CASC / Cascadian Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Cascadian Therapeutics, Inc.
US ˙ NASDAQ
DIESES SYMBOL IST NICHT MEHR AKTIV

Insider-Aktien19.980.267 shares
Insider-Stimmungswert

Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.

Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Top-Optionen der Insider an, die eine Liste der Unternehmen mit der höchsten Insiderakkumulation enthalten.

Siehe Aktien mit dem höchsten Ranking
Führungskräfte-Stimmungswert

Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.

Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.

Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Insiders Top-Auswahl an, die eine Liste der Unternehmen mit der höchsten Insider-Stimmung enthalten.

Siehe Aktien mit dem höchsten Ranking
Wichtige Insider-Kennzahlen

Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.

Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).

Nettoanzahl der Insider, die kaufen (Rang)

N/A

Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).

Prozent des Streubesitzes von Insidern gekauft (Rang)

N/A

Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.

Diagramm zum Insiderhandel

Cascadian Therapeutics, Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.

Kennzahlen zu Insiderlisten und Rentabilität

Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.

See our leaderboard of most profitable insider traders.

Insider Durchschnittlicher Gewinn (%) Aktien
in Besitz		 Split
Angepasst

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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse

In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in CASC / Cascadian Therapeutics, Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien		 Gemeldeter
Preis		 Angepasste
Aktien		 Angepasster
Preis		 Kostenbasis Tage bis
Max		 Preis bei
Max		 Max
Gewinn ($)		 Max Rendite (%)
2017-08-11 Myers Scott Dunseth 5.500 3,7350 5.500 3,7350 20.542 173
2017-05-12 Myers Scott Dunseth 2.800 3,9970 2.800 3,9970 11.192
2017-03-31 Myers Scott Dunseth 2.000 4,1143 2.000 4,1143 8.229
2017-03-28 Fyfe Gwen A. 1.666 4,1158 1.666 4,1158 6.857
2017-03-20 Myers Scott Dunseth 1.000 3,9271 1.000 3,9271 3.927
2017-02-02 LOVE TED W 23.000 4,2400 23.000 4,2400 97.520
2017-01-30 HENNEY CHRISTOPHER S 25.324 4,1057 25.324 4,1057 103.973
2017-01-27 Myers Scott Dunseth 20.500 3,7580 20.500 3,7580 77.039
2016-08-17 Myers Scott Dunseth 45.000 1,1499 45.000 1,1499 51.746

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

CASC / Cascadian Therapeutics, Inc. Insider Trades
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse

In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in CASC / Cascadian Therapeutics, Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien		 Gemeldeter
Preis		 Angepasste
Aktien		 Angepasster
Preis		 Kostenbasis Tage bis
Min		 Preis bei
Min		 Max Verlust
Vermieden($)		 Max Verlust
Vermieden(%)
2013-07-10 SPIEGELMAN DANIEL K 3.403 1,7201 3.403 1,7201 5.854 730
2013-02-20 SPIEGELMAN DANIEL K 12.780 1,9604 12.780 1,9604 25.054

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

CASC / Cascadian Therapeutics, Inc. Insider Trades
Transaktionshistorie

Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.

