| Ausstehende Aktien | 6,303,433 shares |
| Insider-Aktien | 3.740.436 shares |
| Insider-Besitz | 59,34 % |
| Insider gesamt | 53 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
1386 out of 10752
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Energy Focus, Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| 5 Elements Global Fund, Lp - | 611.683 | 87.383 | |
| 5 Elements Energy Efficiency Ltd. - | 0 | 427.373 | |
| Ronald D Black Director - [D] | 32.427 | 5.404 | |
| Roger Buelow | 454.153 | ||
|
Cheng Bi
10% Owner -
|
4.000.000 | 666.667 | |
|
Bright Horizon Partners Inc.
10% Owner -
|
639.130 | 106.522 | |
|
Brilliant Start Enterprise, Inc.
10% Owner -
|
376.832 | 54.547 | |
| Jennifer Y Cheng Director - [D] | 22.000 | 3.143 | |
| Simon Cheng | 2.330 | ||
| Yeh Mei-Hui Cheng - | 0 | 427.373 | |
|
Global Ltd Cleantech
10% Owner -
|
0 | 427.373 | |
|
William Cohen
10% Owner -
|
663.622 | 110.604 | |
| Communal International, Ltd. - | 0 | 427.373 | |
|
Costar Partners II, LLC
10% Owner -
|
513.695 | 181.160 | |
| John Davenport Director - [D] | 34.169 | 5.695 | |
| Glenda Dorchak Director - [D] | 32.427 | 5.404 | |
| Marc Eisenberg Director - [D] | 32.427 | 5.404 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| J James Finnerty | 130.000 | ||
| Farkas Robert A. | 0 | ||
|
Fusion Park LLC
10% Owner -
|
611.683 | 87.383 | |
| Gregory S Galluccio | 15.000 | ||
|
David Gelbaum
10% Owner -
|
1.132.480 | 188.747 | |
|
Monica Chavez Gelbaum
10% Owner -
|
1.132.480 | 188.747 | |
| Xin He | 0 | ||
| Eric Hilliard President & COO - [O] | 10.665 | 1.778 | |
|
Chiao Chieh Huang
Chief Executive Officer, Director, 10% Owner -
[D]
[O]
|
1.998.599 | 1.998.599 | |
| Gina Huang - | 3.720.242 | 531.463 | |
|
Jag International Co Ltd.
10% Owner -
|
376.832 | 54.547 | |
| Kaveski Joseph G. Chief Executive Officer, Director - [D] [O] | 132.105 | 22.018 | |
| Brian J Lagarto Director - [D] | 10.000 | 1.429 | |
| Frank Lamanna | 75.000 | ||
| Jiangang Luo - | 0 | 427.373 | |
| Matrisciano Theresa A. | 15.000 | ||
| McAuliffe Thomas P. | 100.000 | ||
| Geraldine McManus Director - [D] | 17.000 | 2.429 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Marcia Jean Miller Chief Financial Officer - [O] | 8.377 | 1.396 | |
| Tod A Nestor President, CFO - [O] | 45.432 | 6.490 | |
| Mark J Plush Chief Financial Officer and VP - [O] | 19.796 | 3.299 | |
| Jeffery Robert Parker Director - [D] | 10.000 | 1.429 | |
| Philip Politziner Director - [D] | 31.400 | 4.486 | |
| Michael Harry Port CFO & Secretary - [O] | 15.793 | 2.632 | |
|
Quercus Trust
10% Owner -
|
1.132.480 | 188.747 | |
| Satish Rishi Director - [D] | 3.169 | 528 | |
| Michael Rush Ramelot Director - [D] | 47.927 | 7.988 | |
| R Louis Schneeberger | 96.034 | ||
| Thomas W Swidarski | 0 | ||
| Stephen Socolof Chairman and Interim CEO, Director - [D] [O] | 25.500 | 3.643 | |
| Ted L III Tewksbury Chairman, CEO & President, Director - [D] [O] | 95.934 | 15.989 | |
|
James Tu
Chairman and CEO, Director, 10% Owner -
[D]
[O]
|
249.851 | 35.693 | |
| Jerry Turin CFO and Secretary - [O] | 6.906 | 1.151 | |
| James Raymond III Warren SVP, GC & Corp. Secretary - [O] | 1.600 | 229 | |
| Bradley Brian White CFO & Secretary - [O] | 1.075 | 179 | |
| Paumgartten Paul von | 145.483 |
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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in EFOI / Energy Focus, Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in EFOI / Energy Focus, Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-31 | 2025-11-26 | 4 | Huang Chiao Chieh | EFOI | Common Stock | D | 2,2900 | 262.009 | 600 | 1.421.219 | ||||
| 2025-08-19 | 2025-08-15 | 4 | Huang Chiao Chieh | EFOI | Common Stock | D | 1,8900 | 264.550 | 500 | 1.159.210 | ||||
| 2025-06-23 | 2025-06-23 | 4 | Huang Chiao Chieh | EFOI | Common Stock | D | 1,8100 | 110.497 | 200 | 894.660 | ||||
| 2025-06-23 | 2025-03-27 | 4 | Huang Chiao Chieh | EFOI | Common Stock | D | 1,9300 | 103.627 | 200 | 784.163 | ||||
| 2023-08-08 | 2023-06-29 | 4 | Huang Chiao Chieh | EFOI | Common Stock | D | 1,7600 | 343.465 | 604 | 680.536 | ||||
| 2023-04-04 | 2023-03-28 | 4 | Huang Chiao Chieh | EFOI | Common Stock | I | 0,5609 | 108.502 | 61 | 2.659.017 | ||||
| 2023-04-04 | 2023-03-30 | 4 | Huang Gina | EFOI | Common Stock | I | 0,5000 | 500.000 | 250 | 3.720.242 | ||||
| 2023-02-28 | 2023-02-24 | 4 | Huang Gina | EFOI | Common Stock | I | 0,4980 | 803.212 | 400 | 3.220.242 | ||||
| 2023-02-28 | 2023-01-17 | 4 | Huang Gina | EFOI | Common Stock | I | 0,5630 | 1.451.597 | 817 | 2.417.030 | ||||
| 2023-02-28 | 3 | Huang Chiao Chieh | EFOI | Common Stock | D | 2.250.995 | ||||||||
| 2023-02-28 | 3 | Huang Chiao Chieh Shares held by Sander Electronics, a controlled affiliate of Mr. Huang. | EFOI | Common Stock | I | 299.520 | ||||||||
