Basisstatistiken
| CIK | 1819142 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ivanhoe Capital Acquisition Corp - Class A
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 1, 2026 |
May 1, 2026 Qichao Hu Chief Executive Officer SES AI Corp 35 Cabot Road Woburn, MA 01801 Re: SES AI Corp Registration Statement on Form S-3 Filed on April 24, 2026 File No. |
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| May 1, 2026 |
SES AI Corporation 35 Cabot Road Woburn, MA 01801 SES AI Corporation 35 Cabot Road Woburn, MA 01801 May 1, 2026 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sarah Sidwell Re: SES AI Corporation (CIK No. 0001819142) Registration Statement on Form S-3 (File No. 333-295320) Ladies and Gentlemen: Pursuant to Rule 461 of the rules and regulations promulgated unde |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| April 24, 2026 |
Calculation of Filing Fee Tables S-3 SES AI Corp Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Equity Class A Common Stock, $0. |
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| April 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| April 24, 2026 |
CUMMINGS PROPERTIES, LLC STANDARD FORM LEASE EXTENSION # 2 Exhibit 10.1 CUMMINGS PROPERTIES, LLC STANDARD FORM LEASE EXTENSION # 2 In connection with a lease in effect between Cummings Properties, LLC, LESSOR, and SolidEnergy Systems, LLC, SolidEnergy Systems Securities Corporation, and SES AI Corporation , LESSEE, at 35-B Cabot Road and Roof Rack Area , Woburn , Massachusetts (“premises” or “leased premises”), fully executed on March 30, 2016 (as amended |
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| April 24, 2026 |
INDENTURE SES AI CORPORATION Dated as of __, 20__ Exhibit 4.2 INDENTURE SES AI CORPORATION and [] Trustee Dated as of , 20 TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 5 Article II. THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section 2.2 Establishment of Term |
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| April 24, 2026 |
As filed with the Securities and Exchange Commission on April 24, 2026 Table of Contents As filed with the Securities and Exchange Commission on April 24, 2026 Registration No. |
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| April 23, 2026 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports First Quarter 2026 Financial Results Reports above consensus first quarter revenue of $6.7 million Signed multiyear ESS distribution agreement with ATG EPower Improved first quarter gross margin to 18.1% from 11.3% in fourth quarter 2025 Maintained strong liquidity position with approximately $178 million Affirms full year 2026 revenue guidance of $30 mil |
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| April 23, 2026 |
Exhibit 99.1 1 Letter to Our Shareholders Q1 2026 Dear Shareholders, We are off to a strong start in 2026. First quarter revenue reached $6.7 million, a 47% increase over the fourth quarter of 2025 and above published consensus estimates. We are also reaffirming our full year 2026 revenue guidance of $30 million to $35 million. This quarter’s results were driven primarily by continued execution in |
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| April 23, 2026 |
Exhibit 99.3 SES AI Announces Chief Financial Officer Transition Ray Liu, CFA, CPA, appointed Chief Financial Officer effective April 27, 2026 Jing Nealis to step down after completing Q1 2026 10-Q filing and earnings call WOBURN, MA – (BUSINESS WIRE) – April 23, 2026 – SES AI Corporation (“SES AI,” the “Company,” “we” or “us”) (NYSE: SES), a global leader in the development and manufacturing of A |
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| April 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2026 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| April 1, 2026 |
SES AI Provides First Quarter 2026 Business Update Expects first quarter 2026 revenue of $6. |
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| April 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2026 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| March 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39 |
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| March 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2026 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| March 4, 2026 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports Fourth Quarter and Full Year 2025 Results Reports FY 2025 revenue of $21.0 million consistent with previous guidance Provides FY 2026 revenue guidance of $30 million to $35 million Contributions expected from all three revenue generating business units in 2026 Continued expansion of Molecular Universe as a proven AI4Science platform Strong balance sheet e |
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| March 4, 2026 |
Exhibit 99.1 1 Letter to Our Shareholders Q4 2025 Dear Shareholders, 2025 was the year SES AI turned a corner. Full year revenue reached $21 million, up from just over $2 million in 2024 — nearly 10-fold growth in the first full year we had any revenue at all. This tremendous growth was due to the final contributions from our services agreements with Honda and Hyundai as we completed our EV develo |
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| March 4, 2026 |
Exhibit 21.1 List of Subsidiaries Name of Entity: State/Country of Organization SES Holdings Pte. Ltd. Singapore SolidEnergy Systems, LLC Massachusetts SES (Shanghai) Co., Ltd. China SolidEnergy Systems Securities Corporation Massachusetts Viking Power Systems Pte. Ltd. Singapore SES AI Korea Co., Ltd. South Korea Molecular Universe Pte. Ltd. Singapore Molecular Universe Materials Pte. Ltd. Singap |
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| January 16, 2026 |
Exhibit 99.1 Accelerating Energy Transition Through Battery Materials Discovery and Health Management January 2026 Although all information and opinions expressed in this Presentation, including market data and other statistical information, were obtained from sources believed to be reliable and are included in good faith, SES has not independently verified the information and makes no representat |
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| January 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2026 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 12, 2025 |
Share Transfer and Share Purchase AGREEMENT Exhibit 2.1 CERTAIN IDENTIFIED INFORMATION MARKED BY [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE OF INFORMATION THAT THE REGISTRANT BOTH CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. Share Transfer and Share Purchase AGREEMENT 股权转让和股权认购协议 This SHARE TRANSFER AND SHARE PURCHASE AGREEMENT (hereinafter referred to as the “Agreement”) |
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| November 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 5, 2025 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports Third Quarter 2025 Financial Results Reports third quarter revenue of $7.1 million Updated 2025 revenue guidance to $20 million to $25 million Acquired UZ Energy to Expand Reach into Energy Storage Systems Announced MU-1, the latest version of Molecular Universe software and services platform for all batteries and chemistries Established a JV with Hisun N |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 5, 2025 |
Exhibit 99.1 1 Letter to Our Shareholders Q3 2025 Dear Shareholders, We had a record third quarter with more than $7 million in revenue – more than 100% growth over the second quarter. Our All-in-on-AI strategy is working remarkably. Today, I want to highlight some of the successes we’ve seen with this strategy and what it means for the future. We reached a major milestone this quarter that we exp |
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| October 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| September 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39845 SES AI Corpo |
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| September 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| September 3, 2025 |
Exhibit 99.1 Beyond Li-ion™ SES AI Appoints Andrew Boyd to Board of Directors Investment Community and Capital Markets Veteran Replaces Michael Noonen Woburn, MA (September 3, 2025) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announced it has appointed Andrew Boyd to the Boar |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 4, 2025 |
Exhibit 99.1 1 Letter to Our Shareholders Q2 2025 Dear Shareholders, We had another strong quarter with significant progress achieved on key product, revenue, development and profitability milestones. And recently in the third quarter, we continued that momentum to grow our profitability and revenue through an agreement to acquire an established player in the energy storage space (“ESS”) that leve |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| August 4, 2025 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports Second Quarter 2025 Financial Results Reports second quarter revenue of $3.5 million Affirms 2025 revenue guidance of $15 million to $25 million Released MU-0.5, the latest version of Molecular Universe software and services platform for all batteries and chemistries Expands Reach into Energy Storage Systems with Agreement to acquire UZ Energy Woburn, MA |
