HOOD / Robinhood Markets, Inc. - SEC-Einreichungen, Jahresbericht, Proxy Statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2026 Robinhood Markets, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2026 Robinhood Markets, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Robinhood Markets, Inc. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Adopted upon the closing of the Company’s initial public offering, as amended from time to time

Robinhood Markets, Inc. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Adopted upon the closing of the Company’s initial public offering, as amended from time to time The purpose of this Non-Employee Director Compensation Program (the “Program”) of Robinhood Markets, Inc., a Delaware corporation (the “Company”), is to promote the interests of the Company’s stockholders by providing a total compensatio

Robinhood Reports First Quarter 2026 Results Revenues up 15% year-over-year to $1.07 billion Diluted EPS up 3% year-over-year to $0.38 Net Deposits were $18 billion, a 22% annualized growth rate Robinhood Gold Subscribers grew 36% year-over-year to a

Robinhood Reports First Quarter 2026 Results Revenues up 15% year-over-year to $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2026 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

FIFTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 20, 2026 ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N.A., CAPITAL ONE, NATIONAL ASSOCIATION, MIZUHO BANK, LTD. and WELLS FARGO SECURITIES, LLC, as Co-Syndica

Execution Version FIFTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 20, 2026 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2026 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Board of Directors Authorizes $1.5 Billion in Share Repurchases Demonstrating continued confidence in the company’s strategy and financial strength, the Robinhood Markets, Inc. Board of Directors has approved a new $1.5 billion share repurc

robinhoodboardofdirector Robinhood Board of Directors Authorizes $1.5 Billion in Share Repurchases Demonstrating continued confidence in the company’s strategy and financial strength, the Robinhood Markets, Inc. Board of Directors has approved a new $1.5 billion share repurchase program, adding more than $1.1 billion of incremental capacity to the company’s remaining previous authorization. “Robin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Ma

Subsidiaries of the Registrant*

Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2025, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Bitstamp USA, Inc. Delaware RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaw

Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY

Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY Table of Contents II. Scope of Obligations 2 A. Application to Insiders, Consultants, Contractors, and Agents 2 B. Application of Trading Rules to Family Members and Controlled Entities 2 C. Additional Rules Apply to Insiders of Certain RHM Subsidiaries 3 D. Specific Rules Apply to Trading in Crypto-Assets. 3 E. Reporting

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85 Willow Rd Menlo Park, CA 94025 www.robinhood.com February 2, 2026 Jason Warnick Re: Transitional Employment Period Dear Jason, This letter agreement memorializes the terms of our discussions regarding your transitional employment with Robinhood Markets, Inc. (“Robinhood” or the “Company”). From the date Robinhood’s Board of Directors appoints the next Chief Financial Officer, which is expected

Table 1: Newly Registered Securities

Calculation of Filing Fee Tables S-8 Robinhood Markets, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $0.0001 per share, reserved for issuance pursuant to the 2021 Omnibus Incenti

Subsidiaries of the Registrant*

Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2025, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Bitstamp USA, Inc. Delaware RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaw

Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY

Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY Table of Contents II. Scope of Obligations 2 A. Application to Insiders, Consultants, Contractors, and Agents 2 B. Application of Trading Rules to Family Members and Controlled Entities 2 C. Additional Rules Apply to Insiders of Certain RHM Subsidiaries 3 D. Specific Rules Apply to Trading in Crypto-Assets. 3 E. Reporting

As filed with the Securities and Exchange Commission on February 18, 2026

S-8 As filed with the Securities and Exchange Commission on February 18, 2026 Registration No.

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85 Willow Rd Menlo Park, CA 94025 www.robinhood.com February 2, 2026 Jason Warnick Re: Transitional Employment Period Dear Jason, This letter agreement memorializes the terms of our discussions regarding your transitional employment with Robinhood Markets, Inc. (“Robinhood” or the “Company”). From the date Robinhood’s Board of Directors appoints the next Chief Financial Officer, which is expected

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 26 2026 09:45:13 GMT-0500 (Eastern Standard Time) 4th Quarter, 2025 October 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

a287900606xnmsx2025xq4x Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 26 2026 09:45:13 GMT-0500 (Eastern Standard Time) 4th Quarter, 2025 October 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 26 2026 09:45:17 GMT-0500 (Eastern Standard Time) 4th Quarter, 2025 October 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a165998606xnmsx2025xq4x Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 26 2026 09:45:17 GMT-0500 (Eastern Standard Time) 4th Quarter, 2025 October 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin

Robinhood Reports Third Quarter 2025 Results Revenues up 100% year-over-year to a record $1.27 billion Net Deposits were a record $20 billion, and Robinhood Gold Subscribers reached a record 3.9 million Diluted EPS up 259% year-over-year to $0.61 Rob

Robinhood Reports Third Quarter 2025 Results Revenues up 100% year-over-year to a record $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2025 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Oct 28 2025 09:39:12 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2025 July 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Marke

a287900606xnmsx2025xq3x Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Oct 28 2025 09:39:12 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2025 July 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2025 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Oct 27 2025 13:39:15 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2025 July 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

a165998606xnmsx2025xq3x Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Oct 27 2025 13:39:15 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2025 July 2025 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

