NUNZ / Nunzia Pharmaceutical Company - SEC-Einreichungen, Jahresbericht, Proxy Statement

FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden hours per response 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT O

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 nunziaext.htm EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22744 (Check one): Form 10-K ☐ Form 20-F ☐ Form 11-K Form 10-Q ☒ Form 10-D ☐ Form N-SAR ☐ Form N-CSR ☐ For Period Ended: March 31, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-22744 NUNZIA PHAR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22744 (Check one): Form X 10-K ☐Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-22744 NUNZIA PH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exa

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2022 (Date of earliest event reported) Commission File Number: 001-39175 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporatio

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 1, 2022 (Date of earliest event reported) Commission File Number: 001-39175 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-22744 NUNZIA PHARMACEUTICAL COMPANY (

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 16, 2021 (Date of earliest event reported) Commission File Number: 001-39175 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporati

Entry into a Material Definitive Agreement

8-K 1 nunzia-8k20210804.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 3, 2021 (Date of earliest event reported) NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or o

Entry into a Material Definitive Agreement

8-K 1 nunzia-202105078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 12,2021 (Date of earliest event reported) NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or or

NUNZ / Nunzia Pharmaceutical Corporation RW - -

FORM RW OF THE SEC FORM FOR REGISTRATION WITHDRAWAL STATEMENT COMPANY NAME: Nunzia Pharmaceutical Company 1627 West 14th Street, Long Beach, CA, 90813.

NUNZ / Nunzia Pharmaceutical Corporation 10-12G/A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or organization) 87-0442090 (I.R.S. Employer Identification No.) 162

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2020 (Date of earliest event reported) NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or organization) 87-0442090 (I.R

Merger Agreement with California BioTech

NUNZ / Nunzia Pharmaceutical Corporation 10-12G - -

10-12G 1 f2snunziaform10.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or organization) 87-0442090 (I.R.S. Emp

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2020 NUNZIA PHARMACEUTICAL CORPORTION (Exact name of registrant as specified in its charter) UTAH 333-127953 87-0442090 (State or Other Jurisdiction (Commission (I.R.S. Em

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEARS ENDED DECEMBER 31, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011 AND 2010 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-1279

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-127953 N

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended june 30, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-127953 NU

VGCP / Arizona Gold and Onyx Mining Co. 10-12B - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 NUNZIA PHARMACEUTICAL COMPANY (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or organization) 87-0442090 (I.R.S. Employer Identification No.) 162

Quarterly Report - 10Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-127953 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of r

VGCP / Arizona Gold and Onyx Mining Co. 10-Q - Quarterly Report - 10Q

10-Q 1 vgcp-2019063010q.htm 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-127953 ARIZONA GOLD AND ONYX MINI

VGCP / Arizona Gold and Onyx Mining Co. S-8 POS - - S8 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of registrant as specified in its charter) Date of Report (Date of earliest event reported): July 25, 2019 UTAH 333-168410 87-0442090 Stat

ARIZONA GOLD and ONYX MINING COMPANY BOARD MEETING MINUTES - April 13, 2019

EX-1 2 exhibit1.htm EXHIBIT 1 ARIZONA GOLD and ONYX MINING COMPANY BOARD MEETING MINUTES - April 13, 2019 The Board of the Arizona Gold and Onyx Mining Company duly met on, April 13, 2019 to discuss the cancellation of shares that were issued by way of a S-8, as requested by SEC. Being the only board member, Michael Mitsunaga was present. However, in the interest of full disclosure and transparent

EX-1

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2019 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of registrant as specified in its charter) UTAH 333-127953 87-0442090 (State or Other Jurisdiction (Commission (I.R.S. E

VGCP / Arizona Gold and Onyx Mining Co. 10-K/A - Annual Report - 10K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal years ended December 31, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011 and 2010 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period