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| July 28, 2025 |
Exhibit 99.1 Beyond Li-ion™ SES AI Announces Preliminary Second Quarter 2025 Financial Results Affirms 2025 revenue guidance of $15 million to $25 million Acquisition of UZ Energy, following closing, expected to generate additional revenue in 2025 Woburn, MA (July 28, 2025) - SES AI Corporation (“SES AI”, the “Company,” “we” or “us”) (NYSE: SES), a global leader in the development and manufacturi |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| July 28, 2025 |
Exhibit 99.2 Beyond Li-ion™ SES AI Accelerates Timeline for Revenue Growth and Profitability with Acquisition of an Energy Storage System Producer UZ Energy Launches SES AI into the $300B+ energy storage systems market Strengthens Molecular Universe platform to provide safe and high-performance batteries to power AI data center energy storage systems Woburn, MA (July 28, 2025) - SES AI Corporation |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| April 24, 2025 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports First Quarter 2025 Financial Results Reports record first quarter revenue of $5.8 million Board approves $30 million share buyback program Develops Molecular Universe software and service platform for all battery chemistries and applications Affirms 2025 revenue guidance and expects to exit 2025 with above $200 million in liquidity Highlights ● Reported $ |
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| April 24, 2025 |
Exhibit 99.3 Beyond Li-ion™ SES AI Announces $30 Million Share Repurchase Authorization Affirms 2025 revenue guidance and expects to exit 2025 with above $200 million in liquidity Woburn, MA (April 24, 2025) - SES AI Corporation (“SES AI” or the “Company”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announce |
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| April 24, 2025 |
Exhibit 99.1 1 Letter to Our Shareholders Q1 2025 Dear Shareholders, We reached a new record for revenue with $5.8 million recognized in the first quarter, and we maintained our outlook for the year for a total of $15M to $25M in revenue. This is a strong start to what we project will be a transformational year for SES AI. We are pleased to present an update on each of our growth initiatives and h |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| April 8, 2025 |
Beyond Li-ion™ SES AI Provides Preliminary First Quarter 2025 Revenue and Liquidity Results Announces Date of Conference Call for First Quarter 2025 Results Woburn, MA (April 8, 2025) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announced preliminary unaudited revenue results and expected liquidity for the first quarter ended March 31, 2025. |
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| April 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| March 12, 2025 |
Beyond Li-ion™ SES AI Receives Continued Listing Standard Notice from NYSE SES AI Intends to Return to Compliance with NYSE Standard Notice Does Not Impact Trading of the Company’s Class A Common Stock Woburn, MA (March 12, 2025) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announced that, on March 7, 2025, it had received a notice from the New York Stock Exchange (the “NYSE”) that it is not in compliance with Section 802. |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39 |
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| February 28, 2025 |
Exhibit 10.32 SES AI Corporation Shares of Class A Common Stock (par value $0.0001 per share) Controlled Equity OfferingSM Sales Agreement February 28, 2025 Cantor Fitzgerald & Co. 110 East 59th Street New York, NY 10022 Canaccord Genuity LLC One Post Office Square, 30th Floor Boston, MA 02109 Needham & Company, LLC 250 Park Avenue, 10th Floor New York, NY 10177 Oppenheimer & Co. Inc. 85 Broad Str |
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| February 28, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-8 SES AI CORPORATION Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A common stock, par value $0. |
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| February 28, 2025 |
SES AI Corporation 2021 Incentive Award Plan. Exhibit 10.3 SES AI CORPORATION 2021 INCENTIVE AWARD PLAN 1. Establishment of the Plan; Effective Date; Duration. (a) Establishment of the Plan; Effective Date. Ivanhoe Capital Acquisition Corp., a Cayman Islands exempted company (which shall migrate to and domesticate as a Delaware corporation and be renamed SES AI Corporation prior to the Closing) (the “Company”), hereby establishes this incenti |
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| February 28, 2025 |
Exhibit 21.1 List of Subsidiaries Name of Entity: State/Country of Organization SES Holdings Pte. Ltd. Singapore SolidEnergy Systems, LLC Massachusetts SES (Shanghai) Co., Ltd. China SolidEnergy Systems Securities Corporation Massachusetts Viking Power Systems Pte. Ltd. Singapore SES AI Korea Co., Ltd. South Korea SES Energy Pte. Ltd. Singapore |
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| February 28, 2025 |
Exhibit 19.1 SES AI CORPORATION COMPLIANCE WITH UNITED STATES FEDERAL SECURITIES LAWS REGARDING INSIDER TRADING: SECURITY TRADING POLICY A. General 1. Insiders. SES AI Corporation and its subsidiaries on a consolidated basis (collectively, the “Company”), directors, officers, employees and controlling shareholders of the Company, and consultants and contractors who devote all or substantially all |
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| February 28, 2025 |
As filed with the Securities and Exchange Commission on February 28, 2025 As filed with the Securities and Exchange Commission on February 28, 2025 Registration No. |
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| February 28, 2025 |
SES AI CORPORATION Up to $150,000,000 Class A Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-271423 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023) SES AI CORPORATION Up to $150,000,000 Class A Common Stock We have entered into a Controlled Equity OfferingSM Sales Agreement (the “ATM Agreement”) with Cantor Fitzgerald & Co., Canaccord Genuity LLC, Needham & Company, LLC and Oppenheimer & Co. Inc. (each a |
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| February 28, 2025 |
Exhibit 10.10 @SES Beyond Ll-ion™ SolidEnergy Systems LLC 35 Cabot Road, Woburn, MA 01801 Kang Xu June I5, 2023 11729 Ambleside Drive, Potomac, MD, 20854 Re:Employment as Chief Scientist Dear Kang Xu: Welcome to SolidEnergy! I am pleased to confirm the terms on which you will be employed by SolidEnergy Systems LLC (the "Company''). 1.Position. You will serve as Chief Scientist of the Company repor |
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| February 25, 2025 |
Exhibit 99.1 1 Letter to Our Shareholders Q4 2024 Dear Shareholders, We are excited to present an update on a new era for SES AI as we reap the benefits of our All in on AI strategy, deepen existing EV relationships, advance to the next stage of our evolution to a revenue-generating company, and share our plans for additional revenue streams with new market expansion in drones/robotics and battery |
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| February 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 25, 2025 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports Fourth Quarter and Full Year 2024 Results Reaches Commercialization and Revenue Generation in Fourth Quarter New Revenue Sources Develop from EV, Drones/Robotics and BESS New AI-Enhanced 2170 Cylindrical Cell Opens Humanoid and Li-ion EV Markets Issues 2025 Revenue Guidance Strong Balance Sheet Provides Liquidity into 2028 Highlights ● Reported $2.0 milli |
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| February 4, 2025 |
SES AI Regains Compliance with NYSE Minimum Price Requirement Beyond Li-ion™ SES AI Regains Compliance with NYSE Minimum Price Requirement Woburn, MA (February 4, 2025) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announced it has received a letter from the New York Stock Exchange (“NYSE”) dated February 3, 2025 (the “Compliance Notice”), notifying the Company that it has regained compliance with the NYSE’s continued listing criterion for minimum share price under Section 802. |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 31, 2025 |
Beyond Li-ion™ SES AI Provides Preliminary Fourth Quarter 2024 Revenue and Liquidity Results Announces Date of Conference Call for Fourth Quarter 2024 Results Woburn, MA (January 31, 2025) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of AI-enhanced high-performance Li-Metal and Li-ion batteries, today announced preliminary unaudited revenue results and expected liquidity for the fourth quarter ended December 31, 2024. |
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| January 14, 2025 |