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144 0001705560 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 8444285411 DANIEL MARTIN GALLAGHER Officer COMMON Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 50000 7285000.00 773963666 10/03/2025 NASDAQ Common 11/01/2023 Restricted Stock Units Issuer N 50000 11/01/2023 N/A N DANIEL MARTIN GAL

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144 0001871006 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 8444285411 VLADIMIR TENEV Director Officer COMMON Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 750000 107385000.00 773963666 10/01/2025 NASDAQ Common 12/04/2013 Founders Shares Issuer N 750000 12/04/2013 N/A N VLADIMIR TENEV 85 Wi

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144 0001871006 XXXXXXXX LIVE 0001783879 ROBINHOOD MARKETS, INC. 001-40691 85 Willow Road Menlo Park CA 94025 844-428-5411 VLADIMIR TENEV Officer Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 3525932 403973786.29 888675093 09/15/2025 NASDAQ Common 09/12/2025 Performance Shares Issuer N 3525932 09/12/2025 Not Applicable N Vl

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144 0001966647 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 8444285411 Baiju Prafulkumar Bhatt Living Trust Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 418338 49573053.00 773963666 09/10/2025 NASDAQ Common 10/04/2018 Founders Shares Issuer N 418338 10/04/2018 N/A N Bhatt F

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144 0002049077 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 8444285411 JEFFREY PINNER Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 23457 2413959.87 773963666 09/05/2025 NASDAQ Common 09/01/2025 Restricted Stock Units Issuer N 23457 09/01/2025 N/A N 10b5-1 Sales for JEFFREY T

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144 0001659211 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 8444285411 STEVEN QUIRK Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 49146 4955882.64 773963666 09/03/2025 NASDAQ Common 11/01/2024 Restricted Stock Units Issuer N 49146 11/01/2024 N/A N 10b5-1 Sales for STEVEN QUIR

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144 0001571355 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 844-428-5411 The Aphrodite Trusts Affiliate Class A Common Stock J.P. Morgan Securities LLC 390 Madison Avenue - 6th Floor New York NY 10017 207000 21304440 773963666 08/28/2025 NASDAQ Class A Common Stock 11/10/2016 Private Transaction Issuer N 31863 11/10/2016 N/A Class A Common Stock 08/

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144 0001571355 XXXXXXXX LIVE 0001783879 Robinhood Markets, Inc. 001-40691 85 Willow Road Menlo Park CA 94025 844-428-5411 Sonia Malka Affiliate Class A Common Stock J.P. Morgan Securities LLC 390 Madison Avenue - 6th Floor New York NY 10017 80520 8760576 773963666 08/27/2025 NASDAQ Class A Common Stock 04/18/2017 Private Transaction Issuer N 20926 04/18/2017 N/A Class A Common Stock 11/10/2016 Pri

Robinhood Markets, Inc. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Effective upon the closing of the Company’s initial public offering

Robinhood Markets, Inc. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Effective upon the closing of the Company’s initial public offering The purpose of this Non-Employee Director Compensation Program (the “Program”) of Robinhood Markets, Inc., a Delaware corporation (the “Company”), is to promote the interests of the Company’s stockholders by providing a total compensation package that attracts and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Robinhood Reports Second Quarter 2025 Results Revenues up 45% year-over-year to $989 million Net Deposits were $13.8 billion, and Robinhood Gold Subscribers reached a record 3.5 million Diluted EPS up 100% year-over-year to $0.42

Robinhood Reports Second Quarter 2025 Results Revenues up 45% year-over-year to $989 million Net Deposits were $13.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Robinhood Reports First Quarter 2025 Results Revenues up 50% year-over-year to $927 million Net Deposits grow to a record $18.0 billion, and Robinhood Gold Subscribers reached a record 3.2 million Net Income up 114% year-over-year to $336 million Dil

Robinhood Reports First Quarter 2025 Results Revenues up 50% year-over-year to $927 million Net Deposits grow to a record $18.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Fourth Amended and Restated Credit Agreement, dated as of March 21, 2025, among Robinhood Securities, LLC, as borrower, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent

Execution Version FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 21, 2025 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Markets Welcomes John Hegeman to its Board of Directors Hegeman joins the Robinhood Board, bringing extensive expertise in product development and digital advertising We’re excited to announce John Hegeman has joined Robinhood Markets’ Boar

Robinhood Markets Welcomes John Hegeman to its Board of Directors Hegeman joins the Robinhood Board, bringing extensive expertise in product development and digital advertising We’re excited to announce John Hegeman has joined Robinhood Markets’ Board of Directors.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark

Offer Letter between Robinhood Markets, Inc. and Jeff Pinner, dated July 24, 2024

July 24, 2024 Dear Jeff: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc.

As filed with the Securities and Exchange Commission on February 18, 2025

S-8 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No.

Subsidiaries of Robinhood Markets, Inc.

Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2024, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaware Robinhood Financial LLC

Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated July 13, 2021

July 13, 2021 Dear Steve: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc.

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc.

Change in Control and Severance Plan for Key Employees

Robinhood Markets, Inc. CHANGE IN CONTROL AND SEVERANCE PLAN FOR KEY EMPLOYEES 1.Introduction. The purpose of this Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees is to provide assurances of specified benefits to key employees of the Company in the event of certain terminations of employment as described in this Plan (as such terms are defined below). This Plan is an

Amended Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated

DocuSign Envelope ID: A6FDACFB-92A0-4CF3-9C67-C2C79D16E762 Dear Steve Quirk, Welcome to Robinhood! We are thrilled that you are joining our team.

