Basisstatistiken
| CIK | 1314414 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Lights Fund Trust - Toews Agility Shares Dynamic Tactical Income ETF
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| April 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 3, 2026 |
Subject: Shareholder Vote Required Navigator Tactical Investment Grade Bond Fund Navigator Tactical Fixed Income Fund Subject: Shareholder Vote Required Dear Shareholder, We are writing to inform you of an upcoming shareholder vote that requires your attention. |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| March 27, 2026 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| March 27, 2026 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 35920; File No. 812-15873 Northern Lights Fund Trust, et al. January 28, 2026. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice. Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from Section 15(a) of the Act, as well as from certain discl |
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| March 4, 2026 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| February 23, 2026 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| February 13, 2026 |
February 13, 2026 Dear Shareholders: The enclosed Combined Prospectus/Information Statement contains detailed information regarding the reorganization of the Toews Hedged Oceana Fund (the “Target Fund”), into Toews Hedged Opportunity Fund (the “Survivor Fund”). |
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| February 6, 2026 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form N-14 of Northern Lights Fund Trust, of our report dated June 27, 2025, relating to our audits of the financial statements and financial highlights of Toews Hedged Oceana Fund and Toews Hedged U. |
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| February 6, 2026 |
February 6, 2026 Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by Northern Lights Funds Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Agreement and Declaration of Trust dated January 19, 2005 (the “Declaration”), for our opinion with respect to certain matters relating to the Toews Hedged Oceana Fund (the “Target Fund”), a series of the Trust, and Toews Hedged U. |
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| February 6, 2026 |
FORM OF TAX OPINION , 2026 Toews Tactical Growth Allocation Fund Toews Tactical Monument Fund c/o Northern Lights Fund Trust 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF DECEMBER 18, 2025 (THE "AGREEMENT"), AMONG NORTHERN LIGHTS FUND TRUST, a DELAWARE STATURORY TRUST (THE "TRUST") on behalf of ITS SERIES, TOEWS HEDGED OCEANA Fund (THE "TRANSFERRING FUND") AND ITS SERIES, TOEWS HEDGED U. |
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| February 6, 2026 |
February 9, 2026 Dear Shareholders: The enclosed Combined Prospectus/Information Statement contains detailed information regarding the reorganization of the Toews Hedged Oceana Fund (the “Target Fund”), into Toews Hedged U. |
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| January 21, 2026 |
January 20, 2026 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On October 31, 2025, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, Toews Agility Shares Hedged Risk ETF (the "Fund"), filed post-effe |
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| December 18, 2025 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form N-14 of Northern Lights Fund Trust, of our report dated June 27, 2025, relating to our audits of the financial statements and financial highlights of Toews Hedged Oceana Fund and Toews Hedged U. |
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| December 18, 2025 |
FORM OF TAX OPINION , 2025 Toews Tactical Growth Allocation Fund Toews Tactical Monument Fund c/o Northern Lights Fund Trust 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF DECEMBER 18, 2025 (THE "AGREEMENT"), AMONG NORTHERN LIGHTS FUND TRUST, a DELAWARE STATURORY TRUST (THE "TRUST") on behalf of ITS SERIES, TOEWS HEDGED OCEANA Fund (THE "TRANSFERRING FUND") AND ITS SERIES, TOEWS HEDGED U. |
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| December 18, 2025 |
December 18, 2025 Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by Northern Lights Funds Trust, a Delaware statutory trust with transferable shares (the “Trust”) established under an Agreement and Declaration of Trust dated January 19, 2005 (the “Declaration”), for our opinion with respect to certain matters relating to the Toews Hedged Oceana Fund (the “Target Fund”), a series of the Trust, and Toews Hedged U. |
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| December 18, 2025 |
As filed with the Securities and Exchange Commission on December 18, 2025 Securities Act File No. |
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| November 10, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 10, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value per share of |
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| November 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| October 7, 2025 |
