Basisstatistiken
| LEI | 549300188EQ1UO018C30 |
| CIK | 1282850 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Senior Floating Rate Income Fund II
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 29, 2026 |
As filed with the Securities and Exchange Commission on May 29, 2026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 14, 2026 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update Regarding the Reorganization of First Trust Senior Floating Rate Income Fund II WHEATON, IL — (BUSINESS WIRE) — May 14, 2026 — First Trust Advisors L.P. (“FTA”) announced today that its Leveraged Finance Investment Team, portfolio manager for First Trust Senior Floating Rate Income Fund II |
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| May 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2026 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction (Co |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2025 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction |
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| December 9, 2025 |
Board of First Trust Senior Floating Rate Income Fund II Approves Conversion into an ETF PRESS RELEASE SOURCE: First Trust Advisors L.P. Board of First Trust Senior Floating Rate Income Fund II Approves Conversion into an ETF WHEATON, IL – (BUSINESS WIRE) – December 9, 2025 – First Trust Advisors L.P. (“FTA”) announced today that the Board of Trustees of First Trust Senior Floating Rate Income Fund II (NYSE: FCT), a closed-end fund managed by FTA, approved the reorganization (the “Reo |
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| July 28, 2025 |
As filed with the Securities and Exchange Commission on July 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2025 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| November 14, 2024 |
SC 13G/A 1 FirstTrustSenFltFCT.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* [1] FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - (Name of Issuer) Common Shares of Beneficial Interest - (Title of Class of Securities) 33733U108 - (CUSIP Number) September 30, 2024 - (Date Of Event whi |
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| November 6, 2024 |
SC 13G/A 1 d846330dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of |
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| August 2, 2024 |
As filed with the Securities and Exchange Commission on August 1, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2024 |
SC 13G 1 FirstTrustSeniorFCT.txt MS INITIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - (Name of Issuer) Common Shares of Beneficial Interest - (Title of Class of Securities) 33733U108 - (CUSIP Number) December 31, 2024 - (Date Of Event which Require |
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| February 9, 2024 |
SC 13G/A 1 d772760dsc13ga.htm SC 13G/A CUSIP No. 33733U108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 |
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| November 13, 2023 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL — (BUSINESS WIRE) — November 13, 2023 — First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for First Trust Sen |
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| November 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdictio |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdicti |
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| September 12, 2023 |
SOURCE: First Trust Advisors L.P. PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – September 11, 2023 – The exchange-traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Ms. Bronwyn Wright as a Trustee of certain of the F |
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| August 3, 2023 |
As filed with the Securities and Exchange Commission on August 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction (C |
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| June 23, 2023 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I As Amended and Restated on June 22, 2023 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| June 23, 2023 |
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law PRESS RELEASE First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (NYSE: MFD) First Trust Senior Floating Rate Income Fund II (NYSE: FCT) First Trust Energy Income and Growth Fund (NYSE American: FEN) First Trust Enhanced Equity Income Fund (NYSE: FFA) First Trust/abrdn Global |
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| January 17, 2023 |
FCT / First Trust Senior Fltng Rate Incm Fd II / LPL Financial LLC - SC 13G/A Passive Investment SC 13G/A CUSIP No. 33733U108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of |
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| November 2, 2022 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL ? (BUSINESS WIRE) ? November 2, 2022 ? First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust |
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| November 2, 2022 |
8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-37165 |
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| August 12, 2022 |
As filed with the Securities and Exchange Commission on August 12, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2022 |
First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 28, 2022 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 136. |
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| February 14, 2022 |
FCT / First Trust Senior Fltng Rate Incm Fd II / LPL Financial LLC - SC 13G Passive Investment SC 13G 1 d259616dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class |
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| January 31, 2022 |
FCT / First Trust Senior Fltng Rate Incm Fd II / BANK OF AMERICA CORP /DE/ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction |
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| November 1, 2021 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL ? (BUSINESS WIRE) ? November 1, 2021 ? First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance |
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| October 26, 2021 |
First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2021 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 133. |
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| October 21, 2021 |