| 2023-01-12 | 2023-01-10 | 4 | Huang Gina | EFOI | Common Stock | I | 0,4604 | 325.803 | 150 | 965.433 | ||||
| 2023-01-09 | 2023-01-05 | 4 | Huang Gina | EFOI | Common Stock | I | 0,3879 | 257.798 | 100 | 639.630 | ||||
| 2022-09-29 | 2022-09-28 | 4 | Warren James Raymond III | EFOI | Common Stock | D | 800 | 1.600 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Socolof Stephen | EFOI | Common Stock | D | 5.000 | 25.500 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Politziner Philip | EFOI | Common Stock | D | 5.000 | 31.400 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Lagarto Brian J | EFOI | Common Stock | D | 10.000 | 10.000 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Parker Jeffery Robert | EFOI | Common Stock | D | 10.000 | 10.000 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Huang Gina | EFOI | Common Stock | I | 5.000 | 381.832 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 5.000 | 22.000 | ||||||
| 2022-03-16 | 2022-02-22 | 4 | Parker Jeffery Robert | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2022-03-01 | 2022-02-19 | 4 | Lagarto Brian J | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2022-02-23 | 2022-02-11 | 4 | Galluccio Gregory S | EFOI | Stock Option (Right to buy) | D | 1,48 | 15.000 | 15.000 | |||||
| 2022-02-17 | 2022-02-11 | 4/A | Huang Gina | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2022-02-17 | 2022-02-11 | 4/A | Warren James Raymond III | EFOI | Stock Option (Right to buy) | D | 1,48 | 1,4800 | 15.000 | 22 | 15.000 | |||
| 2022-02-15 | 2022-02-11 | 4 | Politziner Philip | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2022-02-15 | 2022-02-11 | 4 | Huang Gina | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2022-02-15 | 2022-02-11 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2022-02-15 | 2022-02-11 | 4 | Warren James Raymond III | EFOI | Stock Option (Right to buy) | D | 1,48 | 15.000 | 15.000 | |||||
| 2022-02-15 | 2022-02-11 | 4 | NESTOR TOD A | EFOI | Stock Option (Right to buy) | D | 1,48 | 20.000 | 20.000 | |||||
| 2022-02-15 | 2022-02-11 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2021-09-29 | 2021-09-28 | 4 | Warren James Raymond III | EFOI | Restricted Stock Units | D | -800 | 2.400 | ||||||
| 2021-09-29 | 2021-09-28 | 4 | Warren James Raymond III | EFOI | Common Stock | D | 800 | 800 | ||||||
| 2021-08-27 | 2021-08-25 | 4 | Politziner Philip | EFOI | Common Stock | D | 3,3500 | 3.000 | 10 | 26.400 | ||||
| 2021-08-20 | 2021-08-18 | 4 | Socolof Stephen | EFOI | Common Stock | D | 2,8000 | 3.500 | 10 | 20.500 | ||||
| 2021-08-18 | 2021-08-16 | 4 | Tu James | EFOI | Common Stock | D | 2,7000 | 5.000 | 14 | 249.851 | ||||
| 2021-05-27 | 2021-05-26 | 4 | Huang Gina | EFOI | Restricted Stock Units | D | -10.000 | 0 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Huang Gina | EFOI | Common Stock | I | 10.000 | 376.832 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | -10.000 | 0 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Socolof Stephen | EFOI | Common Stock | D | 10.000 | 17.000 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | -10.000 | 0 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 10.000 | 17.000 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Politziner Philip | EFOI | Restricted Stock Units | D | -10.000 | 0 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | Politziner Philip | EFOI | Common Stock | D | 10.000 | 23.400 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | -10.000 | 0 | ||||||
| 2021-05-27 | 2021-05-26 | 4 | McManus Geraldine | EFOI | Common Stock | D | 10.000 | 17.000 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Tu James | EFOI | Series A Convertible Preferred Stock | I | -1.721.023 | 0 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Tu James | EFOI | Common Stock | I | 344.205 | 611.683 | ||||||
| 2021-03-26 | 2021-03-24 | 4 | Huang Gina | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | NESTOR TOD A | EFOI | Stock Option (Right to buy) | D | 5,59 | 13.000 | 13.000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | Warren James Raymond III | EFOI | Stock Option (Right to buy) | D | 5,59 | 12.000 | 12.000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | Politziner Philip | EFOI | Restricted Stock Units | D | 10.000 | 10.000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | Tu James | EFOI | Stock Option (Right to buy) | D | 5,59 | 15.000 | 15.000 | |||||
| 2020-12-29 | 2020-12-28 | 4 | NESTOR TOD A | EFOI | Stock Option | D | 2,10 | -10.625 | 19.375 | |||||
| 2020-12-29 | 2020-12-28 | 4 | NESTOR TOD A | EFOI | Common Stock | D | 2,1000 | 10.625 | 22 | 45.432 | ||||
