Basisstatistiken
| LEI | 549300P5ICT7WWGP8224 |
| CIK | 1562051 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman Income Funds - Neuberger Energy Infrastructure and Income Fund Inc.
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| August 25, 2025 |
nb-proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| February 14, 2025 |
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| November 14, 2024 |
SC 13G/A 1 col13g18902.htm CITY OF LONDON INVESTMENT MGT CO LTD / NEUBERGER BERMAN ENERGY - SCH13G/A(#5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Neuberger Berman Energy Infrastructure & Income Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) Septe |
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| November 7, 2024 |
SC 13G/A 1 NeubergerBermanNML.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.12)* Neuberger Berman Energy Infrastructure & Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) September 30, 2024 - (Date Of Event which Requires Filing |
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| November 7, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Neuberger Berman Energy Infrastructure & Income Fund Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64129H104 (CUSIP Number) September 30, 2024 (Date of Event which Requires |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 9, 2024 |
SC 13G/A 1 NeubergerBermanNML.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.11)* Neuberger Berman Energy Infrastructure & Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2023 - (Date Of Event which Requires Filing |
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| February 9, 2024 |
SC 13G/A 1 col13g18751f.htm CITY OF LONDON INVESTMENT MGT CO LTD / NEUBERGER BERMAN ENERGY - SCH13G/A(#4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Neuberger Berman Energy Infrastructure & Income Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) Dece |
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| February 2, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Amendment No. |3| Neuberger Berman Energy Infrastructure & Income Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) December |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Neuberger Berman MLP & Energy Income Fund Inc (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 26, 2023 |
NPORT-EX 2 nb-mlp.htm SOI AND NOTES Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) February 28, 2023 NUMBER OF SHARES VALUE Common Stocks 78.3% Capital Markets 1.0% 24,000 CME Group Inc. $ 4,448,640 (a) Electric Utilities 2.3% 146,000 NextEra Energy Inc. 10,370,380 (a) Independent Power and Renewable Electricity Producers 11.1% 400,000 Clearway Energy Inc. 12,564,000 (a) 525, |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Neuberger Berman MLP & Energy Income Fund Inc (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 13, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 13, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) C |
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| February 13, 2023 |
SC 13G/A 1 col13g18659f.htm CITY OF LONDON INVESTMENT MGT CO LTD / NEUBERGER BERMAN MLP & ENERGY - SCH13G/A(#3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) Decemb |
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| February 10, 2023 |
NML / Neuberger Berman MLP Income Fund Inc / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.10)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 30, 2022 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 7, 2023 |
SC 13G/A 1 nml-123122.txt PE 12/31/22 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Amendment No. |2| Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 641 |
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| October 24, 2022 |
Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) August 31, 2022 NUMBER OF SHARES VALUE Common Stocks 80.9% Capital Markets 1.5% 36,000 CME Group Inc. $ 7,041,960 (a) Electric Utilities 2.5% 144,000 NextEra Energy Inc. 12,248,640 (a) Independent Power and Renewable Electricity Producers 12.7% 400,000 Clearway Energy Inc. 14,840,000 (a) 492,000 NextEra Energy Partners LP 40,388, |
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| August 10, 2022 |
DEF 14A 1 fp0078502def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman MLP & Energy Income Fund Inc (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64129H104 (CUSIP Number) June 29, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| April 28, 2022 |
NPORT-EX 2 nb-mlp.htm SOI AND NOTES Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) February 28, 2022 NUMBER OF SHARES VALUE Common Stocks 77.7% Capital Markets 1.8% 32,000 CME Group Inc. $ 7,568,960 (a) Electric Utilities 1.9% 106,000 NextEra Energy Inc. 8,296,620 (a) Equity Real Estate Investment Trusts 1.0% 25,000 Crown Castle International Corp. 4,164,750 (a) Independent P |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ?2)* Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Amendment No. |1| Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 202 |
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| January 26, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 26, 2022 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) C |
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| January 10, 2022 |
NML / Neuberger Berman MLP Income Fund Inc / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.9)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2021 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| October 28, 2021 |
Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) August 31, 2021 NUMBER OF SHARES VALUE Common Stocks 73.7% Banks 0.8% 18,000 JP Morgan Chase & Co. $ 2,879,100 (a) Capital Markets 1.9% 32,000 CME Group Inc. 6,455,040 (a) Electric Utilities 2.6% 106,000 NextEra Energy Inc. 8,902,940 (a) Equity Real Estate Investment Trusts 1.8% 32,000 Crown Castle International Corp. 6,230,080 ( |