Amended Offer Letter between Robinhood Markets, Inc. and Steve Quirk, dated

DocuSign Envelope ID: D2E58273-9F99-4150-BF6E-C64B2888161F AMENDMENT TO OFFER LETTER Dear Steve Welcome to Robinhood! We are thrilled that you are joining our team.

Confidential Information and Insider Trading Poli

Robinhood Markets, Inc. CONFIDENTIAL INFORMATION AND INSIDER TRADING POLICY Table of Contents I. Introduction 2 II. Scope of Obligations 2 A. Application to Insiders, Consultants, Contractors, and Agents 2 B. Application of Trading Rules to Family Members and Controlled Entities 2 C. Additional Rules Apply to Associated Persons of RHF and RHS 3 D. Specific Rules Apply to Trading in Crypto-Assets.

EX-99

Exhibit 99 Pursuant to the instructions in Item 7 of Schedule 13G, the following table lists the identity and Item 3 classification, if applicable, of each relevant entity that beneficially owns shares of the security class being reported on this Schedule 13G.

Robinhood Reports Fourth Quarter and Full Year 2024 Results Q4 Revenues up 115% year-over-year to a record $1.01 billion. Q4 Net Deposits grow to a record $16 billion. Q4 Gold Subscribers up 86% year-over-year to a record 2.6 million. Q4 Net Income u

Robinhood Reports Fourth Quarter and Full Year 2024 Results Q4 Revenues up 115% year-over-year to a record $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Robinhood Marke

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi

LETTER

February 11, 2025 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc. 85 Willow Rd Menlo Park, CA 94025 Re: Robinhood Markets, Inc. Form 10-K for Fiscal Year Ended December 31, 2022 Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-40691 Dear Vladimir Tenev: We have completed our review of your filings. We remind you that the company and its management are responsible for t

February 7, 2025

February 7, 2025 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.

LETTER

February 5, 2025 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc. 85 Willow Rd Menlo Park, CA 94025 Re: Robinhood Markets, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Form 10-K for the Fiscal Year Ended December 31, 2023 Response dated September 13, 2024 File No. 001-40691 Dear Vladimir Tenev: We have reviewed your September 13, 2024 response to our comment letter and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:45:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:45:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:44:11 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a606nmsx2024xq4xcrfn1 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 29 2025 13:44:11 GMT-0500 (Eastern Standard Time) 4th Quarter, 2024 October 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Markets Welcomes Christopher Payne to its Board of Directors Payne joins the Robinhood Board of Directors bringing decades of technology and product experience We’re excited to announce Christopher Payne has joined Robinhood Markets’ Board

Robinhood Markets Welcomes Christopher Payne to its Board of Directors Payne joins the Robinhood Board of Directors bringing decades of technology and product experience We’re excited to announce Christopher Payne has joined Robinhood Markets’ Board of Directors.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Robinhood Marke

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

HOOD / Robinhood Markets, Inc. / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment

SC 13G/A 1 d793997dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Stat

HOOD / Robinhood Markets, Inc. / Bullfrog Capital GP, Ltd. - SC 13G/A Passive Investment

SC 13G/A 1 tm2428285d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Secu

HOOD / Robinhood Markets, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 UnitedStates13GRobinhoodM.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* (Name of Issuer) Robinhood Markets Inc (Title of Class of Sec

HOOD / Robinhood Markets, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 UnitedStates13GRobinhoodM.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* (Name of Issuer) Robinhood Markets Inc (Title of Class of Sec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Reports Third Quarter 2024 Results Second highest Revenues on record, up 36% year-over-year to $637 million GAAP Diluted EPS of $0.17, up $0.26 year-over-year Year-to-date Net Deposits of $34 billion, Revenues of $1.94 billion, and GAAP Dil

Robinhood Reports Third Quarter 2024 Results Second highest Revenues on record, up 36% year-over-year to $637 million GAAP Diluted EPS of $0.

HOOD / Robinhood Markets, Inc. / Galileo (PTC) Ltd - SC 13G/A Passive Investment

SC 13G/A 1 d822234dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) SEPTEMBER 30, 2024 (Date of Event Which Requires Filing of this Stat

September 13, 2024

September 13, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.

LETTER

August 22, 2024 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc. 85 Willow Rd Menlo Park, CA 94025 Re: Robinhood Markets, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Form 10-K for the Fiscal Year Ended Decemeber 31, 2023 Response dated June 17, 2024 File No. 001-40691 Dear Vladimir Tenev: We have reviewed your June 17, 2024 response to our comment letter and have the f

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Reports Second Quarter 2024 Results Record Revenues of $682 million, up 40% year-over-year Record GAAP Diluted EPS of $0.21, up $0.18 year-over-year Record Net Deposits of $13.2 billion, an annualized growth rate of 41%

Robinhood Reports Second Quarter 2024 Results Record Revenues of $682 million, up 40% year-over-year Record GAAP Diluted EPS of $0.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:12 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

a606nmsx2024xq2xcrfn Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:12 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a606nmsx2024xq2xhood Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jul 22 2024 12:08:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2024 April 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

(in millions) 2022 % of Total Net Revenues 2023 % of Total Net Revenues Total Net Revenues $ 1,358 $ 1,815 Contra revenue classification Robinhood Cash Card and credit card rewards 1 0.1 % 10 0.6 % Promotions and incentives paid to customers 5 0.4 %

June 17, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.

