| Insider-Aktien | 5.010.241 shares |
| Insider gesamt | 25 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
4927 out of 10752
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Great Elm Capital Corp. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Mark C Biderman Director - [D] | 10.074 | 6.847 | |
| Richard M Cohen Director - [D] | 18.136 | 18.136 | |
| Eugene I Davis | 0 | ||
| Keri Davis CFO - [O] | 21.893 | 21.893 | |
| Matthew A Drapkin Director - [D] | 75.716 | 75.716 | |
|
Great Elm Capital Group, Inc.
10% Owner -
|
0 | 0 | |
|
Great Elm Group, Inc.
10% Owner -
|
1.358.278 | 1.358.278 | |
|
Great Elm Strategic Partnership I, LLC
10% Owner -
|
1.558.260 | 1.558.260 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Randall Revell Horsey Director - [D] | 25.279 | 4.213 | |
| Matthew D Kaplan CEO and President - [O] | 142.400 | 142.400 | |
| Adam M Kleinman CCO and Secretary - [O] | 44.597 | 44.597 | |
| Mark Kuperschmid Director - [D] | 3.000 | 3.000 | |
|
Lenders Funding LLC /California
10% Owner -
|
3.397.436 | 566.239 | |
|
Mast Capital Management, LLC
10% Owner -
|
1.015.508 | 690.207 | |
|
Northern Right Capital Management, L.P.
10% Owner -
|
220.399 | 220.399 | |
| Chad Perry Director - [D] | 1.850 | 1.850 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Peter A Reed President and CEO, Director - [D] [O] | 351.636 | 58.606 | |
| Reese Jason W. Director - [D] | 229.460 | 229.460 | |
| John Edward Stuart Director - [D] | 1.034 | 172 | |
| Sell Michael J. See Remarks - [O] | 1.700 | 1.155 | |
| Michael C Speller Director - [D] | 36.559 | 6.093 | |
|
Steinberg David J.
10% Owner -
|
1.015.508 | 690.207 | |
| Robert Wilson | 0 | ||
| John J Woods See Remarks - [O] | 4.000 | 2.719 | |
|
Robert A Zadek
10% Owner -
|
3.397.436 | 566.239 |
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in GECC / Great Elm Capital Corp. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in GECC / Great Elm Capital Corp.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-05 | 3 | Reese Jason W. | GECC | Common Stock | I | 229.460 | ||||||||
| 2026-03-05 | 3 | Reese Jason W. | GECC | Common Stock | I | 87.237 | ||||||||
| 2025-11-10 | 2025-11-07 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 7,6400 | 19.650 | 150 | 142.400 | ||||
| 2025-09-26 | 2025-09-26 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -2.313 | -26 | 1.558.260 | ||||
| 2025-09-26 | 2025-09-25 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -1.696 | -19 | 1.560.573 | ||||
| 2025-09-23 | 2025-09-23 | 4 | Kleinman Adam M | GECC | Common Stock | D | 11,4300 | -1.361 | -16 | 44.597 | ||||
| 2025-09-23 | 2025-09-19 | 4 | Kleinman Adam M | GECC | Common Stock | D | 156 | 45.958 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Kleinman Adam M | GECC | Common Stock | D | 5.458 | 45.802 | ||||||
| 2025-09-23 | 2025-09-23 | 4 | Davis Keri | GECC | Common Stock | D | 11,4300 | -2.725 | -31 | 21.893 | ||||
| 2025-09-23 | 2025-09-19 | 4 | Davis Keri | GECC | Common Stock | D | 1.406 | 24.618 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Davis Keri | GECC | Common Stock | D | 3.820 | 23.212 | ||||||
| 2025-09-23 | 2025-09-23 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 11,4300 | -8.211 | -94 | 122.750 | ||||
| 2025-09-23 | 2025-09-19 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 1.055 | 130.961 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 37.117 | 129.906 | ||||||
| 2025-09-23 | 2025-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -63.189 | 1.358.278 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -16.612 | 1.421.467 | ||||||
| 2025-09-23 | 2025-09-23 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -1.490 | -17 | 1.562.269 | ||||
| 2025-09-23 | 2025-09-22 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -48.248 | -552 | 1.563.759 | ||||
| 2025-09-19 | 2025-09-19 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -14.737 | -169 | 1.612.007 | ||||
| 2025-09-19 | 2025-09-18 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -100 | -1 | 1.626.744 | ||||
| 2025-09-17 | 2025-09-15 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,4500 | -20.938 | -240 | 1.626.844 | ||||
| 2025-08-27 | 2025-08-26 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -21.472 | -240 | 1.647.782 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -25.711 | -288 | 1.669.254 | ||||
| 2025-08-22 | 2025-08-22 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -17.956 | -201 | 1.694.965 | ||||
| 2025-08-22 | 2025-08-21 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -26.705 | -299 | 1.712.921 | ||||
| 2025-08-20 | 2025-08-20 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -7.793 | -87 | 1.739.626 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -363 | -4 | 1.747.419 | ||||
| 2025-07-14 | 2025-07-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -38.793 | -425 | 1.747.782 | ||||
| 2025-07-10 | 2025-07-10 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -8.661 | -95 | 1.786.575 | ||||
| 2025-07-10 | 2025-07-09 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -3.129 | -34 | 1.795.236 | ||||
| 2025-07-08 | 2025-07-08 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -3.218 | -35 | 1.798.365 | ||||
| 2025-07-08 | 2025-07-07 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -11.852 | -130 | 1.801.583 | ||||
| 2025-07-03 | 2025-07-03 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -11.021 | -121 | 1.813.435 | ||||
| 2025-07-03 | 2025-07-02 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9500 | -13.324 | -146 | 1.824.456 | ||||
| 2025-07-03 | 2025-06-13 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,0000 | -2.714 | -30 | 1.837.780 | ||||
| 2025-07-03 | 2025-06-12 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10,9700 | -7.288 | -80 | 1.840.494 | ||||
| 2025-07-03 | 2025-06-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11,2000 | -2.642 | -30 | 1.847.782 | ||||