SES / SES AI Corporation / General Motors Holdings LLC - EX-99.7 begin 644 ck0001669811-ex997.pdf M)5!$1BTQ+C8-)>+CS],-"C$P(# @;V)J#3P\+TQI;F5AF4@,C@O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F"* !(,?D""L0E(,-\ $JS60,)8'$A,[0$2NFT,3(P,,T'J&!@)$/\9#P$ M"# /"\'] T*96YD;#0IE;F1S=')E86T-96YD;V)J#3$Q(# @;V)J#3P\+TUE M=&%D871A(#(@,"!2+U!A9V5,86)E;',@-B P(%(O4&%G97,@." P(%(O5'EP M92]#871A;&]G/CX-96YD;V)J#3$R(# @;V)J#3P\+T-O;G1E;G1S(#$T(# @ M4B]#%LP(# @-C$R(#X |
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| November 19, 2024 |
EX-99.7 2 d868084dex997.htm EX-99.7 Exhibit 7 Transactions Effected in the Shares by the Reporting Persons in the Past 60 Days Date Reporting Person(s) Buy/Sell Number of Shares Price Per Share (or Average Weighted Price Per Share, As Applicable) November 15, 2024 General Motors Ventures LLC Sell 13,332,000 $ 0.2027 Unless otherwise noted, all transactions were effected on the New York Stock Excha |
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| November 19, 2024 |
SES / SES AI Corporation / General Motors Ventures LLC - SC 13D/A Activist Investment SC 13D/A 1 d868084dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* SES AI Corporation (Name of Issuer) Class A common stock, par value $0.0 |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| October 31, 2024 |
Exhibit 99.2 Beyond Li-ion™ SES AI Reports Third Quarter 2024 Earnings; Outlines Commercialization Progress EV B-Samples Pass Industry Safety Test GB38031 Revenue Pipeline from UAM and Drones Revenue Pipeline from AI-Accelerated Battery Material Discovery Strong Balance Sheet Provides Liquidity into 2028 Highlights ● 100Ah Li-Metal cells successfully passed GB38031-2020 global EV safety test ● UAM |
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| October 31, 2024 |
SES / SES AI Corporation / General Motors Holdings LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* SES AI Corporation (Name of Issuer) Class A common stock, par value $0.0001 (Title of Class of Securit |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 31, 2024 |
Exhibit 99.1 Dear Shareholders, Here we present an update on our progress toward commercialization of our next generation Li-Metal batteries and our three AI solutions. 1. Revenue Pipeline from UAM (Urban Air Mobility) and Drones: Our UAM lines have completed Site Acceptance Tests (SAT) and we signed cell supply agreements including with SoftBank. 2. B-Samples Passed EV Safety Tests: Our 100Ah Li- |
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| October 31, 2024 |
Joint Filing Agreement SES AI Corporation EX-99.6 Exhibit 6 Joint Filing Agreement SES AI Corporation In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13D and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that th |
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| October 31, 2024 |
EX-99.1 Exhibit 1 Directors and Executive Officers of General Motors Company, General Motors Holdings LLC, and General Motors Ventures LLC The following tables set forth (i) the name, present principal occupation or employment, principal business, business address of any corporation or other organization in which such occupation or employment is conducted, and citizenship of each director of Gener |
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| October 30, 2024 |
SES / SES AI Corporation / SK INC. - SC 13G/A Passive Investment SC 13G/A 1 d834498dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* SES AI Corporation (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 78397Q109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check th |
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| October 25, 2024 |
SES / SES AI Corporation / Temasek Holdings (Private) Ltd - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 1)* SES AI Corporation (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class o |
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| September 27, 2024 |
Beyond Li-ion™ SES AI Receives Continued Listing Notice from NYSE SES AI Intends to Return to Compliance with NYSE Standard Notice Does Not Impact Trading of the Company’s Class A Common Stock Woburn, MA (September 27, 2024) - SES AI Corporation (“SES AI”) (NYSE: SES), a global leader in the development and manufacturing of high-performance Li-Metal batteries, today announced that, on September 26, 2024, it had received a notice from the New York Stock Exchange (the “NYSE”) that it is not in compliance with Section 802. |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission F |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 29, 2024 |
Exhibit 99.2 Beyond Li-ion™ SES AI Announces “All-in on AI” Strategy at Second Quarter 2024 Earnings Goes All-in on AI with 3 AI Solutions for batteries Full year 2024 cash usage guidance lowered Strong balance sheet provides liquidity into 2027 Highlights ● AI solutions now targeted as the future business model of electric transportation ● UAM and drone demand accelerating with cell testing agree |
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| July 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| July 29, 2024 |
Exhibit 99.1 Dear Shareholders, In this special letter, I want to talk about the seismic shift across any industry by generative AI and large language models (LLMs). AI represents a pivotal development of this decade. This transformative technology is set to disrupt industries, from those seeking the next innovation S-curve to those grappling with shrinking margins. The fact is, today’s EV battery |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 2, 2024 |
SES AI Corporation Condensed Consolidated Balance Sheets Exhibit 99.1 Dear Shareholders, Our mission is to power a new era of electric transportation on land and in air with Li-Metal batteries. That new era became a lot more visible in the past few weeks as we reached two milestones that we believe no Li-Metal battery manufacturer has ever reached before. We’re excited to talk about those achievements in more detail as we believe these milestones reinfo |
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| May 2, 2024 |
SES AI Reports First Quarter 2024 Earnings Results; Affirms 2024 Outlook Exhibit 99.2 SES AI Reports First Quarter 2024 Earnings Results; Affirms 2024 Outlook Highlights ● The world’s first to build and operate a Li-Metal line within an automotive OEM’s facility. ● The first Li-Metal battery company to have two B-sample development JDAs. ● The UAM market opportunity is closer to commercialization with B-sample progress and the expected conversion of an existing line to |
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| April 23, 2024 |
2023 ANNUAL REPORT And as we build more automotive large capacity Li-Metal cells and generate more data, we believe AI will become an increasingly integral part of our business in both material development and battery health monitoring and incident prediction. |
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| April 23, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ◻ Defini |
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| February 27, 2024 |
Policy for the Recovery of Erroneously Awarded Compensation. Exhibit 97.1 SES AI CORPORATION POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The New York Stock Exchange Listed Company Manual (the “NYSE Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of SES AI Corporation (the “Com |
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| February 27, 2024 |
Beyond Li-ion™ Exhibit 10.9 March 2, 2022 Kyle H. Pilkington 108 John Scott Lane North Kingstown, RI 02852 Re:Employment as Vice President, Legal Dear Kyle: Welcome to SES! I am pleased to confirm the terms on which you will be employed by SolidEnergy Systems, LLC (the “Company”). 1. Position. You will serve as Vice President, Legal, of the Company reporting directly to Joanne Ban, Chief Legal & |
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| February 27, 2024 |
SES Holdings Pte Ltd 35 Cabot Road, Woburn, MA 01801 Exhibit 10.11 January 24, 2024 Rohit Makharia 44836 Lightsway Drive Novi MI 48375 RE: Separation Letter Dear Rohit: This letter will confirm the terms of your separation from employment with SES Holdings Pte. Ltd. (the “Company”). 1.Separation of Employment. Your last date of employment with the Company will be January 26, 2024 (the “Separation |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39 |
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| February 27, 2024 |
Exhibit 21.1 List of Subsidiaries Name of Entity: State/Country of Organization SES Holdings Pte. Ltd. Singapore SolidEnergy Systems, LLC Massachusetts SES (Shanghai) Co., Ltd. China SolidEnergy Systems Securities Corporation Massachusetts Viking Power Systems Pte. Ltd. Singapore SES AI Korea Co., Ltd. South Korea SES Energy Pte. Ltd. Singapore |
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| February 26, 2024 |