SOURCE: First Trust Advisors L.P. PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL ? (BUSINESS WIRE) ? October 20, 2021 ? The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the ?Funds?) advised by First Trust Advisors L.P. (?FTA?) announced the appointment of Denise M. Keefe as a Trustee of each of the Funds, ef |
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| October 21, 2021 |
8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust Senior Floating Rate Income Fund II (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21539 11-371654 |
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| August 9, 2021 |
As filed with the Securities and Exchange Commission on August 9, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2021 |
First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 28, 2021 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 137. |
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| February 8, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| November 16, 2020 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL — (BUSINESS WIRE) — November 16, 2020 — First Trust Advisors L.P. (“FTA”) announced today that its Leveraged Financ |
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| November 16, 2020 |
Regulation FD Disclosure - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdictio |
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| October 27, 2020 |
First Trust Senior Floating Rate Income Fund II (FCT) First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2020 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141. |
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| October 20, 2020 |
8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-37165 |
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| October 20, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices and Declaration of |
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| October 9, 2020 |
CORRESP 1 filename1.htm 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Elli |
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| August 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| August 10, 2020 |
As filed with the Securities and Exchange Commission on August 7, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| May 29, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices Section 1. Principal Of |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction (Co |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| April 27, 2020 |
First Trust Senior Floating Rate Income Fund II (FCT) First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 29, 2020 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141. |
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| April 10, 2020 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ackn |
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| April 10, 2020 |
EX-99.2 3 ex992to13d1076900104102020.htm PROPOSAL Exhibit 99.2 Proposal Proposal “RESOLVED, that the shareholders of First Trust Senior Floating Rate Income Fund II (the “Fund”) request that the Board of Trustees of the Fund (the “Board”) take all necessary steps in its power to declassify the Board so that trustees are elected on an annual basis starting at the next annual meeting of shareholders |
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| April 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) S |
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| February 14, 2020 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 13, 2020 |
SC 13G 1 rvp13gFeb2020fct.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733U108 (CUSIP Number) (Holdings as of De |
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| October 28, 2019 |
FCT / First Trust Senior Floating Rate Income Fund II NPORT-EX - - NPORT-EX 1 FirstTrustSrFRIncII.htm First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2019 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141.2% Aerospace & Defense – 1.9% $6,157,243 Transdigm, Inc., Term Loan F, 3 Mo. LIBOR + 2.50%, 0.00% Floor 4.83% 06/09/23 $6,108,785 882,774 Transdigm, |
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| August 5, 2019 |
FCT / First Trust Senior Floating Rate Income Fund II DEF 14A - - DEFINITIVE PROXY STATEMENT DEF 14A 1 fivfctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 5, 2019. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registr |
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| May 24, 2019 |
SC 13G 1 schedule13gfct.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, 0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) May 15, 2019 (Date of Event which Requires Filing of this Statemen |
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| April 29, 2019 |
N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 |
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| April 29, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| February 13, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 13, 2019 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II AND FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND WHEATON, IL - (BUSINESS WIRE) - February 13, 2019 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment |
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| February 13, 2019 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 11, 2019 |
SC 13G 1 rvp13gFeb2019fct.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733U108 (CUSIP Number) (Holdings as of De |
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| November 5, 2018 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II AND FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND WHEATON, IL - (BUSINESS WIRE) - November 5, 2018 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Tru |
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| November 5, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 26, 2018 |
N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 |
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| October 26, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. |
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| August 7, 2018 |
FCT / First Trust Senior Floating Rate Income Fund II DEFINITIVE PROXY STATEMENT DEF 14A 1 fivfctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 7, 2018. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registr |
