Basisstatistiken
| LEI | 254900A8P8RQUXES1M50 |
| CIK | 1174164 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Preferred Securities Income Fund Inc.
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| March 9, 2026 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to |
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| April 28, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| April 16, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| March 17, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 6, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 4, 2024 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| March 2, 2023 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 27, 2022 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78. |
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| April 28, 2022 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| March 3, 2022 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-1 |
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| October 28, 2021 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| April 30, 2021 |
424B2 1 ffc-424b2042821.htm 424B2 PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 16, 2021) Registration Statement No. 333-255296 Up to $300,000,000 of Common Shares Flaherty & Crumrine Preferred and Income Securities Fund Incorporated The Fund. Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (the “Fund”) is a diversified, closed-end manageme |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund POS EX Exhibit 99.(l)(2) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 30, 2021 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 Re: Registration Statement on Form N-2 (File Nos. 333-255296 and 811-2112 |
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| April 30, 2021 |
As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund POS EX Exhibit 99.(h) Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement April 30, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Flaherty & Crumrine Preferred and Income Securities Fund Incorporated, a Maryland co |
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| April 27, 2021 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| April 16, 2021 |
EX-99.(S) 15 ex99-s.htm POWER OF ATTORNEY Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (s) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT that the undersigned officers and directors of each of Flaherty & Crumrine Preferred and Income Fund Incorporated, Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, Flaherty & Crumrine Preferred |
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| April 16, 2021 |
Amendment to the Amended and Restated Bylaws dated January 22, 2013 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(b)(2) AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Pursuant to Article 8. |
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| April 16, 2021 |
Opinion and Consent of Venable LLP Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(l) April 16, 2021 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated 301 E. |
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| April 16, 2021 |
Amendment to the Amended and Restated Bylaws dated July 5, 2019 EX-99.(B)(3) 5 ex99-b3.htm AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DATED JULY 5, 2019 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(b)(3) AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED Pursuant to Article VIII, Section 8.1 of the Amended and Restated Bylaws (the “Bylaws”) of Flaherty & Crumri |
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| April 16, 2021 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 12 ex99-n.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (n) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Consent of Independent Registered Public Accounting Firm To the Board of Directors Flaherty & Crumrine Preferred and Income Securities Fund Incorporated: We consent to |
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| April 16, 2021 |
Articles of Amendment dated July 5, 2019 EX-99.(A)(6) 3 ex99-a6.htm ARTICLES OF AMENDMENT DATED JULY 5, 2019 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (a)(6) ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED, a Maryland corporation (hereinafter called the “Corporation”), hereby certifies to |
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| April 16, 2021 |
Amendments to Custody Agreement EX-99.(J)(II) 7 ex99-jii.htm AMENDMENTS TO CUSTODY AGREEMENT Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(j)(ii) |
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| April 16, 2021 |
As filed with the Securities and Exchange Commission on April 16, 2021 Securities Act Registration No. |
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| April 16, 2021 |
Amended and Restated Commited Facility Agreement Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(k)(iv) Amended and Restated Committed Facility Agreement BNP Paribas Securities Corp. |
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| April 16, 2021 |
Secondary Market Support Services Agreement Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (k)(iii) SECONDARY MARKET SUPPORT SERVICES AGREEMENT This Agreement is made as of April 30, 2018, by and among Flaherty & Crumrine Preferred Securities Income Fund Incorporated, a closed-end investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act") and organized as a Maryland Corporation ("Fund"), and Destra Capital Advisors LLC, a Delaware limited liability company ("Destra"). |
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| April 16, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (r)(1) 17j-1 Code of Ethics Flaherty & Crumrine Preferred and Income Fund Incorporated Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Flaherty & Crumrine Total Return Fund Incorporated Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 1. |
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| April 16, 2021 |
Dividend Reinvestment and Cash Purchase Plan EX-99.(E) 6 ex99-e.htm DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (e) TERMS AND CONDITIONS OF DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN 1. Each shareholder ("Shareholder") holding shares of common stock ("Shares") of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (the “Fund”) will be de |
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| April 16, 2021 |
