14A 1 ercwrapper.htm SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Addit |
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| June 21, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 10, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 7, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| May 27, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| May 21, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| March 29, 2021 |
NPORT-EX 2 fund2lkc.htm Portfolio of investments—January 31, 2021 (unaudited) Interest rate Maturity date Principal Value Agency securities: 0.95% FHLMC (5 Year Treasury Constant Maturity +2.08%) ± 3.34% 9-1-2032 $ 418,632 $ 421,936 FHLMC 8.50 7-1-2028 16,371 18,678 FHLMC Series 1383 (1 Year Treasury Constant Maturity +2.25%) ± 2.55 2-1-2037 82,779 87,633 |
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| January 22, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| December 30, 2020 |
- WELLS FARGO MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| September 25, 2020 |
HTML Wells Fargo Multi-Sector Income Fund Portfolio of investments — July 31, 2020 (unaudited) Interest rate Maturity date Principal Value Agency Securities : 1. |
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| March 27, 2020 |
Wells Fargo Multi-Sector Income FundPortfolio of investments — January 31, 2020 (unaudited) Interest rate Maturity date Principal Value Agency Securities : 1. |
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| February 3, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 3, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 31, 2019 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| September 27, 2019 |
ERC / Evergreen Multi-Sector Income Fund NPORT-EX - - NPORT-EX NPORT-EX Wells Fargo Multi-Sector Income Fund Portfolio of investments — July 31, 2019 (unaudited) Interest rate Maturity date Principal Value Agency Securities : 1. |
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| June 10, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 10, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) May 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| March 29, 2019 |
ERC / Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offi |
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| March 29, 2019 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| February 1, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 1, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 19, 2018 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 25, 2018 |
ERC / Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offi |
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| September 25, 2018 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 10, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) March 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| March 27, 2018 |
Certifications Exhibit A CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 27, 2018 |
ERC / Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d553610dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of pri |
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| February 12, 2018 |
SC 13G/A 1 sch13gaerc.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987D101 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Stateme |
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| February 1, 2018 |
SC 13G/A 1 erc13gamend1.txt SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) - Wells Fargo Multi-Sector Income Fund (ERC) - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of th |
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| January 19, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 19, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 19, 2017 |
ERC / Evergreen Multi-Sector Income Fund MULTI-SECTOR INCOME FUND PROXY SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 25, 2017 |
Wells Fargo Multi-sector Income Fund - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offi |
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| September 25, 2017 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| June 27, 2017 |
Rule 10f-3 Transactions Fund Name: WF Multi- Sector Income Fund Security Description: Lamb Weston Holdings Inc Trade Date: 11/01/16 Affiliated Principal Underwriter: WFS Executing Broker: Goldman Sachs Purchase Price: $100. |
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| June 26, 2017 |
Saba Capital Management, L.P. - Form SC 13G/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987D101 (CUSIP Number) June 21, 2017 (Date of Event whi |
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| May 12, 2017 |
WELLS FARGO MULTI-SECTOR INCOME FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER News Release Exhibit (a)(5)(iii) Wells Fargo Funds [WFA Logo] May 12, 2017 Contact: Shareholder inquiries Financial advisor inquiries 1-800-730-6001 1-888-877-9275 Media contact: John Roehm 415-222-5338 john. |
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| May 12, 2017 |
Evergreen Multi-Sector Income Fund O-I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 12, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 2, 2017 |
Saba Capital Management, L.P. - Form SC 13G/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987D101 (CUSIP Number) May 1, 2017 (Date of Event which |
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| April 13, 2017 |
Exhibit (a)(1)(v) OFFER BY WELLS FARGO MULTI-SECTOR INCOME FUND TO PURCHASE FOR CASH UP TO 15% OF ITS OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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| April 13, 2017 |
