Basisstatistiken
| CIK | 1567569 |
SEC Filings
SEC Filings (Chronological Order)
| March 13, 2025 |
As filed with the Securities and Exchange Commission on March 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2024 |
SC 13G/A 1 FirstTrustInterDuFPF.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.13)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) September 30, 2024 - (Date Of Event which Requires Fili |
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| March 20, 2024 |
As filed with the Securities and Exchange Commission on March 20, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2024 |
SC 13G/A 1 FirstTrustFPF.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.12)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) January 31, 2024 - (Date Of Event which Requires Filing of thi |
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| February 9, 2024 |
SC 13G/A 1 FirstTrustFPF.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.11)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2023 - (Date Of Event which Requires Filing of th |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22795 32-0405071 (State or other ju |
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| October 17, 2023 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Intermediate Duration Preferred & Income Fund WHEATON, IL — (BUSINESS WIRE) — October 17, 2023 — First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for First Trust Intermediate Duration Preferred & Income F |
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| September 12, 2023 |
SOURCE: First Trust Advisors L.P. PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – September 11, 2023 – The exchange-traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Ms. Bronwyn Wright as a Trustee of certain of the F |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22795 32-0405071 (State or other |
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| July 10, 2023 |
SC 13G/A 1 FPFFirstTrust.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.10)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) June 30, 2023 - (Date Of Event which Requires Filing of this S |
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| June 23, 2023 |
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law PRESS RELEASE First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (NYSE: MFD) First Trust Senior Floating Rate Income Fund II (NYSE: FCT) First Trust Energy Income and Growth Fund (NYSE American: FEN) First Trust Enhanced Equity Income Fund (NYSE: FFA) First Trust/abrdn Global |
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| June 23, 2023 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I As Amended and Restated on June 22, 2023 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22795 32-0405071 (State or other juris |
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| March 8, 2023 |
As filed with the Securities and Exchange Commission on March 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2023 |
FPF / First Trust Intrmdt Drtn Prfrd & Incm Fd / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 FirstTrustFPF.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.9)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of thi |
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| October 24, 2022 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Intermediate Duration Preferred & Income Fund WHEATON, IL ? (BUSINESS WIRE) ? October 24, 2022 ? First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for FPF (NYSE: FPF) (the "Fund"), will release an update o |
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| October 24, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fpf8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 24, 2022 First Trust Intermediate Duration Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22795 |
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| September 26, 2022 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 22. |
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| March 25, 2022 |
NPORT-P false 0001567569 XXXXXXXX First Trust Intermediate Duration Preferred & Income Fund 811-22795 0001567569 549300EOWPOFA6ZHR675 120 East Liberty Drive, Suite 400 Wheaton 60187 630-765-8000 First Trust Intermediate Duration Preferred & Income Fund 549300EOWPOFA6ZHR675 2022-10-31 2022-01-31 N 2120961296. |
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| March 25, 2022 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 21. |
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| March 10, 2022 |
DEF 14A 1 definproxy.htm DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the R |
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| February 11, 2022 |
FPF / First Trust Intrmdt Drtn Prfrd & Incm Fd / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.8)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust Intermediate Duration Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22795 32-0405071 (State or Other Jur |
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| October 21, 2021 |
SOURCE: First Trust Advisors L.P. PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL ? (BUSINESS WIRE) ? October 20, 2021 ? The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the ?Funds?) advised by First Trust Advisors L.P. (?FTA?) announced the appointment of Denise M. Keefe as a Trustee of each of the Funds, ef |
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| October 5, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 5, 2021 First Trust Intermediate Duration Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22795 32-0405071 (State or Other Juri |
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| October 5, 2021 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Intermediate Duration Preferred & Income Fund WHEATON, IL ? (BUSINESS WIRE) ? October 5, 2021 ? First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for First Trust Intermediate Duration Preferred & Income Fu |
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| September 24, 2021 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 26. |
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| March 29, 2021 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 29. |
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| March 18, 2021 |
As filed with the Securities and Exchange Commission on March 18, 2021. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.7)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2020 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| October 20, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22795 32-0405071 (State or other ju |
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| October 9, 2020 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn |
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| September 25, 2020 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 30. |
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| July 17, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fpf8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 17, 2020 First Trust Intermediate Duration Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22795 32 |