| 2025-06-13 | 2025-06-13 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,0082 | 36 | 0 | 18.136 | ||||
| 2025-06-12 | 2025-06-12 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,9500 | 3.100 | 34 | 18.100 | ||||
| 2025-06-12 | 2025-06-11 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1817 | 5.000 | 56 | 15.000 | ||||
| 2025-06-11 | 2025-06-10 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1304 | 3.500 | 39 | 10.000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11,1212 | 2.500 | 28 | 6.500 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,8267 | 1.500 | 16 | 4.000 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,7410 | 1.500 | 16 | 2.500 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10,6381 | 1.000 | 11 | 1.000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Perry Chad | GECC | Common Stock | D | 10,5800 | 1.850 | 20 | 1.850 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,2200 | -2.643 | -27 | 1.438.079 | ||||
| 2024-09-27 | 2024-09-24 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 2.093 | 40.344 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 6.194 | 38.251 | ||||||
| 2024-09-27 | 2024-09-24 | 4/A | Davis Keri | GECC | Common Stock | D | 213 | 19.392 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Davis Keri | GECC | Common Stock | D | 647 | 19.179 | ||||||
| 2024-09-25 | 2024-09-24 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -9.177 | -93 | 1.440.722 | ||||
| 2024-09-25 | 2024-09-20 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -25.573 | -258 | 1.431.545 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -10.811 | -109 | 1.429.911 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -14.977 | -151 | 1.440.722 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -30.584 | -309 | 1.455.699 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0900 | -31.879 | -322 | 1.486.283 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 781 | 19.313 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 3.717 | 18.532 | ||||||
| 2024-09-24 | 2024-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2.093 | 30.419 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 6.194 | 28.326 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 42.121 | 92.789 | ||||||
| 2024-09-17 | 2024-09-16 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 9,9204 | 9.600 | 95 | 75.716 | ||||
| 2024-08-21 | 2024-08-21 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10,1200 | 1.310 | 13 | 66.116 | ||||
| 2024-08-21 | 2024-08-20 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10,0100 | 3.189 | 32 | 64.806 | ||||
| 2024-03-04 | 2024-03-04 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,8200 | -1.239 | -13 | 1.516.932 | ||||
| 2024-02-22 | 2024-02-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,6900 | -2.389 | -26 | 1.518.171 | ||||
| 2024-02-13 | 3 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 1.850.424 | ||||||||
| 2023-11-21 | 2023-11-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0500 | 27.000 | 271 | 1.520.560 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 38.668 | 50.668 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 9,3100 | -26.360 | -245 | 1.506.159 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 196 | 14.815 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5.585 | 14.619 | ||||||
| 2023-08-16 | 2023-08-15 | 4 | COHEN RICHARD M By Spouse | GECC | Common Stock | I | 9,4749 | 2.612 | 25 | 2.612 | ||||
| 2023-05-23 | 2023-05-19 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -37.268 | 1.532.519 | ||||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8,0199 | 2.700 | 22 | 3.000 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8,0100 | 300 | 2 | 300 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0100 | 2.000 | 16 | 13.972 | ||||
| 2023-03-31 | 2022-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 23 | 9.034 | ||||||
| 2023-03-31 | 2022-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5.894 | 9.011 | ||||||
| 2023-03-14 | 2023-03-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,2900 | 1.100 | 10 | 12.000 | ||||
| 2023-03-09 | 2023-03-09 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,4100 | 1.679 | 16 | 10.900 | ||||
| 2023-03-09 | 2023-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,4600 | 2.201 | 21 | 9.221 | ||||
| 2023-03-09 | 2023-03-07 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9,1300 | 5.020 | 46 | 7.020 | ||||
| 2023-01-24 | 2022-12-22 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8,3100 | -1.866 | -16 | 1.569.787 | ||||
| 2023-01-24 | 2022-12-07 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,0000 | -200.000 | -2.000 | 1.571.653 | ||||
| 2023-01-24 | 2022-09-26 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8,6600 | -10.116 | -88 | 1.771.653 | ||||
| 2023-01-24 | 2022-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10,1800 | -9.947 | -101 | 1.781.769 | ||||
| 2023-01-24 | 2022-08-30 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,1900 | -50.000 | -610 | 1.791.716 | ||||
| 2023-01-03 | 2023-01-03 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | -73.176 | 0 | ||||||
| 2023-01-03 | 2022-12-30 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | -372.495 | 0 | ||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 369.140 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 220.399 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 208.932 | ||||||||