Exhibit (a)(1)(iii) LETTER OF TRANSMITTAL TO TENDER SHARES OF WELLS FARGO MULTI-SECTOR INCOME FUND Pursuant to the Offer to Purchase dated April 13, 2017, Wells Fargo Multi-Sector Income Fund (the ?Fund?) has offered to purchase up to 15%, or 6,165,826 shares, of its outstanding common shares of beneficial interest. |
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| April 13, 2017 |
Wells Fargo Multi-Sector Income Fund 525 Market Street San Francisco, CA 94105 (415) 222-1140 Exhibit (a)(1)(i) Wells Fargo Multi-Sector Income Fund 525 Market Street San Francisco, CA 94105 (415) 222-1140 Dear Shareholder: On November 23, 2016, the Wells Fargo Multi-Sector Income Fund (the ?Fund?) announced that the Fund?s Board of Trustees had approved the commencement prior to or during the week of May 1, 2017, of a cash tender offer for up to 15% of the Fund?s outstanding common shares of beneficial interest (?Shares?) at a price per share equal to 98% of the Fund?s net asset value (?NAV?) per share in exchange for cash. |
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| April 13, 2017 |
Evergreen Multi-Sector Income Fund O-I AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON April 13, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 13, 2017 |
Exhibit (a)(1)(ii) OFFER TO PURCHASE WELLS FARGO MULTI-SECTOR INCOME FUND OFFER TO PURCHASE FOR CASH UP TO 6,165,826 OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST SUMMARY TERM SHEET THIS SUMMARY HIGHLIGHTS CERTAIN INFORMATION IN THIS OFFER TO PURCHASE. |
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| April 13, 2017 |
Exhibit (a)(1)(vi) Instructions for Withdrawal of Previously Tendered Common Shares of Beneficial Interest of Wells Fargo Multi-Sector Income Fund If you tendered to Wells Fargo Multi-Sector Income Fund, a Delaware statutory trust (the ?Fund?), in connection with the offer by the Fund to purchase for cash up to 15% of its outstanding common shares of beneficial interest, par value $0. |
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| April 13, 2017 |
WELLS FARGO MULTI-SECTOR INCOME FUND ANNOUNCES COMMENCEMENT OF TENDER OFFER Exhibit(a)(5)(ii) News Release Wells Fargo Funds [WFA Logo] April 13, 2017 Contact: Shareholder inquiries Financial advisor inquiries 1-800-730-6001 1-888-877-9275 Media contact: John Roehm 415-222-5338 john. |
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| April 13, 2017 |
Exhibit (a)(1)(iv) OFFER BY WELLS FARGO MULTI-SECTOR INCOME FUND TO PURCHASE FOR CASH UP TO 15% OF ITS OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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| March 27, 2017 |
Certifications Exhibit A CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 27, 2017 |
Wells Fargo Multi-sector Income Fund - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offi |
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| February 8, 2017 |
ERC / Evergreen Multi-Sector Income Fund / SIT INVESTMENT ASSOCIATES INC Passive Investment SC 13G 1 erc13ginitial.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Wells Fargo Multi-Sector Income Fund (ERC) - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| January 20, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 20, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 5, 2017 |
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITIES FUND WELLS FARGO INCOME OPPORTUNITIES FUND WELLS FARGO MULTI-SECTOR INCOME FUND WELLS FARGO UTILITIES AND HIGH INCOME FUND (the ?Trusts?) POWER OF ATTORNEY The undersigned, whose signature appears below, does hereby constitute and appoint C. |
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| December 21, 2016 |
Evergreen Multi-Sector Income Fund MULTI SECTOR INCOME FUND PROXY DEFR14A 1 multisectorwrapper.htm MULTI SECTOR INCOME FUND PROXY SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| December 19, 2016 |
Evergreen Multi-Sector Income Fund MULTI SECTOR INCOME FUND PROXY DEF 14A 1 multisectorwrapper.htm MULTI SECTOR INCOME FUND PROXY SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| November 23, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wells Fargo Multi-Sector Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 94987D101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4635 (Name, Address and |
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| November 23, 2016 |
Evergreen Multi-Sector Income Fund WELLS FARGO MULTI-SECTOR INCOME FUND wfamultisectincomefd.htm - Generated by SEC Publisher for SEC Filing AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 23, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT (PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) WELLS FARGO MULTI-SECTOR INCOME FUND (Name of Subject Company (Issuer)) W |
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| November 23, 2016 |
WELLS FARGO MULTI-SECTOR INCOME FUND ANNOUNCES TENDER OFFER AND MANAGED DISTRIBUTION PLAN ex99.htm - Generated by SEC Publisher for SEC Filing News Release Wells Fargo Funds November 23, 2016 Contact: Shareholder inquiries Financial advisor inquiries 1-800-730-6001 1-888-877-9275 Media contact: John Roehm 415-222-5338 [email protected] WELLS FARGO MULTI-SECTOR INCOME FUND ANNOUNCES TENDER OFFER AND MANAGED DISTRIBUTION PLAN SAN FRANCISCO?The Wells Fargo Multi-Sector Income Fu |
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| October 4, 2016 |
Exhibit 2 September 30, 2016 VIA EMAIL and FEDERAL EXPRESS Wells Fargo Multi-Sector Income Fund Attn: Mr. |
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| October 4, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wells Fargo Multi-Sector Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987D101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D’Angelo (212) 542-4635 (Name |
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| September 28, 2016 |
Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d259560dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of pri |
