Basisstatistiken
| LEI | 54930012E1PU4RAI3F48 |
| CIK | 1556336 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust MLP and Energy Income Fund
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| September 27, 2024 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| September 4, 2024 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 35311 Deregistration under Section 8(f) of the Investment Company Act of 1940 August 30, 2024 AGENCY: Securities and Exchange Commission (“Commission” or “SEC”) ACTION: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. The following is a notice of applications for deregistration |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abandonments of Registration answer only quest |
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| June 10, 2024 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.14)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) May 31, 2024 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| May 6, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 17, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 29, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commis |
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| February 29, 2024 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Shareholder Approvals of the Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund and First Trust Energy Infrastructure Fund into FT Energy Income Partners Enhanced Income ETF WHEATON, IL – (BUSINESS WIRE) – February 29, 2024 – First Trust A |
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| February 20, 2024 |
As filed with the Securities and Exchange Commission on February 20, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 8, 2024 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 FirstTrustFEI.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.13)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2023 - (Date Of Event which Requires Filing of this Statement) Check t |
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| January 31, 2024 |
Shareholder Name Address 1 Address 2 Address 3 Important Notice Re: First Trust MLP & Energy Income Fund (“FEI”) Dear Shareholder: We have tried unsuccessfully to contact you, whether by mail or by phone, regarding a very important matter concerning your investment with First Trust MLP & Energy Income Fund (“FEI”). |
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| January 16, 2024 |
internal use only January 12, 2024 Client Talking Points First Trust Energy Income and Growth Fund First Trust MLP and Energy Income Fund First Trust New Opportunities MLP & Energy Fund First Trust Energy Infrastructure Fund First Trust Advisors L. |
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| October 24, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commiss |
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| October 24, 2023 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors Announces Fund Board Approval of Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund, and First Trust Energy Infrastructure Fund into First Trust Energy Income Partners Enhanced Income ETF WHEATON, IL – (BUSINESS WIRE) – October 23, 2023 – F |
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| September 12, 2023 |
SOURCE: First Trust Advisors L.P. PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – September 11, 2023 – The exchange-traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Ms. Bronwyn Wright as a Trustee of certain of the F |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commi |
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| September 5, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21 |
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| June 23, 2023 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I As Amended and Restated on June 22, 2023 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| June 23, 2023 |
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law PRESS RELEASE First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (NYSE: MFD) First Trust Senior Floating Rate Income Fund II (NYSE: FCT) First Trust Energy Income and Growth Fund (NYSE American: FEN) First Trust Enhanced Equity Income Fund (NYSE: FFA) First Trust/abrdn Global |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commission |
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| June 9, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) |
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| March 8, 2023 |
As filed with the Securities and Exchange Commission on March 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2023 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 FirstTrustFEI.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.12)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check t |
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| November 7, 2022 |
FEI, FEN, FIF & FPL Replay 11/9/2022 PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust MLP and Energy Income Fund, First Trust Energy Income and Growth Fund, First Trust Energy Infrastructure Fund and First Trust New Opportunities MLP & Energy Fund WHEATON, IL ? (BUSINESS WIRE) ? November 7, 2022 ? First Trust Advisors L.P. ("FTA") announced today that Energy |
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| November 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 07, 2022 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incor |
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| September 27, 2022 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2022 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 63. |
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| March 30, 2022 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2022 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 65. |
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| March 10, 2022 |
DEF 14A 1 definproxy.htm DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the R |
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| February 11, 2022 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.11)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| December 10, 2021 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.10)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) November 30, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| November 17, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 17, 2021 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incor |