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| July 17, 2020 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Intermediate Duration Preferred & Income Fund WHEATON, IL — (BUSINESS WIRE) — July 17, 2020 — First Trust Advisors L.P. (“FTA”) announced today that Stonebridge Advisors LLC (“Stonebridge”), investment sub-advisor for First Trust Intermediate Duration Preferred & Income Fund |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22795 32-0405071 (State or other jurisd |
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| May 29, 2020 |
By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| April 16, 2020 |
As filed with the Securities and Exchange Commission on April 16, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| March 24, 2020 |
First Trust Intermediate Duration Preferred & Income Fund (FPF) First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 23. |
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| March 11, 2020 |
As filed with the Securities and Exchange Commission on March 11, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 12, 2020 |
SC 13G/A 1 FTIntFPF0001567569.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.6)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2019 - (Date Of Event which Requires Filing o |
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| September 26, 2019 |
FPF / First Trust Intermediate Duration Preferred & Income Fund NPORT-EX - - PORTFOLIO HOLDINGS First Trust Intermediate Duration Preferred & Income Fund (FPF) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description Stated Rate Stated Maturity Value $25 PAR PREFERRED SECURITIES – 23. |
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| March 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal execut |
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| March 25, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. |
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| March 4, 2019 |
As filed with the Securities and Exchange Commission on March 4, 2019. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2018 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| January 23, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 23, 2019 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - January 23, 2019 - First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for First Trust Intermediate Duration Preferred & Income F |
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| October 23, 2018 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - October 23, 2018 - First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for First Trust Intermediate Duration Preferred & Income F |
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| October 23, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal execut |
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| September 25, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. |
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| March 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 First Trust Intermediate Duration Preferred & Income Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal execut |
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| March 29, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: |
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| March 12, 2018 |
As filed with the Securities and Exchange Commission on March 12, 2018. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 29, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| October 25, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 25, 2017 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - October 25, 2017 - First Trust Advisors L.P. ("FTA") announced today that Stonebridge Advisors LLC ("Stonebridge"), investment sub-advisor for First Trust Intermediate Duration Preferred & Income F |
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| September 28, 2017 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| September 28, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| June 28, 2017 |
SUBMISSION OF MATTERS TO A VOTE OF SHAREHOLDERS The Fund held its Annual Meeting of Shareholders (the "Annual Meeting") on April 24, 2017. |
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| June 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) May 31, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| April 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2017 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| March 30, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| March 9, 2017 |
First Trust Dynamic Europe Equity Income Fund DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 9, 2017. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| December 23, 2016 |
First Trust Intermediate Duration Preferred & Income Fund NOTICE OF PROPOSED SALE OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: May 31, 2017 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an |
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| September 28, 2016 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| September 28, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| June 28, 2016 |
The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity F |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| March 9, 2016 |
First Trust Intermediate Duration Preferred & Income Fund DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 9, 2016. =============================================================================== 1933 Act File No. 333-186412 1940 Act File No. 811-22795 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* First Trust Intermediate Duration Preferred & Income Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 4, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 4, 2016 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - February 4, 2016 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) (the "Fund") intends to host a conference ca |
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| September 29, 2015 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| September 29, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| July 16, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 16, 2015 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 16, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) (the "Fund") intends to host a conference call |
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| June 26, 2015 |
The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity F |
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| March 23, 2015 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| March 23, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 9, 2015 |
As filed with the Securities and Exchange Commission on March 9, 2015. =============================================================================== 1933 Act File No. 333-186412 1940 Act File No. 811-22795 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regis |
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| March 3, 2015 |
EX-99.1 2 fundcommentary.txt PRESS RELEASE First Trust Intermediate Duration Preferred & Income Fund Update 4th Quarter 2014 Stonebridge Advisors LLC Fund Commentary FUND POSITIONING AND PERFORMANCE The First Trust Intermediate Duration Preferred & Income Fund ("FPF") produced a total return based on net asset value (NAV ) for the fourth quarter of 2014 of 1.67% versus a total return of the blende |