Datei
Datum		 Handel
Datum		 Form Insider Ticker Wertpapier-Titel Code 10b5-1 Direkt Ausführung
Preis		 Einheit
Preis		 Eimheiten
Verändert		 Wert
Geändert (1K)		 Verbleibende
Optionen		 Verbleibende
Aktien
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -199.000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -16.500 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -11.300 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 3,99 -75.000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 4,64 -51.200 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 6,90 -50.000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 21,06 -41.667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 10,56 -16.667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 10,44 -25.000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 28,44 -8.334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 19,92 -8.334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 41,52 -8.334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 19,86 -6.667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Common Stock U - Other D -5.237 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Stock Option (Right to buy) D - Sale to Issuer D 6,36 -25.000 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Common Stock U - Other D -60.185 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -164.500 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -15.000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -11.300 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 3,99 -68.000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 4,64 -51.200 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 6,90 -41.667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 21,06 -41.667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 10,56 -16.667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 10,44 -25.000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 28,44 -8.334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 19,92 -8.334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 41,52 -8.334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Common Stock U - Other D -6.515 0
2018-03-13 2018-03-09 4 Growth Equity Opportunities IV, LLC CASC Common Stock U - Other D -10.882.574 0
2018-03-13 2018-03-09 4 BASKETT FOREST See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -250.000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -6.300 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -15.500 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -42.000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 3,99 -60.000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 4,64 -190.000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 7,08 -474.810 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Common Stock U - Other D -56.787 0
2018-03-13 2018-03-09 4 SPIEGELMAN DANIEL K CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 SPIEGELMAN DANIEL K CASC Common Stock U - Other D -21.006 0
2018-03-13 2018-03-09 4 Azelby Robert CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 Azelby Robert CASC Restricted Stock Units D - Sale to Issuer D -12.437 0
2018-03-13 2018-03-09 4 Florence Anthony A. Jr. See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -155.500 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -14.000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -11.300 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 3,99 -65.000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 4,64 -51.200 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 6,90 -54.167 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 21,06 -41.667 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 10,44 -25.000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 10,56 -25.000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 28,44 -8.334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 19,92 -8.334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 41,52 -8.334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Common Stock U - Other D -3.639 0
2018-03-13 2018-03-09 4 MAKOWER JOSHUA See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 MOTT DAVID M See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 Sakoda Jon See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 SANDELL SCOTT D See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 Sonsini Peter W. See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 Viswanathan Ravi See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-03-13 2018-03-09 4 Fyfe Gwen A. CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 Fyfe Gwen A. CASC Common Stock U - Other D -10.125 0
2018-03-13 2018-03-09 4 LOVE TED W CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 LOVE TED W CASC Common Stock U - Other D -37.394 0
2018-03-13 2018-03-09 4 James Steven P CASC Restricted Stock Units D - Sale to Issuer D -13.927 0
2018-03-13 2018-03-09 4 James Steven P CASC Common Stock U - Other D -13.677 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -130.000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -12.000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -7.800 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 3,99 -50.000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 4,64 -35.100 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 6,90 -20.834 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 6,90 -8.334 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 21,06 -5.834 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 28,44 -1.250 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 10,56 -1.250 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 35,88 -2.500 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 10,44 -2.500 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 41,52 -334 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Common Stock U - Other D -10.315 0