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| November 17, 2021 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust MLP and Energy Income Fund and First Trust Energy Income and Growth Fund and First Trust Energy Infrastructure Fund and First Trust New Opportunities MLP & Energy Fund WHEATON, IL ? (BUSINESS WIRE) ? November 17, 2021 ? First Trust Advisors L.P. (?FTA?) announced today that |
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| October 21, 2021 |
SOURCE: First Trust Advisors L.P. EX-99 2 pressrelease.htm PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – October 20, 2021 – The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Denise M. Keef |
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| October 21, 2021 |
8-K 1 fei8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State |
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| September 28, 2021 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 73. |
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| March 29, 2021 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2021 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 63. |
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| March 18, 2021 |
As filed with the Securities and Exchange Commission on March 18, 2021. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.9)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2020 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| October 20, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices and Declaration of |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commiss |
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| October 9, 2020 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn |
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| September 28, 2020 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2020 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a)?? 64. |
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| August 13, 2020 |
First Trust Advisors L.P. Announces Portfolio Manager Update for FEI, FEN, FIF and FPL PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for FEI, FEN, FIF and FPL WHEATON, IL — (BUSINESS WIRE) — August 13, 2020 — First Trust Advisors L.P. (“FTA”) announced today that Energy Income Partners, LLC (“EIP”), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), First Trust Energy Income and Growth Fund (N |
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| August 13, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 13, 2020 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incorpo |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commission |
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| May 29, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices Section 1. Principal Of |
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| April 16, 2020 |
As filed with the Securities and Exchange Commission on April 16, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| March 27, 2020 |
First Trust MLP and Energy Income Fund (FEI) First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2020 (Unaudited) Shares/ Units Description Value MASTER LIMITED PARTNERSHIPS (a) – 76. |
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| March 11, 2020 |
DEF 14A 1 definproxy.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 11, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registran |
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| January 10, 2020 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.8)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2019 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 27, 2019 |
First Trust Mlp & Energy Income Fund NPORT-EX - - NPORT-EX 1 FirstTMLPEnergyInc.htm First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2019 (Unaudited) Shares/ Units Description Value MASTER LIMITED PARTNERSHIPS (a) – 79.3% Chemicals – 0.6% 161,980 Westlake Chemical Partners, L.P. $3,806,530 Gas Utilities – 0.9% 219,600 Suburban Propane Partners, L.P. 5,391,180 Independent Power and Renewable Electricity Producers – 4. |
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| March 25, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| March 25, 2019 |
N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, CT 0 |
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| March 4, 2019 |
DEF 14A 1 definproxy.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 4, 2019. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant |
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| February 25, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 25, 2019 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (S |
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| February 25, 2019 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FEI, FEN, FIF AND FPL WHEATON, IL - (BUSINESS WIRE) - February 25, 2019 - First Trust Advisors L.P. ("FTA") announced today that Energy Income Partners, LLC ("EIP"), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), First Trust Energy Income and Growth Fund |
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| January 14, 2019 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.7)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2018 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| September 27, 2018 |
N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, CT 0 |
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| September 12, 2018 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FEI, FEN, FIF AND FPL WHEATON, IL - (BUSINESS WIRE) - September 12, 2018 - First Trust Advisors L.P. ("FTA") announced today that Energy Income Partners, LLC ("EIP"), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), First Trust Energy Income and Growth Fund |
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| September 12, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 12, 2018 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction (Co |
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| April 2, 2018 |
N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, |
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| April 2, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| March 21, 2018 |