Robinhood Announces $1 Billion Share Repurchase Program The board of directors of Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) has authorized a $1 billion share repurchase program, demonstrating management and the board's confidence in Robinh

exhibit991-blogpostdated Robinhood Announces $1 Billion Share Repurchase Program The board of directors of Robinhood Markets, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Robinhood Markets, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi

Robinhood Reports First Quarter 2024 Results Record Revenues of $618 million, up 40% year-over-year and Record GAAP Diluted EPS of $0.18 Record Net Deposits of $11.2B, including net positive transfers from every major incumbent brokerage firm Gold Su

Robinhood Reports First Quarter 2024 Results Record Revenues of $618 million, up 40% year-over-year and Record GAAP Diluted EPS of $0.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Robinhood Markets, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2024 Robinhood Markets, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fil

LETTER

United States securities and exchange commission logo May 3, 2024 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Apr 30 2024 10:10:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Apr 30 2024 10:10:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Apr 22 2024 11:11:18 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Apr 22 2024 11:11:18 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2024 January 2024 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

ARS

2023 Annual ReportOur mission is to democratize finance for all.UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition

Third Amended and Restated Credit Agreement, dated as of March 22, 2024, among Robinhood Securities LLC, as borrower, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent

Execution Version THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 22, 2024 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Markets Welcomes Susan Segal to its Board of Directors President and CEO of Americas Society and Council of the Americas joins the Robinhood Board of Directors We’re excited to share that Susan Segal has joined Robinhood Markets’ Board of D

Robinhood Markets Welcomes Susan Segal to its Board of Directors President and CEO of Americas Society and Council of the Americas joins the Robinhood Board of Directors We’re excited to share that Susan Segal has joined Robinhood Markets’ Board of Directors.

1

March 1, 2024 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc.

Powers of attorney (included on the signature page hereto)

As filed with the Securities and Exchange Commission on February 27, 2024 Registration No.

obinhood Markets, Inc. Incentive-based Compensation Recovery Policy, Effective October 2, 2023

Exhibit 97.1 Robinhood Markets, Inc. INCENTIVE-BASED COMPENSATION RECOVERY POLICY Effective October 2, 2023 Scope This Incentive-Based Compensation Recovery Policy (this “Policy”) of Robinhood Markets, Inc. (the “Company”) applies to each Specified Officer (as defined below) as set forth herein. Purpose This Policy has been adopted to provide for the recovery of erroneously awarded incentive-based

Subsidiaries of Robinhood Markets, Inc.

Exhibit 21.1 Subsidiaries of the Registrant* As of December 31, 2023, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Credit, Inc. Delaware Robinhood Crypto, LLC Delaware Robinhood Financial LLC Delaware Robinhood Money, LLC Delaware Robinhood Securities, LLC Delaware * In accordance with

HOOD / Robinhood Markets, Inc. / Bullfrog Capital, L.P. - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) December

HOOD / Robinhood Markets, Inc. / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment

SC 13G/A 1 d738490dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this State

HOOD / Robinhood Markets, Inc. / Galileo (PTC) Ltd - SC 13G/A Passive Investment

SC 13G/A 1 d696746dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this State

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as an exhi

HOOD / Robinhood Markets, Inc. / Tenev Vladimir - SC 13G/A Passive Investment

SC 13G/A 1 d666505dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Stat

Robinhood Reports Fourth Quarter and Full Year 2023 Results 2023 Record Revenues of $1.9 billion, up 37% year-over-year, including $471 million in Q4 Net positive transfers from every major brokerage competitor fuels strong Net Deposits of $4.6 billi

Robinhood Reports Fourth Quarter and Full Year 2023 Results 2023 Record Revenues of $1.

HOOD / Robinhood Markets, Inc. / Bhatt Baiju - SC 13G/A Passive Investment

SC 13G/A 1 d742997dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Stat

HOOD / Robinhood Markets, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01834-robinhoodmarketsincc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Robinhood Markets, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 770700102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Robinhood Marke

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi

LETTER

United States securities and exchange commission logo February 1, 2024 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 29 2024 19:01:07 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a606-crfnx2023q4 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Mon Jan 29 2024 19:01:07 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 31 2024 00:26:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Jan 31 2024 00:26:12 GMT-0500 (Eastern Standard Time) 4th Quarter, 2023 October 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Markets, Inc. Investor Presentation December 2023 investors.robinhood.com Disclaimers 2 This Presentation Relates to Robinhood’s Broader Financial and Operating Metrics Disclosures This presentation (the “Presentation”) is intended to provi

Robinhood Markets, Inc. Investor Presentation December 2023 investors.robinhood.com Disclaimers 2 This Presentation Relates to Robinhood’s Broader Financial and Operating Metrics Disclosures This presentation (the “Presentation”) is intended to provide summary information about the business of Robinhood Markets, Inc. (including its consolidated subsidiaries, “we,” “Robinhood,” or the “Company”) fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Reports Third Quarter 2023 Results Company plans to launch UK Brokerage operations and EU Crypto trading in the coming weeks