EX-99.(R)(2) 14 ex99-r2.htm CODE OF ETHICS OF THE ADVISER Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (r)(2) Code of Ethics 1. Introduction and Policy Statement This Code of Ethics (hereinafter, this “Code”) has been adopted by Flaherty & Crumrine Incorporated (“FCI”) in compliance with Rule 204A-1 under the Investment Advisers Act of 1940 (the “Advisers Ac |
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| April 16, 2021 |
EX-99.(K)(II) 8 ex99-kii.htm ADMINISTRATION AGREEMENT Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (k)(ii) |
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| March 4, 2021 |
DEF 14A 1 ffc-def14a042121.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
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| October 28, 2020 |
ffc-nq083120 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| May 26, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No. |
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| April 29, 2020 |
ffc-nq022920 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 5, 2020 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 24, 2019 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. NPORT-EX - - ffc-nq083119 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78. |
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| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2019 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or other juri |
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| April 29, 2019 |
ffc-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Ad |
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| April 29, 2019 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 12, 2019 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 26, 2018 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 26, 2018 |
ffc-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Ad |
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| April 27, 2018 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 27, 2018 |
N-Q 1 ffc-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS ffc-nq022818 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in char |
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| March 6, 2018 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 24, 2017 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 15, 2017 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP CORRESP 1 filename1.htm September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
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| July 28, 2017 |
ITEM 77C Flaherty & Crumrine Preferred Securities Income Fund Incorporated Meeting of Shareholders On April 19, 2017, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. |
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| April 28, 2017 |
N-Q 1 d348275dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| April 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 10, 2017 |
Flaherty & Crumrine DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| January 20, 2017 |
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2016 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| July 28, 2016 |
ITEM 77C Flaherty & Crumrine Preferred Securities Income Fund Incorporated Meeting of Shareholders On April 20, 2016, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. |
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| April 28, 2016 |
N-Q 1 d126385dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| April 28, 2016 |
302 Certifications Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| March 7, 2016 |
Flaherty & Crumrine Preferred Securities Income Fund DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| January 29, 2016 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Flaherty & Crumrine Preferred Securities Income Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine Preferred Securities Income Fund Incorporated (the "Fund"), as of and for the year ended November 30, 2015, in accordance with the standards of |
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| January 29, 2016 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated ("FFC") Exhibit 77 Q(2) Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the Securities Exchange Act of 1934, as amended and Section 30(h) of the Investment Company Act 1940, as amended require each Fund's directors and executive officers, certain persons affiliated with Flaherty & Crumrine Incorporated ("FCI") and persons who beneficially own more than 10% of a registered class of each Fund's securities to file reports of ownership and changes of ownership with the Securities and Exchange Commission and the New York Stock Exchange and to furnish each Fund with copies of such forms they file. |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or othe |
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| October 29, 2015 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| July 29, 2015 |
EX-99.77C VOTES 2 fcFFC77c.txt EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 21, 2015, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. The proposal was approved by the Fund's shareholders and the results of the voting are as follows: Name For Withheld Morgan Gust 37,756 |
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| June 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or other jur |
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| April 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 28, 2015 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 23, 2015 |
8-K 1 fandcpsif8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 8 |
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| April 23, 2015 |
DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS EX-99.1 2 exhibit99-1.htm PRESS RELEASE, DATED APRIL 21, 2015 DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA – April 21, 2015 The Boards of Directors of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (NYSE: DFP), Flaherty & Crumrine Preferred Securities Income Fund Incorporated (NYSE: FFC) and Flaherty & Crumrine Total Return Fund Incorpor |
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| March 9, 2015 |
Flaherty & Crumrine DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 29, 2014 |
N-Q 1 d779200dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| October 29, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| July 29, 2014 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 17, 2014, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the purpose of electing Directors of the Fund ("Proposal 1"). |