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| September 28, 2016 |
EX-99.CERT 2 d259560dex99cert.htm CERTIFICATIONS CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| August 10, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) July 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| August 10, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| June 28, 2016 |
Rule 10f-3 Transactions Fund Name: WF Multi-Sector Income Fund Security Description: Goodyear Tire and Rubber 5. |
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| June 17, 2016 |
June 17, 2016 Jeff Long Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Staff comments to various financial statements filed on behalf of the Wells Fargo Funds as follows: Wells Fargo Funds Trust filed January 31, 2015 July 31, 2015 February 28, 2015 August 30, 2015 March 31, 2015 September 30, 2015 April 30, 2015 October 31, |
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| April 25, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* Wells Fargo Multi-Sector Income Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 94987D101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 5 |
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| April 25, 2016 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 24, 2016 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| March 24, 2016 |
Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offi |
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| February 18, 2016 |
Saba Capital Management, L.P. - Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 94987D101 (CUSIP Number) February 18, 201 |
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| February 11, 2016 |
Saba Capital Management, L.P.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 94987D101 (CUSIP Number) December 31, 2015 |
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| January 14, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Wells Fargo Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 14, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 18, 2015 |
Evergreen Multi-Sector Income Fund MULTI SECTOR INCOME FUND PROXY AMENDMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 17, 2015 |
Evergreen Multi-Sector Income Fund MULTI SECTOR INCOME FUND PROXY SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 29, 2015 |
Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exec |
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| September 29, 2015 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| August 31, 2015 |
ERC / Evergreen Multi-Sector Income Fund / Saba Capital Management, L.P. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wells Fargo Advantage Multi-Sector Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 94987D101 (CUSIP Number) August 26, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule p |
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| June 29, 2015 |
Rule 10f-3 Transactions Fund Name: WF Advantage Multi Sector Income Fund Security Description: Penske Automotive, PAG 5. |
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| March 25, 2015 |
Evergreen Multi-Sector Income Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| March 25, 2015 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| February 11, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 11, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 22, 2014 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 26, 2014 |
CERTIFICATIONS CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| September 26, 2014 |
Wells Fargo Multi-sector Income Fund - FORM N-Q FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exec |
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| June 27, 2014 |
Rule 10f-3 Transactions Fund Name: Multi-Sector Income Fund Security Description: Proassurance Corp, PRA 5. |
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| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exec |
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| March 31, 2014 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| January 31, 2014 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 31, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 23, 2013 |
- WFA MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| December 10, 2013 |
Rule 10f-3 Transactions Fund Name: Multi Sector Income Fund Security Description: Service Corporation International, SCI 4. |
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| December 10, 2013 |
ANNUAL MEETING OF SHAREHOLDERS On February 11, 2013, an Annual Meeting of Shareholders for the Fund was held to consider the following proposal. |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q N-Q 1 d603701dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Addr |
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| September 26, 2013 |
Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| July 26, 2013 |
CORRESP 1 filename1.txt July 25, 2013 Ms. Kathy Churko Staff Accountant Securities and Exchange Commission Division of Investment Management Washington, DC 20549 This correspondence is being submitted via Edgar. Dear Ms. Churko: We thank you for your comments which you relayed to us via telephone conversation on various annual filings of Wells Fargo Funds Trust for the fiscal year ended January 31 |
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| June 27, 2013 |
ANNUAL MEETING OF SHAREHOLDERS On February 11, 2013, an Annual Meeting of Shareholders for the Fund was held to consider the following proposal. |
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| June 27, 2013 |