| 2022-06-17 | 2022-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 12,5000 | 5.986 | 75 | 11.972 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 12,5000 | 4.000 | 50 | 20.558 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 12,5000 | 1.000 | 12 | 2.000 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12,5000 | 399.990 | 5.000 | 400.100 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12,5000 | 100 | 1 | 200 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | 185.889 | 2.324 | 1.814.111 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | 814.111 | 10.176 | 1.628.222 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 40.000 | 500 | 40.309 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 12,5000 | 20.000 | 250 | 21.308 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 320.000 | 4.000 | 369.140 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 160.000 | 2.000 | 208.932 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,5000 | 84.000 | 1.050 | 220.399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 4.793 | 59 | 136.399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 1.597 | 20 | 48.932 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12,4136 | 946 | 12 | 49.140 | ||||
| 2022-05-12 | 2022-05-11 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12,5000 | -100.000 | -1.250 | 814.111 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14,7000 | 1.000 | 15 | 1.617 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 14,7000 | 1.000 | 15 | 48.195 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14,7000 | 617 | 9 | 617 | ||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47.195 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47.335 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 131.606 | ||||||||
| 2022-03-10 | 2022-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 14,0000 | 1.000 | 14 | 1.000 | ||||
| 2021-10-13 | 3 | Zadek Robert A | GECC | Common Stock | D | 3.397.436 | ||||||||
| 2021-09-28 | 2021-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 5.147 | 18.699 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Reed Peter A | GECC | Common Stock | D | 87.132 | 351.636 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 79.411 | 158.907 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -220.217 | 5.319.507 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -11.254 | 5.539.724 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Davis Keri | GECC | Common Stock | D | 11.254 | 13.552 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 18 | 1.034 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 40 | 2.383 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 97 | 5.073 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 330 | 17.202 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Speller Michael C | GECC | Common Stock | D | 614 | 36.559 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 603 | 35.917 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 572 | 25.279 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9.913 | 439.063 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 125.334 | 5.550.978 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5.969 | 264.504 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1.795 | 79.496 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Davis Keri | GECC | Common Stock | D | 52 | 2.298 | ||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | D | 5.425.644 | ||||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | I | 429.150 | ||||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. See Footnotes | GECC | Common Stock | I | -429.150 | 0 | ||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | -5.425.644 | 0 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 19 | 1.016 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 42 | 2.343 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 96 | 4.976 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 324 | 16.872 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Speller Michael C | GECC | Common Stock | D | 644 | 35.945 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 633 | 35.314 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 524 | 24.708 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9.089 | 429.150 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 97.294 | 5.425.644 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5.473 | 258.535 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1.646 | 77.701 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Davis Keri | GECC | Common Stock | D | 48 | 2.246 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 24 | 997 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 53 | 2.301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 128 | 4.880 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 432 | 16.548 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 825 | 35.301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 811 | 34.681 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 730 | 24.184 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 12.652 | 420.061 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 160.492 | 5.328.350 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Reed Peter A | GECC | Common Stock | D | 7.619 | 253.062 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 66 | 2.199 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2.291 | 76.056 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 6.858 | 407.409 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 59.089 | 5.167.858 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 20 | 973 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 46 | 2.248 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 111 | 4.752 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 245 | 16.116 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 453 | 33.870 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Speller Michael C | GECC | Common Stock | D | 363 | 34.476 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 362 | 23.454 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Reed Peter A | GECC | Common Stock | D | 2.592 | 245.443 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Davis Keri | GECC | Common Stock | D | 18 | 2.132 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1.011 | 73.765 | ||||||