| 2020-09-17 | 2020-09-17 | 4 | Huang Gina | EFOI | Restricted Stock Units | D | 4.000 | 0 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Huang Gina | EFOI | Common Stock | I | 4.000 | 207.478 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 3.000 | 0 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Socolof Stephen | EFOI | Common Stock | D | 3.000 | 7.000 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 3.000 | 0 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 3.000 | 7.000 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Politziner Philip | EFOI | Restricted Stock Units | D | 3.000 | 0 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | Politziner Philip | EFOI | Common Stock | D | 3.000 | 13.400 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | 3.000 | 0 | ||||||
| 2020-09-17 | 2020-09-17 | 4 | McManus Geraldine | EFOI | Common Stock | D | 3.000 | 7.000 | ||||||
| 2020-04-20 | 2020-03-18 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2020-04-20 | 2020-03-18 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | Politziner Philip | EFOI | Common Stock | D | 0,3100 | 32.000 | 10 | 52.000 | ||||
| 2020-04-15 | 2020-04-15 | 4 | NESTOR TOD A | EFOI | Common Stock | D | 0,3673 | 42.470 | 16 | 150.000 | ||||
| 2020-04-15 | 2020-04-14 | 4 | NESTOR TOD A | EFOI | Common Stock | D | 0,3694 | 55.830 | 21 | 107.530 | ||||
| 2020-04-15 | 2020-04-13 | 4 | NESTOR TOD A | EFOI | Common Stock | D | 0,3188 | 51.700 | 16 | 51.700 | ||||
| 2020-03-23 | 2020-03-18 | 4 | Tu James | EFOI | Stock Option | D | 0,30 | 150.000 | 150.000 | |||||
| 2020-03-23 | 2020-03-18 | 4 | Huang Gina | EFOI | Restricted Stock Units | D | 20.000 | 20.000 | ||||||
| 2020-03-20 | 2020-03-18 | 4 | NESTOR TOD A | EFOI | Stock Option | D | 0,30 | 100.000 | 100.000 | |||||
| 2020-03-20 | 2020-03-18 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2020-03-20 | 2020-03-18 | 4 | Politziner Philip | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2020-01-30 | 2020-01-16 | 4 | Tu James | EFOI | Series A Convertible Preferred Stock | I | 1.721.023 | 1.721.023 | ||||||
| 2020-01-30 | 2020-01-16 | 4 | Tu James | EFOI | Convertible Notes due 2021 | I | ||||||||
| 2019-12-18 | 2019-12-17 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | 8.290 | 0 | ||||||
| 2019-12-18 | 2019-12-17 | 4 | McManus Geraldine | EFOI | Common Stock | D | 8.290 | 20.000 | ||||||
| 2019-12-18 | 2019-11-12 | 4 | McManus Geraldine | EFOI | Common Stock | D | 11.710 | 11.710 | ||||||
| 2019-12-18 | 2019-12-17 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 8.290 | 0 | ||||||
| 2019-12-18 | 2019-12-17 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 8.290 | 20.000 | ||||||
| 2019-12-18 | 2019-11-12 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 11.710 | 11.710 | ||||||
| 2019-12-18 | 2019-12-17 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 5.032 | 0 | ||||||
| 2019-12-18 | 2019-12-17 | 4 | Socolof Stephen | EFOI | Common Stock | D | 5.032 | 20.000 | ||||||
| 2019-12-18 | 2019-11-12 | 4 | Socolof Stephen | EFOI | Common Stock | D | 14.968 | 14.968 | ||||||
| 2019-12-18 | 2019-11-12 | 4 | Politziner Philip | EFOI | Common Stock | D | 20.000 | 20.000 | ||||||
| 2019-07-18 | 2019-07-16 | 4 | Tu James | EFOI | Stock Option | D | 0,42 | 300.000 | 300.000 | |||||
| 2019-07-18 | 2019-07-16 | 4 | NESTOR TOD A | EFOI | Stock Option | D | 0,42 | 150.000 | 150.000 | |||||
| 2019-06-21 | 2019-06-19 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | -8.290 | 0 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | McManus Geraldine | EFOI | Common Stock | D | 8.290 | 8.290 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | -15.000 | 0 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Ramelot Michael Rush | EFOI | Common Stock | D | 15.000 | 47.927 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | -5.032 | 0 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Socolof Stephen | EFOI | Common Stock | D | 5.032 | 5.032 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | -8.290 | 0 | ||||||
| 2019-06-21 | 2019-06-19 | 4 | Cheng Jennifer Y | EFOI | Common Stock | D | 8.290 | 8.290 | ||||||
| 2019-06-07 | 2019-05-20 | 4 | Socolof Stephen | EFOI | Restricted Stock Units | D | 5.032 | 5.032 | ||||||
| 2019-04-04 | 2019-04-01 | 4 | Farkas Robert A. | EFOI | Restricted Stock Units | D | 5.575 | 5.575 | ||||||
| 2019-04-03 | 2019-03-29 | 4 | Tu James | EFOI | Convertible Notes due 2021 | I | ||||||||
| 2019-02-28 | 2019-02-27 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | -16.481 | 16.481 | ||||||
| 2019-02-28 | 2019-02-27 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 1,2100 | -6.738 | -8 | 95.934 | ||||
| 2019-02-28 | 2019-02-27 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 16.481 | 102.672 | ||||||
| 2019-02-28 | 2019-02-26 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | -55.100 | 110.200 | ||||||