Robinhood Reports Third Quarter 2023 Results Company plans to launch UK Brokerage operations and EU Crypto trading in the coming weeks MENLO PARK, Calif.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:33:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Marke

a606-hoodx2023q3xfinal Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:33:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:32:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

a606-crfnx2023q3xfinal Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 26 2023 13:32:07 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2023 July 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

2

October 19, 2023 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commiss

LETTER

United States securities and exchange commission logo September 21, 2023 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc.

f August 30, 2023, by Robinhood Markets, Inc., as purchaser, and the United St

Exhibit 10.1 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is made as of August 30, 2023, by the United States Marshals Service (the “USMS”), for and on behalf of the United States, and Robinhood Markets, Inc., a Delaware corporation (the “Purchaser” or “Company”) (jointly, the “Parties” and each a “Party”). RECITALS WHEREAS, on December 30, 2022, the United States Magi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 Robinhood Markets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Robinhood Reports Second Quarter 2023 Results GAAP Net Income was $25 million and GAAP Earnings Per Share was $0.03

Robinhood Reports Second Quarter 2023 Results GAAP Net Income was $25 million and GAAP Earnings Per Share was $0.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:53:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

a606-crfnx2023q2 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:53:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:52:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a606-hoodx2023q2 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Jul 28 2023 10:52:07 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2023 April 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Robinhood Reports First Quarter 2023 Results Robinhood Announces Launch of 24 Hour Market

Robinhood Reports First Quarter 2023 Results Robinhood Announces Launch of 24 Hour Market MENLO PARK, Calif.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Robinhood Markets, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 12:00:10 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

a606-hoodx2023q11 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 12:00:10 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 15:44:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

a606-crfnx2023q11 Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Wed Apr 26 2023 15:44:07 GMT-0400 (Eastern Daylight Time) 1st Quarter, 2023 January 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Restated Credit Agreement dated as of March 24, 20

EX-10.1 Exhibit 10.1 Execution Version SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 24, 2023 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS CORP., as Joint Bookrunners and Joint Lead Arrangers Table of Content

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Robinhood Markets,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Letter Agreement, dated March 15, 2023, between Gretchen Howard and Robinhood Markets, Inc.

EX-10.1 Exhibit 10.1 85 Willow Road Menlo Park, CA 94025 www.robinhood.com March 15, 2023 Gretchen Howard c/o last address on file with the Company Dear Gretchen: This letter agreement memorializes the terms of our discussions regarding your transitional employment with Robinhood Markets, Inc. (“Robinhood” or the “Company”). From April 3, 2023 until January 1, 2024 (the “Advisory Period”), you wil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark

Subsidiaries of Robinhood Markets, Inc.

Exhibit 21.1 Subsidiaries of the Registrant As of February 21, 2023, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Nottinghood Technologies India Private Limited India RHX, LLC Delaware Robinhood Asset Management, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood Derivatives, LLC Delaware Robi

Filing Fee Table

EX-FILING FEES 4 d454036dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate

As filed with the Securities and Exchange Commission on February 27, 2023

S-8 As filed with the Securities and Exchange Commission on February 27, 2023 Registration No.

HOOD / Robinhood Markets, Inc. Class A / Bullfrog Capital, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm236496d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Secur

HOOD / Robinhood Markets, Inc. Class A / Tenev Vladimir - SC 13G/A Passive Investment

SC 13G/A 1 d398693dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Stat

HOOD / Robinhood Markets, Inc. Class A / Bhatt Baiju - SC 13G/A Passive Investment

SC 13G/A 1 d417608dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Stat

HOOD / Robinhood Markets, Inc. Class A / Index Ventures VI (Jersey) LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

HOOD / Robinhood Markets, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Robinhood Markets Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 770700102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d

Form of Restricted Stock Unit Cancellation Agreement dated February 3, 2023 between Robinhood Markets, Inc. and separately, (a) Vladimir Tenev and (b) Baiju Bhatt

Exhibit 10.1 RESTRICTED STOCK UNIT CANCELLATION AGREEMENT AND RELEASE This Restricted Stock Unit Cancellation Agreement (this “Agreement”) is entered into as of [DATE] (the “Effective Date”), by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WHEREAS, pursuant to a Notice of Restricted Stock Unit Award (with its attached Restricted Stock

Robinhood Reports Fourth Quarter and Full Year 2022 Results Robinhood Co-Founders cancel nearly $500M of their share-based compensation Board of Directors authorizes Robinhood to pursue purchasing its shares that Emergent Fidelity Technologies Ltd. b

Robinhood Reports Fourth Quarter and Full Year 2022 Results Robinhood Co-Founders cancel nearly $500M of their share-based compensation Board of Directors authorizes Robinhood to pursue purchasing its shares that Emergent Fidelity Technologies Ltd.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2023 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:26:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Ma

rhs606-hoodx2022q4xfinal Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:26:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:29:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

rhf606-crfnx2022q4xfinal Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Tue Jan 31 2023 15:29:09 GMT-0500 (Eastern Standard Time) 4th Quarter, 2022 October 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi

Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022 (our “Bylaws”)