SES Reports Fourth Quarter and Full Year 2023 Business and Financial Results; Provides 2024 Outlook Exhibit 99.2 SES Reports Fourth Quarter and Full Year 2023 Business and Financial Results; Provides 2024 Outlook 1. World’s first to enter automotive B-sample joint development for Li-Metal. 2. Focusing on EV B-sample and building and operating B-sample lines with JDA partners. 3. Building dedicated UAM Li-Metal line and shipping first batch of UAM cells to customers, as UAM is a stepping stone to |
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| February 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 26, 2024 |
SES AI Corporation Condensed Consolidated Balance Sheet Exhibit 99.1 Dear Shareholders, 2023 was a great year for us, we took a massive step toward commercialization of our Li-Metal technology for automotive applications. We signed the world’s first automotive B-sample joint development agreement for Li-Metal batteries with a major automaker. No one has ever gotten this far with Li-Metal batteries for EV application. This is a giant leap in the commerc |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 29, 2024 |
Brian Krzanich Joins SES AI Board of Directors Beyond Li-ion™ Brian Krzanich Joins SES AI Board of Directors The addition of Krzanich, former CEO of Intel Corp. |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2024 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 7, 2023 |
SES Reports Third Quarter 2023 Financial Results Exhibit 99.2 Beyond Li-ion™ SES Reports Third Quarter 2023 Financial Results BOSTON, Mass. – November 7, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced its business and financial results for the |
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| November 7, 2023 |
Test bunkers where we safely test thousands of Li-Metal cells Exhibit 99.1 Dear Shareholders, Earlier this year, we laid out the goal to transition to B samples, and I am happy to report, we are almost there. We expect to sign a B-sample joint development agreement (JDA) with one of our OEM customers in the next few weeks. This would be the world’s first automotive B-sample for Li-Metal and would also be a historic milestone for SES, the battery industry, an |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission F |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 8, 2023 |
SES Reports Second Quarter 2023 Financial Results Exhibit 99.2 Beyond Li-ion™ SES Reports Second Quarter 2023 Financial Results BOSTON, Mass. – August 8, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced its business and financial results for the |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| August 8, 2023 |
SES AI Corporation Condensed Consolidated Balance Sheet(1) Exhibit 99.1 Dear Shareholders, In 2021, SES became the first company to enter automotive A-sample for Li-Metal batteries, and we did so with three OEMs - GM, Honda and Hyundai. Earlier this year, we laid out the goal to transition to B-sample, and I’m happy to report that we are making really exciting progress. We continue to push forward with high energy densities at a wide range of temperature |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| June 16, 2023 |
Exhibit 16.1 KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 June 16, 2023 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for SES AI Corporation (the Company), and under the date of March 16, 2023, we reported on the consolidated financial statements of SES AI Corporation as of December 31, 2022 and 2021 and f |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 9, 2023 |
Beyond Li-ion™ SolidEnergy Systems LLC 35 Cabot Road, Woburn, MA 01801 Exhibit 10. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 9, 2023 |
Advisory Agreement, dated as of June 26, 2022, by and between Joanne Ban and SES AI Corporation. Exhibit 10.2 June 26, 2022 Via Electronic Mail [email protected] Dear Joanne: This letter sets forth the agreement (“Agreement”) between SES AI Corporation (the “Company”), and you (“Advisor”), effective as of July 1, 2022 (the “Effective Date”), with respect to the performance of certain advisory services by Advisor as an independent contractor. WHEREAS, the Company desires to engage Advisor with respe |
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| May 8, 2023 |
SES Reports First Quarter 2023 Financial Results Exhibit 99.2 Beyond Li-ion™ SES Reports First Quarter 2023 Financial Results BOSTON, Mass. – May 8, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced its business and financial results for the firs |
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| May 8, 2023 |
SES AI Corporation Condensed Consolidated Balance Sheet(1) Exhibit 99.1 Dear Shareholders, 2023 is starting out to be a great year for SES. A few years from now when we expect our Li-Metal battery technology will be in mass production, we think we will look back and say 2023 was a key turning point as we laid several crucial foundations. First we’d like to give you an update on our three OEM JDAs. As we have discussed previously, we were the world’s first |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 1, 2023 |
SES Announces Effectiveness of Registration Statement on Form S-3; No Current Plans to Raise Capital Exhibit 99.1 Beyond Li-ion™ SES Announces Effectiveness of Registration Statement on Form S-3; No Current Plans to Raise Capital BOSTON, Mass. – May 1, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today annou |
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| April 28, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-271423 PROSPECTUS SUPPLEMENT (to Prospectus Dated April 28, 2023) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Issuable Upon Exercise of Outstanding Warrants Secondary Offering of 288,917,714 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock Offered by the Selling Se |
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| April 26, 2023 |
United States securities and exchange commission logo April 26, 2023 Qichao Hu Chief Executive Officer SES AI Corporation 35 Cabot Road Woburn, MA 01801 Re: SES AI Corporation Registration Statement on Form S-3 Filed April 25, 2023 File No. |
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| April 26, 2023 |
Daniel Li Joins SES as Chief Manufacturing Officer Exhibit 99.1 Beyond Li-ion™ Daniel Li Joins SES as Chief Manufacturing Officer BOSTON, Mass. – April 26, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced the appointment of Daniel Li as Chief Manu |
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| April 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| April 26, 2023 |
SES AI Corporation 35 Cabot Road Woburn, MA 01801 SES AI Corporation 35 Cabot Road Woburn, MA 01801 April 26, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Patrick Fullem Re: SES AI Corporation (CIK No. 0001819142) Registration Statement on Form S-3 (File No. 333-271423) Ladies and Gentleman: Pursuant to Rule 461 of the rules and regulations promulgated |
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| April 25, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) SES AI CORPORATION (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Amount Registered(5) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Class A Common Stock, par value $0. |
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| April 25, 2023 |
As filed with the Securities and Exchange Commission on April 24, 2023 Table of Contents As filed with the Securities and Exchange Commission on April 24, 2023 Registration No. |
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| April 25, 2023 |
Form of Indenture Relating to the Company’s Debt Securities. Exhibit 4.2 INDENTURE SES AI CORPORATION and [] Trustee Dated as of , 20 TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE5 Section 1.1Definitions5 Section 1.2Other Definitions8 Section 1.3Incorporation by Reference of Trust Indenture Act8 Section 1.4Rules of Construction9 Article II. THE SECURITIES9 Section 2.1Issuable in Series9 Section 2.2Establishment of Terms of S |
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| April 25, 2023 |
SES AI CORPORATION 35 CABOT ROAD WOBURN, MASSACHUSETTS 01801 SES AI CORPORATION 35 CABOT ROAD WOBURN, MASSACHUSETTS 01801 April 24, 2023 VIA EDGAR U. |
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| April 24, 2023 |
Form of Indenture Relating to the Company’s Debt Securities. Exhibit 4.2 INDENTURE SES AI CORPORATION and [] Trustee Dated as of , 20 TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE5 Section 1.1Definitions5 Section 1.2Other Definitions8 Section 1.3Incorporation by Reference of Trust Indenture Act8 Section 1.4Rules of Construction9 Article II. THE SECURITIES9 Section 2.1Issuable in Series9 Section 2.2Establishment of Terms of S |
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| April 24, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) SES AI CORPORATION (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Amount Registered(5) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Class A Common Stock, par value $0. |
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| April 24, 2023 |
