| Insider-Aktien | 18.181.629 shares |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Nettoanzahl der Insider, die kaufen (Rang)
N/A
Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).
Prozent des Streubesitzes von Insidern gekauft (Rang)
N/A
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Diffusion Pharmaceuticals Inc Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
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| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|
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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in DFFN / Diffusion Pharmaceuticals Inc getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in DFFN / Diffusion Pharmaceuticals Inc. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
| Handelsdatum | Insider | Gemeldete Aktien |
Gemeldeter Preis |
Angepasste Aktien |
Angepasster Preis |
Kostenbasis | Tage bis Min |
Preis bei Min |
Max Verlust Vermieden($) |
Max Verlust Vermieden(%) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-26 | BOGER JOSHUA S | 36 | 36 | 291 | 1.9000 |
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-11-19 | 2025-11-17 | 4 | Gregoire Sylvie Spouse's IRA | CRVO | Common Stock | I | 8,4600 | 10.807 | 91 | 12.500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 8,4600 | 10.793 | 91 | 1.484.078 | ||||
| 2025-11-19 | 2025-11-18 | 4 | Winton Matthew | CRVO | Common Stock | D | 7,9500 | 1.500 | 12 | 15.000 | ||||
| 2025-11-19 | 2025-11-17 | 4 | Winton Matthew | CRVO | Common Stock | D | 8,4300 | 3.500 | 30 | 13.500 | ||||
| 2025-11-19 | 2025-11-18 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8,3200 | 2.500 | 21 | 12.500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8,4500 | 1.000 | 8 | 10.000 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ALAM JOHN J Spouse's IRA | CRVO | Common Stock | I | 8,4600 | 10.793 | 91 | 12.500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 8,4600 | 10.807 | 91 | 1.484.078 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Gregoire Sylvie Spouse's IRA | CRVO | Common Stock | I | 7,5500 | 1.693 | 13 | 1.693 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7,5700 | 1.707 | 13 | 1.473.285 | ||||
| 2025-11-17 | 2025-11-13 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7,5100 | 4.447 | 33 | 1.471.578 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Winton Matthew | CRVO | Common Stock | D | 7,5700 | 10.000 | 76 | 10.000 | ||||
| 2025-11-17 | 2025-11-14 | 4 | ALAM JOHN J Spouse's IRA | CRVO | Common Stock | I | 7,5700 | 1.707 | 13 | 1.707 | ||||
| 2025-11-17 | 2025-11-14 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7,5500 | 1.693 | 13 | 1.473.271 | ||||
| 2025-11-17 | 2025-11-13 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7,5100 | 4.447 | 33 | 1.471.578 | ||||
| 2025-11-13 | 2025-11-12 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7,3500 | 5.553 | 41 | 1.467.131 | ||||
| 2025-11-13 | 2025-11-12 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 7,4400 | 3.500 | 26 | 9.000 | ||||
| 2025-11-13 | 2025-11-12 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7,3500 | 5.553 | 41 | 1.467.131 | ||||
| 2025-05-14 | 2025-05-14 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8,4600 | 4.233 | 36 | 5.500 | ||||
| 2024-08-27 | 2024-08-27 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 18,1600 | 1.000 | 18 | 1.267 | ||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | -36 | 840.451 | ||||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 495.995 | 840.487 | ||||||
| 2024-02-09 | 3 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 344.492 | ||||||||
| 2024-02-09 | 3 | BOGER JOSHUA S | CRVO | Common Stock | D | 216.817 | ||||||||
| 2023-11-09 | 2023-11-09 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | -10.000 | 732.039 | ||||||
| 2023-11-09 | 2023-11-09 | 4 | ALAM JOHN J | CRVO | Common Stock | D | -12.500 | 729.539 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | -45 | 898 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | 122 | 943 | ||||||
| 2023-08-25 | 3 | ZAVRL FRANK By The FEZ Delaware Dynasty Trust | CRVO | Common Stock | I | 74.831 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK | CRVO | Common Stock | D | 106.644 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK By Paula Zavrl Delaware Dynasty Trust | CRVO | Common Stock | I | 171.534 | ||||||||
| 2023-08-23 | 3 | Blackburn Kelly | CRVO | Common Stock | D | 13.674 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J | CRVO | Common Stock | D | 742.039 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J By Spouse | CRVO | Common Stock | I | 742.039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie | CRVO | Common Stock | D | 742.039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie By Spouse | CRVO | Common Stock | I | 742.039 | ||||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 294 | ||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 379 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1.231 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1.299 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 147 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 232 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1.116 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1.184 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1.616 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1.737 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1.001 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1.069 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1.410 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1.531 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 886 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 954 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1.204 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1.325 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 771 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 838 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -327 | 981 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Sock | D | -121 | 998 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1.119 | ||||||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 25,00 | 25,0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 25,0000 | 100 | 2 | 400 | ||||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 25,00 | 25,0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 25,0000 | 100 | 2 | 792 | ||||