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| March 3, 2015 |
8-K 1 fpf8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 3, 2015 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND - (Name of Issuer) Common Stock - (Title of Class of Securities) 33718W103 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to d |
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| January 22, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fpf8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 22, 2015 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FU |
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| January 22, 2015 |
EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - January 22, 2015 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) (th |
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| September 29, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| September 29, 2014 |
First Trust Intermediate Duration Preferred & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| July 21, 2014 |
FPF / First Trust Intermediate Duration Preferred & Income Fund CORRESP - - First Trust Closed-End Funds First Trust Series Fund July 21, 2014 Securities and Exchange Commission 100 F Street, N. |
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| July 1, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 1, 2014 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 1, 2014 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) (the "Fund") intends to host a conference call w |
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| June 30, 2014 |
The Joint Annual Meeting of Shareholders of the Common Shares of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, First Trust Energy Income and Growth Fund, First Trust Enhanced Equity Income Fund, First Trust/Aberdeen Global Opportunity Income Fund, First Trust Mortgage Income Fund, First Trust Strategic High Income Fund II, First Trust/Aberdeen Emerging Opportunity Fund, First Trust Specialty Finance and Financial Opportunities Fund, First Trust Dividend and Income Fund, First Trust High Income Long/Short Fund, First Trust Energy Infrastructure Fund, First Trust MLP and Energy Income Fund and First Trust Intermediate Duration Preferred & Income Fund was held on April 23, 2014 (the "Annual Meeting"). |
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| March 28, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 - First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal |
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| March 12, 2014 |
As filed with the Securities and Exchange Commission on March 12, 2014. =============================================================================== 1933 Act File No. 333-186412 1940 Act File No. 811-22795 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the regi |
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| January 13, 2014 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - January 13, 2014 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) (the "Fund") intends to host a conference ca |
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| January 13, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 24, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22795 First Trust Intermediate Duration Preferred & Income Fund - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal ex |
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| September 24, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| July 24, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fpf8k.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 24, 2013 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND |
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| July 24, 2013 |
PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE CALL FOR FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND WHEATON, IL - (BUSINESS WIRE) - July 24, 2013 - First Trust Advisors L.P. ("FTA") announced today that First Trust Intermediate Duration Preferred & Income Fund (NYSE: FPF) intends to host a conference call with Stonebridge |
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| May 23, 2013 |
DIVIDEND REINVESTMENT PLAN Each of the CEFs has adopted the following dividend reinvestment plan: TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN This Dividend Reinvestment Plan ("Plan") for the closed-end investment companies advised by First Trust Advisors, L. |
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| May 23, 2013 |
- REGISTRATION OF ADDITIONAL SHARES As filed with the Securities and Exchange Commission on May 23, 2013 ================================================================================ 1933 Act File No. |
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| May 23, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 May 23, 2013 First Trust Intermediate Duration Preferred & Income Fund 120 East Liberty Drive Wheaton, Illinois 60187 Re: First Trust Intermediate Duration Preferred & Income Fund - Ladies and Gentlemen: We have acted as counsel for First Trust Intermediate Duration Preferred & Income Fund (the "Fund") (i) in connection with the registration under the Securities Act of 1933 (the "Act") of certain of its common shares of beneficial interest (the "Shares") covered by Registration Statement No. |
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| May 23, 2013 |
May 23, 2013 Chapman and Cutler LLP 111 W. Monroe Street Chicago, Illinois 60603 RE: First Trust Intermediate Duration Preferred & Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Intermediate Duration Preferred & Income Fund, a Massachusetts business trust (the "Fund"), in connection with the Fund's Registration Statement on Form N-2, pursuant to Rul |
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| May 23, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated April 19, 2013, related to the statement of assets and liabilities of First Trust Intermediate Duration Preferred & Income Fund. /s/ DELOITTE & TOUCHE LLP Chicago, Illinois May 23, 2013 |
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| May 22, 2013 |
Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 May 22, 2013 OVERNIGHT DELIVERY AND EDGAR - Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND REGISTRATION STATEMENT ON FORM N-2 FILE NOS. 333-186412 AND 811-22795 Dear Ms. Rossotto: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the und |
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| May 21, 2013 |
First Trust Intermediate Duration Preferred & Income Fund 120 East Liberty Drive Wheaton, Illinois 60187 May 21, 2013 Karen Rossotto, Esq. |
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| April 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND - (Exact name of registrant as specified in its charter) MASSACHUSETTS 32-0405071 - - (State of Incorporation or Organization) (I.R.S. Employer Identification |
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| February 1, 2013 |
- INITIAL NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |