OTIC / Otonomy Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Otonomy Inc
US ˙ NASDAQ ˙ US68906L1052
DIESES SYMBOL IST NICHT MEHR AKTIV

Insider-Aktien9.919.768 shares
Insider-Stimmungswert

Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.

Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Top-Optionen der Insider an, die eine Liste der Unternehmen mit der höchsten Insiderakkumulation enthalten.

Führungskräfte-Stimmungswert

Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.

Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.

Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Insiders Top-Auswahl an, die eine Liste der Unternehmen mit der höchsten Insider-Stimmung enthalten.

Wichtige Insider-Kennzahlen

Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.

Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).

Nettoanzahl der Insider, die kaufen (Rang)

N/A

Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).

Prozent des Streubesitzes von Insidern gekauft (Rang)

N/A

Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.

Diagramm zum Insiderhandel

Otonomy Inc Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.

Kennzahlen zu Insiderlisten und Rentabilität

Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.

See our leaderboard of most profitable insider traders.

Insider Durchschnittlicher Gewinn (%) Aktien
in Besitz
Split
Angepasst

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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse

In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in OTIC / Otonomy Inc getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien
Gemeldeter
Preis
Angepasste
Aktien
Angepasster
Preis
Kostenbasis Tage bis
Max
Preis bei
Max
Max
Gewinn ($)
Max Rendite (%)
2015-05-22 CAPPS VICKIE L 1.600 24,3503 1.600 24,3503 38.960 209 29.8000 8.720 22,38
2015-05-22 CAPPS VICKIE L 3.400 24,3552 3.400 24,3552 82.808
2014-08-19 Novo A/S 15.690 15,4962 15.690 15,4962 243.135
2014-08-18 TPG Group Holdings (SBS) Advisors, Inc. 171.875 171.875
2014-08-18 Avalon Ventures VIII LP 109.375 16,0000 109.375 16,0000 1.750.000
2014-08-18 Khuong Chau Quang 171.875 16,0000 171.875 16,0000 2.750.000
2014-08-18 Lichter Jay 109.375 16,0000 109.375 16,0000 1.750.000
2014-08-18 Novo A/S 171.875 16,0000 171.875 16,0000 2.750.000
2014-08-18 ORBIMED ADVISORS LLC 171.875 16,0000 171.875 16,0000 2.750.000

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

OTIC / Otonomy Inc Insider Trades
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse

In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in OTIC / Otonomy Inc. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien
Gemeldeter
Preis
Angepasste
Aktien
Angepasster
Preis
Kostenbasis Tage bis
Min
Preis bei
Min
Max Verlust
Vermieden($)
Max Verlust
Vermieden(%)
2022-11-28 CAPPS VICKIE L 42.242 0,1028 42.242 0,1028 4.342 24 0.0770 -1.089 -25,09
2022-03-28 Cayer Paul E 5.624 2,4130 5.624 2,4130 13.571
2022-03-28 Savel Robert Michael II 3.325 2,4130 3.325 2,4130 8.023
2022-03-28 Foster Alan Charles 2.559 2,4130 2.559 2,4130 6.175
2022-03-28 Weber David Allen 11.243 2,4130 11.243 2,4130 27.129
2022-03-25 Cayer Paul E 4.015 2,3880 4.015 2,3880 9.588
2022-03-25 Savel Robert Michael II 2.374 2,3880 2.374 2,3880 5.669
2022-03-25 Foster Alan Charles 1.827 2,3880 1.827 2,3880 4.363
2022-03-25 Weber David Allen 8.026 2,3880 8.026 2,3880 19.166

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

OTIC / Otonomy Inc Insider Trades
Transaktionshistorie

Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.

