| Ausstehende Aktien | 15,801,901 shares |
| Insider-Aktien | 8.617.263 shares |
| Insider-Besitz | 54,53 % |
| Insider gesamt | 44 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
10495 out of 10786
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Neurogene Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Kamran Alam CFO, Vice President Finance - [O] | 0 | 0 | |
|
Baker Bros. Advisors Lp
Director, 10% Owner -
[D]
|
1.658.190 | 1.658.190 | |
|
Julian Baker
10% Owner -
|
3.501.691 | 1.658.190 | |
| Martin Babler | 25.000 | ||
|
Baker Bros. Advisors (GP) LLC
10% Owner -
|
25.000 | 1.658.190 | |
| Meta Cantey Boyd | 0 | ||
| Gary Bridger Director - [D] | 0 | 0 | |
| Stuart Cobb Chief Scientific Officer - [O] | 30.497 | 30.497 | |
| Donna Cochener | 400.000 | ||
| Christine Mikail Cvijic President and CFO, Director - [D] [O] | 93.640 | 93.640 | |
| Jonathan G Drachman President and CEO, Director - [D] [O] | 100.000 | 20.000 | |
|
Jeremy Green
10% Owner -
|
4.041.211 | 808.242 | |
| Robert Ho Chief Financial Officer - [O] | 21.503 | 4.301 | |
|
& Johnson Johnson
10% Owner -
|
100.000 | 100.000 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Abigail Jenkins Chief Commercial Officer - [O] | 0 | 0 | |
|
Johnson & Johnson Innovation - JJDC, Inc.
10% Owner -
|
100.000 | 100.000 | |
| Elaine V Jones Director - [D] | 0 | 0 | |
| Julie Jordan Chief Medical Officer - [O] | 12.472 | 12.472 | |
| Daniel J Levitt Director - [D] | 0 | 0 | |
| Erin Lavelle | 25.000 | ||
| Lavelle Erin M. | 0 | ||
| Richard S Levy | 0 | ||
| Lloyd MacKenzie Chief Operating Officer - [O] | 0 | 0 | |
| David Main President and CEO, Director - [D] [O] | 71.530 | 71.530 | |
| Shelley McCloskey VP, HR and Administration - [O] | 0 | 0 | |
| Rachel McMinn Chief Executive Officer, Director - [D] [O] | 1.344.307 | 1.344.307 | |
| David Chilton Mitchell VP Global Regulatory & Quality - [O] | 3.575 | 3.575 | |
| Kelvin Neu Director - [D] | 72 | 72 | |
| Nolan Sean P. | 25.000 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Noonberg Sarah B. | 25.000 | ||
| Rohan Palekar | 25.000 | ||
|
Pfizer Inc
10% Owner -
|
975.403 | 975.403 | |
| Priti Patel - | 37.313 | 7.463 | |
| Robert Pelzer | 15.000 | ||
|
Redmile Group, LLC
10% Owner -
|
4.041.211 | 808.242 | |
| Stephen B Shrewsbury CMO; Senior VP Clinical Dev. - [O] | 400 | 400 | |
| Todd E Simpson Director - [D] | 0 | 0 | |
|
Samsara BioCapital GP, LLC
10% Owner -
|
1.668.357 | 1.668.357 | |
| Sean Michael Smith Interim CFO, Prin Acct Off - [O] | 21.637 | 4.327 | |
| Barbara Troupin Chief Medical Officer - [O] | 0 | 0 | |
| Holly Vance | 100.000 | ||
|
Ventures West 8 Limited Partnership
10% Owner -
|
1.543.989 | 1.543.989 | |
| Carl Walkey Senior Vice President - [O] | 1.352.489 | 270.498 | |
| Lewis T Williams | 25.000 |
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in NGNE / Neurogene Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in NGNE / Neurogene Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-08 | 2026-05-06 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 32,4358 | -4.800 | -156 | 93.640 | ||||
| 2026-05-08 | 2026-05-06 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 30,0732 | -4.800 | -144 | 98.440 | ||||
| 2026-03-30 | 2026-03-26 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 21,6247 | -2.558 | -55 | 103.240 | ||||
| 2026-03-30 | 2026-03-26 | 4 | Jordan Julie | NGNE | Common Stock | D | 21,8932 | -828 | -18 | 12.472 | ||||
| 2026-03-30 | 2026-03-26 | 4 | McMinn Rachel | NGNE | Common Stock | D | 22,0749 | -3.352 | -74 | 1.344.307 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 22,0195 | -263 | -6 | 105.798 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 21,2451 | -1.395 | -30 | 106.061 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20,4224 | -2.387 | -49 | 107.456 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 22,0800 | -148 | -3 | 30.497 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 21,3400 | -2.658 | -57 | 30.645 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 20,4100 | -3.991 | -81 | 33.303 | ||||
| 2026-03-03 | 2026-02-27 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 25,1096 | -4.800 | -121 | 109.843 | ||||
| 2026-02-24 | 2026-02-20 | 4 | Cobb Stuart | NGNE | Common Stock | D | 16.500 | 37.294 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 22.000 | 114.643 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | Jordan Julie | NGNE | Common Stock | D | 4.900 | 13.300 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | McMinn Rachel | NGNE | Common Stock | D | 25.900 | 1.347.659 | ||||||
| 2025-05-15 | 2025-05-14 | 4 | Cobb Stuart | NGNE | Common Stock | D | 15,1542 | -6.797 | -103 | 20.794 | ||||
| 2025-03-28 | 2025-03-26 | 4 | Cobb Stuart | NGNE | Common Stock | D | 7.200 | 27.591 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20.300 | 92.643 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | Jordan Julie | NGNE | Common Stock | D | 8.400 | 8.400 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | McMinn Rachel | NGNE | Common Stock | D | 23.900 | 1.274.259 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 16,9400 | -4.501 | -76 | 72.343 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 27,5000 | 2.000 | 55 | 1.717.127 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 26,7300 | 15.219 | 407 | 1.715.127 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 26,0100 | 10.803 | 281 | 1.699.908 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 24,9100 | 20.748 | 517 | 1.689.105 | ||||
| 2024-11-27 | 3 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 1.668.357 | ||||||||
| 2024-11-25 | 2024-11-22 | 4 | McMinn Rachel | NGNE | Common Stock | D | 20,4000 | 47.500 | 969 | 1.297.859 | ||||
| 2024-11-25 | 2024-11-22 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20,4750 | 24.000 | 491 | 76.844 | ||||
| 2024-03-14 | 2024-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 31.903 | 52.844 | ||||||
| 2024-03-14 | 2024-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 20.391 | 20.391 | ||||||
| 2023-12-26 | 3 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20.941 | ||||||||
| 2023-12-26 | 3 | McMinn Rachel | NGNE | Common Stock | D | 1.250.359 | ||||||||
| 2023-10-10 | 2023-10-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 535.601 | 1.658.190 | ||||||