MICHAEL GILLESPIE & ASSOCIATES, PLLC CERTIFIED PUBLIC ACCOUNTANTS 10544 ALTON AVE NE SEATTLE, WA 98125

EX-16.1 2 exhibit16-1.htm EXHIBIT 16-1 Exhibit 16.1 MICHAEL GILLESPIE & ASSOCIATES, PLLC CERTIFIED PUBLIC ACCOUNTANTS 10544 ALTON AVE NE SEATTLE, WA 98125 206.353.5736 Exhibit 16.1 June 6, 2019 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ARIZONA GOLD AND ONYX MINING COMPANY Dear Sirs/Madams: The undersigned Michael Gillespie & Ass

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2019 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of registrant as specified in its charter) UTAH 87-0442090 (State or other jurisdiction (Commission (IRS Employer of in

Certificate of Registration to the Articles of Incorporation dated April 17, 2019 changing name to Arizona Gold and Onyx Company

Corporate Resolution of the Board of Directors dated October 6, 2009 relating to the 1-for-300, Class A Common Stock reverse split

EX-3.6 6 exhibit3-6.htm EXHIBIT 3.6

Certificate of Registration to the Articles of Incorporation dated February 15, 2018 changing name to Nunzia Pharmaceutical Corporation

1

Certificate of Registration to the Articles of Incorporation dated November 10, 2010 increasing the authorized shares from 150,000,000 to 500,000,000

Written Consent of the Court-Appointed Custodian of Viking Capital Group, Inc. dated October 5, 2009 relating to the one-for-ten, Class B Common Stock reverse split and the issuance of 51,000 shares of Class B Common Stock to Joseph Arcaro

VGCP / Arizona Gold and Onyx Mining Co. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal years ended December 31, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011 and 2010 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

Merger and Consolidation Agreement dated October 22, 2017 between Arizona Gold & Onyx Mining Company and LionsGate Funding Management LLC and California Biotech, Inc

Articles of Amendment to the Articles of Incorporation dated May 20, 2010 changing the Company’s name to Arizona Gold & Onyx Mining Company

Certificate of Registration to the Articles of Incorporation dated February 15, 2018 relating to the one-for-seven thousand (1-for-7,000), class A common stock reverse split

EX-3.9 10 exhibit3-9.htm EXHIBIT 3.9

Securities Exchange Agreement between Arizona Gold & Onyx Mining Company and Gold & Onyx Mining Company dated June 28, 2010

1 2 3 4 5 6 7

VGCP / Arizona Gold and Onyx Mining Co. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-127953 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of regis

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:September 30, 2008 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMP

VGCP / Arizona Gold and Onyx Mining Co. 10K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY f/k/a VIKING CAPITAL GROUP, INC.

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:September 30, 2009 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMP

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2008 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2008 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2009 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY f/k/a VIKING CAPITAL GROUP, INC.

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2009 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2007 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2007 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2005 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY f/k/a VIKING CAPITAL GROUP, INC.

VGCP / Arizona Gold and Onyx Mining Co. 10K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY f/k/a VIKING CAPITAL GROUP, INC.

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:September 30, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMP

VGCP / Arizona Gold and Onyx Mining Co. 10K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY f/k/a VIKING CAPITAL GROUP, INC.

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

10-Q 1 vgcp-2006093010q.htm 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:September 30, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 A

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:September 30, 2007 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMP

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

10-Q 1 vgcp-2005063010q.htm 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZO

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

VGCP / Arizona Gold and Onyx Mining Co. 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-22744 ARIZONA GOLD AND ONYX MINING COMPANY

Officers / Directors Compensation

EX-2 3 ex-2.htm Exhibit 2 Officers / Directors Compensation June 1 2009 The compensation for the Officers and Directors is $4,000 per year, until the company is properly funded. Since the compensation is under valued, the company will pay the Officers and Directors the $4,000 in shares of the company at par value $.001 or any other assets that is available to GOMC. If GOMC chooses to pay the offic

GOLD and ONYX MINING COMPANY BOARD MINUTES - April 22, 2010

Exhibit 3 GOLD and ONYX MINING COMPANY BOARD MINUTES - April 22, 2010 The Board of Gold and Onyx Mining Company duly met on, April 22, 2010, and the following actions were approved by those present (the actions were also later ratified by those not present).