2018-03-13 2018-03-09 4 BARRIS PETER J See Note 2 CASC Common Stock U - Other I -10.882.574 0
2018-02-22 2018-02-20 4 Growth Equity Opportunities IV, LLC CASC Series E Preferred Stock C - Conversion D 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 Growth Equity Opportunities IV, LLC CASC Common Stock C - Conversion D 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 BARRIS PETER J See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 BARRIS PETER J See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 BASKETT FOREST See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 BASKETT FOREST See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 Florence Anthony A. Jr. See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 Florence Anthony A. Jr. See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 MAKOWER JOSHUA See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 MAKOWER JOSHUA See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 MOTT DAVID M See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 MOTT DAVID M See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 Sakoda Jon See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 Sakoda Jon See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 SANDELL SCOTT D See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 SANDELL SCOTT D See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 Sonsini Peter W. See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 Sonsini Peter W. See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-22 2018-02-20 4 Viswanathan Ravi See Note 1 CASC Series E Preferred Stock C - Conversion I 3,30 -1.818.000 0
2018-02-22 2018-02-20 4 Viswanathan Ravi See Note 1 CASC Common Stock C - Conversion I 3,3000 1.818.000 5.999 10.882.574
2018-02-02 2018-02-01 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 164.500 164.500
2018-02-02 2018-02-01 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 199.000 199.000
2018-02-02 2018-02-01 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 250.000 250.000
2018-02-02 2018-02-01 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 155.500 155.500
2018-02-02 2018-02-01 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) A - Award D 130.000 130.000
2018-01-16 2018-01-11 4 Christianson Gary CASC Restricted Share Unit (RSU) M - Exercise D -2.825 8.475
2018-01-16 2018-01-11 4 Christianson Gary CASC Common Stock F - Taxes D 3,9200 -923 -4 6.515
2018-01-16 2018-01-11 4 Christianson Gary CASC Common Stock M - Exercise D 2.825 7.438
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) M - Exercise D -2.825 8.475
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Common Stock F - Taxes D 3,9200 -923 -4 5.237
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Common Stock M - Exercise D 2.825 6.160
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) M - Exercise D -10.500 31.500
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Common Stock F - Taxes D 3,9200 -3.429 -13 56.787
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Common Stock M - Exercise D 10.500 60.216
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) M - Exercise D -2.825 8.475
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Common Stock F - Taxes D 3,9200 -923 -4 3.639
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Common Stock M - Exercise D 2.825 4.562
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) M - Exercise D -1.950 5.850
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Common Stock F - Taxes D 3,9200 -637 -2 5.303
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Common Stock M - Exercise D 1.950 5.940
2017-11-13 2017-11-10 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 6.300 6.300
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2.375 0
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3,9400 -594 -2 60.185
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2.375 60.779
2017-09-26 2017-09-24 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -2.375 0
2017-09-26 2017-09-24 4 James Steven P CASC Common Stock F - Taxes D 3,9400 -594 -2 13.677
2017-09-26 2017-09-24 4 James Steven P CASC Common Stock M - Exercise D 2.375 14.271
2017-09-26 2017-09-24 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2.375 0
2017-09-26 2017-09-24 4 LOVE TED W CASC Common Stock F - Taxes D 3,9400 -594 -2 37.394
2017-09-26 2017-09-24 4 LOVE TED W CASC Common Stock M - Exercise D 2.375 37.988
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2.375 0
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3,9400 -594 -2 21.006
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2.375 21.600
2017-09-20 2017-09-18 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 15.500 15.500
2017-09-20 2017-09-18 4 Myers Scott Dunseth CASC Stock Option (right to buy) A - Award D 3,99 60.000 60.000
2017-09-20 2017-09-18 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 15.000 15.000
2017-09-20 2017-09-18 4 Christianson Gary CASC Stock Option (right to buy) A - Award D 3,99 68.000 68.000
2017-09-20 2017-09-18 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 16.500 16.500
2017-09-20 2017-09-18 4 EASTLAND JULIA MARIE CASC Stock Option (right to buy) A - Award D 3,99 75.000 75.000
2017-09-20 2017-09-18 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) A - Award D 12.000 12.000
2017-09-20 2017-09-18 4 Walker Luke Nathaniel CASC Stock Option (right to buy) A - Award D 3,99 50.000 50.000
2017-09-20 2017-09-18 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 14.000 14.000
2017-09-20 2017-09-18 4 PETERSON SCOTT ROBERT CASC Stock Option (right to buy) A - Award D 3,99 65.000 65.000
2017-08-14 2017-08-11 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3,7350 5.500 21 49.716