As filed with the Securities and Exchange Commission on April 24, 2023 Table of Contents As filed with the Securities and Exchange Commission on April 24, 2023 Registration No. |
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| April 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 21, 2023 |
Dear Shareholders, As a leader in Li-Metal batteries, SES AI Corporation (SES) continues to evolve and innovate. |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| March 17, 2023 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 6 (to Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplemen |
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| March 17, 2023 |
Robert Friedland to retire from SES board of directors Exhibit 99.1 Beyond Li-ion™ Robert Friedland to retire from SES board of directors BOSTON, Mass. – March 17, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced that Robert Friedland has retired from |
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| March 16, 2023 |
Exhibit 21.1 List of Subsidiaries Name of Entity: State/Country of Organization SES Holdings Pte. Ltd. Singapore SolidEnergy Systems, LLC Massachusetts SolidEnergy (Shanghai) Co., Ltd. China SolidEnergy Systems Securities Corporation Massachusetts Viking Power Systems Pte. Ltd. Singapore SES AI Korea Co., Ltd. South Korea SES Energy Pte. Ltd. Singapore |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39 |
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| March 16, 2023 |
Exhibit 10.22 C U M M I N G S P R O P E R T I E S , L L C S T A N D A R D F O R M AMENDMENT TO LEASE # 5 In connection with a lease in effect between Cummings Properties, LLC, LESSOR, and SolidEnergy Systems, LLC and SolidEnergy Systems Securities Corporation, LESSEE, at 35-B Cabot Road and Roof Rack Area , Woburn , Massachusetts (“premises” or “leased premises”), fully executed on March 30, 2016 |
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| March 14, 2023 |
SES AI Corporation Consolidated Balance Sheet(1) Exhibit 99.1 Dear Shareholders, As a leader in Li-Metal batteries, SES AI Corporation (SES) continues to evolve and innovate, despite all the challenges that come with new battery development, we have made some exciting progress that we would like to share with you. 2022 was a difficult but productive year. We built three A-sample lines: one in Shanghai, China and two in Chungcheongbuk-do, South K |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File |
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| March 14, 2023 |
SES Reports Fourth-Quarter 2022 Financial Results Exhibit 99.2 Beyond Li-ion™ SES Reports Fourth-Quarter 2022 Financial Results BOSTON, Mass. – March 14, 2023 – SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced its business and financial results for the |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 88-0641865 (State or other jurisdiction of incorporation) (Commission File N |
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| March 1, 2023 |
SES Provides an Update on Cash Position as of End of 2022 and Status of Annual Report on Form 10-K Exhibit 99.1 Beyond Li-ion™ SES Provides an Update on Cash Position as of End of 2022 and Status of Annual Report on Form 10-K BOSTON, Mass. – March 1, 2023 – SES AI Corporation (NYSE: SES) (the “Company” or “SES”), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other |
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| March 1, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplements the prospectus |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39845 CUSIP NUMBER (Check One): þ Form 10-K ◻ Form 20-F ◻ Form 11-K ◻ Form 10-Q ◻ Form 10-D ◻ Form N-CEN ◻ Form N-CSR 78397Q109 For Period Ended: December 31, 2022 ◻ Transition Report on Form 10-K ◻ Transition Report on Form 20-F ◻ Transition Report on Form 11-K ◻ Tra |
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| February 22, 2023 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Class A common stock of SES AI Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Each of the undersigned acknowledges that each shall be responsible for the timely filing of am |
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| February 22, 2023 |
SES / SES AI Corporation - Class A / Tianqi Lithium HK Co., Ltd. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SES AI CORPORATION (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 78397Q109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 13, 2023 |
SES / Synthesis Energy Systems, Inc. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment SC 13G/A 1 SESSC13GA22023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 2) SES AI CORPORATION (formerly Ivanhoe Capital Acquisition Corp.) (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 78397Q109 (CUSIP Number) DECEMBER 31, 2022 (Date of event which |
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| February 9, 2023 |
SES / Synthesis Energy Systems, Inc. / SK INC. - SC 13G Passive Investment SC 13G 1 d457172dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 SES AI Corporation (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 78397Q109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Desi |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2023 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 14, 2022 |
Exhibit 10.1 Supplementary Lease Agreement ? Lessor (hereinafter referred to as "Party A"): Meigulong (Shanghai) Commercial Equipment Co., Ltd. Lessee (hereinafter referred to as "Party B"): SES (Shanghai) Co. Ltd. WHEREAS, the parties have entered into a Lease Agreement on 28 August 2021, whereby Party B leased 6,078-square-meter of factory building on the north side of the factory building locat |
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| November 14, 2022 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplemen |
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| November 9, 2022 |
Exhibit 99.1 ? ? ? ? Dear Shareholders, As a leader in Li-Metal battery cell development, our organization continues to evolve and innovate in order to meet the challenges that come with manufacturing large format cells. During the third-quarter, we achieved several important milestones. First, our SES Korea pilot facility was completed, and its cell assembly line was ready-to-use in September - o |
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| November 9, 2022 |
SES Reports Third-Quarter 2022 Business and Financial Results Exhibit 99.2 ? ? Beyond Li-ion? ? ? SES Reports Third-Quarter 2022 Business and Financial Results BOSTON, Mass. ? November 9, 2022 ? SES AI Corporation (NYSE: SES), headquartered in Boston, a global leader in the development and manufacturing of high-performance lithium-metal (Li-Metal) rechargeable batteries for electric vehicles (EVs) and other applications, today announced its business and fina |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? ? Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) ( |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2022 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplemen |
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| August 9, 2022 |
SES Announces Second-Quarter 2022 Results Exhibit 99.1 Beyond Li-ion? ? ? SES Announces Second-Quarter 2022 Results ? Second Quarter of 2022 Highlights ? Total operating expenses were $19.1 million, an increase of $12.5 million from a year ago, reflecting an increase in headcount to support battery cell and AI software development and costs associated with being a public company ? Financial guidance for 2022 is unchanged from our guidance |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? ? Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Co |
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| July 27, 2022 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplements the prospectus |
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| May 16, 2022 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated April 27, 2022) SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement updates and supplemen |
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| May 13, 2022 |
Exhibit 10.5 SES AI CORPORATION 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE SES AI Corporation, a Delaware corporation (the ?Company?), pursuant to its 2021 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (the ?Participant?), an award of restricted stock units (?Restricted Stock Units? or ?RSUs?). Each vested Restrict |
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| May 13, 2022 |
Exhibit 10.7 SES AI CORPORATION 2021 INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT AWARD GRANT NOTICE SES AI Corporation, a Delaware corporation (the ?Company?), pursuant to its 2021 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (the ?Participant?), an award of performance vesting restricted stock units (?Performance Stock Units? or ?PSUs?) |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2022 |