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of December 14, 2022 Table of Contents Page ARTICLE I STOCKHOLDERS’ MEETINGS 1 Section 1.1   Place of Meetings 1 Section 1.2   Annual Meetings 1 Section 1.3   Special Meetings 1 Section 1.4   Notice 2 Section 1.5   Quorum; Adjournments; Postponement 2 Section 1.6   Proxies; Voting 3 Section 1.7   Inspectors of E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin

Separation Agreement between Robinhood Markets, Inc. and Aparna Chennapragada, dated August 1, 2022

Exhibit 10.1 [Letterhead of Robinhood Markets, Inc.] August 1, 2022 Aparna Chennapragada [street address] [City], CA [ZIP code] United States of America Dear Aparna: As we have discussed, you will be separating from employment with Robinhood Markets, Inc. (the “Company”). This letter agreement (this “Agreement”) confirms our agreement regarding your separation from employment. 1.Transitional Emplo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Reports Third Quarter 2022 Results

Robinhood Reports Third Quarter 2022 Results MENLO PARK, Calif. ? November 2, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the third quarter of 2022, which ended September 30, 2022. ?Total net revenues increased 14% sequentially to $361 million. ?Transaction-based revenues increased 3% sequentially to $208 million. ?Options increased 10% sequent

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 27 2022 16:04:08 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Marke

ex992606ahoodx2022q3 Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Oct 27 2022 16:04:08 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Oct 28 2022 14:09:09 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

ex991606acrfnx2022q3xfi Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Fri Oct 28 2022 14:09:09 GMT-0400 (Eastern Daylight Time) 3rd Quarter, 2022 July 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 Robinhood Market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Material Impairments, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Robinhood Reports Second Quarter 2022 Results

Robinhood Reports Second Quarter 2022 Results MENLO PARK, Calif. – August 2, 2022 – Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced financial results for the second quarter of 2022, which ended June 30, 2022. •Total net revenues increased 6% sequentially to $318 million. •Transaction-based revenues decreased 7% sequentially to $202 million. ◦Options decreased 11% sequentially

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:38:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Mark

Robinhood Securities, LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:38:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:00:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market

Robinhood Financial LLC - Held NMS Stocks and Options Order Routing Public Report Generated on Thu Jul 28 2022 14:00:08 GMT-0400 (Eastern Daylight Time) 2nd Quarter, 2022 April 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non- Directed Orders Non-Marketable Limit Orders as % of Non- Directed Orders Other Orders as % of Non-Directed Orders 100.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission F

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission Fi

AGREEMENT JOINT FILING OF SCHEDULE 13D

Exhibit 1 AGREEMENT JOINT FILING OF SCHEDULE 13D The undersigned hereby agree to jointly prepare and file with regulatory authorities this Schedule 13D and any future amendments thereto reporting each of the undersigned’s ownership of securities of Robinhood Markets, Inc.

Transaction Date

Exhibit 2 TRANSACTIONS The following table sets forth all transactions with respect to Shares effected in the last 60 days by or on behalf of the Reporting Persons, inclusive of any transactions effected through 4:00 p.

HOOD / Robinhood Markets, Inc. Class A / Emergent Fidelity Technologies Ltd. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) Ryne Miller 60 Broad Street, Suite 2501 New York, NY 10004 (405) 517-7570 (Name, Address and Telephone Number of Person Author

Joinder Agreement, dated December 13, 2021 by Bhatt Family LLC, becoming party to the Voting Agreement, dated July 26, 2021, among Robinhood Markets. Inc., Baiju Bhatt, Vladimir Tenev, and certain related entities

Exhibit 10.2 Joinder Agreement The undersigned is executing and delivering this Joinder Agreement pursuant to the Voting Agreement, dated as of July 26, 2021 (as it may be amended, modified, restated or supplemented from time to time, the ?Voting Agreement?), by and among (a) Baiju Bhatt and Vladimir Tenev (together, the ?Individual Founders?), (b) the Founder Affiliates (as defined in the Voting

Inc. and Christina Smedley, dated August 21, 2021

Exhibit 10.5.2 August 21, 2021 Christina Smedley Dear Christina: This letter (the ?Agreement? or ?Separation Agreement?) confirms the agreement between you and Robinhood Markets, Inc. (the ?Company?), regarding your separation from employment. 1.Separation. If you do not execute this Agreement then your last day as an employee of the Company will be September 17, 2021. If you do execute this Agree

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood

Form of Stock Option Agreement for Employees and Non-Employee Directors (including Notices of Grant) under the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan

NOTICE OF OPTION AWARD ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Option Award (this ?Notice of Grant?) shall have the same meanings ascribed to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All references to the ?Platform? in this Notice of Grant or in the Option Agreement attached h

Offer Letter between Robinhood Markets, Inc. and Aparna Chennapragada, dated February 18, 2021

Exhibit 10.4 February 18, 2021 Dear Aparna: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. ("Robinhood" or the ?Company?). We hope you'll join us in our mission to democratize finance for all. You will join us as Chief Product Officer initially reporting to Vlad Tenev, working in Menlo Park. Your starting annual salary will be $550,000, less applicable taxes, d

Offer Letter between Robinhood Markets, Inc. and Gretchen Howard, dated November 16, 2018