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -9.058 0
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3,7800 -2.265 -9 19.225
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 9.058 21.490
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) M - Exercise D -9.058 0
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Common Stock F - Taxes D 3,7800 -2.265 -9 10.125
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Common Stock M - Exercise D 9.058 12.390
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -9.058 0
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3,7800 -2.265 -9 58.404
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 9.058 60.669
2017-06-27 2017-06-24 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -9.058 0
2017-06-27 2017-06-24 4 James Steven P CASC Common Stock F - Taxes D 3,7800 -2.265 -9 11.896
2017-06-27 2017-06-24 4 James Steven P CASC Common Stock M - Exercise D 9.058 14.161
2017-06-27 2017-06-24 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -9.058 0
2017-06-27 2017-06-24 4 LOVE TED W CASC Common Stock F - Taxes D 3,7800 -2.265 -9 35.613
2017-06-27 2017-06-24 4 LOVE TED W CASC Common Stock M - Exercise D 9.058 37.878
2017-06-13 2017-06-09 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2.148 0
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3,3400 -537 -2 51.611
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2.148 52.148
2017-06-13 2017-06-09 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-06-13 2017-06-12 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -2.148 0
2017-06-13 2017-06-12 4 James Steven P CASC Common Stock F - Taxes D 3,3400 -537 -2 5.103
2017-06-13 2017-06-12 4 James Steven P CASC Common Stock M - Exercise D 2.148 5.640
2017-06-13 2017-06-09 4 James Steven P CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-06-13 2017-06-12 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2.148 0
2017-06-13 2017-06-12 4 LOVE TED W CASC Common Stock F - Taxes D 3,3400 -537 -2 28.820
2017-06-13 2017-06-12 4 LOVE TED W CASC Common Stock M - Exercise D 2.148 29.357
2017-06-13 2017-06-09 4 LOVE TED W CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2.148 0
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3,3400 -537 -2 12.432
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2.148 12.969
2017-06-13 2017-06-09 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-06-13 2017-06-09 4 Azelby Robert CASC Restricted Share Unit (RSU) A - Award D 13.927 13.927
2017-05-16 2017-05-12 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3,9970 2.800 11 44.216
2017-04-04 3 Azelby Robert CASC No securities were benefically held D 0
2017-04-04 2017-04-03 4 Azelby Robert CASC Restricted Stock Unit (RSU) A - Award D 12.437 12.437
2017-04-04 2017-03-31 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 4,1143 2.000 8 41.416
2017-03-30 2017-03-28 4 Fyfe Gwen A. CASC Common Stock P - Purchase D 4,1158 1.666 7 3.332
2017-03-21 2017-03-20 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3,9271 1.000 4 39.416
2017-03-20 3 Walker Luke Nathaniel CASC Common Stock D 7.980
2017-03-20 3 Walker Luke Nathaniel CASC Common Stock D 7.980
2017-03-14 2017-03-12 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -4.656 0
2017-03-14 2017-03-12 4 James Steven P CASC Common Stock F - Taxes D 4,3500 -1.164 -5 3.492
2017-03-14 2017-03-12 4 James Steven P CASC Common Stock M - Exercise D 4.656 4.656
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2.723 0
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 7,3800 -681 -5 50.000
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2.723 50.861
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Restricted Share Unit (RSU) M - Exercise D -2.723 0
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Common Stock F - Taxes D 7,3800 -681 -5 11.968
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Common Stock M - Exercise D 2.723 12.649
2017-02-10 2016-06-06 5 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2.723 0
2017-02-10 2016-06-06 5 LOVE TED W CASC Common Stock F - Taxes D 7,3800 -681 -5 27.209
2017-02-10 2016-06-06 5 LOVE TED W CASC Common Stock M - Exercise D 2.723 27.890
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2.723 0
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 7,3800 -681 -5 10.821
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2.723 11.502
2017-02-03 2017-02-02 4 LOVE TED W CASC Common Stock P - Purchase D 4,2400 23.000 98 27.209
2017-02-01 3 BARRIS PETER J See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 BARRIS PETER J See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 BASKETT FOREST See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 BASKETT FOREST See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 SANDELL SCOTT D See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 SANDELL SCOTT D See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 MOTT DAVID M See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 MOTT DAVID M See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 MAKOWER JOSHUA See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 MAKOWER JOSHUA See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Viswanathan Ravi See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Viswanathan Ravi See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Sonsini Peter W. See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Sonsini Peter W. See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Sakoda Jon See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Sakoda Jon See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Florence Anthony A. Jr. See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 Florence Anthony A. Jr. See Note 1 CASC Common Stock I 18.129.148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18.129.148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18.129.148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18.129.148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18.129.148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18.129.148