| 2020-10-01 | 2020-10-01 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2,9500 | 863.337 | 2.547 | 5.108.769 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Subscription Rights | I | 2,95 | -151.894 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Subscription Rights | D | 2,95 | -2.103.194 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 2,9500 | 151.894 | 448 | 400.551 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2,9500 | 2.103.194 | 6.204 | 4.245.432 | ||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4.532 | 248.657 | ||||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 39.044 | 2.142.238 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4.337 | 244.125 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 31.546 | 2.103.194 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4.641 | 239.788 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 28.214 | 2.071.648 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4.447 | 235.147 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 26.939 | 2.043.434 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 5.700 | 230.700 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 49.828 | 2.016.495 | ||||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Subscription Rights | D | 2,95 | -5.773 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 2,9500 | 5.773 | 17 | 15.871 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Subscription Rights | I | 2,95 | -12.000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 2,9500 | 12.000 | 35 | 33.417 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Subscription Rights | D | 2,95 | -16.937 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Common Stock | D | 2,9500 | 16.937 | 50 | 34.113 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Reed Peter A | GECC | Common Stock | D | 2,9500 | 56.239 | 166 | 242.851 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Subscription Rights | D | 2,95 | -92.448 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Common Stock | D | 2,9500 | 92.448 | 273 | 186.612 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Subscription Rights | D | 2,95 | -10.000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 2,9500 | 10.000 | 30 | 23.092 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Davis Keri | GECC | Common Stock | D | 2,9500 | 800 | 2 | 2.114 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Subscription Rights | D | 2,95 | -651 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Common Stock | D | 2,9500 | 651 | 2 | 1.314 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Subscription Rights | D | 2,95 | -36.042 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,9500 | 36.042 | 106 | 72.754 | ||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 953 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2.202 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4.641 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 160 | 10.098 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 298 | 21.417 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Speller Michael C | GECC | Common Stock | D | 239 | 17.176 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 239 | 13.092 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1.716 | 94.164 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 669 | 36.712 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 663 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 939 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 32 | 2.172 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 74 | 4.569 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 161 | 9.938 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 316 | 21.119 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Speller Michael C | GECC | Common Stock | D | 254 | 16.937 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 193 | 12.853 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1.640 | 92.448 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 640 | 36.043 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 651 | ||||||
| 2020-07-23 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 41 | 9.777 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 925 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 29 | 2.140 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4.495 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 119 | 9.736 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 283 | 20.803 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Speller Michael C | GECC | Common Stock | D | 227 | 16.683 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 245 | 12.660 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1.755 | 90.808 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 685 | 35.403 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 639 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 627 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1.682 | 89.053 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 657 | 34.717 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 235 | 12.415 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 12 | 912 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 27 | 2.111 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 69 | 4.423 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 152 | 9.617 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Speller Michael C | GECC | Common Stock | D | 216 | 16.456 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 270 | 20.520 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Speller Michael C | GECC | Common Stock | D | 240 | 16.240 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 300 | 20.250 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 900 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2.084 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 83 | 4.354 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 185 | 9.465 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 180 | 12.180 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Reed Peter A | GECC | Common Stock | D | 2.157 | 87.371 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 842 | 34.061 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Davis Keri | GECC | Common Stock | D | 15 | 615 | ||||||