FEN / First Trust Energy Income & Growth Fund CORRESP CORRESP 1 filename1.htm Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 6063 March 21, 2018 Via EDGAR Correspondence Filing Sally Samuel, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust MLP & Energy Income Fund (“FEI”) File Nos. 333-217581, 811-22738; First Trust Energy Income & Growth Fund (“FEN”) |
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| March 12, 2018 |
DEF 14A 1 definproxy.txt DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 12, 2018. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registran |
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| March 8, 2018 |
EX-99.2L OPIN COUNSL 3 exhibitl4.txt OPINION AND CONSENT OF MORGAN, LEWIS & BOCKIUS LLP March 8, 2018 Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 First Trust MLP and Energy Income Fund 10 Westport Road, Suite C101a Wilton, Connecticut 06897 RE: First Trust MLP and Energy Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust MLP an |
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| March 8, 2018 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 March 8, 2018 First Trust MLP and Energy Income Fund 10 Westport Road, Suite C101a Wilton, Connecticut 06897 Ladies and Gentlemen: As counsel to First Trust MLP and Energy Income Fund (the "Fund"), we delivered to you an opinion letter dated March 8, 2018 in connection with a Registration Statement filed by the Fund with the Securities and Exchange Commission (the "SEC") on Form N-2, File No. |
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| March 8, 2018 |
POS EX 1 feiposex.txt POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on March 8, 2018 ================================================================================ 1933 Act File No. 333-217581 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes |
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| March 8, 2018 |
EX-99.2N OTH CONSENT 4 exhibitn.txt CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Post-Effective Amendment No. 4 to Registration Statement No. 333-217581 on Form N-2 of our report dated December 20, 2017 relating to the financial statements and financial highlights of Fir |
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| March 1, 2018 |
First Trust Mlp & Energy Income Fund AMENDMENT TO FORM N-2 POS 8C 1 feipos8c.txt AMENDMENT TO FORM N-2 As filed with the Securities and Exchange Commission on March 1, 2018 ================================================================================ 1933 Act File No. 333-217581 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) [X] REGISTRATION STATEMENT UNDER THE SECURI |
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| March 1, 2018 |
EX-99.2N OTH CONSENT 2 exhibitn.txt CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Post-Effective Amendment No. 3 to Registration Statement No. 333-217581 on Form N-2 of our report dated December 20, 2017, relating to the financial statements and financial highlights of Fi |
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| March 1, 2018 |
First Trust Mlp & Energy Income Fund CORRESP CORRESP 1 filename1.txt First Trust MLP and Energy Income Fund 10 Westport Road Suite C101a Wilton, Connecticut 06897 March 1, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust MLP and Energy Income Fund (Registration Nos. 333-217581 and 811-22738) - Ladies and Gentlemen: The undersigned, First Trust MLP and Energy Income Fund, Registrant, pursuant to |
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| March 1, 2018 |
FEN / First Trust Energy Income & Growth Fund CORRESP CORRESP 1 filename1.htm CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 March 1, 2018 Via EDGAR Correspondence Filing Sally Samuel, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust MLP & Energy Income Fund (“FEI”) File Nos. 333-217581, 811-22738; First Trust Energy Income & Growth Fund (the “FE |
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| January 26, 2018 |
As filed with the Securities and Exchange Commission on January 26, 2018 ================================================================================ 1933 Act File No. |
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| January 26, 2018 |
EX-99.2N OTH CONSENT 2 exhibitn.txt CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Post-Effective Amendment No. 2 to Registration Statement No. 333-217581 on Form N-2 of our report dated December 20, 2017, relating to the financial statements and financial highlights of Fi |
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| January 8, 2018 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.6)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 29, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| October 16, 2017 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FEI, FEN, FIF AND FPL WHEATON, IL - (BUSINESS WIRE) - October 16, 2017 - First Trust Advisors L.P. ("FTA") announced today that Energy Income Partners, LLC ("EIP"), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), Fi |
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| October 16, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 16, 2017 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction (Comm |
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| September 28, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| September 28, 2017 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, |
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| June 28, 2017 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Fund held its Annual Meeting of shareholders ("Annual Meeting") on April 24, 2017. |
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| June 19, 2017 |
EX-99.2H DISTR CONTR 2 exhibith2.txt FORM OF SALES AGREEMENT FIRST TRUST MLP & ENERGY INCOME FUND UP TO 4,600,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENT June 19, 2017 JONESTRADING INSTITUTIONAL SERVICES LLC 757 Third Avenue, 23rd Floor New York, NY 10017 Ladies and Gentlemen: First Trust MLP & Energy Income Fund, a Massachusetts business trust (the "FUND"), Firs |
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| June 19, 2017 |
June 19, 2017 Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 First Trust MLP and Energy Income Fund 10 Westport Road, Suite C101a Wilton, Connecticut 06897 RE: First Trust MLP and Energy Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust MLP and Energy Income Fund, a Massachusetts business trust (the "Fund"), in connection with the Fund's Post-Effective Amendment No. |