| 2022-03-22 | 2022-03-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 0,50 | 0,5000 | 5.000 | 2 | 5.000 | |||
| 2022-03-22 | 2022-03-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 0,50 | 0,5000 | 5.000 | 2 | 5.000 | |||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16.350 | 81.750 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6.049 | 24.301 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16.350 | 30.350 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16.350 | 65.400 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6.049 | 34.602 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16.350 | 40.651 | ||||||
| 2022-01-31 | 2022-01-27 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0,24 | 764.357 | 764.357 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0,24 | 305.743 | 305.743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0,24 | 305.743 | 305.743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0,24 | 305.743 | 305.743 | |||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Units | D | -16.350 | 81.750 | ||||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16.350 | 30.350 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Restricted Stock Unit | D | 69.400 | 69.400 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Restricted Stock Unit | D | 69.400 | 69.400 | ||||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0,72 | 83.300 | 83.300 | |||||
| 2021-05-17 | 2021-05-13 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 0,6100 | 32.786 | 20 | 32.786 | ||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1,11 | 62.522 | 62.522 | |||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1,11 | 87.684 | 87.684 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1,11 | 161.139 | 161.139 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1,11 | 53.713 | 53.713 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1,11 | 80.069 | 80.069 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1,11 | 122.771 | 122.771 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1,11 | 81.537 | 81.537 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1,11 | 27.180 | 27.180 | |||||
| 2020-11-18 | 2020-11-16 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 0,6600 | 14.000 | 9 | 14.000 | ||||
| 2020-11-18 | 2020-11-17 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0,6300 | 5.000 | 3 | 15.000 | ||||
| 2020-11-18 | 2020-11-16 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0,6700 | 10.000 | 7 | 10.000 | ||||
| 2020-10-21 | 2020-10-19 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0,85 | 200.000 | 200.000 | |||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Individual Retirement Account (IRA) | DFFN | Common Stock | I | 20.000 | ||||||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Spouse's Individual Retirement Account (IRA) | DFFN | Common Stock | I | 10.000 | ||||||||
| 2020-10-14 | 2020-09-22 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0,82 | 70.000 | 70.000 | |||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Restricted Stock Unit | D | 54.900 | 54.900 | ||||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0,91 | 67.400 | 67.400 | |||||
| 2020-09-11 | 2020-09-08 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0,79 | 475.000 | 475.000 | |||||
| 2020-06-18 | 2020-06-17 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1,00 | 61.300 | 61.300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1,00 | 61.300 | 61.300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1,00 | 61.300 | 61.300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1,00 | 61.300 | 61.300 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0,46 | 239.400 | 239.400 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0,46 | 52.600 | 52.600 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0,46 | 262.900 | 262.900 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | 0,51 | 98.100 | 98.100 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0,42 | 118.600 | 118.600 | |||||
| 2020-01-09 | 2020-01-07 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0,42 | 25.000 | 25.000 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3,15 | 19.200 | 19.200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3,15 | 19.200 | 19.200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3,15 | 19.200 | 19.200 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3,15 | 13.100 | 13.100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3,15 | 13.100 | 13.100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3,15 | 13.100 | 13.100 | |||||
| 2019-01-30 | 2019-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2,10 | 2.667 | 2.667 | |||||
| 2019-01-04 | 2019-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 2,10 | 16.334 | 16.334 | |||||