Christopher Carr, Esq.

Exhibit 4 Christopher Carr, Esq. Attorneys and Counselors at Law 700 Wildwood Lane / San Dimas, California 91773 Tel: 424.237.0418 Fax: 909.267.9669 July 12, 2010 Arizona Gold and Onyx Mining Co 3422 W. Pico Blvd. Los Angeles, CA 90019 Re: Registration Statement Form S-8 Ladies and Gentlemen: We have acted as counsel to Arizona Gold and Onyx Mining Co. (the “Company”) in connection with the filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of Registrant as Specified in Its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARIZONA GOLD AND ONYX MINING COMPANY (Exact name of Registrant as Specified in Its Charter) Utah 87-0442090 (State or Other Jurisdiction of Incorporation or Organization) (I.

MS ASSETS INC. CONSULTING AGREEMENT

Exhibit 1 MS ASSETS INC. CONSULTING AGREEMENT THIS AGREEMENT (the ?Agreement?) is entered into on the twenty second day of December, 2009 by and between MS ASSETS, INC. (?Consultant / Broker?), and GOMC / GOLDEN ONYX MINING COMPANY (?Client?). WHEREAS, GOMC?s status on the Pink Sheet Exchange has been revoked; WHEREAS, GOMC desires to purchase another company which is publicly trading; NOW THEREFO

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2010 VIKING CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Utah 0-22744 87-0442090 (State or other jurisdiction (File Number) (I.R.S. Employer of incorporation)

Form 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-29804 Viking Capital Group, Inc. (Exact name of registrant as specified in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-22744

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-22744 (Check one): [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2005 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tran

EX-16.1

EXHIBIT 16.1 April 26, 2005 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Gentlemen: We were previously the principal accountants for Viking Capital Group, Inc. and, under the date of March 23, 2005, we reported on the consolidated financial statements of Viking Capital Group, Inc. as of and for the years ended December 31, 2004 and 2003. On April 21, 2005, we in

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 21, 2005 VIKING CAPITAL GROUP, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 14, 2005 VIKING CAPITAL GROUP, INC.

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 27, 2005 VIKING CAPITAL GROUP, INC.

EX-99.1

EX-99.1 2 viking8k040505ex991.txt PRESS RELEASE DATED APRIL 12, 2005 Exhibit 99.1 DALLAS - (BUSINESS WIRE) - April 12, 2005 - Viking Capital Group, Inc. (OTCBB: VCGP) consummated an asset purchase transaction on April 5, 2005 with Secure Financial Solutions, Inc. to acquire all rights to the 1st Financial Solutions, Secure Cash(TM) card program. The Secure Cash(TM) is a stored value ATM debit card

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 5, 2005 VIKING CAPITAL GROUP, INC.

EX-99.1

EXHIBIT 99.1 Consent to Joint Filing of Schedule 13D Pursuant to Rule 13d-1(k) of the Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13D is, and any future amendments thereto may be, filed on behalf of each of them. Dated April 4, 2005 G. David Henry By: /s/ G. David Henry - Nam

SC 13D/A

SCHEDULE 13D/A (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No.