2017-02-01 2017-01-30 4 HENNEY CHRISTOPHER S CASC Common Stock P - Purchase D 4,1057 25.324 104 50.000
2017-01-31 2017-01-27 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3,7580 20.500 77 38.416
2017-01-13 2017-01-11 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 42.000 42.000
2017-01-13 2017-01-11 4 Myers Scott Dunseth CASC Stock Option (right to buy) A - Award D 4,64 190.000 190.000
2017-01-13 2017-01-11 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 11.300 11.300
2017-01-13 2017-01-11 4 Christianson Gary CASC Stock Option (right to buy) A - Award D 4,64 51.200 51.200
2017-01-13 2017-01-11 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 11.300 11.300
2017-01-13 2017-01-11 4 EASTLAND JULIA MARIE CASC Stock Option (right to buy) A - Award D 4,64 51.200 51.200
2017-01-13 2017-01-11 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 11.300 11.300
2017-01-13 2017-01-11 4 PETERSON SCOTT ROBERT CASC Stock Option (right to buy) A - Award D 4,64 51.200 51.200
2016-08-18 2016-08-17 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 1,1499 45.000 52 107.500
2016-06-28 2016-06-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Units (RSU) A - Award D 54.347 54.347
2016-06-28 2016-06-24 4 James Steven P CASC Restricted Share Unit (RSU) A - Award D 54.347 54.347
2016-06-28 2016-06-24 4 LOVE TED W CASC Restricted Share Unit (RSU) A - Award D 54.347 54.347
2016-06-28 2016-06-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) A - Award D 54.347 54.347
2016-06-28 2016-06-28 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 0,8000 62.500 50 62.500
2016-06-28 2016-06-24 4 Jackson Richard L. CASC Restricted Share Unit (RSU) A - Award D 54.347 54.347
2016-06-28 2016-06-24 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) A - Award D 54.347 54.347
2016-06-27 2016-06-23 4 LAMPERT MARK N Please see footnote ONTY Series D Convertible Preferred Stock A - Award I 0,80 800,0000 6.197 4.958 6.197
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0,80 800,0000 1.029 823 1.029
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0,80 800,0000 4.519 3.615 4.519
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0,80 800,0000 5.505 4.404 5.505
2016-05-19 2016-05-17 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1,15 250.000 250.000
2016-05-19 2016-05-17 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1,15 300.000 300.000
2016-05-19 2016-05-17 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1,15 325.000 325.000
2016-04-06 3 Myers Scott Dunseth ONTY No securities beneficially held D 0
2016-04-06 2016-04-04 4 Myers Scott Dunseth ONTY Stock Option (right to buy) A - Award D 1,18 2.848.855 2.848.855
2016-03-16 2016-03-16 4 HENNEY CHRISTOPHER S ONTY Stock Option (right to buy) A - Award D 1,06 150.000 150.000
2016-01-21 3 Fyfe Gwen A. ONTY Common Stock D 20.000
2016-01-21 3 Fyfe Gwen A. ONTY Common Stock D 20.000
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23.547.788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21.842.395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19.541.857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29.064.800
2015-09-28 2015-09-24 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 3,51 250.000 250.000
2015-09-28 2015-09-24 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 14.245 14.245
2015-09-28 2015-09-24 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 3,51 250.000 250.000
2015-09-28 2015-09-24 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 14.245 14.245
2015-09-28 2015-09-24 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 14.245 14.245
2015-09-28 2015-09-24 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 14.245 14.245
2015-09-28 2015-09-24 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 3,51 750.000 750.000
2015-09-28 2015-09-24 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 14.245 14.245
2015-09-28 2015-09-24 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 3,51 250.000 250.000
2015-09-28 2015-09-24 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 3,51 250.000 250.000
2015-09-09 2015-09-05 4 LOVE TED W ONTY Restricted Share Unit (RSU) M - Exercise D -17.341 0
2015-09-09 2015-09-05 4 LOVE TED W ONTY Common Stock F - Taxes D 3,2500 -4.336 -14 13.005
2015-09-09 2015-09-05 4 LOVE TED W ONTY Common Stock M - Exercise D 17.341 17.341
2015-06-16 2015-06-13 4 HENNEY CHRISTOPHER S ONTY Restricted Share Unit (RSU) M - Exercise D -16.042 0
2015-06-16 2014-06-13 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3,8800 -4.011 -16 135.807
2015-06-16 2014-06-13 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 16.042 139.818
2015-06-16 2014-06-12 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 12.886 12.886
2015-06-16 2015-06-12 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 12.886 12.886
2015-06-16 2015-06-12 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 12.886 12.886
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) M - Exercise D -16.042 0
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3,8800 -4.011 -16 52.675
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Common Stock M - Exercise D 16.042 56.686
2015-06-16 2015-06-12 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 12.886 12.886
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) M - Exercise D -16.042 0
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3,8800 -4.011 -16 59.557
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Common Stock M - Exercise D 16.042 63.568
2015-06-16 2015-06-12 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 12.886 12.886