October 7, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On September 26, 2025, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, Winton Managed Futures Trend Fund (the "Fund"), filed post-effect |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| August 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| August 7, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| July 11, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires:January 31, 2027 Estimated average burden hours per response 1.5 1. Inve |
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| February 14, 2025 |
February 14, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On December 20, 2024, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, PFG Janus Henderson® Tactical Income Strategy Fund (the "Fund"), |
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| December 9, 2024 |
December 9, 2024 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: Northern Lights Fund Trust, File Nos. 333-122917 and 811-21720 Dear Ms. Ezra: On October 1, 2024, Northern Lights Fund Trust (the "Trust" or the "Registrant"), on behalf of its series, Grant Park Dynamic Allocation Fund (the "Fund"), filed post-effecti |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
40-17F1 1 pfg-mfsaggressive4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimate |
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| August 8, 2024 |
40-17F1 1 pfg-meedertactical4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimat |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
40-17F1 1 pfg-tacincome4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated av |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
40-17F1 1 americangrowth4017f1.htm 40-17F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated a |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response. . . . . . |
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| July 11, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations July 11, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on July 11, 2024, The Nasdaq Stock Market LLC (the "Exchange") received fr |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| July 11, 2024 |
Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 July 11, 2024 Public Filing Desk U. |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| July 9, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com July 9, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the shares of beneficial interest, no par value, of the following |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| May 13, 2024 |
Pursuant to Rule 17f-1 [17 CFR 270.17f-1] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: January 31, 2027 Estimated average burden hours per response 1.5 1. Inv |
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| January 8, 2024 |
Securities Act File No. 333-122917 ICA No. 811- 21720 As filed with the Securities and Exchange Commission on January 8, 2024 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1445 [ X ] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendme |
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| January 8, 2024 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated November 29, 2021, with respect to the consolidated financial statements of Grant Park Multi Alternative Strategies Fund, a series of the Northern Lights Fund Trust, as of September 30, 2021, as originally filed in the September 30, 2021 Form N-CSR incorporated herein by reference, under the heading “Consolidated Financial Highlights” in the prospectus. |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hoursper response. .. . . . .1.5 |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: March 31, 2021 Estimated average burden hours per response 1.5 1. Inves |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. .. . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response. . . . . .1.5 |
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| July 5, 2023 |
July 5, 2023 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Lights Fund Trust; File Nos. [ ], [ ] Dear Mr. Parachkevov: On May 11, 2023, Northern Lights Fund Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 and the Investment Company Act of 1940 (the |
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| June 29, 2023 |
NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
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| April 20, 2023 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response: 1. |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| April 20, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 20, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Northern Lights Fund Trust, under the E |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
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| March 31, 2023 |
NPORT-EX 2 eaglenportex.htm EAGLE MLP STRATEGY FUND NQ1.31.23 EAGLE MLP STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value MLP & MLP RELATED SECURITIES — 97.8% GATHERING & PROCESSING - 17.5% 200,000 Antero Midstream Corporation $ 2,180,000 53,900 Crestwood Equity Partners, L.P. 1,449,910 360,600 EnLink Midstream, LLC 4,586,832 36,100 Hess Midstream, L.P., Class A |