| 2019-02-28 | 2019-02-26 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 1,1400 | -22.370 | -26 | 86.191 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 55.100 | 108.561 | ||||||
| 2019-02-27 | 2019-02-21 | 4 | McManus Geraldine | EFOI | Restricted Stock Units | D | 8.290 | 8.290 | ||||||
| 2019-02-27 | 2019-02-21 | 4 | Cheng Jennifer Y | EFOI | Restricted Stock Units | D | 8.290 | 8.290 | ||||||
| 2019-01-03 | 2018-12-31 | 4 | Turin Jerry | EFOI | Common Stock | D | 0,5259 | 6.906 | 4 | 6.906 | ||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock | I | 2.564.239 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. See footnotes | EFOI | Common Stock, par value $0.0001 per share ("Common Stock") | I | 3.294.238 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | I | 2.646.413 | ||||||||
| 2018-12-10 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 2.129.350 | ||||||||
| 2018-07-03 | 2018-07-02 | 4 | Turin Jerry | EFOI | Stock Option | D | 1,81 | 75.711 | 75.711 | |||||
| 2018-07-03 | 2018-07-02 | 4 | Turin Jerry | EFOI | Restricted Stock Units | D | 50.474 | 50.474 | ||||||
| 2018-07-03 | 2018-06-29 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 1,6150 | 5.081 | 8 | 53.461 | ||||
| 2018-06-22 | 2018-06-20 | 4 | RISHI SATISH | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | RISHI SATISH | EFOI | Restricted Stock Units | D | -3.169 | 3.169 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | RISHI SATISH | EFOI | Common Stock | D | 3.169 | 3.169 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | -18.443 | 0 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Eisenberg Marc | EFOI | Common Stock | D | 18.443 | 32.427 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | -18.443 | 0 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | BLACK RONALD D | EFOI | Common Stock | D | 18.443 | 32.427 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Cohen William | EFOI | Restricted Stock Units | D | -18.443 | 0 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Cohen William | EFOI | Common Stock | D | 18.443 | 663.622 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | -18.443 | 0 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Ramelot Michael Rush | EFOI | Common Stock | D | 18.443 | 32.927 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | -18.443 | 0 | ||||||
| 2018-06-22 | 2018-06-20 | 4 | Dorchak Glenda | EFOI | Common Stock | D | 18.443 | 32.427 | ||||||
| 2018-04-17 | 2018-04-16 | 4 | RISHI SATISH | EFOI | Restricted Stock Units | D | 3.169 | 3.169 | ||||||
| 2018-04-04 | 2018-04-03 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | -6.435 | 12.872 | ||||||
| 2018-04-04 | 2018-04-03 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2,4400 | -2.262 | -6 | 15.793 | ||||
| 2018-04-04 | 2018-04-03 | 4 | Port Michael Harry | EFOI | Common Stock | D | 6.435 | 18.055 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | 2,6400 | -1.173 | -3 | 1.174 | ||||
| 2018-03-19 | 2018-03-16 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2,6400 | -413 | -1 | 11.620 | ||||
| 2018-03-19 | 2018-03-16 | 4 | Port Michael Harry | EFOI | Common Stock | D | 1.173 | 12.033 | ||||||
| 2018-03-14 | 2018-03-13 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | -2.838 | 5.723 | ||||||
| 2018-03-14 | 2018-03-13 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2,6200 | -998 | -3 | 10.860 | ||||
| 2018-03-14 | 2018-03-13 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2.838 | 11.858 | ||||||
| 2018-02-27 | 2018-02-27 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | -16.481 | 32.962 | ||||||
| 2018-02-27 | 2018-02-26 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | 165.300 | 165.300 | ||||||
| 2018-02-27 | 2018-02-26 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 16.481 | 48.380 | ||||||
| 2018-02-27 | 2018-02-26 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | 49.167 | 49.167 | ||||||
| 2018-01-03 | 2017-12-29 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2,0825 | 3.001 | 6 | 9.020 | ||||
| 2018-01-03 | 2018-01-03 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | 20.621 | 0 | ||||||
| 2018-01-03 | 2017-12-29 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 2,0825 | 4.612 | 10 | 11.278 | ||||
| 2017-08-17 | 2017-08-16 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | -1.666 | 3.334 | ||||||
| 2017-08-17 | 2017-08-16 | 4 | Port Michael Harry | EFOI | Common Stock | D | 1.666 | 6.019 | ||||||
| 2017-07-05 | 2017-06-30 | 4 | Port Michael Harry | EFOI | Common Stock | D | 2,2355 | 1.416 | 3 | 4.353 | ||||
| 2017-06-22 | 2017-06-21 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 0,00 | 18.443 | 18.443 | |||||
| 2017-06-22 | 2017-06-21 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 0,00 | 18.443 | 18.443 | |||||