EX-99.77O RULE 10F-3 3 tenf.txt 10F-3 TRANSACTION Rule 10f-3 Transactions Fund Name: Multi Sector Income Fund Security Description: Service Corporation International, SCI 4.5% 11/15/2020 Trade Date: 11/05/12 Affiliated Principal Underwriter: Wells Fargo Securities Executing Broker: JP Morgan Purchase Price: $100.000 Par Amount: 325,000 Underwriting Concession: 2.250% Fund Name: Multi Sector Income |
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| March 27, 2013 |
Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| March 27, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| February 8, 2013 |
- EVERGREEN FINANCING COMPANY SEED CAPITAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. - 1(a) NAME OF ISSUER (Please type or print) Wells F |
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| January 25, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 21, 2012 |
- WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 26, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| September 26, 2012 |
Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| June 28, 2012 |
ANNUAL MEETING OF SHAREHOLDERS On February 13, 2012, an Annual Meeting of Shareholders for the Fund was held to consider the following proposal. |
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| June 28, 2012 |
Rule 10f-3 Transactions Fund Name: Multi-Sector Income Fund Security Description: Health Management Assoc. |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| March 28, 2012 |
Certifications EX.99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| February 6, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 6, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 20, 2011 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| September 28, 2011 |
Certifications EX.99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| June 29, 2011 |
AFFILIATED SHARES/ TRADE PRINCIPAL EXECUTING PURCHASE PAR FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT - - - - - - - Multi-Sector Income Fund Ferrellgas Partners 11/12/10 Wells Fargo JPM Chase $100. |
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| June 29, 2011 |
On February 14, 2011, an Annual Meeting of Shareholders for the Fund was held to consider the following proposal. |
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| March 30, 2011 |
CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| March 30, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of princ |
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| January 11, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 11, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987D101 - (CUSIP Number) December 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 28, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| September 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21331 Wells Fargo Advantage Multi-Sector Income Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| September 29, 2010 |
EXHIBIT 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| September 10, 2010 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 10, 2010 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wells Fargo Advantage Multi-Sector Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987D101 - (CUSIP Number) August 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| July 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Evergreen Multi-Sector Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 30024Y302 (CUSIP Number) June 30, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| June 29, 2010 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| June 29, 2010 |
ANNUAL MEETING OF SHAREHOLDERS The Annual Meeting of shareholders of the Fund was held on February 12, 2010 to consider the following proposal. |
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| June 29, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [X] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| June 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23c-2 UNDER THE INVESTMENT COMPANY ACT OF 1940 Securities Act File No. 333-106980 Investment Company Act File No. 811-21331 EVERGREEN MULTI-SECTOR INCOME FUND (the ?Fund?) Name of Registrant 200 BERKELEY STREET, BOSTON, MA 02116 Address of Principal Executive Office The |
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| June 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Evergreen Multi-Sector Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 30024Y302 (CUSIP Number) May 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| May 25, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| May 24, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| May 24, 2010 |
EVERGREEN INVESTMENTS 200 BERKELEY STREET BOSTON, MA 02116 EVERGREEN INVESTMENTS 200 BERKELEY STREET BOSTON, MA 02116 May 24, 2010 Linda Stirling Division of Investment Management U. |
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| May 13, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Multi-Sector Income Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| April 23, 2010 |
Please see the reponse in the PDF attachment. |
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| April 9, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Evergreen Multi-Sector Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30024Y104 - (CUSIP Number) March 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| April 1, 2010 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| April 1, 2010 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| March 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Evergreen Multi-Sector Income Fund - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30024Y203 (See Item 2(e)) - - (CUSIP Number) December 31, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| March 12, 2010 |
EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accur |