| 2023-10-10 | 2023-10-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 57.049 | 155.874 | ||||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6928 | 61.134 | 42 | 5.612.949 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6928 | 5.041 | 3 | 494.133 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6924 | 93.091 | 64 | 5.551.815 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6924 | 7.676 | 5 | 489.092 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6828 | 4.434 | 3 | 5.458.724 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6828 | 366 | 0 | 481.416 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6805 | 207.676 | 141 | 5.454.290 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6805 | 17.124 | 12 | 481.050 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6650 | 4.342 | 3 | 5.246.614 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6650 | 358 | 0 | 463.926 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6308 | 1.740.581 | 1.098 | 5.242.272 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0,6308 | 143.519 | 91 | 463.568 | ||||
| 2023-08-14 | 2023-08-11 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0,6184 | -1.323 | -1 | 21.637 | ||||
| 2023-08-14 | 2023-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 5.000 | 22.960 | ||||||
| 2023-04-04 | 2023-04-03 | 4 | Patel Priti | NLTX | Common Stock | D | 0,6919 | -3.769 | -3 | 37.313 | ||||
| 2023-04-04 | 2023-03-31 | 4 | Patel Priti | NLTX | Common Stock | D | 10.000 | 41.082 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Patel Priti | NLTX | Common Stock | D | 0,5972 | -14.380 | -9 | 31.082 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Patel Priti | NLTX | Common Stock | D | 35.000 | 45.462 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0,5972 | -3.316 | -2 | 15.960 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 12.500 | 19.276 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0,9914 | -1.655 | -2 | 6.776 | ||||
| 2022-08-12 | 2022-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 5.000 | 8.431 | ||||||
| 2022-05-16 | 2022-05-12 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | PALEKAR ROHAN | NLTX | Stock Option (Right to Buy) | D | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Lavelle Erin | NLTX | Stock Option (Right to Buy) | D | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 1,07 | 25.000 | 25.000 | |||||
| 2022-05-03 | 2022-05-02 | 4 | Patel Priti | NLTX | Common Stock | D | 1,2186 | -5.538 | -7 | 6.462 | ||||
| 2022-05-03 | 2022-04-30 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0,00 | 10.000 | 10.000 | |||||
| 2022-05-03 | 2022-04-30 | 4 | Patel Priti | NLTX | Common Stock | D | 10.000 | 12.000 | ||||||
| 2022-03-15 | 2022-03-14 | 4 | Cochener Donna | NLTX | Stock Option (Right to Buy) | D | 1,81 | 400.000 | 400.000 | |||||
| 2022-03-04 | 2022-03-02 | 4 | PALEKAR ROHAN | NLTX | Stock Option (Right to Buy) | D | 2,72 | 50.000 | 50.000 | |||||
| 2022-03-03 | 3 | Smith Sean Michael | NLTX | Common Stock | D | 3.431 | ||||||||
| 2022-03-03 | 2022-03-02 | 4 | Smith Sean Michael | NLTX | Stock Option (Right to Buy) | D | 2,72 | 80.000 | 80.000 | |||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 75.000 | 100.000 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 75.000 | 100.000 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | -75.000 | 2.198.686 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | -75.000 | 2.198.686 | ||||||
| 2022-02-02 | 2022-02-01 | 4 | Walkey Carl | NLTX | Restricted Stock Units | D | 0,00 | 55.000 | 55.000 | |||||
| 2022-02-02 | 2022-02-01 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0,00 | 70.000 | 70.000 | |||||
| 2022-02-02 | 2022-02-01 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0,00 | 70.000 | 70.000 | |||||
| 2021-08-26 | 2021-08-25 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 6,4490 | 25.000 | 161 | 25.000 | ||||
| 2021-08-26 | 2021-08-25 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 6,4490 | 25.000 | 161 | 25.000 | ||||
| 2021-08-26 | 2021-08-24 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 6,1110 | 100.000 | 611 | 2.348.686 | ||||
| 2021-08-05 | 2021-08-03 | 4 | Walkey Carl | NLTX | Stock Option (Right to Buy) | D | 6,80 | 100.000 | 100.000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Vance Holly | NLTX | Stock Option (Right to Buy) | D | 6,80 | 100.000 | 100.000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Patel Priti | NLTX | Stock Option (Right to Buy) | D | 6,80 | 50.000 | 50.000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 6,80 | 190.000 | 190.000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 6,80 | 400.000 | 400.000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Walkey Carl | NLTX | Common Stock | D | 10,1900 | -600 | -6 | 1.352.489 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Walkey Carl | NLTX | Common Stock | D | 10,8246 | -650 | -7 | 1.353.089 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,0000 | -600 | -7 | 1.353.739 | ||||
| 2021-06-07 | 2021-06-04 | 4 | Walkey Carl | NLTX | Common Stock | D | 10,0000 | -600 | -6 | 1.354.339 | ||||
| 2021-06-07 | 2021-06-04 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 9,6082 | 10.000 | 96 | 2.248.686 | ||||
| 2021-06-07 | 2021-06-03 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 9,4818 | 40.000 | 379 | 2.238.686 | ||||
| 2021-05-26 | 2021-05-26 | 4 | Walkey Carl | NLTX | Common Stock | D | 10,0000 | -600 | -6 | 1.354.939 | ||||
| 2021-05-21 | 2021-05-19 | 4 | Walkey Carl | NLTX | Common Stock | D | 10,6300 | -600 | -6 | 1.355.539 | ||||
| 2021-05-13 | 2021-05-11 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Lavelle Erin M. | NLTX | Stock Option (Right to Buy) | D | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Williams Lewis T | NLTX | Stock Option (Right to Buy) | D | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 11,40 | 25.000 | 25.000 | |||||
| 2021-05-12 | 2021-05-12 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,0900 | -1.200 | -13 | 1.354.762 | ||||
| 2021-05-06 | 2021-05-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,3000 | -1.200 | -14 | 1.355.962 | ||||
| 2021-05-04 | 2021-04-30 | 4 | Patel Priti | NLTX | Stock Option (Right to Buy) | D | 12,49 | 475.000 | 475.000 | |||||