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| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
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| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
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| March 31, 2023 |
sea ATHENA BEHAVIORAL TACTICAL FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value SHORT-TERM INVESTMENTS — 99. |
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| March 31, 2023 |
NPORT-EX 2 toews-etfsnport.htm TOEWS AGILITY SHARES ETFS NPORT EX TOEWS AGILITY SHARES DYNAMIC TACTICAL INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.5% FIXED INCOME - 99.5% 192,600 iShares Broad USD High Yield Corporate Bond ETF $ 6,893,154 90,400 iShares iBoxx $ High Yield Corporate Bond ETF 6,900,232 73,700 SPDR Bloomberg High Yield |
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| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
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| March 31, 2023 |
NPORT-EX 2 toews-etfsnport.htm TOEWS AGILITY SHARES ETFS NPORT EX TOEWS AGILITY SHARES DYNAMIC TACTICAL INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.5% FIXED INCOME - 99.5% 192,600 iShares Broad USD High Yield Corporate Bond ETF $ 6,893,154 90,400 iShares iBoxx $ High Yield Corporate Bond ETF 6,900,232 73,700 SPDR Bloomberg High Yield |
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| March 31, 2023 |
NPORT-EX 2 toewsnport.htm TOEWS FUNDS NPORT EX TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79.6% FIXED INCOME - 79.6% 25,000 Franklin Liberty High Yield Corporate ETF $ 572,940 25,000 Goldman Sachs Access High Yield Corporate Bond ETF 1,086,388 25,000 Invesco Fundamental High Yield Corporate Bond ETF 440,000 395,000 iSha |
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| March 31, 2023 |
TOEWS TACTICAL INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 79. |
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| March 29, 2023 |
NPORT-EX 2 cmg-maldinnport.htm NPORT CMG Mauldin Core Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value CLOSED END FUND - 3.3 % COMMODITY - 3.3 % 26,490 Sprott Physical Gold Trust(a) $ 395,761 TOTAL CLOSE END FUND (Cost - $392,154) 395,761 EXCHANGE-TRADED FUNDS - 95.9 % COMMODITY - 3.1 % 7,701 Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 115,130 7,353 T |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
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| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 27, 2023 |
PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99. |
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| March 27, 2023 |
NPORT-EX 2 pfgnport.htm PFG EX PFG ACTIVE CORE BOND STRATEGY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 99.3% FIXED INCOME - 99.3% 3,232,135 PIMCO Income Fund, Institutional Class $ 34,422,238 1,402,048 PIMCO Investment Grade Credit Bond Fund, Institutional Class 12,590,388 1,804,925 PIMCO Mortgage Opportunities and Bond Fund, Institutional Class 1 |
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| March 13, 2023 |
NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88. |
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| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
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| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
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| March 13, 2023 |
NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88. |
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| March 13, 2023 |
NPORT-EX 2 navigatornport.htm NAVIGATOR NQ 1.31.23 NAVIGATOR EQUITY HEDGED FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.6% EQUITY - 88.6% 60,268 Global X Robotics & Artificial Intelligence ETF $ 1,434,378 11,699 iShares Biotechnology ETF(d) 1,597,498 44,533 iShares Core MSCI EAFE ETF 2,986,828 56,049 iShares MSCI All Country Asia ex Japan E |
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| February 28, 2023 |
GRANT PARK MULTI ALTERNATIVE STRATEGIES FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 4. |
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| February 28, 2023 |
NPORT-EX 2 deer-partnport.htm DEER PARKNQ12.31.22 DEER PARK TOTAL RETURN CREDIT FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value AGENCY MORTGAGE BACKED SECURITIES — 1.2% 1,205,543 Fannie Mae REMICS Series 2012-90 SA(a),(b) US0001M + 6.050% 1.6610 08/25/42 $ 123,308 4,907,030 Fannie Mae REMICS Series 2012-144 SH(a),(b) US0001 |
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| February 28, 2023 |
) PRINCETON PREMIUM FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 28, 2023 |
SIERRA TACTICAL ALL ASSET FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 28. |
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| February 27, 2023 |
NPORT-EX 2 nport13d.htm 13D 12.31.22 13D ACTIVIST FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value COMMON STOCKS — 94.6% AEROSPACE & DEFENSE - 10.4% 293,984 Howmet Aerospace, Inc. $ 11,585,909 172,100 Mercury Systems, Inc.(a) 7,699,754 19,285,663 ASSET MANAGEMENT - 2.9% 233,701 Janus Henderson Group plc 5,496,648 AUTOMOTIVE - 5.0% 57,185 Autoliv, Inc. 4,379,227 325,001 |
