Basisstatistiken
| LEI | N0WOEFO1WOMLJYH1PV29 |
| CIK | 1509253 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Short Duration Credit Opportunities Fund
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| July 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) May 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| May 9, 2023 |
Nuveen Senior Income Fund (NSL) Nuveen Short Duration Credit Opportunities Fund Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Short Duration Credit Opportunities Fund (JSD) Please exercise your right to vote as soon as possible! Dear Shareholder: We recently sent you proxy materials concerning important merger and other proposals affecting your fund(s), which was considered at an Annual Meeting of Shareholders of the funds on May 8, 2023, at 2:00 p. |
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| April 14, 2023 |
Filed by Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Fund Filed by Nuveen Floating Rate Income Fund (Commission File No. |
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| April 14, 2023 |
425 1 d441915d425.htm NUVEEN FLOATING RATE INCOME FUND Filed by Nuveen Floating Rate Income Fund (Commission File No. 333-269484) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended PO Box 43131 Providence, RI 02940-3131 Subject Company: Nuveen Short Duration Credit Opportunities Fund (Comm |
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| April 4, 2023 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Bulldog Investors, LLP Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 4/4/23 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 0 8. SHARED VOTING POWER 313,0 |
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| March 31, 2023 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2023 |
Nuveen Short Duration Credit Opportunities Fund March 30, 2023 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami vedderprice. |
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| March 16, 2023 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 6, 2023 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Bulldog Investors, LLP Activist Investment SC 13D 1 third.txt SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/27/23 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 0 8. SHARED |
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| January 27, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 27, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) |
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| December 27, 2022 |
1 Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments October 31, 2022 (Unaudited) JSD Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 163. |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) October 3, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| July 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| July 6, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) June 30, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| June 29, 2022 |
1 Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments April 30, 2022 (Unaudited) JSD Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 157. |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) - Nuveen Short Duration Credit Opportunities Fund (JSD) - (Name of Issuer) Common Stock - (Title of Class of Securities) 67074X107 - (CUSIP Number) June 16, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| March 1, 2022 |
Case 1:21-cv-00327-JPO-RWL Document 60 Filed 02/18/22 Page 1 of 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -X SABA CAPITAL CEF OPPORTUNITIES 1, LTD. |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22518 27-5100541 (State |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) - Nuveen Short Duration Credit Opportunities Fund (JSD) - (Name of Issuer) Common Stock - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 24, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 24, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 28, 2021 |
JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 156. |
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| September 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) August 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| September 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 28, 2021 |
JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 155. |
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| April 23, 2021 |
SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| April 9, 2021 |
CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor |
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| March 4, 2021 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Short Duration Credit Opportunities Fund (JSD) - (Name of Issuer) Common Stock - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 1, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 1, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2021 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund |
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| December 30, 2020 |
Nuveen Short Duration Credit Opportunities Fund JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 154. |
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| December 10, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) November 30, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 10, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 1, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 (December 1, 2020) Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22518 27-5100541 (Stat |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d59397d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-2251 |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D |
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| September 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'A |
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| June 30, 2020 |
JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 153. |
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| April 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67074X107 (CUSIP Number) April 1, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| April 2, 2020 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2020 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 12, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 26, 2019 |
JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 163. |
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| November 12, 2019 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) * Nuveen Short Duration Credit Opportunities Fund (JSD) (Name of Issuer) Term Preferred, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) October 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box |
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| June 28, 2019 |
JSD / Nuveen Short Duration Credit Opportunities Fund NPORT-EX - - JSD Nuveen Short Duration Credit Opportunities Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 159. |
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| February 26, 2019 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2019 |