| 2021-05-04 | 2021-04-30 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0,00 | 20.000 | 20.000 | |||||
| 2021-04-30 | 2021-04-28 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,5800 | -2.400 | -30 | 1.357.162 | ||||
| 2021-04-27 | 2021-04-26 | 4 | Walkey Carl | NLTX | Common Stock | D | 13,0000 | -600 | -8 | 1.359.562 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,9800 | -1.800 | -22 | 1.360.162 | ||||
| 2021-04-16 | 2021-04-14 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,2200 | -1.800 | -22 | 1.361.962 | ||||
| 2021-04-08 | 2021-04-07 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,0200 | -1.800 | -22 | 1.363.762 | ||||
| 2021-04-06 | 2021-04-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 13,0000 | -600 | -8 | 1.365.562 | ||||
| 2021-04-02 | 2021-03-31 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,9600 | -1.800 | -22 | 1.366.162 | ||||
| 2021-03-24 | 2021-03-24 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,9533 | -1.800 | -22 | 1.367.962 | ||||
| 2021-03-24 | 2021-03-22 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,0000 | -600 | -7 | 1.369.762 | ||||
| 2021-03-18 | 2021-03-17 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,3600 | -1.200 | -14 | 1.370.362 | ||||
| 2021-03-18 | 2021-03-17 | 4 | Ho Robert | NLTX | Common Stock | D | 11,0137 | -6.497 | -72 | 21.503 | ||||
| 2021-03-18 | 2021-03-16 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0,00 | 25.000 | 50.000 | |||||
| 2021-03-18 | 2021-03-16 | 4 | Ho Robert | NLTX | Common Stock | D | 25.000 | 28.000 | ||||||
| 2021-03-11 | 2021-03-10 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,9667 | -1.800 | -22 | 1.371.562 | ||||
| 2021-03-04 | 2021-03-03 | 4 | Walkey Carl | NLTX | Common Stock | D | 11,8667 | -1.800 | -21 | 1.373.362 | ||||
| 2021-02-25 | 2021-02-25 | 4 | Walkey Carl | NLTX | Common Stock | D | 13,0000 | -600 | -8 | 1.375.162 | ||||
| 2021-02-25 | 2021-02-24 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,1400 | -1.800 | -22 | 1.375.762 | ||||
| 2021-02-18 | 2021-02-17 | 4 | Walkey Carl | NLTX | Common Stock | D | 12,7000 | -2.400 | -30 | 1.377.562 | ||||
| 2021-02-12 | 2021-02-10 | 4 | Walkey Carl | NLTX | Common Stock | D | 14,2000 | -3.000 | -43 | 1.379.962 | ||||
| 2021-02-09 | 2021-02-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 14,0000 | -600 | -8 | 1.382.962 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Walkey Carl | NLTX | Common Stock | D | 13,2300 | -2.400 | -32 | 1.383.562 | ||||
| 2021-02-02 | 2021-01-30 | 4 | Walkey Carl | NLTX | Stock Option (Right to Buy) | D | 12,60 | 45.000 | 45.000 | |||||
| 2021-02-02 | 3 | Walkey Carl | NLTX | Common Stock | D | 1.385.962 | ||||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-Funded Warrants | I | 518.555 | 10.283.888 | ||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-Funded Warrants | I | 38.974 | 1.199.122 | ||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 15,2500 | 394.360 | 6.014 | 3.501.691 | ||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 15,2500 | 29.640 | 452 | 320.049 | ||||
| 2020-10-20 | 2020-10-19 | 4 | Vance Holly | NLTX | Stock Option (Right to Buy) | D | 12,30 | 220.000 | 220.000 | |||||
| 2020-09-10 | 2020-09-08 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 12,25 | 50.000 | 50.000 | |||||
| 2020-08-12 | 2020-08-10 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 12,00 | 420.000 | 420.000 | |||||
| 2020-08-12 | 2020-08-10 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 12,00 | 90.000 | 90.000 | |||||
| 2020-06-02 | 2020-06-01 | 4 | Lavelle Erin M. | NLTX | Stock Option (Right to Buy) | D | 13,58 | 50.000 | 50.000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 12,84 | 25.000 | 25.000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Nolan Sean P. | NLTX | Stock Option (Right to Buy) | D | 12,84 | 25.000 | 25.000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 12,84 | 25.000 | 25.000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 12,84 | 25.000 | 25.000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Williams Lewis T | NLTX | Stock Option (Right to Buy) | D | 12,84 | 25.000 | 25.000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,8200 | -100 | -1 | 4.041.211 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,3039 | -9.734 | -110 | 4.041.311 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,8506 | 1.000 | 12 | 4.051.045 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,3605 | 38.300 | 435 | 4.050.045 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,8650 | -200 | -2 | 4.011.745 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,0616 | -9.634 | -107 | 4.011.945 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11,6517 | 9.000 | 105 | 4.021.579 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10,9482 | 33.500 | 367 | 4.012.579 | ||||
| 2020-04-06 | 2020-03-31 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10,7079 | 7.500 | 80 | 3.979.079 | ||||
| 2020-04-06 | 2020-03-31 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10,1813 | 22.500 | 229 | 3.971.579 | ||||
| 2020-04-06 | 2020-03-30 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10,2744 | 2.700 | 28 | 3.949.079 | ||||
| 2020-04-06 | 2020-03-30 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 9,9050 | 29.800 | 295 | 3.946.379 | ||||
| 2020-04-06 | 2020-03-27 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 9,2079 | 50.000 | 460 | 3.916.579 | ||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7.733.158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7.733.158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7.733.158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7.733.158 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6.000 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6.000 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6.000 | ||||||||
| 2020-03-16 | 2020-03-16 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 6,44 | 200.000 | 200.000 | |||||
| 2020-03-16 | 2020-03-16 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0,00 | 75.000 | 75.000 | |||||
| 2019-12-20 | 2019-12-20 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 8,4000 | 119.047 | 1.000 | 2.198.686 | ||||
| 2019-12-20 | 2019-11-12 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 1.261.600 | 2.079.639 | ||||||