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| April 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| April 27, 2018 |
N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 |
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| February 12, 2018 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 09)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 9, 2018 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| January 25, 2018 |
SUBMISSION OF MATTERS TO AVOTE OF SHAREHOLDERS The Fund held its Annual Meeting of Shareholders ("Annual Meeting") on September 11, 2017. |
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| October 25, 2017 |
First Trust Senior Floating Rate Income Fund Ii - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
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| October 25, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| September 11, 2017 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) August 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| September 6, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 6, 2017 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II AND FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND WHEATON, IL - (BUSINESS WIRE) - September 6, 2017 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Tr |
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| August 8, 2017 |
First Trust Senior Floating Rate Income Fund II DEFINITIVE PROXY STATEMENT DEF 14A 1 fctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 8, 2017. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCH |
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| April 24, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| April 24, 2017 |
First Trust Senior Floating Rate Income Fund Ii - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive |
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| March 17, 2017 |
First Trust Senior Floating Rate Income Fund II ESP CORRESP 1 filename1.txt First Trust Series Funds First Trust Closed End Funds First Trust Exchange-Traded Funds March 17, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Series Funds with 10/31/16 Year Ends, First Trust Closed End Funds with 12/31/15, 5/31/16, 10/31/16 and 11/30/16 Year Ends and First Trust Exchange-Traded Funds with 9/ |
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| March 8, 2017 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II AND FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND WHEATON, IL - (BUSINESS WIRE) - March 8, 2017 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust |
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| March 8, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fct8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 8, 2017 FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Exact Nam |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 27, 2017 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Annual Meeting of Shareholders for the Fund was held on September 12, 2016 (the "meeting"). |
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| October 28, 2016 |
N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
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| October 28, 2016 |
EX-99.CERT 2 cert302.txt SECTION 302 CERTIFICATION CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi |
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| August 11, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 11, 2016 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - August 11, 2016 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Floating Rate Income Fund II (NYSE: FCT) |
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| August 8, 2016 |
First Trust Senior Floating Rate Income Fund II DEFINITIVE PROXY STATEMENT DEF 14A 1 fctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 8, 2016. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCH |
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| April 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive |
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| April 27, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| February 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 29, 2016 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - February 29, 2016 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senio |
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| February 17, 2016 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| January 25, 2016 |
The Annual Meeting of Shareholders for the Fund was held on September 14, 2015 (the "meeting"). |
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| January 25, 2016 |
The Annual Meeting of Shareholders for the Fund was held on September 14, 2015 (the "meeting"). |
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| January 8, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of W. |
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| October 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive |
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| October 14, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| August 10, 2015 |
First Trust Senior Floating Rate Income Fund II DEFINITIVE PROXY STATEMENT DEF 14A 1 fctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 10, 2015. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXC |
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| August 4, 2015 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - August 4, 2015 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Floating Rate Income Fund II (NYSE: FCT) ( |
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| August 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 28, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| April 28, 2015 |
N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
|
| February 5, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 5, 2015 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - February 5, 2015 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior |
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| January 26, 2015 |
The Annual Meeting of Shareholders for the Fund was held on September 15, 2014 (the "meeting"). |