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT As of March 23, 2005, the Registrant had the following subsidiaries: Percent Subsidiary and Name Under Which Business is Done Owned Where Organized - - - - NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Adminis

10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2004 Commission File Number 0-22744 VIKING CAPITAL GROUP, INC. (Name of small business issuer in its charter) Utah 87-0442090 (State of Incorporation) (I.R.S. Employer Identification No.) Two Linc

8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 16, 2005 VIKING CAPITAL GROUP, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: March 10, 2005 VIKING CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Utah 000-22744 87-0442090 - - - (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) I

EX-2.01

EX-2.01 2 viking8k012705ex201.txt STOCK PURCHASE AND CHANGE OF CONTROL AGREEMENT EXHIBIT 2.01 CLASS "A" AND PREFERRED STOCK PURCHASE And CHANGE OF CONTROL AGREEMENT This stock Purchase Agreement ("Agreement") is made this 27th day of January 2005 by and between Viking Capital Group, Inc., a Utah public corporation ("Seller"), and Fitt Inc. , a Nevada public corporation ("Buyer "). RECITALS Seller

8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 27, 2005 VIKING CAPITAL GROUP, INC.

EX-99.1

EXHIBIT 99.1 PRESS RELEASE Viking Capital Approves a Change of Control to International Insurance Holding Co. DALLAS -January 31, 2005- Viking Capital Group, Inc. ("Viking or Company" ) announced today that it has sold controlling interest to FITT, Inc. (FITT) an international insurance and financial holding company with approximately $1 Billion in Asset. Fitt purchased 20 million common restricte

Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 6, 2005 - VIKING CAPITAL GROUP, INC.

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC

8-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 15, 2004 VIKING CAPITAL GROUP, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 14, 2004 - VIKING CAPITAL GROUP, INC.

SC 13D/A

SCHEDULE 13D/A (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No.

SC 13D

SCHEDULE 13D (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No.

Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 viking8k082604.txt SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 26, 2004 - VIKING CAPITAL GROUP, INC. - (Exact name of registrant as specified in its charter) Utah 0-22744 87-0442090 - (State or other jurisdiction (Commission File N

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. - (

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Subsidiary and Name Under Which Business is Done Percent Owned Where Organized - - - - NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Administrators, Inc. 100% Texas

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Percent Subsidiary and Name Under Which Business is Done Owned Where Organized - - - - NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Administrators, Inc. 100% Texas 22

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended March 31, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. -

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Subsidiary and Name Under Which Business is Done Percent Owned Where Organized - - - - NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Administrators, Inc. 100% Texas 26

10KSB

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2003 Commission File Number 0-22744 VIKING CAPITAL GROUP, INC. - (Name of small business issuer in its charter) Utah 87-0442090 (State of Incorporation) (I.R.S. Employer Identification No.) Two Lincoln Centre,

NT 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-22744 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-KSB [] Form 11-K [] Form 20-F [] Form 10-Q [] Form N-SAR For Period Ended: December 31, 2003 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form.

SC 13G/A

- OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response..... 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) VIKING CAPITAL GROUP, INC. - - (Name of Issuer) CLASS "A" COMMON - - (Title of Class of Securities) 92676E 20 8 - - (

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 5, 2003 - VIKING CAPITAL GROUP, INC.

EX-99

EX-99 3 viking8k12503ex99.txt REGISTRANT'S NEW RELEASE DATED DECEMBER 5, 2003 EXHIBIT 99 Viking Capital Brings First Food & Beverage Industry Target Under Letter Of Intent DALLAS -December 5, 2003- Viking Capital Group, Inc. (OTC Bulletin Board: VGCP) announced today that the Company has signed a Letter of Intent to purchase 100% of Texamerican Food Marketing, Inc. (Texamerican) of Dallas, TX . Cl

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2003 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC

SC 13G/A

- OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response..... 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) VIKING CAPITAL GROUP, INC. - - (Name of Issuer) CLASS "A" COMMON - - (Title of Class of Securities) 92676E 20 8 - - (

EX-99.1

EXHIBIT 99.1 Consent to Joint Filing of Schedule 13G Pursuant to Rule 13d-1(k)(1)(iii) of the Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is, and any future amendments thereto may be, filed on behalf of each of them. Dated August 25, 2003 G. David Henry By: /s/ G. David H

SC 13G

- OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response..... 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A) VIKING CAPITAL GROUP, INC. - - (Name of Issuer) CLASS "A" COMMON - - (Title of Class of Securities) 92676E 20 8 - - (