| 2019-12-20 | 2019-11-12 | 4 | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | -12.616 | 0 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-funded Warrants | I | 9.765.333 | 9.765.333 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-funded Warrants | I | 1.160.148 | 1.161.048 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | -9.765.333 | 3.107.331 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | -1.160.148 | 290.409 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 8,4000 | 2.767.505 | 23.247 | 12.872.664 | ||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 8,4000 | 250.037 | 2.100 | 1.450.557 | ||||
| 2019-10-15 | 2019-10-10 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 2,82 | 22.000 | 22.000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Williams Lewis T | NLTX | Stock Option (right to buy) | D | 2,82 | 22.000 | 22.000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Nolan Sean P. | NLTX | Stock Option (right to buy) | D | 2,82 | 22.000 | 22.000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Noonberg Sarah B. | NLTX | Stock Option (right to buy) | D | 2,82 | 22.000 | 22.000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | SIMPSON TODD E | NLTX | Stock Option (right to buy) | D | 2,82 | 22.000 | 22.000 | |||||
| 2019-09-13 | 2019-08-08 | 4/A | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | 12.616 | 12.616 | ||||||
| 2019-09-13 | 2019-08-08 | 4/A | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 568.039 | 568.039 | ||||||
| 2019-09-11 | 2019-09-11 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 3,2975 | 136.436 | 450 | 584.428 | ||||
| 2019-09-11 | 2019-09-10 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 3,0834 | 36.742 | 113 | 447.992 | ||||
| 2019-09-11 | 2019-09-09 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 2,8450 | 76.822 | 219 | 411.250 | ||||
| 2019-09-04 | 2019-08-31 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 2,80 | 1.650.000 | 1.650.000 | |||||
| 2019-08-12 | 2019-08-08 | 4 | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | 7.428 | 7.428 | ||||||
| 2019-08-12 | 2019-08-08 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 334.428 | 334.428 | ||||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3,1529 | 50.436 | 159 | 10.105.159 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3,1529 | 4.564 | 14 | 1.200.520 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3,0244 | 209.382 | 633 | 10.054.723 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3,0244 | 18.943 | 57 | 1.195.956 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,9576 | 5.869 | 17 | 9.845.341 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,9576 | 531 | 2 | 1.177.013 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,8469 | 65.568 | 187 | 9.839.472 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,8469 | 5.932 | 17 | 1.176.482 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,8328 | 9.445 | 27 | 9.773.904 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2,8328 | 855 | 2 | 1.170.550 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 3,07 | 195.000 | 195.000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 3,07 | 145.000 | 145.000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 3,07 | 75.000 | 75.000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 3,07 | 415.000 | 415.000 | |||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 10,56 | -3.906 | 0 | |||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Common Stock | D | 12,6700 | -3.906 | -49 | 0 | ||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Common Stock | D | 10,5600 | 3.906 | 41 | 3.906 | ||||
| 2018-05-09 | 2018-05-07 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 13,10 | 15.000 | 15.000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 13,10 | 15.000 | 15.000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 13,10 | 15.000 | 15.000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 13,10 | 15.000 | 15.000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 13,10 | 15.000 | 15.000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Non-Qualified Stock Option (right to buy) | I | 13,10 | 30.000 | 30.000 | |||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 10,56 | -1.302 | 0 | |||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 14,6304 | -1.302 | -19 | 0 | ||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 10,5600 | 1.302 | 14 | 1.302 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 16,55 | 75.000 | 75.000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 16,55 | 75.000 | 75.000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 16,55 | 75.000 | 75.000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 16,55 | 75.000 | 75.000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 16,55 | 225.000 | 225.000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 16,55 | 45.000 | 45.000 | |||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 9,60 | -3.625 | 0 | |||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Common Stock | D | 13,1575 | -3.625 | -48 | 71.530 | ||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Common Stock | D | 9,6000 | 3.625 | 35 | 75.155 | ||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Stock Option (Right to Buy( | D | 9,60 | -6.000 | 3.625 | |||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Common Stock | D | 13,5933 | -6.000 | -82 | 71.530 | ||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Common Stock | D | 9,6000 | 6.000 | 58 | 77.530 | ||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 9,60 | -6.000 | 9.625 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Common Stock | D | 12,9980 | -6.000 | -78 | 71.530 | ||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Common Stock | D | 9,6000 | 6.000 | 58 | 77.530 | ||||
| 2017-05-10 | 2017-05-08 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 13,74 | 9.000 | 9.000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 13,74 | 9.000 | 9.000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 13,74 | 9.000 | 9.000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 13,74 | 9.000 | 9.000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 13,74 | 9.000 | 9.000 | |||||
| 2017-05-09 | 2017-05-08 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Non-Qualified Stock Option (right to buy) | I | 13,74 | 36.000 | 36.000 | |||||