| 2017-06-22 | 2017-06-21 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | 0,00 | 18.443 | 18.443 | |||||
| 2017-06-22 | 2017-06-21 | 4 | Cohen William | EFOI | Restricted Stock Units | D | 0,00 | 18.443 | 18.443 | |||||
| 2017-06-22 | 2017-06-21 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 0,00 | 18.443 | 18.443 | |||||
| 2017-06-19 | 2017-06-15 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | BLACK RONALD D | EFOI | Common Stock | D | 11.484 | 13.984 | ||||||
| 2017-06-19 | 2017-06-15 | 4 | Luo Jiangang | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Luo Jiangang | EFOI | Common Stock | D | 11.484 | 16.486 | ||||||
| 2017-06-19 | 2017-06-15 | 4 | Cohen William | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Cohen William | EFOI | Common Stock | D | 11.484 | 120.179 | ||||||
| 2017-06-19 | 2017-06-15 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Eisenberg Marc | EFOI | Common Stock | D | 11.484 | 13.984 | ||||||
| 2017-06-19 | 2017-06-15 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Ramelot Michael Rush | EFOI | Common Stock | D | 11.484 | 14.484 | ||||||
| 2017-06-19 | 2017-06-15 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 0,00 | -11.484 | 0 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Dorchak Glenda | EFOI | Common Stock | D | 11.484 | 13.984 | ||||||
| 2017-05-19 | 2017-05-19 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 3,1339 | 3.333 | 10 | 6.666 | ||||
| 2017-05-16 | 2017-05-08 | 4 | Tewksbury Ted L III | EFOI | Common Stock | D | 3,1355 | 3.333 | 10 | 3.333 | ||||
| 2017-04-04 | 2017-04-03 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | 19.307 | 19.307 | ||||||
| 2017-04-04 | 2017-04-03 | 4 | Port Michael Harry | EFOI | Stock Option | D | 3,17 | 28.961 | 28.961 | |||||
| 2017-03-20 | 3 | Port Michael Harry | EFOI | Common Stock | D | 5.874 | ||||||||
| 2017-03-20 | 3 | Port Michael Harry | EFOI | Common Stock | D | 5.874 | ||||||||
| 2017-03-13 | 2017-03-10 | 4 | White Bradley Brian Henry F. White Trust Account | EFOI | Common Stock | I | 3,1200 | 1.075 | 3 | 1.075 | ||||
| 2017-03-13 | 2017-03-10 | 4 | White Bradley Brian Hadley B. White Trust Account | EFOI | Common Stock | I | 3,1200 | 975 | 3 | 975 | ||||
| 2017-03-13 | 2017-03-10 | 4 | White Bradley Brian | EFOI | Common Stock | D | 3,1300 | 1.600 | 5 | 1.600 | ||||
| 2017-02-28 | 2017-02-27 | 4 | Tewksbury Ted L III | EFOI | Stock Option | D | 3,43 | 74.165 | 74.165 | |||||
| 2017-02-28 | 2017-02-27 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | 49.443 | 70.064 | ||||||
| 2017-01-04 | 2017-01-03 | 4 | Tewksbury Ted L III | EFOI | Restricted Stock Units | D | 20.621 | 20.621 | ||||||
| 2017-01-04 | 2017-01-03 | 4 | White Bradley Brian | EFOI | Stock Option | D | 4,49 | 48.719 | 81.198 | |||||
| 2017-01-04 | 2017-01-03 | 4 | White Bradley Brian | EFOI | Restricted Stock Units | D | 32.479 | 32.479 | ||||||
| 2016-08-16 | 3 | Port Michael Harry | EFOI | Common Stock | D | 1.218 | ||||||||
| 2016-08-16 | 3 | Port Michael Harry | EFOI | Common Stock | D | 1.218 | ||||||||
| 2016-08-16 | 2016-08-16 | 4 | Port Michael Harry | EFOI | Restricted Stock Units | D | 5.000 | 5.000 | ||||||
| 2016-06-17 | 2016-06-15 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-17 | 2016-06-15 | 4 | Ramelot Michael Rush | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-17 | 2016-06-15 | 4 | Cohen William | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-17 | 2016-06-15 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-17 | 2016-06-15 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-17 | 2016-06-15 | 4 | Luo Jiangang | EFOI | Restricted Stock Units | D | 0,00 | 11.484 | 11.484 | |||||
| 2016-06-02 | 2016-06-01 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 0,00 | -2.500 | 0 | |||||
| 2016-06-02 | 2016-06-01 | 4 | Dorchak Glenda | EFOI | Common Stock | D | 2.500 | 2.500 | ||||||
| 2016-06-02 | 2016-06-01 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 0,00 | -2.500 | 0 | |||||
| 2016-06-02 | 2016-06-01 | 4 | Eisenberg Marc | EFOI | Common Stock | D | 2.500 | 2.500 | ||||||
| 2016-06-02 | 2016-06-01 | 4 | Luo Jiangang | EFOI | Restricted Stock Units | D | 0,00 | -2.500 | 0 | |||||
| 2016-06-02 | 2016-06-01 | 4 | Luo Jiangang | EFOI | Common Stock | D | 2.500 | 5.002 | ||||||
| 2016-06-02 | 2016-06-01 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 0,00 | -2.500 | 0 | |||||
| 2016-06-02 | 2016-06-01 | 4 | BLACK RONALD D | EFOI | Common Stock | D | 2.500 | 2.500 | ||||||
| 2016-04-27 | 2016-03-16 | 4 | Cohen William Held by son | EFOI | Restricted Stock Units | I | 0,00 | 490 | 1.240 | |||||
| 2016-04-27 | 2016-03-14 | 4 | Cohen William Held by son | EFOI | Common Stock | I | 7,8800 | 1.259 | 10 | 1.259 | ||||
| 2016-03-18 | 2016-03-16 | 4 | Cheng Simon | EFOI | Restricted Stock Units | D | 2.330 | 2.330 | ||||||