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2003 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. - (

EX-99.1

EX-99.1 3 viking10q33103ex991.txt CERTIFICATION OF CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ended Mar

EX-99.2

EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ended March 31, 2003 as filed with the Securities and Exchange Commission on the dat

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended March 31, 2003 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. -

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 to Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 31, 2003 - VIKING CAPITAL GROUP, INC. - (Exact Name of Registrant as Specified in its Charter) Utah - (State or Other Jurisdiction of Incorporation) 0-22744 87-0442090 - -

EX-99.2

EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-KSB of Viking Capital Group, Inc. (the "Company") for the period ended December 31, 2002 as filed with the Securities and Exchange Commission on the dat

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Where Subsidiary and Name Under Which Business is Done Percent Owned Organized - - - - Beijing Fei Yun Viking Enterprises Company, Ltd. 96% China NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Administrators, I

EX-99.1

EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-KSB of Viking Capital Group, Inc. (the "Company") for the period ended December 31, 2002 as filed with the Securities and Exchange Commission on the dat

10KSB

SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-KSB (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2002 [ ] TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 0-22744 VIKING CAPITAL GROUP, INC.

NT 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 11-K [] Form 20-F [X] Form 10-Q [] Form N-SAR For Period Ended: March 31, 2003 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form

NT 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-22744 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 11-K [] Form 20-F [] Form 10-Q [] Form N-SAR For Period Ended: December 31, 2002 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form.

S-8

This Registration Statement consists of 6 pages. The Exhibit Index appears on page 4. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIKING CAPITAL GROUP, INC. - (Exact name of registrant as specified in its charter) Utah (State or other jurisdiction of incorporation or organization) 87-0442090 - (I.R.S. Employer identific

EX-16

Exhibit 16 March 6, 2003 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4 of Form 8-K dated March 1, 2003 of Viking Capital Group, Inc., related to the resignation of King Griffin & Adamson P.C. to allow its successor entity KBA Group LLP to be engaged as Viking Capital Group, Inc.'s independent accountants and are in agreement with the

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2003 - Date of Report(Date of earliest event reported) Viking Capital Group, Inc. - (Exact name of registrant as specified in its charter) Utah 0-22744 87-0442090 (State or other jurisdiction (Commission (IRS Employer of inc

EX-2.1

EXHIBIT 2.1 STOCK & NOTE RECEIVABLE FOR OWNERSHIP AGREEMENT STOCK AND NOTE FOR OWNERSHIP AGREEMENT between Viking Capital Group, Inc. and Beijing Property Development Company Ltd. - For the acquisition by Beijing Property Development Company, Ltd. of ninety six percent (96%) of the ownership of Beijing Fei Yun Viking Enterprises Company, Ltd. a Peoples Republic of China Foreign Investment Enterpri

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 31, 2003 - VIKING CAPITAL GROUP, INC.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 31, 2003 - VIKING CAPITAL GROUP, INC.

EX-99

EXHIBIT 99 VIKING SELLS ONE OF ITS CHINA OPERATIONS Friday, January 31 DALLAS and BEIJING, January 31, 2003 - Viking Capital Group, Inc.

SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) ( Amendment No.

EX-99

EX-99 3 viking8k121302ex99.txt REGISTRANT'S NEWS RELEASE DATED DECEMBER 16, 2002 EXHIBIT 99 Viking Capital Signs Agreement with NY Investment Banker to Seek $200M in US Life Insurance Company Acquisition Funds DALLAS and BEIJING, December 16,2002 Viking Capital Group, Inc. (OTC Bulletin Board: VGCP - News) announced today that the Company signed an agreement with NY Investment Banker Hopewell Capi

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 13, 2002 - VIKING CAPITAL GROUP, INC.