| 2019-11-21 | 2019-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 7,8000 | 5.000 | 39 | 16.000 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 7,9400 | 600 | 5 | 600 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 7,9000 | 7.500 | 59 | 33.219 | ||||
| 2019-09-03 | 2019-08-30 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,2500 | 369 | 3 | 25.719 | ||||
| 2019-09-03 | 2019-08-29 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,1700 | 350 | 3 | 25.350 | ||||
| 2019-08-29 | 2019-08-27 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3200 | 2.000 | 17 | 12.000 | ||||
| 2019-08-28 | 2019-08-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 3.000 | 25 | 85.214 | ||||
| 2019-08-21 | 2019-08-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 2.219 | 18 | 82.214 | ||||
| 2019-06-07 | 2019-06-06 | 4 | Reed Peter A | GECC | Common Stock | D | 8,5000 | 3.143 | 27 | 79.995 | ||||
| 2019-06-07 | 2019-06-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4812 | -55.100 | -467 | 1.015.508 | ||||
| 2019-06-06 | 2019-06-04 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,5000 | 10.000 | 85 | 25.000 | ||||
| 2019-06-04 | 2019-06-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4744 | -5.700 | -48 | 1.070.608 | ||||
| 2019-06-04 | 2019-06-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4650 | -7.400 | -63 | 1.076.308 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5991 | -58.200 | -500 | 1.083.708 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Reed Peter A | GECC | Common Stock | D | 8,5800 | 2.000 | 17 | 76.852 | ||||
| 2019-05-30 | 2019-05-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8616 | -7.000 | -62 | 1.141.908 | ||||
| 2019-05-30 | 2019-05-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,9000 | -5.300 | -47 | 1.148.908 | ||||
| 2019-05-30 | 2019-05-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8812 | -8.800 | -78 | 1.154.208 | ||||
| 2019-05-24 | 2019-05-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8485 | -10.500 | -93 | 1.163.008 | ||||
| 2019-05-24 | 2019-05-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,6028 | -258.100 | -2.220 | 1.173.508 | ||||
| 2019-05-24 | 2019-05-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,7742 | -5.400 | -47 | 1.431.608 | ||||
| 2019-05-21 | 2019-05-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8485 | -6.900 | -61 | 1.437.008 | ||||
| 2019-05-21 | 2019-05-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,8323 | -6.200 | -55 | 1.443.908 | ||||
| 2019-05-21 | 2019-05-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,7221 | -5.400 | -47 | 1.450.108 | ||||
| 2019-05-16 | 2019-05-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,6943 | -134.700 | -1.171 | 1.455.508 | ||||
| 2019-05-16 | 2019-05-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5580 | -9.400 | -80 | 1.590.208 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5460 | -4.900 | -42 | 1.599.608 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4071 | -5.000 | -42 | 1.604.508 | ||||
| 2019-05-13 | 2019-05-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4327 | -2.100 | -18 | 1.609.508 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3899 | -1.700 | -14 | 1.611.608 | ||||
| 2019-04-29 | 2019-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3616 | -13.300 | -111 | 1.613.308 | ||||
| 2019-04-24 | 2019-04-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4107 | -20.500 | -172 | 1.626.608 | ||||
| 2019-04-24 | 2019-04-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3901 | -16.200 | -136 | 1.647.108 | ||||
| 2019-04-24 | 2019-04-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3436 | -11.300 | -94 | 1.663.308 | ||||
| 2019-04-18 | 2019-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3581 | -13.000 | -109 | 1.674.608 | ||||
| 2019-04-18 | 2019-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3576 | -7.400 | -62 | 1.687.608 | ||||
| 2019-04-18 | 2019-04-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3392 | -16.700 | -139 | 1.695.008 | ||||
| 2019-04-01 | 2019-04-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2016 | -102.900 | -844 | 1.711.708 | ||||
| 2019-04-01 | 2019-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2688 | -5.900 | -49 | 1.814.608 | ||||
| 2019-04-01 | 2019-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2938 | -6.400 | -53 | 1.820.508 | ||||
| 2019-03-27 | 2019-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3540 | -16.000 | -134 | 1.826.908 | ||||
| 2019-03-27 | 2019-03-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2217 | -205.200 | -1.687 | 1.842.908 | ||||
| 2019-03-22 | 2019-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2391 | -16.000 | -132 | 2.048.108 | ||||
| 2019-03-22 | 2019-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3089 | -4.300 | -36 | 2.064.108 | ||||
| 2019-03-22 | 2019-03-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3168 | -3.700 | -31 | 2.068.408 | ||||
| 2019-03-19 | 2019-03-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2816 | -9.500 | -79 | 2.072.108 | ||||