| 2018-06-18 | 2018-06-14 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 0,54 | 40.000 | 40.000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0,54 | 40.000 | 40.000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0,54 | 40.000 | 40.000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0,54 | 40.000 | 40.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1,18 | 25.000 | 25.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1,18 | 25.000 | 25.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 1,18 | 55.000 | 55.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 1,18 | 25.000 | 25.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 1,18 | 45.000 | 45.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1,18 | 25.000 | 25.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 1,18 | 25.000 | 25.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 1,18 | 10.000 | 10.000 | |||||
| 2017-07-13 | 2017-06-29 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 2,31 | 52.057 | 52.057 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2,96 | 23.100 | 23.100 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2,96 | 34.000 | 34.000 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2,96 | 41.000 | 41.000 | |||||
| 2017-06-16 | 2017-06-15 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2,40 | 23.900 | 23.900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2,40 | 23.900 | 23.900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2,40 | 23.900 | 23.900 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2,95 | 41.000 | 41.000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2,95 | 34.000 | 34.000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2,95 | 23.100 | 23.100 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2,26 | 4.673 | 4.673 | |||||
| 2016-12-28 | 2016-12-28 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 290.580 | 802.689 | ||||||
| 2016-12-28 | 2016-12-27 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -290.580 | 0 | ||||||
| 2016-12-16 | 2016-12-15 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 512.109 | 512.109 | ||||||
| 2016-12-16 | 2016-12-14 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -339.055 | 290.580 | ||||||
| 2016-12-13 | 2016-12-08 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2,74 | 14.000 | 14.000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2,74 | 16.000 | 16.000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2,74 | 34.000 | 34.000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2,74 | 14.000 | 14.000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2,74 | 14.000 | 14.000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2,74 | 105.000 | 105.000 | |||||
| 2016-09-16 | 2016-08-31 | 4 | BLECH ISAAC | DFFN | Stock Option (Right to Buy) | D | 8,00 | 204.907 | 204.907 | |||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349.765 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223.336 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206.907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349.765 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206.907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223.336 | ||||||||
| 2016-07-25 | 2016-07-21 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0,90 | 58.473 | 58.473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0,90 | 58.473 | 58.473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0,90 | 58.473 | 58.473 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 0,96 | 89.583 | 89.583 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0,96 | 83.333 | 83.333 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0,96 | 16.667 | 16.667 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0,96 | 204.167 | 204.167 | |||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25.375.950 | ||||||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25.375.950 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765.114 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765.114 | ||||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,55 | 331.595 | 331.595 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,42 | 127.843 | 127.843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,35 | 127.843 | 127.843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,62 | 182.632 | 182.632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,22 | 273.949 | 273.949 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,22 | 91.316 | 91.316 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0,22 | 295.865 | 295.865 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G By Daughter | RESX | Common Stock | I | 215.506 | 215.506 | ||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Common Stock | D | 1.069.216 | 1.069.216 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,55 | 237.422 | 237.422 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,62 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,35 | 36.526 | 36.526 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,22 | 109.579 | 109.579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,22 | 91.316 | 91.316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0,22 | 215.506 | 215.506 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Common Stock | D | 1.391.867 | 1.391.867 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0,62 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0,22 | 91.316 | 91.316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0,22 | 186.285 | 186.285 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W By the Nixon & Vanderhye 401K for the benefit of Robert W. Adams | RESX | Common Stock | I | 188.973 | 188.973 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Common Stock | D | 350.504 | 350.504 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0,62 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0,22 | 91.316 | 91.316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0,22 | 98.621 | 98.621 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By PANDA Holdings, LLC | RESX | Common Stock | I | 