EX-99.2

EX-99.2 4 viking10q93002ex992.txt CERTIFICATION OF CHIEF FINANCIAL OFFICER EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ended Sep

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC

EX-99.1

EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ended September 30, 2002 as filed with the Securities and Exchange Commission on the

10QSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. -

EX-99.2

EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the dat

EX-99.1

EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the dat

EX-99.2

EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the dat

EX-99.1

EX-99.1 3 viking10q63002ex991.txt CERTIFICATION OF CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB of Viking Capital Group, Inc. (the "Company") for the period ending Ju

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. - (

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended March 31, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. -

EX-21.1

EX-21 Subsidiaries of the Registrant EXHIBIT 21.1 Viking Capital Group, Inc. and Subsidiaries List of subsidiaries of the registrant The following are current subsidiaries of Registrant. Percent Subsidiary and Name Under Which Business is Done Owned Where Organized - - - - Beijing Fei Yun Viking Enterprises Company, Ltd. 96% China NIAI Insurance Administrators, Inc. 100% California Viking Administ

EX-21.1

EXHIBIT 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Subsidiary and Name Under Which Business is Done Percent Owned Where Organized - - - - Beijing Fei Yun Viking Enterprises Company, Ltd. 96% China NIAI Insurance Administrators, Inc. 100% California Viking Capital Financial Services, Inc. 100% Texas Viking Insurance Services, Inc. 100% Texas Viking Systems, Inc. 100% Texas Viking Administrators, I

Amendment to Amended and Restated Articles of Incorporation of Registrant

EX-3.2 3 vikingex32.txt ARTICLES OF AMENDMENT TO THE ARTICLES OF INC. EXHIBIT 3.2 AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCOPORATION ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF VIKING CAPITAL GROUP, INC. In accordance with Section 16-10a-602 and Section 16-10a-1006 of the Utah Code, and in accordance with the Articles of Incorporation of Viking Capital Group, Inc. (the "Corpo

VIKING CAPITAL GROUP, INC. 12/31/01

SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-KSB (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 (Fee Required) For the Fiscal Year Ended December 31, 2001 [ ] TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED) For the transition period from to . Commission File Number 0

NT 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-22744 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 11-K [] Form 20-F [] Form 10-Q [] Form N-SAR For Period Ended: December 31, 2001 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form.

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 to Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 3, 2001 - VIKING CAPITAL GROUP, INC. - (Exact Name of Registrant as Specified in its Charter Utah - (State or Other Jurisdiction of Incorporation) 0-22744 87-0442090 - -

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 to Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 27, 2001 - VIKING CAPITAL GROUP, INC. - (Exact Name of Registrant as Specified in its Charter Utah - (State or Other Jurisdiction of Incorporation) 0-22744 87-0442090 - -

EX-99.1

EX-99.1 4 viking8k122701ex991.txt PRESS RELEASE DATED JANUARY 8, 2002 EXHIBIT 99.1 Viking Increases Ownership From 25% to 96% of Its $200M+ Appraised Assets Chinese Company Completes Acquisition Increase in 2001 DALLAS, Jan. 8 /PRNewswire/ - Viking Capital Group, Inc. (OTC Bulletin Board: VGCP - news), increased its ownership from 25% to 96% of its largest Chinese Company, Beijing Fei Yun Viking E

Current Report

8-K 1 viking8k122701.txt SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 27, 2001 - VIKING CAPITAL GROUP, INC. - (Exact Name of Registrant as Specified in its Charter Utah - (State or Other Jurisdiction of Incorporation) 0-22744 87-0442090

EX-2.1

EXHIBIT 2.1 STOCK FOR OWNERSHIP AGREEMENT STOCK FOR OWNERSHIP AGREEMENT between Viking Capital Group, Inc. and Zhou Hai Ping, Wang Ping and various private owners of Beijing Fei Yun Viking Enterprises, Company, Ltd. For the acquisition by Viking Capital Group, Inc. of an additional Seventy One percent (71%) for a total of ninety six percent (96%) of the ownership of Beijing Fei Yun Viking Enterpri