| 2017-03-27 | 3 | Neu Kelvin | AQXP | Common Stock | D | 72 | ||||||||
| 2017-03-27 | 3 | Neu Kelvin | AQXP | Common Stock | D | 72 | ||||||||
| 2017-03-10 | 2017-03-08 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 17,35 | 30.000 | 30.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 17,35 | 25.000 | 25.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 17,35 | 40.000 | 40.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 17,35 | 50.000 | 50.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 17,35 | 185.000 | 185.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 17,35 | 80.000 | 80.000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 17,35 | 80.000 | 80.000 | |||||
| 2017-02-14 | 2016-01-10 | 5 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 10,09 | 35.000 | 35.000 | |||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17,7600 | 32.051 | 569 | 9.764.459 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17,7600 | 3.389 | 60 | 1.169.695 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17,5996 | 235.169 | 4.139 | 9.732.408 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17,5996 | 24.871 | 438 | 1.166.306 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,3053 | 35.360 | 577 | 9.497.239 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,3053 | 3.739 | 61 | 1.141.435 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,6226 | 5.006 | 78 | 9.461.879 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,6226 | 529 | 8 | 1.137.696 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,1300 | 15.148 | 229 | 9.456.873 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,1300 | 1.602 | 24 | 1.137.167 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,1970 | 9.143 | 148 | 9.441.725 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,1970 | 967 | 16 | 1.135.565 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,3475 | 8.671 | 133 | 9.432.582 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,3475 | 917 | 14 | 1.134.598 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,8533 | 2.442 | 41 | 9.423.911 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,8533 | 258 | 4 | 1.133.681 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,3210 | 11.305 | 173 | 9.421.469 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,3210 | 1.195 | 18 | 1.133.423 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,7395 | 5.697 | 95 | 9.410.164 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16,7395 | 603 | 10 | 1.132.228 | ||||
| 2016-11-10 | 2016-11-08 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 11,77 | 50.000 | 50.000 | |||||
| 2016-10-06 | 3 | Troupin Barbara | AQXP | No securities are benefically owned | D | 0 | ||||||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 13,1497 | 12.550 | 165 | 1.131.625 | ||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 12,2500 | 2.476.348 | 30.335 | 9.404.467 | ||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 12,2500 | 294.707 | 3.610 | 1.119.075 | ||||
| 2016-08-05 | 2016-08-03 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 8,97 | 50.000 | 50.000 | |||||
| 2016-06-15 | 3 | Jenkins Abigail | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2016-05-11 | 2016-05-09 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 7,73 | 7.500 | 7.500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 7,73 | 7.500 | 7.500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 7,73 | 7.500 | 7.500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 7,73 | 7.500 | 7.500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 7,73 | 7.500 | 7.500 | |||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,1560 | 128.975 | 1.052 | 6.928.119 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,1560 | 14.046 | 115 | 824.368 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9084 | 185.413 | 1.466 | 6.799.144 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9084 | 20.192 | 160 | 810.322 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,6993 | 11.840 | 91 | 6.613.731 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,6993 | 1.289 | 10 | 790.130 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0257 | 68.132 | 547 | 6.601.891 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0257 | 7.420 | 60 | 788.841 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,8786 | 30.986 | 244 | 6.533.759 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 7,8786 | 3.374 | 27 | 781.421 | ||||
| 2016-03-14 | 2016-03-10 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 8,08 | 35.000 | 35.000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 8,08 | 120.000 | 120.000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 8,08 | 40.000 | 40.000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 8,08 | 35.000 | 35.000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 8,08 | 25.000 | 25.000 | |||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,9960 | 3.581 | 39 | 6.502.773 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,9960 | 395 | 4 | 778.047 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,8033 | 66.345 | 717 | 6.499.192 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,8033 | 7.318 | 79 | 777.652 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11,2043 | 2.522 | 28 | 6.432.847 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11,2043 | 278 | 3 | 770.334 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,9755 | 4.503 | 49 | 6.430.325 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,9755 | 497 | 5 | 770.056 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11,2326 | 2.833 | 32 | 6.425.822 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11,2326 | 312 | 4 | 769.559 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6908 | 25.650 | 274 | 6.422.989 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6908 | 2.810 | 30 | 769.247 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6000 | 156 | 2 | 6.397.339 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6000 | 17 | 0 | 766.437 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6937 | 4.021 | 43 | 6.397.183 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,6937 | 440 | 5 | 766.420 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10,7814 | 17.221 | 186 | 6.393.162 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 