| 2016-03-18 | 2016-03-16 | 4 | Cheng Simon | EFOI | Stock Option | D | 6,77 | 6,7700 | 3.150 | 21 | 3.150 | |||
| 2016-03-16 | 2016-03-14 | 4 | Hilliard Eric | EFOI | Restricted Stock Units | D | 16.260 | 16.260 | ||||||
| 2016-03-16 | 2016-03-14 | 4 | Hilliard Eric | EFOI | Stock Option | D | 7,70 | 22.020 | 22.020 | |||||
| 2016-03-16 | 2016-03-14 | 4 | Ramelot Michael Rush | EFOI | Common Stock | D | 8,0500 | 3.000 | 24 | 3.000 | ||||
| 2016-03-16 | 2016-03-14 | 4 | Miller Marcia Jean | EFOI | Restricted Stock Units | D | 10.190 | 10.190 | ||||||
| 2016-03-16 | 2016-03-14 | 4 | Miller Marcia Jean | EFOI | Stock Option | D | 7,70 | 13.800 | 13.800 | |||||
| 2016-03-16 | 2016-03-14 | 4 | Tu James | EFOI | Restricted Stock Units | D | 37.915 | 37.915 | ||||||
| 2016-03-16 | 2016-03-14 | 4 | Tu James | EFOI | Stock Option | D | 7,70 | 51.350 | 51.350 | |||||
| 2016-01-05 | 2015-12-31 | 4 | Miller Marcia Jean | EFOI | Common Stock | D | 8,4745 | 1.196 | 10 | 8.377 | ||||
| 2016-01-05 | 2015-12-31 | 4 | Hilliard Eric | EFOI | Common Stock | D | 8,4745 | 1.253 | 11 | 10.665 | ||||
| 2015-09-18 | 2015-09-17 | 4 | Miller Marcia Jean | EFOI | Stock Option | D | 15,08 | 10.000 | 10.000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Common Stock | I | 15,9800 | -434.783 | -6.948 | 417.390 | ||||
| 2015-09-18 | 2015-09-17 | 4 | Luo Jiangang | EFOI | Restricted Stock Units | D | 0,00 | 2.500 | 2.500 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc. | EFOI | Common Stock | I | 15,9800 | -391.304 | -6.253 | 519.565 | ||||
| 2015-09-18 | 2015-09-17 | 4 | Dorchak Glenda | EFOI | Restricted Stock Units | D | 0,00 | 2.500 | 2.500 | |||||
| 2015-09-18 | 2015-09-17 | 4 | BLACK RONALD D | EFOI | Restricted Stock Units | D | 0,00 | 2.500 | 2.500 | |||||
| 2015-09-18 | 2015-09-17 | 4 | Eisenberg Marc | EFOI | Restricted Stock Units | D | 0,00 | 2.500 | 2.500 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Bright Horizon Partners Inc. | EFOI | Common Stock | D | 15,9800 | -391.304 | -6.253 | 639.130 | ||||
| 2015-08-03 | 3 | Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc. | EFOI | Common Stock | I | 1.824.240 | ||||||||
| 2015-08-03 | 3 | Luo Jiangang | EFOI | Common Stock | D | 915.873 | ||||||||
| 2015-08-03 | 3 | Luo Jiangang | EFOI | Common Stock | D | 915.873 | ||||||||
| 2015-08-03 | 3 | Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc. | EFOI | Common Stock | I | 1.824.240 | ||||||||
| 2015-07-27 | 2015-07-23 | 4 | Cohen William | EFOI | Stock Option | D | 10,36 | 5.000 | 5.000 | |||||
| 2015-07-27 | 2015-07-23 | 4 | Ramelot Michael Rush | EFOI | Stock Option | D | 10,36 | 5.000 | 5.000 | |||||
| 2015-07-02 | 2015-06-30 | 4 | Hilliard Eric | EFOI | Common Stock | D | 4,2075 | 1.334 | 6 | 9.412 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Miller Marcia Jean | EFOI | Common Stock | D | 4,2075 | 766 | 3 | 7.181 | ||||
| 2015-06-02 | 2015-01-20 | 4/A | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Common Stock | I | 4,5000 | 200.000 | 900 | 852.173 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Bright Horizon Partners Inc. | EFOI | Common Stock | D | 4,0000 | -100.000 | -400 | 1.030.434 | ||||
| 2015-03-27 | 2015-03-16 | 4 | DAVENPORT JOHN | EFOI | Stock Option | D | 5,47 | 7.500 | 7.500 | |||||
| 2015-03-27 | 2015-03-16 | 4 | Cheng Simon | EFOI | Stock Option | D | 5,47 | 7.500 | 7.500 | |||||
| 2015-03-18 | 2015-03-16 | 4 | Miller Marcia Jean | EFOI | Stock Option | D | 5,47 | 15.000 | 15.000 | |||||
| 2015-03-18 | 2015-03-16 | 4 | Matrisciano Theresa A. | EFOI | Stock Option | D | 5,47 | 15.000 | 15.000 | |||||
| 2015-03-18 | 2015-03-16 | 4 | Tu James | EFOI | Stock Option | D | 5,47 | 80.000 | 80.000 | |||||
| 2015-03-18 | 2015-03-16 | 4 | Hilliard Eric | EFOI | Stock Option | D | 5,47 | 40.000 | 40.000 | |||||
| 2015-02-26 | 2015-02-24 | 4 | Tu James Held by 5 Elements Global Fund L.P. | EFOI | Warrant (Right to Buy) | I | 4,30 | -90.000 | 0 | |||||
| 2015-02-26 | 2015-02-24 | 4 | Tu James Held by 5 Elements Global Fund L.P. | EFOI | Common Stock | I | 4,3000 | 90.000 | 387 | 300.000 | ||||
| 2015-02-18 | 2015-02-17 | 4 | Cohen William Held by Costar Partners II, LLC | EFOI | Warrant (Right to Buy) | I | 4,30 | -200.000 | 0 | |||||
| 2015-02-18 | 2015-02-17 | 4 | Cohen William Held by Costar Partners II, LLC | EFOI | Common Stock | I | 4,3000 | 200.000 | 860 | 600.000 | ||||
| 2015-02-13 | 3 | Miller Marcia Jean | EFOI | Common Stock | D | 12.830 | ||||||||
| 2015-02-13 | 3 | Miller Marcia Jean | EFOI | Common Stock | D | 12.830 | ||||||||
| 2015-01-28 | 2015-01-20 | 4 | Huang Gina Held by Jag International Ltd. | EFOI | Common Stock | I | 4,5000 | 200.000 | 900 | 800.000 | ||||