|
| October 24, 2014 |
First Trust Senior Floating Rate Income Fund Ii - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive |
|
| October 24, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
|
| August 12, 2014 |
FCT / First Trust Senior Floating Rate Income Fund II DEF 14A - - DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 12, 2014. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the reg |
|
| July 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fct8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 29, 2014 FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Exact Nam |
|
| July 29, 2014 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - July 29, 2014 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Fl |
|
| July 21, 2014 |
FCT / First Trust Senior Floating Rate Income Fund II CORRESP - - CORRESP 1 filename1.txt First Trust Closed-End Funds First Trust Series Fund July 21, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Closed-End Funds and First Trust Series Fund - 2013 Filings Ladies/Gentlemen: On June 19, 2014, First Trust Advisors L.P. ("FTA") received oral comments from Ms. Laura Hatch of the Division of Investment Management O |
|
| April 17, 2014 |
EX-99.CERT 2 cert302.txt SECTION 302 CERTIFICATION CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. Bradley, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
|
| April 17, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
|
| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
|
| January 28, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fct8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 28, 2014 FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Exact |
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| January 28, 2014 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - January 28, 2014 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Floating Rate Income Fund II (NYSE: FCT) |
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| January 27, 2014 |
The Annual Meeting of Shareholders for the Fund was held on September 16, 2013 (the "meeting"). |
|
| October 15, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
|
| October 15, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
|
| August 22, 2013 |
August 22, 2013 Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 First Trust Senior Floating Rate Income Fund II 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 RE: First Trust Senior Floating Rate Income Fund II Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Senior Floating Rate Income Fund II, a Massachusetts business trust (the "Fund"), in connection with the Fund's Post-Effective Amendment No. |
|
| August 22, 2013 |
Execution Version AMENDMENT NO. 1 to REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 1 TO REVOLVING CREDIT AND SECURITY AGREEMENT (this "Amendment") is made as of July 12, 2013 by and among FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (the "Borrower"), LIBERTY STREET FUNDING LLC, as the Conduit Lender (the "Lender"), THE BANK OF NOVA SCOTIA, as Secondary Lender (the "Secondary Lender |
|
| August 22, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 August 22, 2013 First Trust Senior Floating Rate Income Fund II 120 E. |
|
| August 22, 2013 |
As filed with the Securities and Exchange Commission on August 22, 2013 ================================================================================ 1933 Act File No. |
|
| August 22, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
|
| August 22, 2013 |
Execution Version FIRST AMENDMENT TO SALES AGREEMENT This FIRST AMENDMENT TO SALES AGREEMENT (the "Amendment") is made and entered into with effect this 22nd day of August, 2013, by First Trust Senior Floating Rate Income Fund II, a Massachusetts business trust (the "Fund"), First Trust Advisors L. |
|
| August 12, 2013 |
DEF 14A 1 fctdef14a.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 12, 2013. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXC |
|
| July 23, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| July 23, 2013 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - July 23, 2013 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Floating Rate |
|
| June 6, 2013 |
begin 644 filename1.pdf M)5!$1BTQ+C8-)>+CS],-"C<@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@,C@P M.#4O3R`Y+T4@,C,Y,#0O3B`Q+U0@,CF4@,C(O5'EP92]8 M4F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@8F#*`!(,-D""\1N(NQE( M<+@!">8I0(+=!4B\,G`Q,@P#:2.@1&=^,XX`]`@`$`%>P)"PT*96YD<)W0T*96YD'0O26UA9V5"72]83V)J96-T/#PO26TP(#$T(#`@4CX^/CXO4F]T871E(#`O M5'EP92]086=E+V5#<'E297-O;'5T:6]N(#,P,#X^#65N9&]B:@TQ,"`P(&]B M:@T\/"]&:6QT97(O1 |
|
| April 26, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 4 |
|
| April 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
|
| February 14, 2013 |
SC 13G/A 1 fct13ga2.htm FIRST TRUST SENIOR FLOATING RATE INCOME FUND II 13G/A2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing |
|
| February 7, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| February 7, 2013 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - February 7, 2013 - First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust Senior Floating R |
|
| January 28, 2013 |
The Annual Meeting of Shareholders for the Fund was held on September 17, 2012 (the "meeting"). |
|
| November 21, 2012 |
November 21, 2012 Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 First Trust Senior Floating Rate Income Fund II 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 RE: First Trust Senior Floating Rate Income Fund II - Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Senior Floating Rate Income Fund II, a Massachusetts business trust (the "Fund"), in connection with the Fund's Post-Effective Amendment No. |
|
| November 21, 2012 |
EX-99.2N OTH CONSENT 8 exhibitn.txt CONSENT OF DELOITTE & TOUCHE LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 1 to Registration Statement No. 333-184182 on Form N-2 of our report dated July 24, 2012, relating to the financial statements and financial highlights of First Trust Senior Floating Rate Inco |
|
| November 21, 2012 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II UP TO 3,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENT November 21, 2012 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: First Trust Senior Floating Rate Income Fund II, a Massachusetts business trust (the "FUND"), First Trust Advisors L. |