10,7814 | 1.887 | 20 | 765.980 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9000 | 1.734 | 15 | 6.375.941 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9000 | 190 | 2 | 764.093 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9572 | 27.996 | 251 | 6.374.207 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9572 | 3.067 | 27 | 763.903 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9559 | 13.789 | 123 | 6.346.211 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9559 | 1.511 | 14 | 760.836 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,8852 | 57.453 | 568 | 6.332.422 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,8852 | 6.294 | 62 | 759.325 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,1537 | 14.313 | 131 | 6.274.969 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,1537 | 1.568 | 14 | 753.031 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,2149 | 10.123 | 93 | 6.260.656 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,2149 | 1.109 | 10 | 751.463 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9,0757 | 45.903 | 417 | 6.250.533 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 9,0757 | 5.029 | 46 | 750.354 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,5591 | 47.193 | 404 | 6.204.630 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,5591 | 5.196 | 44 | 745.325 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9529 | 4.949 | 44 | 6.157.437 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9529 | 545 | 5 | 740.129 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,8249 | 3.279 | 29 | 6.152.488 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,8249 | 361 | 3 | 739.584 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0999 | 20.851 | 169 | 6.149.209 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0999 | 2.296 | 19 | 739.223 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0764 | 2.998 | 24 | 6.128.358 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0764 | 330 | 3 | 736.927 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9110 | 12.706 | 101 | 6.125.360 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9110 | 1.399 | 11 | 736.597 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,1717 | 90.550 | 740 | 6.112.654 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 8,1717 | 9.970 | 81 | 735.198 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,5591 | 47.193 | 404 | 6.204.630 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,5591 | 5.196 | 44 | 745.325 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9529 | 4.949 | 44 | 6.157.437 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,9529 | 545 | 5 | 740.129 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,8249 | 3.279 | 29 | 6.152.488 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,8249 | 361 | 3 | 739.584 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0999 | 20.851 | 169 | 6.149.209 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0999 | 2.296 | 19 | 739.223 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0764 | 2.998 | 24 | 6.128.358 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,0764 | 330 | 3 | 736.927 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9110 | 12.706 | 101 | 6.125.360 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7,9110 | 1.399 | 11 | 736.597 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8,1717 | 90.550 | 740 | 6.112.654 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 8,1717 | 9.970 | 81 | 735.198 | ||||
| 2015-12-23 | 3 | McCloskey Shelley | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2015-11-03 | 2015-10-31 | 4 | Bridger Gary | AQXP | Common Stock | I | -1.543.989 | 0 | ||||||
| 2015-09-11 | 2015-09-10 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15,5000 | 2.213.469 | 34.309 | 6.022.104 | ||||
| 2015-09-11 | 2015-09-10 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 15,5000 | 266.563 | 4.132 | 725.228 | ||||
| 2015-08-26 | 2015-08-24 | 4 | Mitchell David Chilton By spouse | AQXP | Common Stock | I | 17,8100 | 3.575 | 64 | 3.575 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 5,76 | 28.075 | 1.872 | |||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 5,76 | 7.812 | 0 | |||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 18,6700 | -35.887 | -670 | 0 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 5,7600 | 28.075 | 162 | 35.887 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 5,7600 | 7.812 | 45 | 7.812 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 5,76 | -20.833 | 0 | |||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 5,76 | -8.246 | 2.170 | |||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 18,6700 | -29.079 | -543 | 0 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 5,7600 | 20.833 | 120 | 29.079 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 5,7600 | 8.246 | 47 | 8.246 | ||||
| 2015-08-13 | 2015-08-11 | 4 | Mitchell David Chilton | AQXP | Common Stock | D | 24,3600 | 1.600 | 39 | 1.600 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 23,4112 | -58.632 | -1.373 | 975.403 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 22,5994 | -44.268 | -1.000 | 1.034.035 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 24,3129 | -31.400 | -763 | 1.078.303 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 20,3476 | -25.931 | -528 | 1.109.703 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 26,3213 | -13.109 | -345 | 1.135.634 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 25,3233 | -12.726 | -322 | 1.148.743 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 38,4947 | -11.627 | -448 | 1.161.469 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 36,3687 | -10.544 | -383 | 1.173.096 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 37,2264 | -9.901 | -369 | 1.183.640 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 39,5172 | -9.142 | -361 | 1.193.541 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 21,4506 | -8.969 | -192 | 1.202.683 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 27,3561 | -8.565 | -234 | 1.211.652 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 40,2955 | -6.073 | -245 | 1.220.217 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 35,6072 | -3.207 | -114 | 1.226.290 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 28,4670 | -2.975 | -85 | 1.229.497 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 41,2475 | -2.840 | -117 | 1.232.472 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 29,0000 | -18 | -1 | 1.235.312 | ||||