| 2019-03-19 | 2019-03-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1696 | -4.800 | -39 | 2.081.608 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1532 | -18.009 | -147 | 2.086.408 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0975 | -10.400 | -84 | 2.104.417 | ||||
| 2019-03-14 | 2019-03-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1376 | -35.900 | -292 | 2.114.817 | ||||
| 2019-03-14 | 2019-03-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2087 | -17.700 | -145 | 2.150.717 | ||||
| 2019-03-11 | 2019-03-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1600 | -9.800 | -80 | 2.168.417 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0884 | -8.400 | -68 | 2.178.217 | ||||
| 2019-03-11 | 2019-03-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1693 | -17.600 | -144 | 2.186.617 | ||||
| 2019-03-06 | 2019-03-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2030 | -6.300 | -52 | 2.204.217 | ||||
| 2019-03-06 | 2019-03-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1613 | -14.500 | -118 | 2.210.517 | ||||
| 2019-03-06 | 2019-03-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2904 | -16.700 | -138 | 2.225.017 | ||||
| 2019-03-01 | 2019-03-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4181 | -40.000 | -337 | 2.241.717 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3302 | -11.400 | -95 | 2.281.717 | ||||
| 2019-03-01 | 2019-02-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3794 | -10.000 | -84 | 2.293.117 | ||||
| 2019-02-26 | 2019-02-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,5034 | -29.400 | -250 | 2.307.791 | ||||
| 2019-02-26 | 2019-02-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4790 | -32.500 | -276 | 2.337.191 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,4493 | -15.700 | -133 | 2.369.691 | ||||
| 2019-02-21 | 2019-02-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3891 | -6.400 | -54 | 2.385.391 | ||||
| 2019-02-21 | 2019-02-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3200 | -11.600 | -97 | 2.391.791 | ||||
| 2019-02-21 | 2019-02-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3200 | -20.900 | -174 | 2.403.391 | ||||
| 2019-02-15 | 2019-02-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,3054 | -12.000 | -100 | 2.424.291 | ||||
| 2019-02-15 | 2019-02-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2848 | -16.400 | -136 | 2.436.291 | ||||
| 2019-02-15 | 2019-02-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2648 | -12.000 | -99 | 2.452.691 | ||||
| 2019-02-12 | 2019-02-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1626 | -8.400 | -69 | 2.464.691 | ||||
| 2019-02-12 | 2019-02-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1330 | -5.900 | -48 | 2.473.091 | ||||
| 2019-02-12 | 2019-02-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1475 | -6.000 | -49 | 2.478.991 | ||||
| 2019-02-07 | 2019-02-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1372 | -9.000 | -73 | 2.484.991 | ||||
| 2019-02-07 | 2019-02-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1374 | -14.700 | -120 | 2.493.991 | ||||
| 2019-02-07 | 2019-02-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0759 | -16.100 | -130 | 2.508.691 | ||||
| 2019-02-04 | 2019-02-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0128 | -25.000 | -200 | 2.524.791 | ||||
| 2019-02-04 | 2019-02-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0003 | -5.200 | -42 | 2.549.791 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0053 | -9.000 | -72 | 2.554.991 | ||||
| 2019-01-30 | 2019-01-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0049 | -9.750 | -78 | 2.563.991 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0076 | -7.000 | -56 | 2.573.741 | ||||
| 2019-01-30 | 2019-01-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9882 | -15.100 | -121 | 25.807.417 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9513 | -18.500 | -147 | 2.595.841 | ||||
| 2019-01-25 | 2019-01-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9521 | -4.666 | -37 | 2.614.341 | ||||
| 2019-01-25 | 2019-01-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9510 | -9.533 | -76 | 2.619.007 | ||||
| 2019-01-22 | 2019-01-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9553 | -6.525 | -52 | 2.628.540 | ||||
| 2019-01-22 | 2019-01-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9515 | -4.950 | -39 | 2.635.065 | ||||
| 2019-01-22 | 2019-01-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9500 | -2.950 | -23 | 2.640.015 | ||||
| 2019-01-16 | 2019-01-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9608 | -3.750 | -30 | 2.642.965 | ||||
| 2019-01-16 | 2019-01-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9504 | -1.325 | -11 | 2.646.715 | ||||
| 2019-01-16 | 2019-01-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9500 | -200 | -2 | 2.648.040 | ||||
| 2019-01-11 | 2019-01-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9515 | -2.100 | -17 | 2.648.240 | ||||
| 2019-01-11 | 2019-01-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9559 | -3.700 | -29 | 2.650.340 | ||||
| 2019-01-11 | 2019-01-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9508 | -1.300 | -10 | 2.654.040 | ||||
| 2019-01-08 | 2019-01-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9507 | -1.450 | -12 | 2.655.340 | ||||
| 2019-01-08 | 2019-01-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9559 | -1.690 | -13 | 2.656.790 | ||||
| 2019-01-08 | 2019-01-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9012 | -40.750 | -322 | 2.658.480 | ||||
| 2019-01-04 | 2019-01-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,9800 | -475 | -4 | 2.699.230 | ||||
| 2019-01-04 | 2019-01-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0000 | -750 | -6 | 2.699.705 | ||||
| 2019-01-02 | 2018-12-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0000 | -250 | -2 | 2.700.455 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,0066 | -1.375 | -11 | 2.700.705 | ||||