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| June 19, 2017 |
COMMITTED LENDING AGREEMENT - The Bank of Nova Scotia, acting through its Houston branch ("SCOTIA") and the counterparty specified on the signature page ("CUSTOMER"), hereby enter into this Committed Lending Agreement (this "AGREEMENT"), dated as of the date specified on the signature page. |
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| June 19, 2017 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 19, 2017 First Trust MLP and Energy Income Fund 10 Westport Road, Suite C101a Wilton, Connecticut 06897 Ladies and Gentlemen: As counsel to First Trust MLP and Energy Income Fund (the "Fund"), we delivered to you an opinion letter dated June 14, 2017 in connection with a Registration Statement filed by the Fund with the Securities and Exchange Commission (the "SEC") on Form N-2, File No. |
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| June 19, 2017 |
POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS TO REGISTRATION STATEMENT POS EX 1 feiposex.txt POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 19, 2017 ================================================================================ 1933 Act File No. 333-217581 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes |
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| June 19, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Post-Effective Amendment No. |
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| June 15, 2017 |
First Trust MLP and Energy Income Fund 10 Westport Road Suite C101a Wilton, Connecticut 06897 June 15, 2017 Securities and Exchange Commission 100 F Street, N. |
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| June 14, 2017 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 14, 2017 VIA EDGAR CORRESPONDENCE FILING Karen Rossotto, Esq. |
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| April 21, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 21, 2017 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (Stat |
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| April 21, 2017 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FEI, FEN, FIF AND FPL WHEATON, IL - (BUSINESS WIRE) - April 21, 2017 - First Trust Advisors L.P. ("FTA") announced today that Energy Income Partners, LLC ("EIP"), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), Firs |
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| March 30, 2017 |
EX-99.CERT 2 cert302.txt SECTION 302 CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| March 30, 2017 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, |
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| March 9, 2017 |
First Trust Dynamic Europe Equity Income Fund DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 9, 2017. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 13, 2017 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MSSB AMEND Passive Investment SC 13G/A 1 firsttrustmlpenergy4.txt MSSB AMEND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* First Trust MLP and Energy Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) C |
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| December 23, 2016 |
Form 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: May 31, 2017 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either p |
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| September 27, 2016 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, CT 06897 - (Address of principal executive offices) (Zip |
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| September 27, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| September 22, 2016 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF AND FEI WHEATON, IL - (BUSINESS WIRE) - September 22, 2016 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF) and First Trust MLP and Energy Income Fund (NYSE: FEI) |
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| September 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 22, 2016 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 ( |
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| June 24, 2016 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust High Income Long/Short Fund, First Trust Energy Infrastructure Fund, First Trust MLP and Energy Income Fund and First Trust Intermediate Duration Preferred & Income Fund was held on April 22, 2016 (the "Annual Meeting"). |
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| March 29, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| March 29, 2016 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Whea |
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| March 9, 2016 |
As filed with the Securities and Exchange Commission on March 9, 2016. =============================================================================== 1933 Act File No. 333-183396 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| February 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 16, 2016 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction (Com |
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| February 16, 2016 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF, FEI, AND FPL WHEATON, IL - (BUSINESS WIRE) - February 16, 2016 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF), First Trust MLP and Energy Income Fund (NYSE: FE |
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| February 10, 2016 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - ST MSSB AMENDMENT Passive Investment SC 13G/A 1 firsttrustmlpenergy4.txt ST MSSB AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) January 29, 2016 - (Date Of Event which Requires Filing of this Statemen |
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| February 8, 2016 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - ST MSSB AMENDMENT Passive Investment SC 13G/A 1 firsttrustmlpenergy3.txt ST MSSB AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Stateme |
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| September 28, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| September 28, 2015 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| July 30, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 29, 2015 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction (Commiss |