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| May 23, 2014 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated May 23, 2014 Christina DiAngelo Senior Staff Accountant U. |
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| April 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 28, 2014 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 21, 2014 |
DEF 14A 1 fcpsifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 6, 2014 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 6, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR March 5, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) Investment Company Act File Numb |
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| October 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| October 28, 2013 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2013 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 18, 2013, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| July 26, 2013 |
Articles of Amendment dated January 22, 2013 EXHIBIT 77Q1(a) FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") At the January 22, 2013 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated" to "Flaherty & Crumrine Preferred Securities Income Fund Incorporated". |
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| April 29, 2013 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| March 7, 2013 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| January 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.6)* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| October 30, 2012 |
Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incoporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| July 25, 2012 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 19, 2012, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purposes: (i) election of Directors of the Fund ("Proposal 1") and (ii) to approve a change to the Fund's fundamental investment policy regarding concentration of investments ("Proposal 2"). |
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| April 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 27, 2012 |
Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incoporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2012 |
- DEFINITIVE REVISED PROXY SOLICITING MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 6, 2012 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 6, 2012 VIA EDGAR Ms. Karen Rosotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4644 Re: Comments to Preliminary Proxy Materials for Flaherty & Crumrine Preferred Income Fund Incorporated, Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated, Flaherty & Crumrine/C |
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| March 6, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 16, 2012 |
PRE 14A 1 fccpsipre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive |
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| February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 6, 2012 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 6, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 338478100 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| October 28, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| July 27, 2011 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND EXHIBIT TO ITEM 77D INVESTMENT POLICY MODIFICATION On February 3, 2011 the Fund announced the following changes to its investment policies. |
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| July 27, 2011 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 15, 2011, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: Election of Director of the Fund. |
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| July 27, 2011 |
FLAHERTY & CRUMRINE FUNDS Flaherty & Crumrine/Claymore Preferred Securities Income Fund EXHIBIT TO ITEM 77Q1 Policies with respect to security investments The Investment Policy Modification is incorporated by reference in Flaherty & Crumrine/Claymore Preferred Securities Income Fund Form Type 8-K, dated February 3, 2011 (Accession No. 0000950123-11-008734). |
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| May 3, 2011 |
(GRAPHIC) May 3, 2011 Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. 811-06495) Fla |
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| April 26, 2011 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| April 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| February 24, 2011 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| February 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc. (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box t |
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| February 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2011 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdictio |
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| January 6, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 338478100 - (CUSIP Number) December 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| January 6, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| October 27, 2010 |
EXHIBIT 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| July 28, 2010 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 22, 2010, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| April 28, 2010 |
FLAHERTY AND CRUMRINE PREFERRED SECURITIES NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| April 28, 2010 |
EXHIBIT 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| February 25, 2010 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| February 12, 2010 |
- OMB APPROVAL - OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 5, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 338478100 - (CUSIP Number) December 31, 2009 - (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 26, 2010 |
SC 13G 1 flahertypreferredsecurities.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* Flaherty & Crumrine/Claymore Preferred Securities Inc. Fund (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Stat |
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| October 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| October 28, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| July 29, 2009 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") On April 21, 2009, the Fund held its Annual Meeting of Shareholders and Reconvened Annual Meeting of Shareholders for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| June 2, 2009 | ||
| May 12, 2009 | ||