Exhibit 10.3 November 16, 2018 JOB OFFER LETTER Dear Gretchen: Robinhood Markets, Inc. (the ?Company?) is pleased to offer you employment on the following terms: Position Your initial title will be Vice President of Operations, and you will initially report to Vladimir Tenev. This is a full-time position. While you render services to the Company, you will not engage in any other employment, consul

Offer Letter between Robinhood Markets, Inc. and Christina Smedley, dated July 4, 2020

Exhibit 10.5.1 July 4, 2020 Dear Christina: Congratulations! We're delighted to offer you employment at Robinhood Markets, Inc. ("Robinhood" or the ?Company?). We hope you'll join us in our mission to democratize finance for all. You will join us as a Chief Marketing Officer initially reporting to Baiju Prafulkumar, working in Menlo Park. Your starting annual salary will be $400,000, less applicab

Form of Indemnification Agreement (VC Fund-Affiliated Directors)

Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of [?], 2022 between Robinhood Markets, Inc., a Delaware corporation (the ?Company?), and [?] (?Indemnitee?). WHEREAS, highly competent persons have become more reluctant to serve corporations as directors and officers or in other capacities unless they are provided with adequate pro

HOOD / Robinhood Markets, Inc. Class A / New Enterprise Associates 15, L.P. - NEW ENTERPRISE ASSOCIATES 15, L.P. / ROBINHOOD MARKETS, INC. -- SCHEDULE 13D/A(#2E) Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) 770700102 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, MD 21093 (41

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEFA14A 1 d363650ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Robinhood Reports First Quarter 2022 Results

Robinhood Reports First Quarter 2022 Results MENLO PARK, Calif. ? April 28, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the first quarter, which ended March 31, 2022. ?Total net revenues decreased 43% to $299 million, compared with $522 million in the first quarter of 2021. ?Transaction-based revenues decreased 48% to $218 million, compared wit

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Amended and Restated Credit Agreement, dated as of April 11, 2022, among Robinhood Securities, LLC, as borrower, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent

Exhibit 10.1 Execution Version AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 11, 2022 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS CORP., as Joint Bookrunners and Joint Lead Arrangers Table of Contents Page ARTICLE

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Robinhood Markets Welcomes Meyer “Micky” Malka to its Board of Directors Longtime investor and advisor joins board

Exhibit 99.1 Robinhood Markets Welcomes Meyer ?Micky? Malka to its Board of Directors Longtime investor and advisor joins board Today, we?re excited to share that Micky Malka is joining Robinhood Markets? Board of Directors effective March 23. ?As an early investor in Robinhood, Micky has been a partner and advisor to Baiju and I throughout Robinhood?s journey thus far,? said Vlad Tenev, CEO and C

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commission

Description of Robinhood Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.3 Robinhood Markets, Inc. DESCRIPTION OF CAPITAL STOCK The following summary describes the material terms of the capital stock of Robinhood Markets Inc. (?Robinhood,? the ?Company,? ?we,? or ?us?) and provisions of our Amended and Restated Certificate of Incorporation (our ?Charter?) and our Amended and Restated Bylaws (our ?Bylaws?). This summary does not purport to be complete and is q

Form of Option Agreement for Employees and Non-Employee Directors (including the Notices of Grant) under the 2021 Plan

Exhibit 10.15(d) NOTICE OF OPTION AWARD ROBINHOOD MARKETS, INC. 2021 OMNIBUS INCENTIVE PLAN Unless otherwise defined herein, capitalized terms used in this Notice of Option Award (this ?Notice of Grant?) shall have the same meanings ascribed to them in the Robinhood Markets, Inc. 2021 Omnibus Incentive Plan (the ?Plan?). All references to the ?Platform? in this Notice of Grant or in the Option Agr

Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ROBINHOOD MARKETS, INC. Effective as of February 24, 2022 Table of Contents Page ARTICLE I STOCKHOLDERS? MEETINGS 1 Section 1.1 Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice 2 Section 1.5 Quorum; Adjournments; Postponement 2 Section 1.6 Proxies; Voting 3 Section 1.7 Inspectors of Election 5 Section 1.8

As filed with the Securities and Exchange Commission on February 24, 2022

S-8 1 d284840ds8.htm S-8 As filed with the Securities and Exchange Commission on February 24, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 46-4364776 (State or other jurisdiction of incorporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robinhood Mark

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Robinhood Markets, Inc.

Subsidiaries of Robinhood Markets, Inc.

Exhibit 21.1 Subsidiaries of the Registrant As of February 18, 2022, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Financial LLC Delaware Robinhood Securities, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood Money, LLC Delaware Robinhood International, Inc. Delaware Say Technologie

HOOD / Robinhood Markets, Inc. Class A / Tenev Vladimir - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

HOOD / Robinhood Markets, Inc. Class A / Bullfrog Capital, L.P. - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 770700102 (CUSIP Number) December 3

HOOD / Robinhood Markets, Inc. Class A / Index Ventures VI (Jersey) LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig

HOOD / Robinhood Markets, Inc. Class A / Bhatt Baiju - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock - $0.0001 par value per share (Title of Class of Securities) 770700102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

HOOD / Robinhood Markets, Inc. Class A / Galileo (PTC) Ltd - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ROBINHOOD MARKETS, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 770700102 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Class A Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as