Datei
Datum
Handel
Datum
Form Insider Ticker Wertpapier-Titel Code 10b5-1 Direkt Ausführung
Preis
Einheit
Preis
Eimheiten
Verändert
Wert
Geändert (1K)
Verbleibende
Optionen
Verbleibende
Aktien
2022-12-30 2022-12-30 4 Weber David Allen OTIC Common Stock F - Taxes D 0,0880 -91.636 -8 285.863
2022-12-30 2022-12-28 4 Cayer Paul E OTIC Common Stock F - Taxes D 0,0870 -40.054 -3 183.733
2022-11-29 2022-11-28 4 CAPPS VICKIE L OTIC Common Stock S - Sale D 0,1028 -42.242 -4 3.400
2022-03-29 2022-03-28 4 Weber David Allen OTIC Common Stock S - Sale D 2,4130 -11.243 -27 377.499
2022-03-29 2022-03-25 4 Weber David Allen OTIC Common Stock S - Sale D 2,3880 -8.026 -19 388.742
2022-03-29 2022-03-28 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,4130 -3.325 -8 145.735
2022-03-29 2022-03-25 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,3880 -2.374 -6 149.060
2022-03-29 2022-03-28 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,4130 -2.559 -6 177.017
2022-03-29 2022-03-25 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,3880 -1.827 -4 179.576
2022-03-29 2022-03-28 4 Cayer Paul E OTIC Common Stock S - Sale D 2,4130 -5.624 -14 223.787
2022-03-29 2022-03-25 4 Cayer Paul E OTIC Common Stock S - Sale D 2,3880 -4.015 -10 229.411
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Stock Option (right to buy) A - Award D 2,03 130.000 130.000
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Common Stock A - Award D 70.000 181.403
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,03 250.000 250.000
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Common Stock A - Award D 100.000 233.426
2022-01-19 2022-01-14 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,03 500.000 500.000
2022-01-19 2022-01-14 4 Weber David Allen OTIC Common Stock A - Award D 150.000 396.768
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,03 130.000 130.000
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Common Stock A - Award D 70.000 151.434
2021-08-20 2021-08-18 4 Broadfoot Jill Marie OTIC Stock Option (right to buy) A - Award D 1,42 35.000 35.000
2021-06-24 2021-06-22 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-04-20 3 Foster Alan Charles OTIC Common Stock D 51.403
2021-04-20 2021-04-16 4 Savel Robert Michael II OTIC Common Stock A - Award D 65.000 81.434
2021-04-20 2021-04-16 4 Cayer Paul E OTIC Common Stock A - Award D 110.000 133.426
2021-04-20 2021-04-16 4 Weber David Allen OTIC Common Stock A - Award D 220.000 246.768
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -113.935 -307 0
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -207.245 -559 0
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -138.199 -401 113.935
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -251.375 -729 207.245
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -61.619 -176 252.134
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -112.081 -320 458.620
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -117.262 -332 313.753
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -213.292 -604 570.701
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -110.361 -326 431.015
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -200.739 -593 783.993
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -178.484 -532 541.376
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -324.651 -968 984.732
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -95.113 -275 719.860
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -173.005 -500 1.309.383
2021-01-20 2021-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 5,20 150.000 150.000
2021-01-20 2021-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 5,20 250.000 250.000
2021-01-20 2021-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,20 500.000 500.000
2020-06-25 2020-06-23 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-03-02 3 Kennedy Ciara OTIC No securities of the Issuer are beneficially owned. D 0
2020-03-02 2020-03-01 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,15 35.000 35.000
2020-01-17 2020-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 3,54 490.000 490.000
2020-01-17 2020-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 3,54 250.000 250.000
2020-01-17 2020-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 3,54 700.000 700.000
2019-06-13 2019-06-11 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-01-17 2019-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,02 200.000 200.000
2019-01-17 2019-01-15 4 Bishop Katherine Mary OTIC Stock Option (right to buy) A - Award D 2,02 215.000 215.000
2019-01-17 2019-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,02 225.000 225.000
2019-01-17 2019-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,02 800.000 800.000
2018-12-26 2018-12-21 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,80 250.000 250.000
2018-06-20 2018-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 3 BREITMEYER JAMES B OTIC No securities are beneficially owned. D 0
2018-06-20 2018-06-19 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 4,45 35.000 35.000
2018-06-20 2018-06-19 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-02-05 2018-02-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,80 110.000 110.000
2018-02-05 2018-02-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,80 165.000 165.000
2018-02-05 2018-02-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,80 400.000 400.000
2018-02-05 2018-02-01 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,80 155.000 155.000
2018-02-05 2018-02-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,80 130.000 130.000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,68 100.000 100.000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 16,20 -150.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 33.333 33.333
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 66.666 66.666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 31,59 -100.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 40.000 40.000
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -70.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -60.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 33.333 33.333