? Exhibit 10.6 SES AI CORPORATION 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE SES AI Corporation, a Delaware corporation (the ?Company?), pursuant to its 2021 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (the ?Participant?), an award of restricted stock units (?Restricted Stock Units? or ?RSUs?). Each vested Restri |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? ? Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Comm |
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| May 12, 2022 |
SES Announces First-Quarter 2022 Results Exhibit 99.1 Beyond Li-ion? ? ? SES Announces First-Quarter 2022 Results ? First Quarter of 2022 Highlights ? Closed business combination with Ivanhoe Capital Acquisition Corporation in early February. Quarter ending cash position of $426 million expected to provide sufficient liquidity to reach commercialization ? Announced an ?A-sample? joint development agreement (JDA) with Honda to develop Li- |
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| April 27, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-262726 PROSPECTUS SES AI CORPORATION Primary Offering of 14,213,280 Shares of Class A Common Stock Secondary Offering of 320,373,966 Shares of Class A Common Stock 5,013,333 Warrants to Purchase Shares of Class A Common Stock This prospectus relates to (i) the issuance by us of up to 14,213,280 shares of Class A common stock, |
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| April 25, 2022 |
SES AI CORPORATION 35 Cabot Road Woburn, MA 01801 SES AI CORPORATION 35 Cabot Road Woburn, MA 01801 April 25, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Patrick Fullem and Geoffrey Kruczek Re: SES AI Corporation (CIK No. 0001819142) Registration Statement on Form S-1/A (File No. 333-262726) Ladies and Gentleman: Pursuant to Rule 461 of the rules and r |
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| April 18, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Commission File |
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| April 18, 2022 |
Exhibit 16.1 April 18, 2022 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read SES AI Corporation (formerly known as Ivanhoe Capital Acquisition Corp.) statements included under Item 4.01 of its Form 8-K dated April 18, 2022. We agree with the statements concerning our Firm under Item 4.01, in which we were i |
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| April 14, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) SES AI Corporation (Exact Name of Registrant as Specified in its Charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0. |
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| April 14, 2022 |
As filed with the Securities and Exchange Commission on April 13, 2022 As filed with the Securities and Exchange Commission on April 13, 2022 Registration No. |
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| April 12, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) SES AI CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Class A Common Stock, par value $0. |
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| April 12, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on April 1 2 , 2022 Registration No. |
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| April 12, 2022 |
April 12, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street NE Washington, D. |
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| April 5, 2022 |
United States securities and exchange commission logo April 5, 2022 Jing Nealis Chief Financial Officer SES AI Corporation 35 Cabot Road Woburn, MA 01801 Re: SES AI Corporation Registration Statement on Form S-1 Filed February 14, 2022 File No. |
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| March 31, 2022 |
Exhibit 99.1 SES Holdings Pte. Ltd., and Subsidiaries Consolidated Financial Statements For the years ended December 31, 2021 and 2020 Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors SES Holdings Pte. Ltd.: Opinion on the Consolidated Financial Statements We have audited the accompanying consolidated balance sheets of SES Holdings Pte. Ltd. and su |
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| March 31, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-398 |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 95-1567584 (State or other jurisdiction of incorporation) (Commission File |
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| March 31, 2022 |
Exhibit 4.2 DESCRIPTION OF SECURITIES The following summary of the material terms of the capital stock of SES AI Corporation (?SES? or the ?Company?) is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our Charter, our Bylaws and the Warrant Agreement described herein, each of which are incorporated by reference as an exhibit |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporat |
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| March 31, 2022 |
Exhibit 99.2 Item 2. Management?s Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis provides information which the Company?s management believes is relevant to an assessment and understanding of Old SES?s consolidated results of operations and financial condition. The following discussion and analysis should be read in conjunction with o |
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| March 31, 2022 |
Unaudited pro-forma condensed combined financial information of the Company as of December 31, 2021. Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information present the combination of the financial information of Ivanhoe and Old SES adjusted to give effect to the Business Combination and other events contemplated by the Business Combination Agreement. The following unaudited pro forma condensed combined f |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Commission File |
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| March 15, 2022 |
Letter to Our Shareholders SES March 2022 EXHIBIT 99.1 Letter to Our Shareholders SES March 2022 Dear Shareholders, On February 4, 2022, we listed on the New York Stock Exchange under the ticker symbol of ?SES? for our common stock. While the global markets have been turbulent, we are confident in our business plan and expect to achieve several milestones in 2022 which include delivering the world?s first A-Sample lithium-metal battery (L |
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| March 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 98-1567584 (State or other jurisdiction of incorporation) (Commission File |
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| February 23, 2022 |
United States securities and exchange commission logo February 23, 2022 Jing Nealis Chief Financial Officer SES AI Corporation 35 Cabot Road Woburn, MA 01801 Re: SES AI Corporation Registration Statement on Form S-1 Filed February 14, 2022 File No. |
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| February 14, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on February 14, 2022 Registration No. |
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| February 14, 2022 |
IVAN / Ivanhoe Capital Acquisition Corp / Hu Qichao - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SES AI Corporation (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 78397Q 109 (CUSIP Number) Qichao Hu 35 Cabot Road Woburn, Massachusetts 01801 (339) 298-8750 (Name, Address and Telephone Number of Person Authorized to |
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| February 14, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT This joint filing agreement (this ?Agreement?) is made and entered into as of February 14, 2022, by and among Temasek Holdings (Private) Limited, Tembusu Capital Pte. Ltd., Thomson Capital Pte. Ltd., Anderson Investments Pte. Ltd., Temasek Capital (Private) Limited, Seletar Investments Pte. Ltd. and Aranda Investments Pte. Ltd. The parties to this Agreement agre |
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| February 14, 2022 |
IVAN / Ivanhoe Capital Acquisition Corp / Temasek Holdings (Private) Ltd - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SES AI CORP. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 78397Q109 (CUSIP Number) February 3, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 14, 2022 |
Exhibit 1 Directors and Executive Officers of General Motors Company, General Motors Holdings LLC, and General Motors Ventures LLC The following tables set forth the name and present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such occupation or employment is conducted, and citizenship of each director and executive officer of General Motors Company. |
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| February 14, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) SES AI CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Class A Common Stock, par value $0. |
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| February 14, 2022 |
Joint Filing Agreement SES AI Corporation Exhibit 5 Joint Filing Agreement SES AI Corporation In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13D and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that this Agreement be included as an Exhibit to such filing. |