EX-2.2

EXHIBIT 2.2 AMENDMENT TO STOCK FOR OWNERSHIP AGREEMENT AMENDMENT TO STOCK FOR OWNERSHIP AGREEMENT THIS AMENDMENT TO THE STOCK FOR OWNERSHIP AGREEMENT by and between Viking Capital Group, Inc., (hereinafter called Viking), and Beijing Fei Yun Property Development Company Ltd. (hereinafter called Beijing Fei Yun) and private owners of Beijing Fei Yun (collectively called Fei Yun) and represented her

EX-2.1

EXHIBIT 2.1 STOCK PURCHASE AGREEMENT STOCK FOR OWNERSHIP AGREEMENT STOCK FOR OWNERSHIP AGREEMENT between Viking Capital Group, Inc. and Beijing Fei Yun Property Development Company Ltd. and various private owners of Beijing Fei Yun Property Development Company, Ltd. For the acquisition by Viking Capital Group, Inc. of twenty five percent (25%) of the ownership of Beijing Fei Yun Property Developme

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 3, 2001 - VIKING CAPITAL GROUP, INC.

EX-99.1

EXHIBIT 99.1 Press Release Dated November 20, 2001 EXHIBIT 99.1 Updated Information on Viking's Acquisition of Fei Yun DALLAS, TX-(INTERNET WIRE)-Nov 20, 2001- Viking Capital Group, Inc. (OTC:VGCP - news), recently announced its transaction for the acquisition of 25% and control of Beijing Fei Yun Property Development Co., Ltd of Beijing, China. The Chinese authorities approved the new company str

EX-99.2

EX-99.2 6 viking8k12301ex992.txt PRESS RELEASE DATED DECEMBER 11, 2001 EXHIBIT 99.2 Viking Receives PRC Approvals; Fei Yun Acquisition Effective DALLAS, TX-(INTERNET WIRE)-Dec 11, 2001- Viking Capital Group, Inc.(Viking) (VGCP-OTC), announced today that it has received its final approvals from the Peoples Republic Of China for the transaction to acquire 25% of Beijing Fei Yun Viking Enterprises Co

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 to Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 1, 2001 - VIKING CAPITAL GROUP, INC. - (Exact Name of Registrant as Specified in its Charter Utah - (State or Other Jurisdiction of Incorporation) 0-22744 87-0442090 - - -

EX-99.1

EXHIBIT 99.1 Updated Information on Viking's Acquisition of Fei Yun DALLAS, TX-(INTERNET WIRE)-Nov 20, 2001- Viking Capital Group, Inc. (OTC:VGCP - news), recently announced its transaction for the acquisition of 25% and control of Beijing Fei Yun Property Development Co., Ltd of Beijing, China. The Chinese authorities approved the new company structure for a foreign investor (Viking Capital) on N

10QSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, I

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC

NT 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 11-K [] Form 20-F [X] Form 10-Q [] Form N-SAR For Period Ended: September 30, 2001 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on F

EX-2.2

EXHIBIT 2.2 STOCK PURCHASE AGREEMENT STOCK FOR OWNERSHIP AGREEMENT STOCK FOR OWNERSHIP AGREEMENT between Viking Capital Group, Inc. and Beijing Fei Yun Property Development Company Ltd. and various private owners of Beijing Fei Yun Property Development Company, Ltd. For the acquisition by Viking Capital Group, Inc. of twenty five percent (25%) of the ownership of Beijing Fei Yun Property Developme

EX-2.1

EX-2.1 3 viking10q63001ex211.txt LIST OF SUBSIDIARIES OF REGISTRANT EX-21 Subsidiaries of the Registrant EXHIBIT 21.1 Viking Capital Group, Inc. and Subsidiaries List of subsidiaries of the registrant The following are current subsidiaries of Registrant. Subsidiary and Name Under Which Business is Done Where Organized - - Viking Capital Financial Services, Inc. Texas Viking Insurance Services, Inc

EX-2.1

EXHIBIT 2.1 PRESS RELEASE Viking Purchases Control of $200+ Million Asset Chinese Company DALLAS-(BUSINESS WIRE)-Aug. 1, 2001- Viking Capital Group, Inc., (OTC:VGCP - news) has completed the purchase of 25% of Beijing Fei Yun Property Development Company Ltd. (Fei Yun) for common stock in a deal which also gives Viking voting control of Fei Yun. Beijing Fei Yun is a diversified holding company who

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported)August 1, 2001 - VIKING CAPITAL GROUP, INC.