JSD / Nuveen Short Duration Credit Opportunities Fund / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 8, 2019 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 8, 2019 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) |
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| January 11, 2019 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2) 1 Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Term Preferred, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) D |
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| January 2, 2019 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2) 1 Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Term Preferred, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) D |
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| December 28, 2018 |
N-Q 1 d554211dnq.htm NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, |
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| December 28, 2018 |
EX-99.CERT 2 d554211dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| November 29, 2018 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1) 1 Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Term Preferred, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) D |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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| June 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| June 29, 2018 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| February 23, 2018 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 14, 2018 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Term Preferred Shares, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) Daniel Lippinc |
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| January 12, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 12, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| December 29, 2017 |
Nuveen Short Duration Credit Opportunities Fund - NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 29, 2017 |
Nuveen Short Duration Credit Opportunities Fund - NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark |
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| March 9, 2017 |
Consent of Independent Registered Public Accounting Firm EX-99.N 5 d252058dex99n.htm CONSENT OF KPMG LLP Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Short Duration Credit Opportunities Fund: We consent to the use of our report dated September 28, 2016, with respect to the financial statements of Nuveen Short Duration Credit Opportunities Fund, incorporated herein by reference, and to the references to our fir |
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| March 9, 2017 |
Nuveen Investments Compliance | September 2016 Code of Ethics Summary and Scope What the Code is about Helping to ensure that Nuveen Investments personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| March 9, 2017 |
March 8, 2017 Nuveen Short Duration Credit Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Short Duration Credit Opportunities Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the Securities and Exchange Commission (the ?Commission?) on or about March 8, 2017 (the ?Registration Statement?), with respect to the registration of 1 million Common Shares with a par value of $0. |
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| March 9, 2017 |
EX-99.R.2 7 d252058dex99r2.htm CODE OF ETHICS FOR THE INDEPENDENT TRUSTEES OF NUVEEN FUNDS Exhibit r.2 Code of Ethics for the Independent Trustees of the Nuveen Funds Effective: January 1, 2013 Last Amended: August 4, 2016 I. Summary a. Purpose The purpose of this Code is to help to ensure that the Independent Directors/Trustees (“Trustees”) of the Nuveen Funds place the interests of the Nuveen Fu |
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| March 9, 2017 |
Thomas S. Harman 1.202.373.6725 [email protected] March 8, 2017 Nuveen Floating Rate Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Short Duration Credit Opportunities Fund (File No. 333-186405) Ladies and Gentlemen: We hereby consent to all references to our firm in Post-Effective Amendment No. 1 under the Securities Act of 1933 to the Registration Statement of Nuveen |
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| March 9, 2017 |
EX-99.I.2 2 d252058dex99i2.htm NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES PARTICIPATING FUNDS Participating funds 1 : Funds from which director compensation can be deferred 2 : AUM ³ $270MM 3 : funds do not lose Participating status from a subsequent loss of assets 4 : list u |
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| March 9, 2017 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S 8 d252058dex99s.htm POWERS OF ATTORNEY DATED APRIL 13, 2016 AND JUNE 24, 2016 NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRIS |
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| March 9, 2017 |
As filed with the U.S. Securities and Exchange Commission on March 8, 2017 Nuveen Short Duration Credit Opportunities Fund As filed with the U.S. Securities and Exchange Commission on March 8, 2017 1933 Act File No. 333-186405 1940 Act File No. 811-22518 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Post-Effective Amendment No. 2 and/or ☒ REGISTRATION ST |
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| February 24, 2017 |
Nuveen Short Duration Credit Opportunities Fund NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 11, 2017 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) |
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| January 11, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 30, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| December 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| October 11, 2016 |
JSD / Nuveen Short Duration Credit Opportunities Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Term Preferred Shares, Series 2020 (Title of Class of Securities) 67074XAA5 (CUSIP Number) April 7, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| June 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| June 29, 2016 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Term Preferred Stock - (Title of Class of Securities) 67074X206 - (CUSIP Number) April 14, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| March 31, 2016 |
Form N-SAR, Sub-Item 77D Policies with respect to security investments Nuveen Short Duration Credit Opportunities Fund 811-22518 The Board of the above referenced fund approved the removal of the prospectus policy limit to effective leverage. |
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| March 31, 2016 |
EX-99.77I NEW SECUR 3 jsd77i0116.txt Form N-SAR, Sub-Item 77I Terms of new or amended securities Nuveen Short Duration Credit Opportunities Fund 811-22518 The Registrant has added a preferred share class, as stated in the Statement Establishing and Fixing the Rights and Preferences of Term Preferred Shares, containing a description of the securities. A copy of such Statement is attached to the N-S |
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| March 31, 2016 |