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| February 14, 2022 |
IVAN / Ivanhoe Capital Acquisition Corp / General Motors Holdings LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* SES AI Corporation (Name of Issuer) Class A common stock, par value $0.0001 (Title of Class of Securities |
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| February 11, 2022 |
IVAN / Ivanhoe Capital Acquisition Corp / Ivanhoe Capital Sponsor LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* SES AI Corporation (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 78397Q109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Designate |
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| February 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* SES AI Corporation (formerly known as Ivanhoe Capital Acquisition Corp.) (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 78397Q109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Stateme |
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| February 10, 2022 |
SC 13G 1 ea155371-13gvertexsesai.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SES AI Corporation (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 78397Q 109 (CUSIP Number) February 2, 2022 (Date of Event which Requires Filing of this Statement) Check t |
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| February 8, 2022 |
Exhibit 10.1 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of February 3, 2022, is made and entered into by and among SES AI Corporation, a Delaware corporation (formerly, Ivanhoe Capital Acquisition Corp.) (the ?Company?), Ivanhoe Capital Sponsor LLC, a Cayman Islands exempted limited liability company (the |
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| February 8, 2022 |
Exhibit 10.19 CUMMINGS PROPERTIES, LLC STANDARD FORM AMENDMENT TO LEASE # 2 In connection with a lease in effect between Cummings Properties, LLC, LESSOR, and SolidEnergy Systems, LLC LESSEE, at 35-B Cabot Road and Roof Rack Area Woburn, Massachusetts (?premises? or ?leased premises?), fully executed on March 30, 2016 (as amended and/or extended, the ?lease?), and currently scheduled to terminate |
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| February 8, 2022 |
Exhibit 10.24 SES Holdings Pte. Ltd. SES HOLDINGS PTE. LTD. Form of Employee Confidentiality, Assignment of Intellectual Property and Noncompetition Agreement In consideration and as a condition of my employment by SES Holdings Pte. Ltd. (the ?Company?), I agree as follows: 1. Proprietary Information. I agree that all information, whether or not in writing, concerning the Company?s business, techn |
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| February 8, 2022 |
Exhibit 10.3 SES AI CORPORATION 2021 INCENTIVE AWARD PLAN 1. Establishment of the Plan; Effective Date; Duration. (a) Establishment of the Plan; Effective Date. Ivanhoe Capital Acquisition Corp., a Cayman Islands exempted company (which shall migrate to and domesticate as a Delaware corporation and be renamed SES AI Corporation prior to the Closing) (the ?Company?), hereby establishes this incenti |
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| February 8, 2022 |
Exhibit 10.9 SES Holdings Pte. Ltd. March 23, 2021 Joanne Ban Shiang Mei Singapore Re: Employment as Chief Legal and Corporate Officer Dear Joanne: The terms in this letter supersede all prior agreements you have entered into with SES Holdings Pte. Ltd. (the ?Company?) and its subsidiaries in relation to your employment. From the date hereof, you will be employed on the following terms and conditi |
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| February 8, 2022 |
Exhibit 10.6 SES Holdings Pte. Ltd. February 16, 2021 Jing Nealis Re: Employment as Chief Financial Officer Dear Jing: I am pleased to offer you employment with SES Holdings Pte. Ltd. (the ?Company?) on the following terms and conditions. 1. Position. You will serve as Chief Financial Officer of the Company reporting directly to Qichao Hu the Chief Executive Officer. As a full-time employee of the |
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| February 8, 2022 |
Exhibit 10.5 SES Holdings Pte. Ltd. March 19, 2021 Qichao Hu Re: Employment as Chief Executive Officer Dear Qichao: The terms in this letter supersede all prior agreements you have entered into with SES Holdings Pte. Ltd. (the ?Company?) and its subsidiaries in relation to your employment. From the date hereof, you will be employed on the following terms and conditions. 1. Position. You will serve |
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| February 8, 2022 |
Press Release Announcing First Day of Trading on the New York Stock Exchange dated February 4, 2022. Exhibit 99.2 SES Begins Trading Today on the New York Stock Exchange Under the Symbol ?SES? ? Listing follows completion of business combination with Ivanhoe Capital Acquisition Corp. ? SES to ring opening bell at the New York Stock Exchange today at 9:30am ET BOSTON, MA ? February 4, 2022 ? SES AI Corporation (SES), a global leader in the development and production of high-performance lithium-met |
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| February 8, 2022 |
Exhibit 10.15 Plant Lease Contract Lessor: Meikolong (Shanghai) Shop Equipment Industry Co., Ltd. Lessee 1: SES (Shanghai) Co., Ltd. Lessee 2: Shanghai Jiading Industrial Zone Management Committee August 2018 [seal: special seal for contract of Meikolong (Shanghai) Shop Equipment Industry Co., Ltd.] [seal: SES (Shanghai) Co., Ltd.] [seal: Shanghai Jiading Industrial Zone Management Committee] [cro |
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| February 8, 2022 |
Exhibit 10.2 [FORM OF] INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made as of [ ], 20[ ], by and between SES AI Corporation, a Delaware corporation (the ?Company?), and [?] (?Indemnitee?). RECITALS WHEREAS, the Company believes that, in order to attract and retain highly qualified persons to serve as directors or in other capacities, including as officers, it must provide su |
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| February 8, 2022 |
Exhibit 10.20 CUMMINGS PROPERTIES LLC STANDARD FORM AMENDMENT TO LEASE # 3 In connection with a lease in effect between Cummings Properties, LLC. LESSOR, and SolidEnergy Systems, LLC LESSEE, at 35-B Cabot Road and Roof Rack Area and 12-B and 12-C Cabot Road Woburn, Massachusetts (?premises? or ?leased premises?), fully executed on March 30, 2016 (as amended and/or extended, the ?lease?), and curre |
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| February 8, 2022 |
Amendment No. 4 to Commercial Lease Agreement, dated as of December 30 2021. Exhibit 10.21 CUMMINGS PROPERTIES, LLC STANDARD FORM AMENDMENT TO LEASE # 4 In connection with a lease in effect between Cummings Properties, LLC, LESSOR, and SolidEnergy Systems, LLC and SolidEnergy Systems Securities Corporation, LESSEE, at 35-B Cabot Road and Roof Rack Area and 12-B, 12-C. and 12-G Cabot Road, Woburn, Massachusetts (?premises? or ?leased premises?), fully executed on March 30, |
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| February 8, 2022 |
Press Release Announcing the Completion of the Business Combination dated February 3, 2022. Exhibit 99.1 SES Announces Closing of Business Combination with Ivanhoe Capital Acquisition Corp. The combined company to begin trading on the New York Stock Exchange on February 4, 2022 under the ticker symbols ?SES? and ?SES WS? BOSTON, MA ? February 3, 2022 ? SES AI Corporation (?SES?), a global leader in the development and production of high-performance lithium-metal (Li-Metal) rechargeable b |
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| February 8, 2022 |
Exhibit 3.2 BYLAWS OF SES AI CORPORATION (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 1 2.5 Advance Notice Procedures for Nominations of Directors |
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| February 8, 2022 |
Certificate of Incorporation of SES AI Corporation. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF SES AI CORPORATION ARTICLE I NAME The name of the corporation is ?SES AI Corporation? (hereinafter called the ?Corporation?). ARTICLE II REGISTERED OFFICE AND AGENT The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, State of Delaware 19801. The name of its re |
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| February 8, 2022 |
Form of Restricted Share Award Grant. Exhibit 10.22 STANDARD FORM RESTRICTED SHARE AWARD Granted by SES Holdings Pte. Ltd. Under the 2021 Share Incentive Plan This Restricted Share Award is and shall be subject in every respect to the provisions of the Company?s (as defined in the Plan) 2021 Share Incentive Plan, as amended from time to time (the ?Plan?), which is incorporated herein by reference and made a part hereof. The holder of |
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| February 8, 2022 |