2015-06-03 2015-06-01 4 HAUSMAN DIANA By spouse ONTY Common Stock P - Purchase I 4,6500 5.747 27 5.747
2015-04-02 2015-03-26 4/A SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1,5856 10.000 16 40.644
2015-04-02 2015-03-25 4/A SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1,6271 10.000 16 30.644
2015-04-01 2015-03-26 4 SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1,5856 10.000 16 40.644
2015-04-01 2015-03-25 4 SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1,6271 10.000 16 30.644
2015-03-13 2015-03-12 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 27.932 27.932
2015-03-03 3 James Steven P ONTY No securities are beneficially owned D 0
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Preferred Stock, $0.0001 per share J - Other I 1,50 1.400 1.400
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Preferred Stock, $0.0001 per share J - Other I 1,50 2.600 2.600
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value J - Other I -1.400.000 1.898.293
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value J - Other I -2.600.000 3.762.683
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12.446.194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15.401.402
2014-12-17 2014-12-17 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1,7331 55.197 96 3.298.293
2014-12-17 2014-12-17 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1,7331 98.298 170 6.362.683
2014-12-17 2014-12-15 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1,8789 79.434 149 3.243.096
2014-12-17 2014-12-15 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1,8789 145.515 273 6.264.385
2014-12-16 2014-12-16 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 1,76 150.000 150.000
2014-12-16 2014-12-16 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 1,76 300.000 300.000
2014-12-16 2014-12-16 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1,76 100.000 100.000
2014-12-16 2014-12-16 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1,76 150.000 150.000
2014-12-16 2014-12-16 4 Venkatesan Jay ONTY Stock Option (right to buy) A - Award D 1,76 100.000 100.000
2014-12-16 2014-12-16 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1,76 100.000 100.000
2014-10-08 2013-07-10 4 SPIEGELMAN DANIEL K ONTY Common Stock S - Sale D 1,7201 -3.403 -6 20.644
2014-10-08 2013-02-20 4 SPIEGELMAN DANIEL K ONTY Common Stock S - Sale D 1,9604 -12.780 -25 24.047
2014-09-26 2014-09-23 4/A Venkatesan Jay By Ayer Special Situations Fund I, LP ONTY Common Stock P - Purchase I 2,0000 250.000 500 250.000
2014-09-25 2014-09-23 4 Venkatesan Jay By Ayer Special Situations Fund I, LP ONTY Common Stock A - Award I 2,0000 250.000 500 250.000
2014-09-05 2014-09-04 4 Venkatesan Jay ONTY Stock Option (right to buy) A - Award D 2,24 100.000 100.000
2014-08-12 3 Venkatesan Jay ONTY Common Stock D 100.000
2014-08-12 3 Venkatesan Jay ONTY Common Stock D 100.000
2014-08-12 2014-08-08 4 Venkatesan Jay By Andaman Orphan Therapies, LLC ONTY Common Stock A - Award I 263.493 263.493
2014-08-12 2014-08-08 4 Venkatesan Jay ONTY Common Stock A - Award D 3.776.723 3.826.723
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Warrants J - Other I 5,00 1,5900 -242.814 -386 1.223.484
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Warrants J - Other I 5,00 1,5900 -407.136 -647 2.288.698
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value J - Other I 3,2400 -258.230 -837 2.412.290
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value J - Other I 3,2400 -296.008 -959 4.512.523
2014-06-10 2014-06-07 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3,0600 -2.044 -6 123.776
2014-06-10 2014-06-06 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 16.339 16.339
2014-06-10 2014-06-06 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 16.339 16.339
2014-06-10 2014-06-07 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3,0600 -2.044 -6 36.827
2014-06-10 2014-06-06 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 16.339 16.339
2014-06-10 2014-06-07 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3,0600 -2.044 -6 46.692
2014-06-10 2014-06-06 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) A - Award D 16.339 16.339
2014-06-10 2014-06-07 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3,0600 -2.044 -6 47.526
2014-06-10 2014-06-06 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 16.339 16.339
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Restricted Share Unit (RSU) M - Exercise D -19.352 0
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3,6500 -4.838 -18 125.820
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 19.352 130.658
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) M - Exercise D -19.352 0
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3,6500 -4.838 -18 38.871
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Common Stock M - Exercise D 19.352 43.709
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) M - Exercise D -19.352 0
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3,6500 -4.838 -18 48.736
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 19.352 53.574
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) M - Exercise D -19.352 0
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3,6500 -4.838 -18 49.570
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Common Stock M - Exercise D 19.352 54.408
2013-12-16 2013-12-12 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 1,74 600.000 600.000
2013-12-16 2013-12-12 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1,74 150.000 150.000
2013-12-16 2013-12-12 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1,74 150.000 150.000
2013-12-16 2013-12-12 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1,74 150.000 150.000