| April 28, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| April 28, 2009 |
WRAPPER WITH QUARTERLY INSERTED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| March 10, 2009 |
- OMB APPROVAL - OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 25, 2009 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 25, 2009 |
[Willkie Farr & Gallagher LLP letterhead] VIA EDGAR February 24, 2009 Securities and Exchange Commission 450 Fifth Street, N. |
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| February 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* Flaherty & Crumrine/Claymore Preferred Securities Inc. Fund. (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2008 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 11, 2009 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 10, 2009 |
[Willkie Farr & Gallagher letterhead] VIA EDGAR - February 10, 2009 Securities and Exchange Commission 450 Fifth Street, N. |
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| February 10, 2009 |
SC 13G 1 ml15281165-13g.txt SC 13G - OMB APPROVAL - OMB Number: 3235-0145 UNITED STATES Expires: February 28, 2009 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response... 10.4 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated - (Name of Issuer) Auction |
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| February 10, 2009 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 29, 2009 |
EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and T |
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| January 29, 2009 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED(the "Fund") On April 18, 2008, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| January 29, 2009 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and T |
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| January 29, 2009 |
EXHIBIT 77Q1(a)(3) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Articles 6. |
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| January 12, 2009 |
- OMB APPROVAL - OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| October 28, 2008 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| October 28, 2008 |
FLAHERTY PREFERRED SECURITIES INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - |
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| July 29, 2008 |
EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and T |
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| July 29, 2008 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and T |
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| July 29, 2008 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED(the "Fund") On April 18, 2008, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| July 29, 2008 |
EXHIBIT 77Q1(a)(3) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Articles 6. |
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| May 5, 2008 |
[GRAPHIC OMITTED] FFC & FLC ANNOUNCE NEW FINANCING ARRANGEMENT TO REDEEM MAJORITY OF OUTSTANDING AUCTION PREFERRED SHARES PASADENA, CALIFORNIA & LISLE, ILLINOIS - May 1, 2008 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (NYSE: FFC) and Flaherty & Crumrine/Claymore Total Return Fund Incorporated (NYSE:FLC) announced that they have secured committed financing that they intend to use to redeem approximately 70% of their outstanding auction market preferred stock ("AMPS") at a redemption price equal to the liquidation preference of $25,000 per share, plus the amount of accumulated but unpaid dividends, for consideration of approximately $377 million by FFC and $89 million by FLC. |
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| May 5, 2008 |
8-K 1 ffc.txt FFC 8K 050508 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): MAY 1, 2008 FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of registrant as specified in charter) MARYLAND 333-1038 |
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| April 25, 2008 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| April 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 - |
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| February 19, 2008 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc. (Name of Issuer) Common Stock (Title and Class of Securities) 338478100 (CUSIP Number) December 31, 2007 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| October 23, 2007 |
FLAHERTY & CRUMRINE/CLAYMORE PREF SEC INC 8-07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 - ( |
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| October 23, 2007 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| July 27, 2007 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") On April 20, 2007, the Fund held its Annual Meeting of Shareholders (the "Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
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| April 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - |
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| April 24, 2007 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| February 16, 2007 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - (Ad |
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| October 20, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| July 25, 2006 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the Fund) On April 21, 2006, the Fund held its Annual Meeting of Shareholders (the eeting) for the following purpose: election of Directors of the Fund (Proposal 1). |
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| July 25, 2006 |
EXHIBIT 77Q1(a) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the Fund) AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED NAME OF COMPANY, LOCATION OF OFFICES AND SEAL. |
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| April 21, 2006 |
PREFERRED SECURITIES INCOME NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - |
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| April 21, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| February 21, 2006 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 24, 2005 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| October 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - ( |
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| July 22, 2005 |
Articles Supplementary dated May 25, 2005 EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED ARTICLES SUPPLEMENTARY Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation having its principal office in Baltimore City, Maryland (hereinafter called the "Corporation"), |