Exhibit 10.7 February 15, 2021 Rohit Makharia Re: Employment as President and Chief Operating Officer Dear Rohit: I am pleased to offer you employment with SES Holdings Pte. Ltd. (the ?Company?) on the following terms and conditions. 1. Position. You will serve as President and Chief Operating Officer of the Company reporting directly to Qichao Hu the Chief Executive Officer. As a full-time employ |
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| February 8, 2022 |
Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information present the combination of the financial information of Ivanhoe and Old SES adjusted to give effect to the Business Combination and other events contemplated by the Business Combination Agreement. The following unaudited pro forma condensed combined f |
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| February 8, 2022 |
List of Subsidiaries of SES AI Corporation. Exhibit 21.1 Subsidiaries of Registrant Name State or Country of Organization SolidEnery Systems, LLC Delaware SolidEnergy Systems (Shanghai) Co., Ltd. China SolidEnergy Systems Securities Corporation Massachusetts Viking Power Systems Pte. Ltd. Singapore Massachusetts Solid Energy Co. Ltd (Korea) South Korea |
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| February 8, 2022 |
Exhibit 3.3 CERTIFICATE OF CORPORATE DOMESTICATION OF IVANHOE CAPITAL ACQUISITION CORPORATION Pursuant to Section 388 of the General Corporation Law of the State of Delaware (the ?DGCL?) Ivanhoe Capital Acquisition Corporation, presently a Cayman Islands exempted company limited by shares (the ?Company?), DOES HEREBY CERTIFY: 1. The Company was first incorporated on July 8, 2020 under the laws of |
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| February 8, 2022 |
Exhibit 10.17 CUMMINGS PROPERTIES, LLC COMMERCIAL LEASE Cummings Properties, LLC (?LESSOR?) hereby leases to SolidEnergy Systems Corp, (a DE corp.), 200 West Street, Waltham, MA 02451 (LESSEE), the following premises, approximately 23,101 square feet at 35-B Cabot Road, Woburn, MA 01801 (?premises?), for a term of five years and one month commencing at noon on the Commencement Date (defined below) |
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| February 8, 2022 |
Exhibit 10.8 SolidEnergy Systems Corporation 35 Cabot Road, Woburn, MA 01801 May 24th, 2016 Mr. Yongkyu Son Re: Employment as Principal Engineer Dear Mr. Son: Welcome to SolidEnergy! I am pleased to confirm the terms on which you will be employed by SolidEnergy Systems Corp. (the ?Company??). 1. Position. You will serve as a Principal Engineer of the Company reporting directly to Qichao Hu, the Co |
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| February 8, 2022 |
Exhibit 10.23 STANDARD FORM SHARE OPTION Granted by SES Holdings Pte. Ltd. Under the 2021 Share Incentive Plan This Option is and shall be subject in every respect to the provisions of the Company?s (as defined in the Plan) 2021 Share Incentive Plan, as amended from time to time (the ?Plan?), which is incorporated herein by reference and made a part hereof. The holder of this Option (the ?Holder?) |
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| February 8, 2022 |
Exhibit 10.18 CUMMINGS PROPERTIES, LLC STANDARD FORM LEASE EXTENSION # 1 In connection with a lease in effect between Cummings Properties, LLC, LESSOR, and SolidEnergy Systems, LLC f/k/a SolidEnergy Systems Corp., LESSEE, at 35-B Cabot Road Woburn, Massachusetts (?premises? or ?leased premises?), fully executed on March 30, 2016 (as amended and/or extended, the ?lease?), and currently scheduled to |
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| February 8, 2022 |
Exhibit 10.16 Plant Lease Contract Lessor: Meikolong (Shanghai) Shop Equipment Industry Co., Ltd. Lessee: SES (Shanghai) New Energy Technology Co., Ltd. September 2021 [hw:] Q21-235 Plant Lease Contract This Plant Lease Contract was jointly signed in Jiading District, Shanghai, China on August 28, 2021 by: Lessor (?Party A?): Meikolong (Shanghai) Shop Equipment Industry Co., Ltd. Lessee (?Party B? |
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| February 8, 2022 |
Exhibit 10.4 SES HOLDINGS PTE. LTD. 2021 Share Incentive Plan 1. Purpose and Background. 1.1 Purpose. The purpose of this plan (the ?Plan?) is to secure for SES Holdings Pte. Ltd., a Singapore company (the ?Company?) and its shareholders the benefits arising from share ownership by employees, officers and directors of, and consultants or advisors to, the Company and its holding and subsidiary corp |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 SES AI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39845 95-1567584 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 8, 2022 |
Exhibit 10.10 SolidEnergy Systems Corporation 35 Cabot Road, Woburn, MA 01801 July 1, 2018 Hong Gan Re: Employment as Director of R&D Dear Hong: Welcome to SolidEnergy! I am pleased to confirm the terms on which you will be employed by SolidEnergy Systems Corp. (the ?Company?). Position. You will serve as Director of R&D of the Company reporting directly to Mackenzie King, Vice President of Produc |
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| February 8, 2022 |
Exhibit 4.1 AMENDED AND RESTATED WARRANT AGREEMENT THIS AMENDED AND RESTATED WARRANT AGREEMENT (this ?Agreement?), dated as of February 3, 2022, is by and between Ivanhoe Capital Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (in such capacity, the ?Warrant Agent?, and |
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| February 4, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 15, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 3, 2022 |
Exhibit 3.2 BYLAWS OF SES AI CORPORATION (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Procedures for Nominations of Directors |
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| February 3, 2022 |
Certificate of Incorporation of SES AI Corporation. Exhibit 3.1 FINAL FORM CERTIFICATE OF INCORPORATION OF SES AI CORPORATION Article I NAME The name of the corporation is ?SES AI Corporation? (hereinafter called the ?Corporation?). Article II REGISTERED OFFICE AND AGENT The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, State of Delaware 19801. The nam |
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| February 3, 2022 |
As filed with the Securities and Exchange Commission on February 2, 2022 As filed with the Securities and Exchange Commission on February 2, 2022 Registration No. |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2022 IVANHOE CAPITAL ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-39845 98-1567584 (State or other jurisdiction of incorpora |
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| February 1, 2022 |
Business Combination of SES and Ivanhoe Capital Acquisition Corp. Approved by Ivanhoe Shareholders Exhibit 99.1 Business Combination of SES and Ivanhoe Capital Acquisition Corp. Approved by Ivanhoe Shareholders ? IVAN shareholders have approved the business combination at the Extraordinary General Meeting held on February 1, 2022. ? Transaction is anticipated to close on February 3, 2022 and is expected to result in more than $480 million of cash (less fees and expenses) on the balance sheet of |
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| February 1, 2022 |
425 1 tm225018d1425.htm 425 Filed by Ivanhoe Capital Acquisition Corp. (Commission File No. 001-39845) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Ivanhoe Capital Acquisition Corp. Form S-4 File No. 333-258691 Business Combination of SES and Ivanhoe Capital Acquisition Corp. Expected to be |
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| January 28, 2022 |
IVAN / Ivanhoe Capital Acquisition Corp / Weiss Asset Management LP Passive Investment 1.35% CUSIP NO. G4R87P114 SCHEDULE 13G/A PAGE 1 OF 10 PAGES =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* IVANHOE CAPITAL ACQUISITION CORP. - (Name of Issuer) Class A ordinary shares, par value $0.0001 per share - (Tit |
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| January 28, 2022 |
Filed by Ivanhoe Capital Acquisition Corp. 425 1 tm224277d2425.htm 425 Filed by Ivanhoe Capital Acquisition Corp. (Commission File No. 001-39845) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Ivanhoe Capital Acquisition Corp. Form S-4 File No. 333-258691 1 JANUARY 2022 SES INVESTOR PRESENTATION Hybrid Li - Metal Batteries 2 DISCLAIME |
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| January 27, 2022 |
Filed by: Ivanhoe Capital Acquisition Corp. Filed by: Ivanhoe Capital Acquisition Corp. (Commission File No. 001-39845) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Ivanhoe Capital Acquisition Corp. Form S-4 File No.: 333-258691 The following communication is an article based on an interview with the CEO of SES Holdings Pte. Ltd. (th |
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| January 27, 2022 |
Filed by: Ivanhoe Capital Acquisition Corp. (Commission File No. 001-39845) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Ivanhoe Capital Acquisition Corp. Form S-4 File No.: 333-258691 On Wednesday, February 26, 2022, Dr. Qichao Hu, the Chief Executive Officer of SES Holdings Pte. Ltd. part |