10QSB

10QSB 1 viking10q63001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIK

SC 13G

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

EX-21.1

EX-21 Subsidiaries of the Registrant EXHIBIT 21.1 Viking Capital Group, Inc. and Subsidiaries List of subsidiaries of the registrant The following are current subsidiaries of Registrant. Subsidiary and Name Under Which Business is Done Where Organized - - - Viking Capital Financial Services, Inc. Texas Viking Insurance Services, Inc. Texas Viking Systems, Inc. Texas Viking Administrators, Inc. Tex

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended March 31, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. -

EX-27.1

10KSB

EX-21.1

EX-21 Subsidiaries of the Registrant EXHIBIT 21.1 Viking Capital Group, Inc. and Subsidiaries List of subsidiaries of the registrant The following are current subsidiaries of Registrant. Subsidiary and Name Under Which Business is Done Where Organized - - - Viking Capital Financial Services, Inc. Texas Viking Insurance Services, Inc. Texas Viking Systems, Inc. Texas Viking Administrators, Inc. Tex

S-8

This Registration Statement consists of 7 pages. The Exhibit Index appears on page 4. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIKING CAPITAL GROUP, INC. - (Exact name of registrant as specified in its charter) Utah - (State or other jurisdiction of incorporation or organization) 87-0442090 - (I.R.S. Employer identif

EX-21

EXHIBIT 21.1 Viking Capital Group, Inc. and Subsidiaries List of subsidiaries of the registrant The following are current subsidiaries of Registrant. Subsidiary and Name Under Which Business is Done Where Organized - - - Viking Capital Financial Services, Inc. Texas Viking Insurance Services, Inc. Texas Viking Systems, Inc. Texas Viking Administrators, Inc. Texas NIAI Insurance Administrators, Inc

EX-27

5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FINANCIAL STATEMENT OF THE COMPANY AS OF SEPTEMBER 30, 2000 INCLUDED IN THE 10QSB AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH 10QSB 0000886093 VIKING CAPITAL GROUP, INC 9-MOS DEC-31-2000 JAN-01-2000 SEP-30-2000 6323 0 101329 0 0 107652 952177 (230118) 914739 1871823 1703 0 0 35919 (994706) 914739 15666 35248 13366 1202557 (4415) 0 (21707) (1206797) 0 (1206797) 0 0 0 (1206797) (.

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended September 30, 2000 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC

EX-27

5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FINANCIAL STATEMENT OF THE COMPANY AS OF JUNE 30, 2000 INCLUDED IN THE 10QSB AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH 10QSB 0000886093 VIKING CAPITAL GROUP, INC 6-MOS DEC-31-1999 JAN-01-1999 JUN-30-1999 15372 0 204600 124222 0 95750 952176 157899 975056 1729091 5886 0 0 34264 (725657) 975056 2674 34481 13366 714351 (3665) 0 (13861) (710761) 0 (710761) 0 0 0 (710761) (.

10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period ended June 30, 2000 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-22744 VIKING CAPITAL GROUP, INC. - (

EX-21.1

NoSuchKey The specified key does not exist. edgar/data/886093/000101054900000490/0002.txt BXZFCJ4TK7TEC341 va2+TyBh7eiIIyVe20t2tOrkjtXVINs1pnq/vD3YdjsMPdJ2D1GodAbkRtw6hjMldYagl7pNDSI=