| 2018-12-20 | 2018-12-18 | 4 | Reed Peter A | GECC | Common Stock | D | 7,9000 | 2.145 | 17 | 74.852 | ||||
| 2018-12-17 | 2018-12-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1603 | -862 | -7 | 2.702.080 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1909 | -2.000 | -16 | 2.704.774 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1500 | -300 | -2 | 2.706.774 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,1539 | -2.800 | -23 | 2.707.074 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,2455 | -2.000 | -16 | 2.709.874 | ||||
| 2018-12-04 | 2018-11-29 | 4/A | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 4.000 | 33 | 12.768 | ||||
| 2018-12-04 | 2018-12-04 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3500 | 7.000 | 58 | 19.950 | ||||
| 2018-12-04 | 2018-12-03 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 182 | 2 | 12.950 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Reed Peter A | GECC | Common Stock | D | 8,4000 | 3.000 | 25 | 72.707 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3800 | 2.000 | 17 | 10.000 | ||||
| 2018-12-03 | 2018-11-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,3000 | 7.364 | 61 | 16.132 | ||||
| 2018-11-30 | 2018-11-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,3600 | 4.000 | 33 | 8.000 | ||||
| 2018-11-29 | 2018-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 8,3900 | 1.832 | 15 | 69.707 | ||||
| 2018-11-27 | 2018-11-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8,2500 | 2.368 | 20 | 67.875 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 8,1200 | 6.000 | 49 | 11.000 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,0500 | 6.000 | 48 | 15.000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,1400 | 1.000 | 8 | 8.768 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,0800 | 2.000 | 16 | 4.000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,1000 | 1.000 | 8 | 2.000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0300 | 1.237 | 10 | 7.768 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8,0600 | 4.531 | 37 | 6.531 | ||||
| 2018-11-19 | 2018-05-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9,3600 | 1.000 | 9 | 2.000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8,1400 | 1.000 | 8 | 1.000 | ||||
| 2018-11-19 | 2018-11-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8,0500 | 20.000 | 161 | 65.507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Reed Peter A | GECC | Common Stock | D | 8,1000 | 41.500 | 336 | 45.507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8,0600 | 9.000 | 73 | 9.000 | ||||
| 2018-10-24 | 2018-10-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7,5500 | -2.276.279 | -17.186 | 2.711.874 | ||||
| 2018-09-14 | 2018-09-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,6773 | -45.448 | -440 | 4.988.153 | ||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3.933.334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3.933.334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3.933.334 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4.000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4.000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4.000 | ||||||||
| 2018-04-27 | 2018-04-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2358 | -2.000 | -18 | 5.033.601 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2676 | -2.500 | -23 | 5.035.601 | ||||
| 2018-04-27 | 2018-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2309 | -2.000 | -18 | 5.038.101 | ||||
| 2018-04-20 | 2018-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1979 | -1.900 | -17 | 5.040.101 | ||||
| 2018-04-17 | 2018-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1724 | -1.000 | -9 | 5.042.001 | ||||
| 2018-04-17 | 2018-04-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2500 | -500 | -5 | 5.043.001 | ||||
| 2018-04-11 | 2018-04-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2081 | -2.600 | -24 | 5.043.501 | ||||
| 2018-04-11 | 2018-04-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1724 | -4.656 | -43 | 5.046.101 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2500 | -1.000 | -9 | 5.050.757 | ||||
| 2018-04-06 | 2018-04-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2438 | -902 | -8 | 5.051.757 | ||||
| 2018-04-06 | 2018-04-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3510 | -864 | -8 | 5.052.659 | ||||
| 2018-04-06 | 2018-04-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3964 | -940 | -9 | 5.053.523 | ||||
| 2018-04-03 | 2018-04-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3472 | -180 | -2 | 5.054.463 | ||||
| 2018-04-03 | 2018-04-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2368 | -900 | -8 | 5.054.643 | ||||
| 2018-04-03 | 2018-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,3442 | -698 | -7 | 5.055.543 | ||||
| 2018-03-28 | 2018-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2176 | -17.006 | -157 | 5.056.241 | ||||
| 2018-03-28 | 2018-03-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1864 | -1.100 | -10 | 5.073.247 | ||||
| 2018-03-28 | 2018-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1680 | -500 | -5 | 5.074.347 | ||||
| 2018-03-23 | 2018-03-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,2220 | -500 | -5 | 5.074.847 | ||||
| 2018-03-23 | 2018-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8,9780 | -2.700 | -24 | 5.075.347 | ||||
| 2018-03-23 | 2018-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9,1837 | -3.945 | -36 | 5.078.047 | ||||
| 2017-11-29 | 2017-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 10,1000 | 200 | 2 | 4.007 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Reed Peter A | GECC | Common Stock | D | 9,8500 | 3.807 | 37 | 3.807 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Speller Michael C | GECC | Common Stock | D | 9,4000 | 5.000 | 47 | 5.000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9,3600 | 1.000 | 9 | 1.000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Sell Michael J. | GECC | Common Stock | D | 9,4300 | 1.088 | 10 | 1.700 | ||||