|
| November 21, 2012 |
As filed with the Securities and Exchange Commission on November 21, 2012 ================================================================================ 1933 Act File No. |
|
| November 21, 2012 |
EX-99.2L OPIN COUNSL 6 exhibitl1.txt OPINION AND CONSENT OF CHAPMAN AND CUTLER LLP CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 November 21, 2012 First Trust Senior Floating Rate Income Fund II 120 E. Liberty Drive, Suite 400 Wheaton, Illinois 60187 Ladies and Gentlemen: As counsel to First Trust Senior Floating Rate Income Fund II (the "Fund"), we delivered to you an opin |
|
| November 21, 2012 |
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U. |
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| November 21, 2012 |
EX-99.2J CUST CONTR 3 exhibitj.txt CUSTODIAN SERVICES AGREEMENT CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (the "Fund"). W I T N E S S E T H: WHEREAS, the Fund is registered as a close |
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| November 21, 2012 |
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U. |
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| October 30, 2012 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive |
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| August 2, 2012 |
As filed with the Securities and Exchange Commission on August 2, 2012. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regi |
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| May 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 10, 2012 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - May 10, 2012 - First Trust Advisors L.P. ("FTA") announced today that First Trust Senior Floating Rate Income Fund II (NYSE: FCT) intends to host a conference call with the Leveraged Finance Investment Team of |
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| April 20, 2012 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| April 20, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 fctnq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite |
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| February 14, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 30, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to |
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| January 27, 2012 |
Change in Certain Investment Strategies On December 12, 2011, the Fund's Board of Trustees approved changes to certain of the Fund's investment strategies. |
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| January 27, 2012 |
The Annual Meeting of Shareholders for the Fund was held on September 19, 2011 (the "meeting"). |
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| October 28, 2011 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 28, 2011 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II (formerly known as First Trust/Four Corners Senior Floating Rate Income Fund II) - (Exact name of registrant as specified in charter) 120 E |
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| October 20, 2011 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - October 20, 2011 - First Trust Advisors L.P. ("FTA") announced today that First Trust Senior Floating Rate Income Fund II (NYSE: FCT) intends to host a conference call with the Leveraged Finance Investment Tea |
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| October 20, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 10, 2011 |
As filed with the Securities and Exchange Commission on August 10, 2011. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the reg |
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| April 29, 2011 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| April 29, 2011 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II (formerly known as First Trust/Four Corners Senior Floating Rate Income Fund II) - (Exact name of registrant as specified in charter) 120 E |
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| February 14, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) COMMON STOCK (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to w |
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| February 10, 2011 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - February 9, 2011 - First Trust Advisors L.P. ("FTA") announced today that First Trust Senior Floating Rate Income Fund II (NYSE: FCT) intends to host a conference call with the Leveraged Finance Investment Tea |
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| February 10, 2011 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 7, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 7, 2011 |
SENIOR LOAN MARKET UPDATE Fourth Quarter 2010 MARKET PERFORMANCE The senior loan market displayed strong performance during the fourth quarter of 2010. |
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| January 27, 2011 |
INTERIM INVESTMENT MANAGEMENT AGREEMENT INTERIM INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS L. |
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| December 23, 2010 |
[LOGO OMITTED] First Trust - - SENIOR LOAN MARKET UPDATE - - Third Quarter 2010 MARKET PERFORMANCE Senior loans displayed strong performance during the third quarter as fears surrounding sovereign risks overseas began to abate and corporate defaults continued their march lower. |
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| December 23, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fct8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) Dece,ber 23, 2010 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME F |
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| December 10, 2010 |
- OMB APPROVAL - OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| October 27, 2010 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust Senior Floating Rate Income Fund II (formerly known as First Trust/Four Corners Senior Floating Rate Income Fund II) - - (Exact name of registrant as specified in charter) 120 |
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| October 27, 2010 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 19, 2010 |
As filed with the Securities and Exchange Commission on October 19, 2010. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the re |