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| October 7, 2021 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| August 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| April 29, 2021 |
Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) February 28, 2021 NUMBER OF SHARES VALUE Common Stocks 68.2% Banks 0.9% 18,000 JP Morgan Chase & Co. $ 2,649,060 (a) Capital Markets 0.7% 10,000 CME Group Inc. 1,997,000 Electric Utilities 1.8% 70,000 NextEra Energy Inc. 5,143,600 (a) Equity Real Estate Investment Trusts 1.8% 32,000 Crown Castle International Corp. 4,984,000 (a) |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Amendment No. || Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 2020 ( |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Neuberger Berman MLP and Energy Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64129H104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.8)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2020 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 25, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| October 30, 2020 |
Schedule of Investments MLP and Energy Income Fund Inc.^ FOR VALIDATION PURPOSES ONLY - [227477.TX] Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) August 31, 2020 NUMBER OF SHARES VALUE Common Stocks 66.0% Banks 1.2% 25,000 JP Morgan Chase & Co. $ 2,504,750 (a) Electric Utilities 2.8% 21,000 NextEra Energy Inc. 5,862,570 (a) Equity Real Estate Investment Trusts 1.4% 18,000 Crown Castle International Corp. 2,938,500 (a) Independent |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 23, 2020 |
Schedule of Investments MLP and Energy Income Fund Inc.^(a) (Unaudited) February 29, 2020 NUMBER OF SHARES VALUE Common Stocks 63.0% Banks 2.4% 70,000 JP Morgan Chase & Co. 8,127,700 (b) Electric Utilities 1.8% 24,000 Nextera Energy Inc. 6,066,240 (b) Equity Real Estate Investment Trusts 2.3% 55,000 Crown Castle International Corp. 7,880,950 (b) Hotels, Restaurants & Leisure 3.2% 330,000 BJ's Rest |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 31, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 31, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 10, 2020 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.7)* Neuberger Berman MLP & Energy Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2019 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| October 28, 2019 |
Neuberger Berman MLP & Energy Income Fund Inc. Schedule of Investments MLP and Energy Income Fund Inc.^ (Unaudited) August 31, 2019 NUMBER OF SHARES VALUE† Master Limited Partnerships and Energy Companies 124.7% Coal & Consumable Fuels 6.6% 1,916,000 Alliance Resource Partners, L.P. $ 29,640,520 (b) Leisure Facilities 11.3% 900,000 Cedar Fair L.P. 50,382,000 (b) Oil & Gas Storage & Transportation |
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| September 4, 2019 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2019 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| April 29, 2019 |
NML / Neuberger Berman MLP Income Fund Inc. N-Q (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on April 29, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2019 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 neubergerbermanmlp.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.6)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2018 - (Date Of Event which Requires Filing of this Statement) Ch |
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| February 1, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 1, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 10, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 10, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) November 30, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 29, 2018 |
NML / Neuberger Berman MLP Income Fund Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on October 29, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22770 NEUBERGER BERMAN MLP INCOME FUND INC. (Exact Name of Registrant as Specified in Charter) c/o Neuberge |
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| October 29, 2018 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| August 14, 2018 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 1, 2018 |
NML / Neuberger Berman MLP Income Fund Inc. CORRESP Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| April 27, 2018 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 27, 2018 |
NML / Neuberger Berman MLP Income Fund Inc. N-Q (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on April 27, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2018 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 NML.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 29, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropr |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Neuberger Berman MLP Income Fund Inc. |
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| January 22, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| October 20, 2017 |
Neuberger Berman Mlp Income Fund Inc. - As filed with the Securities and Exchange Commission on October 20, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 20, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| August 14, 2017 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 26, 2017 |
Neuberger Berman Mlp Income Fund Inc. - As filed with the Securities and Exchange Commission on April 26, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2017 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| February 13, 2017 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MSSB13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 27, 2017 |