6.296.346 | 6.296.346 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By the VNB Trust IRA fbo Mark T. Giles | RESX | Common Stock | I | 44.069 | 44.069 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0,42 | 276.140 | 276.140 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Common Stock | D | 248.032 | 248.032 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,55 | 219.159 | 219.159 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,55 | 365.265 | 365.265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,42 | 109.579 | 109.579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,22 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,42 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,22 | 91.316 | 91.316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,35 | 91.316 | 91.316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,62 | 182.632 | 182.632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0,22 | 226.486 | 226.486 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John By the John L. Gainer Declaration of Trust | RESX | Common Stock | I | 3.725.711 | 3.725.711 | ||||||
| 2015-09-21 | 2014-01-07 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3,00 | 17.441 | 17.441 | |||||
| 2014-08-06 | 2014-08-04 | 4 | Weinberg Mark A. | RESX | Stock Option (right to buy) | D | 3,90 | 521.475 | 521.475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 3,92 | 119.482 | 119.482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 3,92 | 271.475 | 271.475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BARER SOL J | RESX | Stock Option (right to buy) | D | 3,92 | 123.287 | 123.287 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Bright Rex | RESX | Stock Option (right to buy) | D | 3,92 | 61.085 | 61.085 | |||||
| 2014-07-29 | 2014-07-24 | 4 | STACKS NELSON K. | RESX | Stock Option (right to buy) | D | 3,92 | 61.374 | 61.374 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 3,92 | 119.482 | 119.482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Boris Timothy | RESX | Stock Option (right to buy) | D | 3,92 | 79.655 | 79.655 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SIMES STEPHEN M | RESX | Stock Option (right to buy) | D | 3,92 | 542.975 | 542.975 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3,92 | 87.449 | 87.449 | |||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2,0000 | 126.894 | 254 | 1.011.072 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2,0000 | 76.755 | 154 | 884.178 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2,0000 | 78.473 | 157 | 807.423 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2,0000 | 270.616 | 541 | 728.950 | ||||
| 2014-06-12 | 2014-06-03 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 4,15 | 115.193 | 115.193 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Abolin Craig | RESX | Stock Option (right to buy) | D | 4,15 | 57.596 | 57.596 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 4,15 | 115.193 | 115.193 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2,00 | 95.170 | 95.170 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 3/19/14 | D | -126.894 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2,00 | 57.566 | 57.566 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 2/4/14 | D | -76.755 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 12/19/13 | D | -78.473 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2,00 | 202.962 | 202.962 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 8/9/13 | D | -270.606 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2,0000 | 126.894 | 254 | 46.386.071 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2,0000 | 76.755 | 154 | 46.259.177 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2,0000 | 78.473 | 157 | 46.182.422 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2,0000 | 270.616 | 541 | 46.103.949 | ||||
| 2014-06-06 | 2014-05-27 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 4,00 | 250.000 | 250.000 | |||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3.195.186 | ||||||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3.195.186 | ||||||||
| 2014-03-12 | 2014-03-05 | 4 | SIMES STEPHEN M | SMDID | Stock Option (right to buy) | D | 0,02 | 50.000.000 | 50.000.000 | |||||
| 2014-03-10 | 2014-02-05 | 4 | Bright Rex | SMDID | Stock Option (right to buy) | D | 0,03 | 1.650.000 | 1.650.000 | |||||
| 2013-11-22 | 3 | STACKS NELSON K. | SMDI | Common Stock | D | 0 | ||||||||
| 2013-11-22 | 3 | Abolin Craig | SMDI | Common Stock | D | 2.283.720 | ||||||||
| 2013-11-22 | 3 | Schwartz Yael | SMDI | Common Stock | D | 2.397.673 | ||||||||
| 2013-11-01 | 3 | BARER SOL J | SMDI | COMMON STOCK | D | 45.833.333 | ||||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 1,00 | -8.125.000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 0,65 | -16.250.000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0,06 | -6.500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 1,00 | -625.000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 0,65 | -1.250.000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0,06 | -500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 46.428.571 | 185.000.000 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 0,0600 | 108.333.333 | 6.500 | 138.571.429 | ||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 3.571.429 | 30.238.096 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 0,0600 | 8.333.333 | 500 | 26.666.667 | ||||
| 2013-06-10 | 2013-05-02 | 4 | BLECH ISAAC | SMDI | Common Stock, par value $0.001 per share | D | 0,0600 | 18.333.334 | 1.100 | 18.333.334 | ||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 900.000 | ||||||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 179.105 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