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| October 19, 2010 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 October 19, 2010 Via EDGAR Correspondence - Mr. |
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| October 13, 2010 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II WHEATON, IL - (BUSINESS WIRE) - October 7, 2010 - First Trust Advisors L.P. ("FTA") announced today that First Trust/Four Corners Senior Floating Rate Income Fund II (NYSE: FCT) intends to host a conference call with the Leverag |
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| October 13, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 5, 2010 |
First Trust Advisors L.P. Leveraged Finance Investment Team 1 Table of Contents Section 1 Section 2 Section 3 Section 4 Investment Process Competitive Advantages First Trust Advisors L.P. 2 Leveraged Finance Investment Team Biographies Certain statements made in this presentation may not be historical facts and are referred to as “forward-looking statements” under the U.S. federal securities laws. |
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| October 5, 2010 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 24, 2010 |
As filed with the Securities and Exchange Commission on September 24, 2010. =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the |
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| September 24, 2010 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 September 24, 2010 Securities and Exchange Commission 100 F Street, N. |
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| June 24, 2010 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update Call for First Trust/Four Corners Senior Floating Rate Income Fund and First Trust Four Corners Senior Floating Rate Income Fund II WHEATON, IL - (BUSINESS WIRE) - June 22, 2010 - First Trust Advisors L.P. ("FTA") announced today that First Trust/Four Corners Senior Floating Rate Income Fun |
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| June 24, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits - - - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 22, 2010 First Trust/Four Corners Senior Floating Rate Income Fund II (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21539 11-3716541 (State or O |
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| April 29, 2010 |
QUARTERLY PORTFOLIO OF INVESTMENTS N-Q 1 fctnq.txt QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust/Four Corners Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive |
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| April 29, 2010 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| February 12, 2010 |
- OMB APPROVAL - OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 26, 2010 |
Submission of Matters to a Vote of Shareholders The Joint Annual Meeting of Shareholders of the First Trust/ Four Corners Senior Floating Rate Income Fund and First Trust/Four Corners Senior Floating Rate Income Fund II was held on September 21, 2009. |
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| October 26, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 26, 2009 |
QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust/Four Corners Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of princip |
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| October 13, 2009 |
AMENDED NOTICE OF INTENTION TO REDEEM SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 RULE 23c-2 AMENDED NOTICE OF INTENTION TO REDEEM SECURITIES OF FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II 120 East Liberty Drive Wheaton, Illinois 60187 under the Investment Company Act of 1940 Investment Company Act File No. |
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| October 8, 2009 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 VIA EDGAR - - October 8, 2009 United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| September 29, 2009 |
PRESS RELEASE SOURCE: First Trust/Four Corners Senior Floating Rate Income Fund II First Trust/Four Corners Senior Floating Rate Income Fund II Announces Final Results of Tender Offer For Its Outstanding Auction Market Preferred Shares WHEATON, IL - (BUSINESS WIRE) - September 29, 2009 - First Trust/Four Corners Senior Floating Rate Income Fund II (NYSE: FCT) (the "Fund"), a closed-end fund managed by First Trust Advisors L. |
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| September 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE TO (Rule 14d-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Subject Company (Issuer)) FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Filing Person (Issu |
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| September 15, 2009 |
SC TO-I/A 1 fctto.txt AMENDEMENT 1 TO TENDER OFFER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE TO (Rule 14d-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Subject Company (Issuer)) FIRST TRUST/FOUR CORNERS SENIOR FLOATI |
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| September 15, 2009 |
EX-99.(A)(5)(III) 2 exhibita5iii.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust/Four Corners Senior Floating Rate Income Fund II First Trust/Four Corners Senior Floating Rate Income Fund II Increases the Tender Offer Price for Its Outstanding Auction Market Preferred Shares to 100% of the Liquidation Preference Per Share WHEATON, IL - (BUSINESS WIRE) - September 14, 2009 - First Trust/Four Co |
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| August 28, 2009 |
SC TO-I 1 fctsctoi.txt TENDER OFFER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Subject Company (Issuer)) FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Fi |
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| August 28, 2009 |
Offer to Purchase by First Trust/Four Corners Senior Floating Rate Income Fund II (the "Fund") for Cash Up to 100% of the Fund's Outstanding Auction Market Preferred Shares, Series A and Auction Market Preferred Shares, Series B at a Price of 97% of the Liquidation Preference Per Share - - THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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| August 28, 2009 |