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| February 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Evergreen Multi-Sector Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 30024Y203 30024Y302 30024Y401 30024Y500 30024Y609 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check th |
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| January 20, 2010 |
EX-99.1 2 ba18156570-ex991.txt JOINT FILING AGREEMENT EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but non |
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| January 20, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Evergreen Multi-Sector Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30024Y104 - (CUSIP Number) December 31, 2009 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Evergreen Multi-Sector Income Fund - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30024Y104 (See Item 2(e)) - - (CUSIP Number) December 31, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| December 18, 2009 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND COMMON SHARES NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 12, 2010 You may obtain a copy of this proxy statement, the accompanying Notice of Annual Meeting of Shareholders, the proxy card and the Annual Report of the Fund for the period ended October 31, 2009 without charge by visiting the Web site indicated on your proxy card. |
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| December 18, 2009 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 12, 2010 EVERGREEN MULTI-SECTOR INCOME FUND NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 12, 2010 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN MULTI-SECTOR INCOME FUND Notice is hereby given that the Annual Meeting of Shareholders (the "Meeting") of Evergreen Multi-Sector Income Fund (the "Fund") will be held on February 12, 2010 at 10:00 a. |
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| September 29, 2009 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Jeremy DePalma, certify that: 1. |
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| September 29, 2009 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| June 29, 2009 |
NSAR Item 77C Exhibit ANNUAL MEETING OF SHAREHOLDERS On February 12, 2009, the Annual Meeting of shareholders of the Fund was held to consider the following proposals. |
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| April 2, 2009 |
EX-99.CERT 2 e154488evex99-cert.htm CERTIFICATIONS 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, W. Douglas Munn, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Multi-Sector Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| April 2, 2009 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| February 11, 2009 |
AMEND. NO. 1 TO STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Evergreen Multi-Sector Income Fund - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30024Y203 (See Item 2(e)) - - (CUSIP Number) January 30, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 11, 2009 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 10, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 30, 2009 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Evergreen Multi-Sector Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30024Y104 - (CUSIP Number) December 31, 2008 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 12, 2009 |
STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Evergreen Multi-Sector Income Fund - - (Name of Issuer) Auction Rate Preferred Stock - - (Title of Class of Securities) 30024Y203 - - (CUSIP Number) December 31, 2008 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| January 8, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 811-21331; 333-104569 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D x Form N-SAR ¨ Form N-CSR For Period Ended: 10/31/2008 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on |
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| January 6, 2009 |
EVERGREEN INVESTMENTS 200 BERKELEY STREET BOSTON, MASSACHUSETTS 02116 January 6, 2009 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N. |
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| December 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 811-21331; 333-104569 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D x Form N-SAR ¨ Form N-CSR For Period Ended: 10/31/2008 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on |
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| December 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 811-21331; 333-104569 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D x Form N-SAR ¨ Form N-CSR For Period Ended: 10/31/2008 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on |
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| November 21, 2008 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Multi-Sector Income Fund for the Annual Meeting of Shareholders. |
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| November 21, 2008 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS EVERGREEN MULTI-SECTOR INCOME FUND NOTICE OF ANNUAL MEETING OF SHAREHOLDERS JANUARY 16, 2009 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN MULTI-SECTOR INCOME FUND Notice is hereby given that the Annual Meeting of Shareholders (the "Meeting") of Evergreen Multi-Sector Income Fund (the "Fund") will be held on January 16, 2009 at 10:30 a. |
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| November 21, 2008 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND PREFERRED SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Multi-Sector Income Fund for the Annual Meeting of Shareholders. |