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 36.666 36.666
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 20.000 20.000
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -55.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -30.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 133.333 133.333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 153.333 153.333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 86.666 86.666
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -200.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -230.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -130.000 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock F - Taxes I 18,3700 -108.851 -2.000 2.297.361
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock M - Exercise I 14,1800 141.060 2.000 2.406.212
2017-07-14 2017-06-20 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-06-27 2017-06-26 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,7500 -1.206 -23 0
2017-06-27 2017-06-23 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,5000 -2.316 -43 1.206
2017-06-27 2017-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 11,4300 1.206 14 3.522
2017-06-27 2016-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,0500 647 8 2.316
2017-06-27 2016-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,1300 1.021 13 1.669
2017-06-27 2015-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 20,3700 648 13 648
2017-03-08 2017-03-06 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,00 50.000 50.000
2017-03-08 2017-03-06 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,00 200.000 200.000
2017-03-08 2017-03-06 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,00 70.000 70.000
2017-03-08 2017-03-06 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,00 65.000 65.000
2017-03-08 2017-03-06 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,00 50.000 50.000
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3.270
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3.270
2017-01-06 2017-01-04 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 16,20 150.000 150.000
2016-11-22 2016-11-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -1.456 12.803
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock S - Sale D 18,0650 -1.456 -26 9.458
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 1.456 5 10.914
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5.626 14.259
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.543 31.891
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock S - Sale D 18,0721 -9.169 -166 9.458
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5.626 18 18.627
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3.543 22 13.001
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5.304 19.885
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -15.946 35.434
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -5.304 -95 9.458
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -3.813 -68 14.762
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -12.133 -218 18.575
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5.304 17 30.708
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3.813 24 25.404
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 12.133 77 21.591
2016-09-08 2016-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,1325 275 4 9.458
2016-09-08 2015-12-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 263 4 9.183
2016-08-04 2016-08-02 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 14,20 25.000 25.000
2016-06-21 2016-06-21 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-03-03 2016-03-01 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 14,44 35.000 35.000
2016-03-03 2016-03-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,44 70.000 70.000
2016-03-03 2016-03-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,44 55.000 55.000
2016-03-03 2016-03-01 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 14,44 75.000 75.000
2016-03-03 2016-03-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,44 70.000 70.000
2016-03-03 2016-03-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,44 230.000 230.000
2016-03-03 2016-03-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,44 100.000 100.000
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 3,17 -4.674 25.189
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 6,33 -16.576 51.380
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 28,3778 -8.061 -229 8.920
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 27,8318 -13.189 -367 16.981
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 4.674 15 30.170
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 16.576 105 25.496
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Employee stock option (right to buy) M - Exercise D 6,33 -3.000 77.492
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 30,1850 -300 -9 9.610
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 29,6464 -2.700 -80 9.910
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3.000 19 12.610
2015-12-16 2015-12-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 390.149
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock S - Sale D 27,2498 -5.208 -142 17.603
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 22.811
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1.588 79.047
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.412 32.994
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,7024 -100 -3 1.256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,2581 -1.289 -35 1.356
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 26,1492 -1.289 -34 2.645
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 25,1350 -2.322 -58 3.934
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1.588 3 6.256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3.412 22 4.668
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1.850.094
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6400 -2.716 -78 1.850.684
2015-11-30 2015-11-27 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9700 -29.000 -840 1.853.400