PRESS RELEASE SOURCE: First Trust/Four Corners Senior Floating Rate Income Fund II First Trust/Four Corners Senior Floating Rate Income Fund II Announces Commencement of Tender Offer for Its Outstanding Auction Market Preferred Shares WHEATON, IL - (BUSINESS WIRE) - August 28, 2009 - First Trust/Four Corners Senior Floating Rate Income Fund II (NYSE: FCT) (the "Fund"), a closed-end fund managed by First Trust Advisors L. |
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| August 28, 2009 |
Offer by First Trust/Four Corners Senior Floating Rate Income Fund II (the "Fund") to Purchase for Cash Up to 100% of Its Outstanding Auction Market Preferred Shares, Series A and Auction Market Preferred Shares, Series B August 28, 2009 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by First Trust/Four Corners Senior Floating Rate Income Fund II, a Massachusetts business trust, to purchase for cash up to 100% of its outstanding (i) Auction Market Preferred Shares, Series A ("Series A AMPS Shares") and (ii) Auction Market Preferred Shares, Series B ("Series B AMPS Shares"), each with a par value $0. |
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| August 28, 2009 |
LETTER OF TRANSMITTAL To Tender Auction Market Preferred Shares, Series A and Auction Market Preferred Shares, Series B, Par Value $0. |
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| August 28, 2009 |
Offer by First Trust/Four Corners Senior Floating Rate Income Fund II (the "Fund") to Purchase for Cash Up to 100% of Its Outstanding Auction Market Preferred Shares, Series A and Auction Market Preferred Shares, Series B August 28, 2009 To Our Clients: Enclosed for your consideration are the Offer to Purchase dated August 28, 2009 and a related Letter of Transmittal (which together constitute the |
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| August 28, 2009 |
Notice of Withdrawal of AMPS Shares (as defined below) of First Trust/Four Corners Senior Floating Rate Income Fund II (the "Fund") Previously Tendered Pursuant to the Offer to Purchase Dated August 28, 2009 The Withdrawal Deadline is 5:00 P. |
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| August 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Subject Company (Issuer)) FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Name of Filing Person (Issuer)) AUCTION MARKET |
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| August 25, 2009 |
Exhibit 99.1 FOR IMMEDIATE RELEASE First Trust/Four Corners Senior Floating Rate Income Fund II Announces Plan for Tender Offer for All Outstanding Auction Market Preferred Shares WHEATON, IL - (BUSINESS WIRE) - August 25, 2009 - First Trust/Four Corners Senior Floating Rate Income Fund II (NYSE: FCT) (the "Fund") announced today that, subject to certain conditions, the Fund intends to commence a |
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| August 18, 2009 |
DEF 14A 1 fctproxy.txt PROXY STATEMENT As filed with the Securities and Exchange Commission on August 18, 2009 =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF |
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| August 18, 2009 |
DEF 14A 1 fctprefproxy.txt PROXY STATEMENT As filed with the Securities and Exchange Commission on August 18, 2009 =============================================================================== 1933 Act File No. 333-115414 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT |
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| April 27, 2009 |
QUARTERLY PORTFOLIO OF INVESTMENTS N-Q 1 fctnq.txt QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust/Four Corners Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive |
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| April 27, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| April 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR FOUR CRNRS SR FLT R (Name of Issuer) COM SHS (Title of Class of Securities) 33733Q107 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 11, 2009 |
EX-99.1 2 ml15305960-ex991.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained the |
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| February 11, 2009 |
AMEND. NO. 1 TO STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) First Trust Four Corners Senior Floating Rate Income Fund II - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 33733U207 (See Item 2(e)) - - (CUSIP Number) January 30, 2009 - - (Date of Event Which Requires Filing of this Stat |
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| January 29, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 29, 2009 |
Submission of Matters to a Vote of Shareholders The Joint Annual Meeting of Shareholders of the First Trust/Four Corners Senior Floating Rate Income Fund and First Trust/Four Corners Senior Floating Rate Income Fund II was held on September 15, 2008. |
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| January 12, 2009 |
OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: February 28, 2009 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D. |
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| October 29, 2008 |
QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust/Four Corners Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 120 East Liberty Drive Wheaton, IL 60187 - (Address of principal executiv |
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| October 29, 2008 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| August 8, 2008 |
As filed with the Securities and Exchange Commission on August 8, 2008 =============================================================================== 1933 Act File No. |
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| August 8, 2008 |
As filed with the Securities and Exchange Commission on August 8, 2008 =============================================================================== 1933 Act File No. |
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| April 23, 2008 |
FIRST TRUST 4CORNERSII NQ 0208 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II - (Exact name of registrant as specified in charter) 1001 Warrenville Road, Suite 300 LISLE, IL 60532 - (Address of principal |
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| April 23, 2008 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| February 4, 2008 |