Execution Version NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF TERM PREFERRED SHARES Effective as of November 16, 2015 Table of Contents Page - 1 DEFINITIONS. |
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| March 31, 2016 |
Form N-SAR, Sub-Item 77Q1(d) Copies of any constituent instruments defining the rights of shareholders Nuveen Short Duration Credit Opportunities Fund 811-22518 The Registrant has added a preferred share class, as stated in the Statement Establishing and Fixing the Rights and Preferences of Term Preferred Shares, containing a description of the securities. |
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| March 31, 2016 |
Form N-SAR, Sub-Item 77Q1(a) Copies of any material amendments to the registrants charter Nuveen Short Duration Credit Opportunities Fund 811-22518 Attached please find as an exhibit under Sub-Item 77Q1(a) of Form N-SAR a copy of the Statement Establishing and Fixing the Rights and Preferences of Term Preferred Shares, considered an amendment to the Declaration of Trust, containing a description of the Funds preferred securities. |
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| March 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Term Preferred Stock - (Title of Class of Securities) 67074X206 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| March 10, 2016 |
Nuveen Short Duration Credit Opportunities Fund NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 16, 2016 |
JSD / Nuveen Short Duration Credit Opportunities Fund / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 12, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 12, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 30, 2015 |
N-Q 1 d59364dnq.htm NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, C |
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| December 30, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| November 9, 2015 |
Nuveen Short Duration Credit Opportunities Fund ESP CORRESP 1 filename1.htm David P. Glatz D 312.807.4295 F 312.827.8065 [email protected] November 9, 2015 Patrick Scott Senior Counsel Office of Disclosure and Review Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Scott: This letter responds to the comments you provided to Fatima Sulaiman via telephone on November 9, 2015 from the staff of the Securities |
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| November 6, 2015 |
Nuveen Short Duration Credit Opportunities Fund ESP Nuveen Short Duration Credit Opportunities Fund Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| November 6, 2015 |
Nuveen Short Duration Credit Opportunities Fund ESP CORRESP 1 filename1.htm Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 November 6, 2015 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn.: Patrick Scott Senior Counsel Nuveen Short Duration Credit Opportunities Fund Registration Statement on Form N-2 File Nos. 333-206449 and 811-22518 Dear Mr. Scott: Pursuant t |
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| October 9, 2015 |
Nuveen Short Duration Credit Opportunities Fund ESP Nuveen Short Duration Credit Opportunities Fund K&L GATES LLP 70 W. MADISON ST. SUITE 3100 CHICAGO, IL 60602 T +1 312 372 1121 F +1 312 827 8000 klgates.com David P. Glatz D 312.807.4295 F 312.827.8065 [email protected] October 9, 2015 Patrick Scott Senior Counsel Office of Disclosure and Review Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Scott: This |
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| October 9, 2015 |
Nuveen Short Duration Credit Opportunities Fund ESP Nuveen Short Duration Credit Opportunities Fund Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 October 9, 2015 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| October 6, 2015 |
September 17, 2015 VIA ELECTRONIC MAIL Mr. David P. Glatz, Esq. K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, IL 60602-4205 Nuveen Short Duration Credit Opportunities Fund (the “Fund”) File Numbers: 333-206449 / 811-22518 Dear Mr. Glatz: The staff has reviewed the registration statement on Form N-2, filed with the Commission on August 18, 2015. Based on our review of the registration s |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| June 29, 2015 |
Nuveen Short Duration Credit Opportunities Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2015 |
Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| April 1, 2015 |
Form N-SAR, Sub-Item 77C Submission of matters to a vote of security holders Nuveen Short Duration Credit Opportunities Fund 811-22518 A special meeting of shareholders was held in the offices of Nuveen Investments on August 5, 2014 for the above- referenced fund. |
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| April 1, 2015 |
Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Nuveen Short Duration Credit Opportunities Fund and are in agreement with the statements contained in Sub-Item 102J of Form N-SAR. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ ERNST & YOUNG LLP Chicago, Illinois |
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| April 1, 2015 |
EX-99.77K CHNG ACCNT 3 jsd77k0115.txt SUB-ITEM 77K Changes in registrants certifying accountant Nuveen Short Duration Credit Opportunities Fund 811-22518 During the current fiscal period, the Board of Trustees of the above-referenced Fund, upon recommendation of the Audit Committee, engaged KPMG LLP ( KPMG ) as the independent registered public accounting firm to the Fund as of September 30, 2014. |
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| April 1, 2015 |
EX-99.77K CHNG ACCNT 4 jsd77k102j0115.txt SUB-ITEM 102J Changes in registrants certifying accountant Nuveen Short Duration Credit Opportunities Fund 811-22518 During the current fiscal period, the Board of Trustees of the above-referenced Fund, upon recommendation of the Audit Committee, engaged KPMG LLP ( KPMG ) as the independent registered public accounting firm to the Fund as of September 30, |
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| April 1, 2015 |
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Short Duration Credit Opportunities Fund 811-22518 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix M and Appendix N, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236554, on June 16, 2014. |
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| February 17, 2015 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 13, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 13, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 30, 2014 |
Nuveen Short Duration Credit Opportunities Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2014 |
Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 27, 2014 |
Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| April 1, 2014 |
EX-99.77D POLICIES 2 jsd77d0114.txt Form N-SAR, Sub-Item 77D Policies with respect to security investments Nuveen Short Duration Credit Opportunities Fund 811-22518 The Board of the above referenced fund approved an investment policy change from investing up to 20% of managed assets in CCC+ and lower rated credit to up to 30%. A description of the current policy can be found in the prospectus file |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 12, 2014 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 12, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2013 |
Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 22, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 25, 2013 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Short Duration Credit Opportunities Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 22, 2013 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND 486BPOS 1 d617416d486bpos.htm NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND As filed with the U.S. Securities and Exchange Commission on November 22, 2013 1933 Act File No. 333-186405 1940 Act File No. 811-22518 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Post-Effective Amendm |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S.1 4 d617416dex99s1.htm POWERS OF ATTORNEY DATED APRIL 17, 2013 NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WI |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S.2 5 d617416dex99s2.htm POWERS OF ATTORNEY DATED SEPTEMBER 1, 2013 NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. RO |
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| November 22, 2013 |
EX-99.L.2 2 d617416dex99l2.htm CONSENT OF BINGHAM MCCUTCHEN LLP November 22, 2013 Nuveen Short Duration Credit Opportunities Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Short Duration Credit Opportunities Fund (File Nos. 333-186405 and 811-22518) Dear Ladies and Gentlemen: We hereby consent to all references to our firm in Post-Effective Amendment No. 1 under the Securities Act of 1933 |
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| October 17, 2013 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) July 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| June 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 28, 2013 |
EX-99.CERT 2 a13-153144ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| June 6, 2013 |
Nuveen Short Duration Credit Opportunities Fund Kathleen M. Long Direct Phone: +1.202.373.6149 Direct Fax: +1.202.373.6001 [email protected] June 6, 2013 Mr. Christian Sandoe Assistant Director Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Nuveen Short Duration Credit Opportunities Fund (the “Fund”) File Nos. 333-186405 and |
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| May 28, 2013 |
Nuveen Short Duration Credit Opportunities Fund Kathleen M. Long Direct Phone: +1.202.373.6149 Direct Fax: +1.202.373.6001 [email protected] May 28, 2013 Mr. Kieran G. Brown Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen California AMT-Free Municipal Income Fund (“NKX”) File Nos. 333-184971 and 811-2 |
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| May 28, 2013 |
Nuveen Short Duration Opportunities Fund Nuveen Securities, LLC 333 West Wacker Drive Chicago, IL 60606 P: 312. |
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| April 30, 2013 |
Nuveen Short Duration Credit Opportunities Fund Bingham McCutchen LLP 2020 K Street NW Washington, DC 200006 Tel: 202. |
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| April 19, 2013 |
April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspondence filing perta |
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| February 28, 2013 |
February 28, 2013 Abigail Bertumen Bingham McCutchen LLP 2020 K Street NW Washington, DC 20006 Re: Nuveen Short Duration Credit Opportunities Fund (the “Fund”) File Numbers: 333-186405; 811-22518 Dear Ms. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Short Duration Credit Opportunities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67074X107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 12, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 12, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 28, 2012 |
EX-99.CERT 2 a12-287257ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| December 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 15, 2012 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) Nuveen Short Duration Credit Opportunities Fund (JSD) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 9, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) October 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| October 22, 2012 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) DEFA14A 1 d427368ddefa14a.htm NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Co |
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| October 16, 2012 |
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) Nuveen Short Duration Credit Opportunities Fund (JSD) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2012 |
Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| April 10, 2012 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) March 31, 2012 - (Date of Event Which Requires Filing of this Statement) Che |
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| April 10, 2012 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 10, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) January 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 10, 2012 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 23, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 23, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Short Duration Credit Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 67074X107 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22518 Nuveen Short Duration Credit Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2011 |
EX-99.CERT 2 a11-306187ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Short Duration Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| May 23, 2011 |
Nuveen Short Duration Credit Opportunities Fund Nuveen Fund Advisors, Inc. 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www.nuveen.com May 23, 2011 OVERNIGHT DELIVERY AND EDGAR Kieran Brown Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Nuveen Short Duration Credit Opportunities Fund Registration Statemen |
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| May 19, 2011 |
May 19, 2011 Stacy H. Winick, Esq. K&L Gates LLP 1601 K Street, NW Washington, DC 20006 Re: Nuveen Short Duration Credit Opportunities Fund File Numbers: 333-171661, 811-22518 Dear Ms. Winick: We have reviewed the registration statements on Form N-2/A for the fund named above (the “Fund”), filed on April 22, 2011 and April 11, 2011. The filing was made for the purpose of registering Common Shares. |
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| April 12, 2011 |
Nuveen Short Duration Credit OpportuniesFund Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 April 12, 2011 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 12, 2011 |
Nuveen Short Duration Credit Opportunities Fund April 12, 2011 Kieran G. Brown Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Brown: Nuveen Short Duration Credit Opportunities Fund (333-171661; 811-22518) This letter responds to the comments contained in your letter dated February 10, 2011 regarding the registr |
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| April 12, 2011 |
Nuveen Short Duration Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2011 | ||
| January 12, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940; and in connection with such notifi |