2013-12-16 2013-12-12 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 1,74 150.000 150.000
2013-11-05 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7800 79.360 141 2.670.520
2013-11-05 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7800 49.640 88 4.808.531
2013-09-06 3 LOVE TED W ONTY Common Stock D 0
2013-09-06 2013-09-05 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 17.341 17.341
2013-08-12 2013-08-08 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,6495 177.940 294 2.591.160
2013-08-12 2013-08-08 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,6495 80.421 133 4.758.891
2013-08-02 2013-08-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7828 35.703 64 2.413.220
2013-08-02 2013-08-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7828 122.641 219 4.678.470
2013-08-02 2013-07-31 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7097 179.743 307 4.555.829
2013-06-14 2013-06-13 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 16.042 16.042
2013-06-14 2013-06-13 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 16.042 16.042
2013-06-14 2013-06-13 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) A - Award D 16.042 16.042
2013-06-14 2013-06-13 4 WILLIAMS DOUGLAS E ONTY Restricted Share Unit (RSU) A - Award D 16.042 16.042
2013-06-14 2013-06-13 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 16.042 16.042
2013-06-11 2013-06-09 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 1,8600 -1.135 -2 111.306
2013-06-11 2013-06-09 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 1,8600 -1.135 -2 24.357
2013-06-11 2013-06-09 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 1,8600 -1.135 -2 34.222
2013-06-11 2013-06-09 4 WILLIAMS DOUGLAS E ONTY Common Stock F - Taxes D 1,8600 -1.135 -2 19.961
2013-06-11 2013-06-09 4 Jackson Richard L. ONTY Common Stock F - Taxes D 1,8600 -1.135 -2 35.056
2013-06-07 3 LAMPERT MARK N By Investment 10, L.L.C. ONTY Common Stock, $0.0001 par value I 1.298.842
2013-06-07 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 2.303.607
2013-06-07 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 4.235.529
2013-06-07 2013-06-07 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,8304 41.526 76 2.377.517
2013-06-07 2013-06-07 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,8304 74.726 137 4.376.086
2013-06-07 2013-06-06 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7809 27.384 49 2.335.991
2013-06-07 2013-06-06 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7809 55.531 99 4.301.360
2013-06-07 2013-06-05 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7500 5.000 9 2.308.607
2013-06-07 2013-06-05 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1,7500 10.300 18 4.245.829
2012-12-14 3/A PETERSON SCOTT ROBERT ONTY Common Stock D 10.424
2012-12-14 2012-12-12 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 4,74 100.000 100.000
2012-12-14 2012-12-12 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 4,74 50.000 50.000
2012-12-14 2012-12-12 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 4,74 50.000 50.000
2012-12-14 2012-12-12 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 4,74 50.000 50.000
2012-12-14 2012-12-12 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 4,74 50.000 50.000
2012-12-11 3 PETERSON SCOTT ROBERT ONTY Common Stock D 10.424
2012-12-11 3 HAUSMAN DIANA ONTY Common Stock D 0
2012-06-08 2012-06-07 4 STOUGHTON W. VICKERY ONTY Common Stock A - Award D 3,6700 8.174 30 35.357
2012-06-08 2012-06-07 4 WILLIAMS DOUGLAS E ONTY Common Stock A - Award D 3,6700 8.174 30 21.096
2012-06-08 2012-06-07 4 SPIEGELMAN DANIEL K ONTY Common Stock A - Award D 3,6700 8.174 30 25.492
2012-06-08 2012-06-07 4 HENNEY CHRISTOPHER S ONTY Common Stock A - Award D 3,6700 8.174 30 112.441
2012-06-08 2012-06-07 4 Jackson Richard L. ONTY Common Stock A - Award D 3,6700 8.174 30 36.191
2012-06-05 2012-06-03 4 WILLIAMS DOUGLAS E ONTY Common Stock F - Taxes D 3,5100 -2.021 -7 12.922
2012-06-05 2012-03-16 4 WILLIAMS DOUGLAS E ONTY Common Stock J - Other D -2.320 14.943
2012-06-05 2012-06-03 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3,5100 -2.021 -7 27.183
2012-06-05 2012-06-03 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3,5100 -2.021 -7 104.267
2012-06-05 2012-06-03 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3,5100 -2.021 -7 17.318
2012-06-05 2012-06-03 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3,5100 -2.021 -7 28.017
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 4,1500 -247 -1 106.288
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 989 106.535
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 4,1500 -247 -1 29.204
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 989 29.451
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Common Stock F - Taxes D 4,1500 -247 -1 30.038
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Common Stock M - Exercise D 989 30.285
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Restricted Share Units M - Exercise D -2.388 0
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 7,5800 -597 -5 28.462
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 2.388 29.059
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units M - Exercise D -2.388 0
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 7,5800 -597 -5 105.546
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 2.388 106.143
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Restricted Share Units M - Exercise D -2.388 0
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Common Stock F - Taxes D 7,5800 -597 -5 29.296
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Common Stock M - Exercise D 2.388 29.893
2009-10-06 3 WILLIAMS DOUGLAS E ONTY No securities are beneficially owned D 0
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
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