| 2017-11-03 | 2017-11-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1250 | -200 | -2 | 5.081.992 | ||||
| 2017-10-31 | 2017-10-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1000 | -200 | -2 | 5.082.192 | ||||
| 2017-10-31 | 2017-10-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2797 | -201 | -2 | 5.082.392 | ||||
| 2017-10-26 | 2017-10-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2150 | -200 | -2 | 5.082.593 | ||||
| 2017-10-26 | 2017-10-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2400 | -200 | -2 | 5.082.793 | ||||
| 2017-10-26 | 2017-10-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2400 | -200 | -2 | 5.082.993 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2542 | -1.569 | -16 | 5.083.193 | ||||
| 2017-10-19 | 2017-10-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1714 | -2.500 | -25 | 5.084.762 | ||||
| 2017-10-19 | 2017-10-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1415 | -16.702 | -169 | 5.087.262 | ||||
| 2017-10-19 | 2017-10-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,0904 | -29.954 | -302 | 5.103.964 | ||||
| 2017-10-16 | 2017-10-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1554 | -8.738 | -89 | 5.133.918 | ||||
| 2017-10-16 | 2017-10-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1048 | -28.506 | -288 | 5.142.656 | ||||
| 2017-10-16 | 2017-10-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1165 | -13.300 | -135 | 51.711.623 | ||||
| 2017-10-11 | 2017-10-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1537 | -6.192 | -63 | 5.184.462 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,1523 | -5.700 | -58 | 5.190.654 | ||||
| 2017-10-10 | 2017-10-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,2099 | -2.500 | -26 | 5.196.354 | ||||
| 2017-10-10 | 2017-10-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3151 | -13.445 | -139 | 5.198.854 | ||||
| 2017-10-10 | 2017-10-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3344 | -13.722 | -142 | 5.212.299 | ||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8.144 | ||||||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8.144 | ||||||||
| 2017-10-04 | 2017-10-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,3629 | -4.340 | -45 | 5.226.021 | ||||
| 2017-10-04 | 2017-10-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4036 | -7.242 | -75 | 5.230.361 | ||||
| 2017-10-04 | 2017-10-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4331 | -7.023 | -73 | 5.237.603 | ||||
| 2017-10-04 | 2017-09-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6611 | -11.216 | -120 | 5.404.305 | ||||
| 2017-10-04 | 2017-09-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7540 | -25.000 | -269 | 5.415.521 | ||||
| 2017-09-29 | 2017-09-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4691 | -15.000 | -157 | 5.244.626 | ||||
| 2017-09-29 | 2017-09-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,4514 | -54.504 | -570 | 5.259.626 | ||||
| 2017-09-29 | 2017-09-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,5542 | -13.276 | -140 | 5.314.130 | ||||
| 2017-09-27 | 2017-09-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,5541 | -6.432 | -68 | 5.327.406 | ||||
| 2017-09-27 | 2017-09-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6000 | -10.791 | -114 | 5.333.838 | ||||
| 2017-09-22 | 2017-09-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,6189 | -42.348 | -450 | 5.344.629 | ||||
| 2017-09-22 | 2017-09-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7307 | -17.328 | -186 | 5.386.977 | ||||
| 2017-09-18 | 2017-09-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,7744 | -12.461 | -134 | 5.440.521 | ||||
| 2017-09-18 | 2017-09-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,8617 | -300 | -3 | 5.452.982 | ||||
| 2017-09-12 | 2017-09-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10,9325 | -600 | -7 | 5.453.282 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -17.030 | -196 | 157.725 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -302.543 | -3.479 | 2.802.018 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11,5000 | -162.345 | -1.867 | 2.494.139 | ||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10.074 | ||||||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10.074 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20.344 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20.344 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1.224 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1.224 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20.816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18.599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16.598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17.432 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20.816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25.825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16.598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18.599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17.432 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25.825 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6.110.555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6.110.555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9.040.361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8.592.284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6.110.555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9.040.361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8.592.284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9.040.361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8.592.284 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