| 2014-09-11 | 2014-09-10 | 4 | DAVENPORT JOHN | EFOI | Warrant for Common Stock | D | 0,10 | -12.500 | 0 | |||||
| 2014-09-11 | 2014-09-10 | 4 | DAVENPORT JOHN | EFOI | Common Stock | D | 0,1000 | 12.500 | 1 | 34.169 | ||||
| 2014-07-18 | 2014-07-16 | 4 | Ramelot Michael Rush | EFOI | Common Stock Option | D | 5,50 | 5.000 | 5.000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Cohen William | EFOI | Stock Option | D | 5,50 | 5.000 | 5.000 | |||||
| 2014-07-16 | 2014-07-15 | 4 | He Xin | EFOI | Stock Option | D | 5,50 | 5.000 | 5.000 | |||||
| 2014-07-08 | 2014-06-30 | 4 | Hilliard Eric | EFOI | Common Stock | D | 0,3995 | 12.516 | 5 | 68.860 | ||||
| 2014-06-24 | 3/A | Tu James Shares held by 5 Elements Global Fund LP | EFOI | Common Stock | I | 2.100.000 | ||||||||
| 2014-06-24 | 2014-06-20 | 4 | Huang Gina Held by Jag International Ltd. | EFOI | Warrants to purchase Common Stock | I | 0,43 | -2.000.000 | 0 | |||||
| 2014-06-24 | 2014-06-20 | 4 | Huang Gina Held by Jag International Ltd. | EFOI | Common Stock | I | 0,4300 | 2.000.000 | 860 | 6.000.000 | ||||
| 2014-05-30 | 3 | Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd. | EFOI | Common Stock | I | 8.000.000 | ||||||||
| 2014-05-30 | 3 | Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd. | EFOI | Common Stock | I | 8.000.000 | ||||||||
| 2014-05-30 | 3 | Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd. | EFOI | Common Stock | I | 8.000.000 | ||||||||
| 2014-05-30 | 2013-10-16 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Convertible Subordinated Note | I | 0,23 | -2.173.913 | 0 | |||||
| 2014-05-30 | 2013-10-16 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Common Stock | I | 0,2300 | 2.173.913 | 500 | 6.521.739 | ||||
| 2014-05-30 | 2013-05-29 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Convertible Subordinated Note | I | 0,23 | -4.347.826 | 0 | |||||
| 2014-05-30 | 2013-05-29 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Common Stock | I | 0,2300 | 4.347.826 | 1.000 | 4.347.826 | ||||
| 2014-05-30 | 2013-05-17 | 4 | Huang Gina Held by Brilliant Start Enterprise, Inc. | EFOI | Convertible Subordinated Note | I | 0,23 | 2.173.913 | 2.173.913 | |||||
| 2014-05-28 | 2014-05-27 | 4 | DAVENPORT JOHN | EFOI | Common Stock | D | 0,5700 | -78.592 | -45 | 216.690 | ||||
| 2014-05-28 | 2014-05-27 | 4 | Hilliard Eric | EFOI | Common Stock | D | 0,5700 | -16.216 | -9 | 56.344 | ||||
| 2014-05-23 | 2014-05-21 | 4 | SWIDARSKI THOMAS W | EFOI | Stock Option | D | 0,59 | 100.000 | 100.000 | |||||
| 2014-05-20 | 2014-03-31 | 4 | Cohen William | EFOI | Convertible Note | D | 0,23 | -1.086.957 | 0 | |||||
| 2014-05-20 | 2014-03-31 | 4 | Cohen William | EFOI | Common Stock | D | 0,2300 | 1.086.957 | 250 | 1.086.957 | ||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -2.608.696 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -1.282.609 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -434.783 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -2.173.913 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -869.565 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -652.174 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | -1.086.957 | 0 | |||||
| 2014-05-19 | 2014-03-31 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Common Stock | I | 0,2300 | 9.108.697 | 2.095 | 9.108.697 | ||||
| 2014-05-19 | 2014-03-31 | 4 | Bright Horizon Partners Inc. | EFOI | Subordinated Convertible Note | D | 0,23 | |||||||
| 2014-05-19 | 2014-03-31 | 4 | Bright Horizon Partners Inc. | EFOI | Subordinated Convertible Note | D | 0,23 | |||||||
| 2014-05-19 | 2014-03-31 | 4 | Bright Horizon Partners Inc. | EFOI | Subordinated Convertible Note | D | 0,23 | |||||||
| 2014-05-19 | 2014-03-31 | 4 | Bright Horizon Partners Inc. | EFOI | Subordinated Convertible Note | D | 0,23 | |||||||
| 2014-05-19 | 2014-03-31 | 4 | Bright Horizon Partners Inc. | EFOI | Common Stock | D | 0,2300 | 11.304.347 | 2.600 | 11.304.347 | ||||
| 2014-05-19 | 2013-10-04 | 4 | Bright Horizon Partners Inc. | EFOI | Subordinated Convertible Note | D | 0,23 | |||||||
| 2014-01-30 | 2014-01-28 | 4 | Matrisciano Theresa A. | EFOI | Stock option | D | 0,41 | 75.000 | 75.000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | DAVENPORT JOHN | EFOI | Stock option | D | 0,41 | 50.000 | 50.000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | Tu James | EFOI | Stock option | D | 0,41 | 800.000 | 800.000 | |||||
| 2014-01-29 | 2013-04-29 | 4/A | Tu James | EFOI | Stock Option | D | 0,23 | 400.000 | 400.000 | |||||
| 2014-01-29 | 3/A | Tu James Shares held by 5 Elements Global Fund LP | EFOI | Common Stock | I | 1.800.000 | ||||||||
| 2014-01-29 | 2014-01-28 | 4 | Cheng Simon | EFOI | Stock option | D | 0,41 | 50.000 | 50.000 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Lamanna Frank | EFOI | Stock option | D | 0,41 | 75.000 | 75.000 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Hilliard Eric | EFOI | Stock Option | D | 0,41 | 125.000 | 125.000 | |||||