EX-99.77B ACCT LTTR 2 nsarlettermlpincomefund.htm EX-99.77B ACCT LTTR Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Neuberger Berman MLP Income Fund Inc. In planning and performing our audit of the financial statements of Neuberger Berman MLP Income Fund Inc. (the "Fund") as of and for the period ended November 30, 2016, in accordance with th |
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| January 27, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 27, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 25, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| October 25, 2016 |
Neuberger Berman MLP Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on October 25, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 19, 2016 |
Neuberger Berman MLP Income Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 29, 2016 |
NOVATION OF MANAGEMENT AGREEMENT NEUBERGER BERMAN MLP INCOME FUND INC. This Novation of Management Agreement ("Novation") is entered into as of the 1st day of January, 2016 by and among Neuberger Berman Management LLC, a Delaware limited liability company ("NB Management"), Neuberger Berman Investment Advisers LLC, a Delaware limited liability company ("NBIA"), and Neuberger Berman MLP Income Fund |
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| July 12, 2016 |
July 8, 2016 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| April 26, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 26, 2016 |
Neuberger Berman MLP Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on April 26, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 11, 2016 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 1, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 1, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 29, 2016 |
EX-99.77B ACCT LTTR 2 n-sarmlpincomefundinc113015.htm EX-99.77B ACCT LTTR Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Neuberger Berman MLP Income Fund Inc. In planning and performing our audit of the financial statements of Neuberger Berman MLP Income Fund Inc. (the "Fund") as of and for the year ended November 30, 2015, in accordance with |
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| January 29, 2016 |
Exhibit 77Q2 Section 16(a) Beneficial Ownership Reporting Compliance Based solely on a review of any Forms 3, 4 and 5 and/or representations furnished to the Fund, Brian Kerrane filed an Initial Statement of Beneficial Ownership of Securities on Form 3, which showed no ownership of Fund shares, after the required time period. |
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| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| October 26, 2015 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| October 26, 2015 |
Neuberger Berman MLP Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on October 23, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| July 31, 2015 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 20, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 20, 2015 |
Neuberger Berman MLP Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on April 20, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 9, 2015 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - MSSB AMENDMENT Passive Investment SC 13G/A 1 neubergerbermanmlp2.txt MSSB AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* NEUBERGER BERMAN MLP INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) February 27, 2015 - (Date Of Event which Requires Filing of this Statement) |
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| February 17, 2015 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - ST MSSB AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* NEUBERGER BERMAN MLP INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 29, 2015 |
EX-99.77B ACCT LTTR 2 a14a0311-nsarlettermlpincom.htm AUDITOR'S CONTROL MEMO Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Neuberger Berman MLP Income Fund Inc. In planning and performing our audit of the financial statements of Neuberger Berman MLP Income Fund Inc. (the "Fund") as of and for the period ended November 30, 2014, in accordance |
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| January 26, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman MLP Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 26, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 29, 2014 |
Neuberger Berman Mlp Income Fund Inc. As filed with the Securities and Exchange Commission on October 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 29, 2014 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| August 27, 2014 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2014 |
By: /s/ Robert Conti Robert Conti Chief Executive Officer and President EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on April 28, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 10, 2014 |
NML / Neuberger Berman MLP Income Fund Inc. / MORGAN STANLEY - ST MSSB INITIAL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* NEUBERGER BERMAN MLP INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 64129H104 - (CUSIP Number) December 31, 2013 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 29, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Neuberger Berman MLP Income Fund Inc. |
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| October 30, 2013 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman MLP Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| October 30, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on October 30, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEUBERGER BERMAN MLP INCOME FUND INC. (Exact name of registrant as specified in its charter) Maryland 46-2081430 (State of incorporation or organization) (I.R.S. Employer Identification No.) 605 Th |
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| November 16, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notifica |