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| July 30, 2015 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF, FEI, AND FPL WHEATON, IL - (BUSINESS WIRE) - July 29, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF), First Trust MLP and Energy Income Fund (NYSE: FEI) a |
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| June 25, 2015 |
The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Dividend and Income Fund, First Trust High Income Long/Short Fund, First Trust Energy Infrastructure Fund, First Trust MLP and Energy Income Fund and First Trust Intermediate Duration Preferred & Income Fund was held on April 20, 2015 (the "Annual Meeting"). |
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| April 10, 2015 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - ST MSSB AMENDMENT Passive Investment SC 13G/A 1 firsttrustmlpenergy2.txt ST MSSB AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) March 31, 2015 - (Date Of Event which Requires Filing of this Statement) |
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| March 20, 2015 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Whea |
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| March 20, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 9, 2015 |
As filed with the Securities and Exchange Commission on March 9, 2015. =============================================================================== 1933 Act File No. 333-183396 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| February 17, 2015 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 12, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 12, 2015 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction (Com |
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| February 12, 2015 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF, FEI, AND FPL WHEATON, IL - (BUSINESS WIRE) - February 12, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF), First T |
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| September 24, 2014 |
First Trust Mlp & Energy Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| September 24, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| July 28, 2014 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF, FEI, and FPL WHEATON, IL - (BUSINESS WIRE) - July 28, 2014 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF), First Trust |
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| July 28, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 28, 2014 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State |
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| July 21, 2014 |
FIRST TRUST ADVISORS LP CORRESP - - CORRESP 1 filename1.txt First Trust Closed-End Funds First Trust Series Fund July 21, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Closed-End Funds and First Trust Series Fund - 2013 Filings Ladies/Gentlemen: On June 19, 2014, First Trust Advisors L.P. ("FTA") received oral comments from Ms. Laura Hatch of the Division of Investment Management O |
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| June 25, 2014 |
The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Dividend and Income Fund, First Trust High Income Long/Short Fund, First Trust Energy Infrastructure Fund, First Trust MLP and Energy Income Fund and First Trust Intermediate Duration Preferred & Income Fund was held on April 23, 2014 (the "Annual Meeting"). |
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| March 21, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Whea |
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| March 21, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 12, 2014 |
As filed with the Securities and Exchange Commission on March 12, 2014. =============================================================================== 1933 Act File No. 333-183396 1940 Act File No. 811-22738 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regi |
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| February 10, 2014 |
FEI / First Trust MLP and Energy Income Fund / MORGAN STANLEY - ST MSSB INITIAL Passive Investment SC 13G 1 firsttrustmlpenergy.txt ST MSSB INITIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST MLP & ENERGY INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33739B104 - (CUSIP Number) December 31, 2013 - (Date Of Event which Requires Filing of this Statement) Ch |
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| December 16, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 16, 2013 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (S |
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| December 16, 2013 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST MLP AND ENERGY INCOME FUND WHEATON, IL - (BUSINESS WIRE) - December 16, 2013 - First Trust Advisors L.P. ("FTA") announced today First Trust MLP and Energy Income Fund (the "Fund") (NYSE: FEI) intends to host a conference call with Energy Income Partners, LLC ("EIP"), the Fund |
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| September 24, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| September 24, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 feinq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Whea |
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| July 25, 2013 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FIRST TRUST ENERGY INCOME AND GROWTH FUND, FIRST TRUST ENERGY INFRASTRUCTURE FUND AND FIRST TRUST MLP AND ENERGY INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 25, 2013 - First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), Fi |
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| July 25, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fei8k.txt CURRENT REPORT - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 25, 2013 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State |
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| July 17, 2013 |
September 14, 2012 By Facsimile to 312-516-3273 Walter Draney, Esq. Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 Re: First Trust MLP and Income Fund (the “Fund”) File Nos. 811-22738, 333-183396 Dear Mr. Draney: We have reviewed the registration statement on Form N-2 filed August 17, 2012 with the Commission on behalf of the Fund with respect to an offering of common shares |
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| June 28, 2013 |
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 26th day of November, 2012, by and between FIRST TRUST MLP AND ENERGY INCOME FUND, a Massachusetts business trust (the "Trust"), and FIRST TRUST ADVISORS L. |