| 2015-08-12 | 2015-08-11 | 4 | JOHNSON & JOHNSON Johnson & Johnson Innovation - JJDC, Inc. | AQXP | Common Stock | I | 20,7400 | -1.283.366 | -26.617 | 100.000 | ||||
| 2015-08-12 | 2015-08-10 | 4 | JOHNSON & JOHNSON Johnson & Johnson Innovation - JJDC, Inc. | AQXP | Common Stock | I | 31,6600 | -231.455 | -7.328 | 1.383.366 | ||||
| 2015-08-10 | 3/A | BAKER FELIX | AQXP | Common Stock | D | 2.260 | ||||||||
| 2015-08-10 | 3/A | BAKER FELIX | AQXP | Common Stock | D | 2.260 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4.725.965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8.075.935 | ||||||||
| 2015-03-16 | 2015-03-12 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 12,03 | 25.000 | 25.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 12,03 | 10.000 | 10.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 12,03 | 65.000 | 65.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 12,03 | 5.000 | 5.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 12,03 | 5.000 | 5.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 12,03 | 25.000 | 25.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 12,03 | 5.000 | 5.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 12,03 | 5.000 | 5.000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 12,03 | 25.000 | 25.000 | |||||
| 2015-02-09 | 2014-09-02 | 5 | SHREWSBURY STEPHEN B | AQXP | Common Stock | D | 8,2200 | 400 | 3 | 400 | ||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series C Preferred Stock | I | -379.543 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-2 Preferred Stock | I | -292.532 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-1 Preferred Stock | I | -293.884 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-2 Preferred Stock | I | -170.454 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-1 Preferred Stock | I | -255.681 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 11,0000 | 272.727 | 3.000 | 1.664.821 | ||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 1.392.094 | 1.392.094 | ||||||
| 2015-01-13 | 2015-01-11 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 9,51 | 35.000 | 35.000 | |||||
| 2014-12-18 | 2014-12-17 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,5800 | -1.593 | -12 | 1.342.094 | ||||
| 2014-12-18 | 2014-12-16 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,6300 | -6.507 | -50 | 1.343.687 | ||||
| 2014-12-15 | 2014-12-12 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,5100 | -3.645 | -27 | 1.350.194 | ||||
| 2014-12-15 | 2014-12-11 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,5000 | -1.355 | -10 | 1.353.839 | ||||
| 2014-12-10 | 2014-12-10 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,7000 | -1.300 | -10 | 1.355.194 | ||||
| 2014-12-10 | 2014-12-09 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,7300 | -5.000 | -39 | 1.356.494 | ||||
| 2014-12-10 | 2014-12-08 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,6900 | -2.000 | -15 | 1.361.494 | ||||
| 2014-12-05 | 2014-12-05 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,7800 | -4.200 | -33 | 1.363.494 | ||||
| 2014-12-05 | 2014-12-04 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,7600 | -10.073 | -78 | 1.367.694 | ||||
| 2014-12-05 | 2014-12-03 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,7500 | -1.627 | -13 | 1.377.767 | ||||
| 2014-12-03 | 2014-12-01 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,5400 | -1.200 | -9 | 1.379.394 | ||||
| 2014-11-26 | 2014-11-26 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,6000 | -500 | -4 | 1.380.594 | ||||
| 2014-11-26 | 2014-11-25 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7,8000 | -1.500 | -12 | 1.381.094 | ||||
| 2014-11-24 | 2014-11-24 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8,0200 | -4.000 | -32 | 1.382.594 | ||||
| 2014-11-24 | 2014-11-21 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8,2500 | -2.400 | -20 | 1.386.594 | ||||
| 2014-11-24 | 2014-11-20 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8,2100 | -3.100 | -25 | 1.388.994 | ||||
| 2014-05-12 | 2014-05-08 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 10,10 | 31.250 | 31.250 | |||||
| 2014-05-12 | 2014-05-08 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 10,10 | 65.000 | 65.000 | |||||
| 2014-05-12 | 2014-05-08 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 10,10 | 31.250 | 31.250 | |||||
| 2014-05-12 | 2014-05-08 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 10,10 | 25.000 | 25.000 | |||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Exchangeable Shares | D | -71.530 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Exchangeable Shares | D | 11,0000 | -9.459 | -104 | 0 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Stock | D | 71.530 | 71.530 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Special Voting Stock | D | -71.530 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Special Voting Stock | D | 11,0000 | -9.459 | -104 | 71.530 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Exchangeable Shares | D | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Preferred Stock | D | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Preferred Stock | D | 378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Exchangeable Shares | D | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Preferred Stock | D | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Preferred Stock | D | 325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Exchangeable Shares | D | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Preferred Stock | D | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Preferred Stock | D | 326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Preferred Stock | D | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Exchangeable Shares | D | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Preferred Stock | D | 189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Exchangeable Shares | D | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Preferred Stock | D | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Preferred Stock | D | 284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Exchangeable Shares | D | -40.147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Exchangeable Shares | D | 11,0000 | 36.502 | 402 | 40.147 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Stock | D | 1.543.989 | 1.543.989 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Special Voting Stock | D | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | -40.147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 36.502 | 40.147 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Preferred Stock | I | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Exchangeable Shares | I | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Preferred Stock | I | 378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Preferred Stock | I | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Exchangeable Shares | I | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Preferred Stock | I | 325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Preferred Stock | I | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Exchangeable Shares | I | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Preferred Stock | I | 326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Preferred Stock | I | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Exchangeable Shares | I | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Preferred Stock | I | 189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Exchangeable Shares | I | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Preferred Stock | I | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Preferred Stock | I | 284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Exchangeable Shares | I | -40.147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Exchangeable Shares | I | 11,0000 | 36.502 | 402 | 40.147 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Stock | I | 1.543.989 | 1.543.989 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Special Voting Stock | I | -378.786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Special Voting Stock | I | -325.035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Special Voting Stock | I | -326.538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Special Voting Stock | I | -189.393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Special Voting Stock | I | -284.090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Special Voting Stock | I | -40.147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Special Voting Stock | I | 36.502 | 40.147 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series C Preferred Stock | D | -301.005 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series B-2 Preferred Stock | D | -327.178 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series B-1 Preferred Stock | D | -334.420 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Common Stock | D | 11,0000 | 272.727 | 3.000 | 1.235.330 | ||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Common Stock | D | 962.603 | 962.603 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series C Preferred Stock | I | -379.543 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-2 Preferred Stock | I | -292.532 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-1 Preferred Stock | I | -293.884 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-2 Preferred Stock | I | -170.454 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-1 Preferred Stock | I | -255.681 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 1.392.094 | 1.392.094 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 11,00 | 8.333 | 8.333 | |||||
| 2014-03-10 | 2014-03-06 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 11,00 | 8.333 | 14.843 | |||||
| 2014-03-10 | 2014-03-06 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 11,00 | 8.333 | 20.051 | |||||
| 2014-03-10 | 2014-03-06 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 11,00 | 8.333 | 8.333 | |||||
| 2014-03-06 | 3 | Jones Elaine V | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2014-03-06 | 3 | SIMPSON TODD E | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2014-03-06 | 3 | Main David | AQXP | Common Special Voting Stock | D | 161.978 | ||||||||
| 2014-03-06 | 3 | Main David | AQXP | Common Special Voting Stock | D | 161.978 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 1.511.132 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A- Special Voting Stock | D | 1.791.577 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | 1.696.880 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | 1.834.025 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | 1.832.522 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 1.511.132 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A- Special Voting Stock | D | 1.791.577 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | 1.696.880 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | 1.834.025 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | 1.832.522 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | 1.886.273 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | 1.886.273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series C Special Voting Stock | I | 1.886.273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series C Special Voting Stock | I | 1.886.273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-2 Special Voting Stock | I | 1.832.522 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-1 Special Voting Stock | I | 1.834.025 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-1 Special Voting Stock | I | 1.791.577 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Common Special Voting Stock | I | 1.511.132 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-2 Special Voting Stock | I | 1.696.880 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-2 Special Voting Stock | I | 1.696.880 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-1 Special Voting Stock | I | 1.791.577 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Common Special Voting Stock | I | 1.511.132 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-1 Special Voting Stock | I | 1.834.025 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-2 Special Voting Stock | I | 1.832.522 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