HOOD / Robinhood Markets, Inc. Class A / New Enterprise Associates 15, L.P. - NEW ENTERPRISE ASSOCIATES 15, L.P. / ROBINHOOD MARKETS, INC. -- SCHEDULE 13D/A(#1) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Robinhood Markets, Inc. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) 770700102 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, MD 21093 (410) 842-4000 (

Robinhood Reports Fourth Quarter and Full Year 2021 Results

Robinhood Reports Fourth Quarter and Full Year 2021 Results MENLO PARK, Calif. ? January 27, 2022 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the fourth quarter and full year ended December 31, 2021. ?Total net revenues for the quarter increased 14% to $363 million, compared with $318 million in the fourth quarter of 2020, and for the year increased

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

As filed with the Securities and Exchange Commission on December 7, 2021

POS AM 1 post-effectiveamendment.htm POS AM As filed with the Securities and Exchange Commission on December 7, 2021 Registration No. 333-258474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaw

November 16, 2021 Robinhood Markets Welcomes Frances Frei to its Board of Directors Jan Hammer will leave the Board to continue his focus on early stage investing at Index Ventures

Exhibit 99.1 November 16, 2021 Robinhood Markets Welcomes Frances Frei to its Board of Directors Jan Hammer will leave the Board to continue his focus on early stage investing at Index Ventures Today, we?re excited to share that Frances Frei is joining Robinhood Markets? Board of Directors. Frances was officially appointed to the Board yesterday, November 15, 2021. ?Frances is globally recognized

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissi

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

November 8, 2021 Robinhood Announces Data Security Incident

Exhibit 99.1 November 8, 2021 Robinhood Announces Data Security Incident Late in the evening of November 3, we experienced a data security incident. An unauthorized third party obtained access to a limited amount of personal information for a portion of our customers. Based on our investigation, the attack has been contained and we believe that no Social Security numbers, bank account numbers, or

Robinhood Markets, Inc. Class A Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-258474 Prospectus Supplement No. 1 (To Prospectus dated October 27, 2021) Robinhood Markets, Inc. Class A Common Stock This Prospectus Supplement No. 1 (the ?Prospectus Supplement?) updates, supplements and amends the Prospectus dated October 27, 2021 (the ?Prospectus?), relating to the offer and sale from time to time of up to 97,876,033 share

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40691 Robin

Robinhood Markets, Inc. Class A Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-258474 Prospectus Robinhood Markets, Inc. Class A Common Stock This prospectus related to the offer and sale from time to time of up to 97,876,033 shares of Class A common stock of Robinhood Markets, Inc. by the selling stockholders identified in this prospectus. The number of shares offered for sale by the selling stockholders consists of up t

As filed with the Securities and Exchange Commission on October 27, 2021

As filed with the Securities and Exchange Commission on October 27, 2021 Registration Statement File No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Reports Third Quarter 2021 Results

Robinhood Reports Third Quarter 2021 Results MENLO PARK, Calif. ? October 26, 2021 ? Robinhood Markets, Inc. (?Robinhood?) (NASDAQ: HOOD) today announced financial results for the third quarter ended September 30, 2021. ?Total net revenues increased 35% to $365 million, compared with $270 million in the third quarter of 2020. ?Transaction-based revenues increased 32% to $267 million, compared with

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2021 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdiction of incorporation) (Commissio

Robinhood Markets Welcomes Dara Treseder to its Board of Directors October 21, 2021

Robinhood Markets Welcomes Dara Treseder to its Board of Directors October 21, 2021 Today, we?re thrilled to share that Dara Treseder has been appointed as the newest member of Robinhood Markets? Board of Directors.

Subsidiaries of Robinhood Markets, Inc.

Exhibit 21.1 Subsidiaries of the Registrant As of October 1, 2021, the following entities are wholly owned direct or indirect subsidiaries of Robinhood Markets, Inc. Name of Subsidiary State/Country of Organization Robinhood Financial LLC Delaware Robinhood Securities, LLC Delaware Robinhood Crypto, LLC Delaware Robinhood U.K. LTD United Kingdom Robinhood Money, LLC Delaware Bonaldoo B.V. Netherla

Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025

Robinhood Markets, Inc. 85 Willow Road Menlo Park, California 94025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0001 Attn: Mr. J. Nolan McWilliams Ms. Sandra Hunter Berkheimer Mr. Marc Thomas Mr. Hugh West Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474 October 8, 2021 Dear Mr. McW

As filed with the Securities and Exchange Commission on October 8, 2021.

As filed with the Securities and Exchange Commission on October 8, 2021. Registration No. 333-258474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Robinhood Markets, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 46-4364776 (State or other jurisdiction of incorpo

September 20, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474

September 20, 2021 Robinhood Markets, Inc. Registration Statement on Form S-1 File No. 333-258474 Dear Mr. McWilliams and Ms. Berkheimer: This letter sets forth the proposed responses of Robinhood Markets, Inc. (the ?Company?) to the comments of staff (the ?Staff?) of the Securities and Exchange Commission (the ?SEC?) contained in your letter dated September 16, 2021 (the ?Comment Letter?), relati

LETTER

United States securities and exchange commission logo September 16, 2021 Vladimir Tenev Chief Executive Officer Robinhood Markets, Inc.