| 2014-01-02 | 2013-12-31 | 4 | Hilliard Eric | EFOI | Common Stock | D | 0,3485 | 14.347 | 5 | 30.052 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Cheng Jennifer Y | EFOI | Common Stock Option | D | 0,48 | 35.000 | 60.000 | |||||
| 2013-12-20 | 2013-12-18 | 4 | FINNERTY J JAMES | EFOI | Common Stock Option | D | 0,48 | 35.000 | 130.000 | |||||
| 2013-12-20 | 2013-12-18 | 4 | Luo Jiangang | EFOI | Common Stock Option | D | 0,48 | 50.000 | 9.158.697 | |||||
| 2013-12-20 | 2013-10-10 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | 2.608.696 | 9.108.697 | |||||
| 2013-12-20 | 2013-09-16 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | 1.282.609 | 6.500.001 | |||||
| 2013-12-20 | 2013-08-02 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | 434.783 | 5.217.392 | |||||
| 2013-12-20 | 2013-05-30 | 4 | Luo Jiangang Held by Prime Science & Technology Inc. | EFOI | Subordinated Convertible Debt | I | 0,23 | 869.565 | 4.782.609 | |||||
| 2013-12-19 | 2013-12-18 | 4 | Ramelot Michael Rush | EFOI | Common Stock Option | D | 0,48 | 50.000 | 50.000 | |||||
| 2013-11-08 | 2013-10-30 | 4 | McAuliffe Thomas P. | EFOI | Stock Option | D | 0,76 | 100.000 | 100.000 | |||||
| 2013-10-07 | 3 | Bi Cheng | EFOI | Common Stock | D | 4.000.000 | ||||||||
| 2013-10-01 | 2013-09-27 | 4 | FINNERTY J JAMES | EFOI | Common Stock Option | D | 0,45 | 15.000 | 95.000 | |||||
| 2013-10-01 | 2013-09-27 | 4 | Cheng Jennifer Y | EFOI | Common Stock Option | D | 0,45 | 15.000 | 25.000 | |||||
| 2013-09-09 | 3 | Cohen William | EFOI | Common Stock | D | 4.000.000 | ||||||||
| 2013-08-09 | 3 | 5 Elements Energy Efficiency Ltd. | EFOI | Common Stock | D | 3.800.000 | ||||||||
| 2013-08-07 | 3 | Jag International Co Ltd. | EFOI | Common Stock | D | 4.000.000 | ||||||||
| 2013-07-22 | 2013-07-19 | 4 | Lamanna Frank | EFOI | Stock Option | D | 0,41 | 50.000 | 85.000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Hilliard Eric | EFOI | Stock Option | D | 0,23 | 100.000 | 475.000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Tu James | EFOI | Stock Option | D | 0,23 | 400.000 | 3.200.000 | |||||
| 2013-02-28 | 2013-02-26 | 4 | DAVENPORT JOHN | EFOI | Stock option | D | 0,23 | 20.000 | 484.600 | |||||
| 2013-02-27 | 2013-02-26 | 4 | PLUSH MARK J | EFOI | Stock option | D | 0,23 | 125.000 | 450.000 | |||||
| 2013-02-27 | 2013-02-26 | 4 | KAVESKI JOSEPH G. | EFOI | Stock Option | D | 0,23 | 140.000 | 590.000 | |||||
| 2013-02-27 | 2013-02-26 | 4 | BUELOW ROGER | EFOI | Stock Option | D | 0,23 | 90.000 | 415.000 | |||||
| 2013-02-27 | 2013-02-26 | 4 | Hilliard Eric | EFOI | Stock Option | D | 0,23 | 125.000 | 375.000 | |||||
| 2013-01-02 | 2012-12-31 | 4 | PLUSH MARK J | EFOI | Common Stock | D | 0,1326 | 19.796 | 3 | 19.796 | ||||
| 2012-12-21 | 3 | Tu James Shares held by 5 Elements Energy Efficiency Ltd | EFOI | Common Stock | I | 3.800.000 | ||||||||
| 2012-12-21 | 3 | Tu James Shares held by 5 Elements Global Fund LP | EFOI | Common Stock | I | 1.800.000 | ||||||||
| 2012-08-01 | 2012-07-31 | 4 | Cheng Jennifer Y | EFOI | Common Stock Option | D | 0,26 | 10.000 | 10.000 | |||||
| 2012-08-01 | 2012-07-31 | 4 | Cheng Simon | EFOI | Common Stock Option | D | 0,26 | 10.000 | 10.000 | |||||
| 2012-07-30 | 2012-07-26 | 4 | FINNERTY J JAMES | EFOI | CommonStock option | D | 0,26 | 15.000 | 80.000 | |||||
| 2012-07-30 | 2012-07-26 | 4 | von Paumgartten Paul | EFOI | Common Stock Option | D | 0,26 | 15.000 | 111.000 | |||||
| 2012-07-30 | 2012-07-26 | 4 | SCHNEEBERGER R LOUIS | EFOI | Common Stock option | D | 0,26 | -15.000 | 65.000 | |||||
| 2012-02-14 | 2011-06-30 | 5 | Hilliard Eric | EFOI | Common Stock | D | 0,4100 | 10.428 | 4 | 58.213 | ||||
| 2012-02-14 | 2010-12-31 | 5 | Hilliard Eric | EFOI | Common Stock | D | 0,8100 | 5.277 | 4 | 47.785 | ||||
| 2012-02-14 | 2009-12-31 | 5 | Hilliard Eric | EFOI | Common Stock | D | 0,6500 | 20 | 0 | 42.508 | ||||
| 2012-02-14 | 2009-12-30 | 5 | DAVENPORT JOHN | EFOI | Warrant for Common Stock | D | 0,01 | 125.000 | 574.600 | |||||
| 2012-02-14 | 2008-03-14 | 5 | DAVENPORT JOHN | EFOI | Warrant for Common Stock | D | 3,08 | 15.600 | 449.600 | |||||
| 2012-02-14 | 2011-12-31 | 5 | KAVESKI JOSEPH G. | EFOI | Common Stock | D | 0,1700 | 33.089 | 6 | 132.105 | ||||
| 2012-02-14 | 2011-06-30 | 5 | KAVESKI JOSEPH G. | EFOI | Common Stock | D | 0,4100 | 13.719 | 6 | 99.016 | ||||
| 2012-02-14 | 2009-05-11 | 5 | KAVESKI JOSEPH G. | EFOI | Common Stock | D | 0,8275 | 100 | 0 | 85.297 | ||||
| 2012-01-09 | 2012-01-06 | 4 | Gelbaum David | EFOI | Common Stock | D | 0,1850 | -2.400 | -0 | 1.132.480 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