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| June 28, 2013 |
EX-99.77Q1 OTHR EXHB 3 exh77q1b.txt SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 26th day of November, 2012 by and among First Trust MLP and Energy Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the "Manager") and a registered investment adviser with the Securities and Exchange Commission ( |
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| March 29, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 - First Trust MLP and Energy Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L.P. (the "Adviser"), Energy Income Partners, LLC (the "Sub-Adviser," and toge |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 BB&T Capital Markets, a division of Scott & Stringfellow, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L. |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 J.J.B. Hilliard, W.L. Lyons, LLC 500 West Jefferson Street Louisville, Kentucky 40202 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L.P. (the "Adviser"), Energy Income Partners, LLC (the |
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| November 28, 2012 |
- POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS As filed with the Securities and Exchange Commission on November 28, 2012 =============================================================================== 1933 Act File No. |
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| November 28, 2012 |
FEE AGREEMENT November [ ], 2012 Pershing LLC One Pershing Plaza Jersey City, New Jersey 07399 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L. |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 Janney Montgomery Scott LLC 60 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L. |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 Sterne, Agee & Leach, Inc. 277 Park Avenue New York, New York 10172 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L.P. (the "Adviser"), Energy Income Partners, LLC (the "Sub-Adviser," and |
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| November 28, 2012 |
STRUCTURING FEE AGREEMENT November [ ], 2012 Robert W. Baird & Co. Incorporated 8000 Maryland Avenue St. Louis, Missouri 63105 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated November [ ], 2012 (the "Underwriting Agreement"), by and among First Trust MLP and Energy Income Fund (the "Fund"), First Trust Advisors L.P. (the "Adviser"), Energy Income Partners, LLC (the "Sub |
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| November 27, 2012 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 November 27, 2012 First Trust MLP and Energy Income Fund 120 East Liberty Drive Wheaton, Illinois 60187 Re: First Trust MLP and Energy Income Fund - Ladies and Gentlemen: We have acted as counsel for First Trust MLP and Energy Income Fund (the "Fund") (i) in connection with the registration under the Securities Act of 1933 (the "Act") of certain of its common shares of beneficial interest (the "Shares") covered by Registration Statement No. |
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| November 27, 2012 |
EX-99.2N OTH CONSENT 4 exhibitn.txt CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated October 22, 2012, related to the statement of assets and liabilities of First Trust MLP and Energy Income Fund. /s/ DELOITTE & TOUCHE LLP Chic |
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| November 27, 2012 |
- REGISTRATION OF ADDITIONAL SHARES As filed with the Securities and Exchange Commission on November 27, 2012 =============================================================================== 1933 Act File No. |
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| November 27, 2012 |
November 27, 2012 Chapman and Cutler LLP 111 W. Monroe Street Chicago, Illinois 60603 RE: First Trust MLP and Energy Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust MLP and Energy Income Fund, a Massachusetts business trust (the "Fund"), in connection with the Fund's Registration Statement on Form N-2 pursuant to Rule 462(b) under the Securities Act |
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| November 21, 2012 |
CORRESP 1 filename1.txt First Trust MLP and Energy Income Fund 120 East Liberty Drive Wheaton, Illinois 60187 November 21, 2012 Karen Rossotto, Esq. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust MLP and Energy Income Fund (Registration Nos. 333-183396 and 811-22738) Dear Ms. Rossotto: The undersigned, First Trust MLP and Energy Income Fund, Registrant |
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| November 21, 2012 |
MORGAN STANLEY & CO. LLC 1585 Broadway New York, NY 10036 November 21, 2012 OVERNIGHT DELIVERY AND EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 FIRST TRUST MLP AND ENERGY INCOME FUND REGISTRATION STATEMENT ON FORM N-2 FILE NOS. 333-183396 AND 811-22738 Dear Ms. Rossotto: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned, as the |
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| October 24, 2012 |
8-A12B 1 fei8a12b.txt REGISTRATION OF SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST MLP AND ENERGY INCOME FUND - (Exact name of registrant as specified in its charter) MASSACHUSETTS 35-2455887 - - (State of Incorporation or Organization) (I |
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| October 23, 2012 |
- AMENDED NOTIFICATION OF REGISTRATION N-8A/A 1 n8aa.txt AMENDED NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 2 TO FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company (formerly known as First Trust MLP Growth and Income Fund) hereby notifies the Securities and Exchange Commission that it is am |
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| October 12, 2012 |
Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 October 12, 2012 VIA EDGAR CORRESPONDENCE FILING Karen Rossotto, Esq. |
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| October 4, 2012 |
- AMENDED NOTIFICATION OF REGISTRATION N-8A/A 1 n8aa.txt AMENDED NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT TO FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company (formerly known as First Trust MLP and Income Fund) hereby notifies the Securities and Exchange Commission that it is amending its |
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| August 17, 2012 |
- NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