Exhibit 77C for 11/30/2007 N-SAR: Submission of Matters to a Vote of Shareholders First Trust/Four Corners Senior Floating Rate Income Fund The Joint Annual Meeting of Shareholders of the First Trust/Four Corners Senior Floating Rate Income Fund and First Trust/Four Corners Senior Floating Rate Income Fund II was held on September 10, 2007. |
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| January 28, 2008 |
Exhibit 77C for 11/30/2007 N-SAR: Submission of Matters to a Vote of Shareholders First Trust/Four Corners Senior Floating Rate Income Fund The Joint Annual Meeting of Shareholders of the First Trust/Four Corners Senior Floating Rate Income Fund and First Trust/Four Corners Senior Floating Rate Income Fund II was held on September 10, 2007. |
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| October 29, 2007 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 29, 2007 |
FIRST TRUST FOUR CORNERS2 NQ 0807 N-Q 1 q41923ft-4corners2.txt FIRST TRUST FOUR CORNERS2 NQ 0807 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - First Trust/Four Corners Senior Floating Rate Income Fund II - (Exact name of registrant as specified in charter) 1001 Warre |
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| August 6, 2007 |
DEF 14A 1 fctprefproxy.txt PROXY STATEMENT As filed with the Securities and Exchange Commission on August 6, 2007 =============================================================================== 1933 Act File No. 333-115414 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT |
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| August 6, 2007 |
As filed with the Securities and Exchange Commission on August 6, 2007 =============================================================================== 1933 Act File No. |
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| April 26, 2007 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| April 26, 2007 |
FIRST TRUST 4 CORNERS TWO NQ 02/28/07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II - - (Exact name of registrant as specified in charter) 1001 Warrenville Road, Suite 300 LISLE, IL 60532 - - (Address of princi |
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| January 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* First Trust Four Corners Senior Floating Rate Income Fund II (Name of Issuer) COMMON STOCK (Title and Class of Securities) 33733U108 (CUSIP Number) DECEMBER 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| January 29, 2007 |
Exhibit 77 C for FCT 11/30/2006 N-SAR: Submission of Matters to a Vote of Shareholders The Joint Annual Meetings of Shareholders of First Trust Value Line(r) Dividend Fund, First Trust/Four Corners Senior Floating Rate Income Fund, Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust/Value Line(r) & Ibbotson Equity Allocation Fund, and First Trust/Four Corners Senior Floating Rate Income Fund II were held on September 11, 2006. |
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| January 29, 2007 |
As amended and restated on December 10, 2006 BY-LAWS OF FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II ("TRUST") ARTICLE I DEFINITIONS Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| October 30, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 30, 2006 |
N-Q 1 fourcornerstwoform.txt FT FOUR CORNERS II NQ 0806 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II - (Exact name of registrant as specified in charter) 1001 Warrenville |
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| August 10, 2006 |
As filed with the Securities and Exchange Commission on August 10, 2006 =============================================================================== 1933 Act File No. |
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| August 10, 2006 |
As filed with the Securities and Exchange Commission on August 10, 2006 =============================================================================== 1933 Act File No. |
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| April 28, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| April 28, 2006 |
N-Q 1 fourcornersiinq.txt FOUR CORNERS II NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (Exact name of registrant as specified in charter) 1001 WARRENVILLE ROAD SUITE 300 |
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| February 14, 2006 |
12/31/05 FIRST TRUST FOUR CORNERS 13G United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Four Corners Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP number) 12/31/2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 26, 2006 |
Submission of Matters to a Vote of Shareholder The Joint Meeting of Shareholders of First Trust Value Line(r) Dividend Fund, First Trust/Four Corners Senior Floating Rate Income Fund, Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust/Value Line(r) & Ibbotson Equity Allocation Fund, and First Trust/Four Corners Senior Floating Rate Income Fund II was held on September 12, 2005. |
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| January 26, 2006 |
As amended and restated on December 13, 2005 BYLAWS OF EACH TRUST LISTED ON SCHEDULE A HERETO (EACH, A TRUST) ARTICLE I DEFINITIONS Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| October 27, 2005 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James A. |
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| October 27, 2005 |
N-Q 1 nq.txt FOUR CORNERS II NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 - FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II - (Exact name of registrant as specified in charter) 1001 Warrenville Road, Suite 300 LISLE, I |
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| August 19, 2005 |
DEF 14A 1 proxy.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 19, 2005 =============================================================================== 1933 Act File No. 333-113978 1940 Act File No. 811-21539 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE |
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| August 19, 2005 |
DEFINITIVE ADDITIONAL MATERIAL As filed with the Securities and Exchange Commission on August 19, 2005 =============================================================================== 1933 Act File No. |
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| August 19, 2005 |
As filed with the Securities and Exchange Commission on August 19, 2005 =============================================================================== 1933 Act File No. |