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| July 22, 2005 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and T |
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| July 22, 2005 |
EXHIBIT 77Q1(b) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Investment Policy Modifications Summary of Risks and Benefits At their January 21, 2005 meeting (the "Meeting"), the Fund's Board of Directors (the "Board") approved the use of interest rate swaps, swap futures and Eurodollar futures contracts for interest rate hedging purposes. |
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| July 22, 2005 |
EXHIBIT 77Q1(a)(3) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED BYLAW-ONE: NAME OF COMPANY, LOCATION OF OFFICES AND SEAL. |
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| July 22, 2005 |
EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") On April 21, 2005, the Fund held its Annual Meeting of Shareholders to: (i) elect one Director of the Fund ("Proposal 1"), (ii) approve an amendment to the Fund's Articles Supplementary Establishing and Fixing the Rights and Preferences of Auction Market Preferred Stock ("Articles Supplementary") relating to the term of office of certain Directors ("Proposal 2"), and (iii) approve an amendment to the Articles Supplementary relating to the Force Majeure Provision to regulate the auction process following an extraordinary event ("Proposal 3"). |
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| April 19, 2005 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| April 19, 2005 |
FLAHERTY_PREFERRED SECURITIES_FFC NQ 2/05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - |
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| February 17, 2005 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 4, 2005 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 21, 2004 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
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| October 21, 2004 |
FFC PREF SEC INCOME NQ FILING 08/04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 - FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - |
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| July 30, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EX-99.77C VOTES 2 ffc77c.htm PROXY VOTE EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") On April 23, 2004, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect six Directors of the Fund ("Proposal 1") and (2) approve an amendment to the Fund's Articles Supplementary Establishing and Fixing the Rights and Preferences of Au |
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| July 30, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EXHIBIT 77Q1b FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Change in the Percentage of Foreign Securities The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. |
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| July 30, 2004 |
Articles of Amendment dated November 15, 2003 EXHIBIT 77Q1a FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "F&C/Claymore Preferred Securities Income Fund Incorporated" to "Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated". |
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| May 14, 2004 |
FCC PREF SEC INC SUPP3 DEFA14A SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| April 22, 2004 |
FCC PREF SEC INCOME DEFA14A 04/21/04 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| April 14, 2004 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 17, 2004 |
FCC PREFERRED SECURITIES INCOME FUND DEF 14A SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 5, 2004 |
FLAHERTY & CRUMRINE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| January 29, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Preferred Income Fund Incorporated (the "Fund") EXHIBIT 77(Q2) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED David Gale, a Director of the Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (the "Fund"), filed one late Form 4 with respect to one transaction: a purchase of 1,000 shares of the Fund's Common Stock during the initial offering of the Fund's Common Stock on January 29, 2003. |
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| January 29, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(Q1) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") At the October 17, 2003 Meeting of the Board of Directors of the Fund, the Board approved proposed amendments to the Fund's Articles Supplementary Establishing and Fixing the Rights and Preferences of Auction Market Preferred Stock ("Articles Supplementary"). |
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| January 29, 2004 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated for the period from January 31, 2003 to November 30, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
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| October 27, 2003 |
PREFERRED F&C CLAYMORE QTR 8/31/03 F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Dear Shareholder: The F&C/Claymore Preferred Securities Income Fund came through its third fiscal quarter in good shape despite an extremely difficult market for fixed income securities. |
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| July 28, 2003 |
EX-99.77Q1 OTHR EXHB 4 ffcexhibittwo.htm F&C/Claymore Preferred Securities Income Fund Incorporated (the "Fund") Exhibit 77(Q1) F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED ARTICLES SUPPLEMENTARY ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF AUCTION MARKET PREFERRED STOCK F&C/Claymore Preferred Securities Income Fund Incorporated (the "Fund"), a Maryland corporation having it |
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| July 28, 2003 |
TERMS OF NEW OR AMENDED SECURITIES EX-99.77I NEW SECUR 3 ffcexhibitone.htm EXHIBIT 77(i) TERMS OF NEW OR AMENDED SECURITIES F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED The Articles Supplementary establishing and fixing the rights and preferences of the Auction Market Preferred Stock is attached herewith as Exhibit 77(Q1). |
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| January 24, 2003 |
Registration Statement on Form 8-A FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 - F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of registrant as specified in its charter) MARYLAND - (State of incorporation or organization) (IRS Employer Identificatio |
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| June 26, 2002 |
N-8A 1 c69857nv8a.txt NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Comp |