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| November 7, 2008 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS EVERGREEN MULTI-SECTOR INCOME FUND NOTICE OF ANNUAL MEETING OF SHAREHOLDERS JANUARY 16, 2009 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN MULTI-SECTOR INCOME FUND Notice is hereby given that the Annual Meeting of Shareholders (the "Meeting") of Evergreen Multi-Sector Income Fund (the "Fund") will be held on January 16, 2009 at 10:30 a. |
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| November 7, 2008 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND PREFERRED SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Multi-Sector Income Fund for the Annual Meeting of Shareholders. |
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| November 7, 2008 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Multi-Sector Income Fund for the Annual Meeting of Shareholders. |
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| September 29, 2008 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| September 29, 2008 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| March 31, 2008 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| March 31, 2008 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| December 19, 2007 |
PROXY EVERGREEN MULTI-SECTOR INCOME FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Multi-Sector Income Fund for the Annual Meeting of Shareholders. |
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| December 19, 2007 |
EVERGREEN MULTI-SECTOR INCOME FUND 200 Berkeley Street, Boston, Massachusetts 02116-5034 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS FEBRUARY 15, 2008 TO THE SHAREHOLDERS OF EVERGREEN MULTI-SECTOR INCOME FUND Notice is hereby given that the Annual Meeting of Shareholders (the “Meeting”) of Evergreen Multi-Sector Income Fund (the “Fund”) will be held on February 15, 2008 at 10:00 a. |
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| October 1, 2007 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| June 29, 2007 |
MEETING OF SHAREHOLDERS The Annual Meeting of shareholders of the Fund was held on February 16, 2007. |
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| June 29, 2007 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| March 30, 2007 |
OMB APPROVAL OMB Number: 3235- 0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| March 30, 2007 |
I, Kasey Phillips, certify that: 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| December 19, 2006 |
EVERGREEN MANAGED INCOME FUND 200 Berkeley Street, Boston, Massachusetts 02116-5034 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS FEBRUARY 16, 2007 TO THE SHAREHOLDERS OF EVERGREEN MANAGED INCOME FUND: Notice is hereby given that the Annual Meeting of Shareholders (the “Meeting”) of Evergreen Managed Income Fund (the “Fund”) will be held on February 16, 2007 at 10:00 a. |
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| December 19, 2006 |
PROXY EVERGREEN MANAGED INCOME FUND COMMON SHARES This Proxy is solicited on Behalf of the Board of Trustees of Evergreen Managed Income Fund (the “Fund”) for the Annual Meeting of Shareholders, February 16, 2007 The undersigned, revoking any previously executed proxies, hereby appoints Catherine F. |
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| September 28, 2006 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| September 28, 2006 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| March 31, 2006 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| March 31, 2006 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| January 10, 2006 |
FORM 12b-25 Notification of Late FilingEPS EDGAR Filing Agent Form 12b-25 Directions 1. |
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| December 20, 2005 |
SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| September 29, 2005 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| September 29, 2005 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Managed Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| June 27, 2005 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| March 31, 2005 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY OMB APPROVAL OMB Number: 3235-0578 Expires: Feb. 28, 2006 Estimated average burden hours per response: 20.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21331 Evergreen Managed Income Fund (Exact name of registrant as specified in charter) |
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| March 31, 2005 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Managed Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| December 27, 2004 |
EVERGREEN MANAGED INCOME FUND PROXY STATEMENT SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| September 27, 2004 |
OMB APPROVAL OMB Number: 3235-0578 Expires: Feb. 2, 2006 Estimated average burden hours per response: 20.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21331 Evergreen Managed Income Fund (Exact name of registrant as specified in charter) 2 |
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| September 27, 2004 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1.I have reviewed this report on Form N-Q of Evergreen Managed Income Fund; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| June 29, 2004 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| December 24, 2003 |
SCHEDULE 14A INFORMATION (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| June 18, 2003 |
2 FORM 8-A Securities and Exchange Commission Washington, D.C. 20549 For registration of certain classes of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934 EVERGREEN MANAGED INCOME FUND (Exact name of registrant as specified in its charter) Delaware 56-2355707 (State of incorporation) (I.R.S. Employer Identification No.) 200 Berkeley Street Boston, Massachusetts |
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| April 16, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8 (a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, as amended, and in connection wit |