2015-11-30 2015-11-25 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9100 -34.800 -1.006 1.882.400
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1.850.094
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6400 -2.716 -78 1.850.684
2015-11-30 2015-11-27 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9700 -29.000 -840 1.853.400
2015-11-30 2015-11-25 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9100 -34.800 -1.006 1.882.400
2015-11-24 2015-11-24 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,7500 -36.100 -1.038 1.917.200
2015-11-24 2015-11-23 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,4500 -80.800 -2.299 1.953.300
2015-11-24 2015-11-20 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,5900 -83.900 -2.399 2.034.100
2015-11-24 2015-11-24 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,7500 -36.100 -1.038 1.917.200
2015-11-24 2015-11-23 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,4500 -80.800 -2.299 1.953.300
2015-11-24 2015-11-20 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,5900 -83.900 -2.399 2.034.100
2015-11-19 2015-11-19 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6000 -127.300 -3.641 2.118.000
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2.245.300
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,8000 -10.898 -314 2.245.500
2015-11-19 2015-11-19 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6000 -127.300 -3.641 2.118.000
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2.245.300
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,8000 -10.898 -314 2.245.500
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.000 80.492
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock S - Sale D 28,6858 -3.000 -86 9.610
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3.000 19 12.610
2015-11-17 2015-11-16 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 395.357
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 29,2500 -100 -3 17.603
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 28,5605 -5.108 -146 17.703
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 22.811
2015-11-13 2015-11-13 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -10.416 400.565
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock S - Sale D 30,9500 -10.416 -322 539
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 10.416 18 10.955
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -1.547 83.492
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1.453 137.088
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3.000 -75 9.610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 1.547 10 12.610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Conmon Stock M - Exercise D 1,7600 1.453 3 11.063
2015-11-12 2015-11-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 410.981
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5.208 -130 539
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 5.747
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 24,3565 -17.083 -416 67.956
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,3565 -4.167 -101 137.284
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock S - Sale D 24,3565 -21.250 -518 8.920
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 17.083 108 30.170
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 1,7600 4.167 7 13.087
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -3.000 -75 138.541
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3.000 -75 9.610
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 1,7600 3.000 5 12.610
2015-09-16 2015-09-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -5.216 -130 416.189
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5.216 -130 539
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.216 9 5.755
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -3.413 -22 36.406
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -1.587 -3 80.635
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,9793 -5.000 -120 1.256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3.413 22 6.256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1.587 3 2.843
2015-09-01 2015-08-28 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 23,50 25.000 25.000
2015-06-22 2015-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Lichter Jay OTIC 06/19/2015 A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -14.788 -94 39.819
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -10.212 -18 82.222
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,7314 -25.000 -593 1.256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 14.788 94 26.256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 10.212 18 11.468
2015-06-02 2015-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 389 5 389
2015-06-02 2015-06-01 4 Savel Robert Michael II OTIC Common Stock A - Award D 13,6000 1.256 17 1.256
2015-06-02 2015-06-01 4 Cayer Paul E OTIC Common Stock A - Award D 13,6000 2.500 34 2.500
2015-06-02 2015-06-01 4 Weber David Allen OTIC Common Stock A - Award D 13,6000 539 7 539
2015-05-29 2015-05-28 4 DOVEY BRIAN H By One Palmer Square Associates VIII, LLC OTIC Common Stock J - Other I 32.745 32.745
2015-05-29 2015-05-28 4 DOVEY BRIAN H By Domain Partners VIII, L.P. OTIC Common Stock J - Other I -250.000 1.329.323
2015-05-27 2015-05-22 4 CAPPS VICKIE L Held by spouse OTIC Common Stock P - Purchase I 24,3503 1.600 39 1.600
2015-05-27 2015-05-22 4 CAPPS VICKIE L OTIC Common Stock P - Purchase D 24,3552 3.400 83 3.400
2015-05-18 3 LOUMEAU ERIC J OTIC No securities are beneficially owned. D 0
2015-05-18 2015-05-15 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 31,59 31,5900 100.000 3.159 100.000
2015-04-30 3 MORROW GEORGE J OTIC No securities are beneficially owned. D 0
2015-04-30 2015-04-28 4 MORROW GEORGE J OTIC Employee Stock Option (right to buy) A - Award D 27,58 27,5800 25.000 690 25.000
2015-04-03 2015-04-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 34,60 34,6000 115.000 3.979 115.000
2015-04-02 3 Hakanson Dean OTIC No securities are beneficially owned. D 0
2014-12-12 2014-12-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 34,12 60.000 60.000
2014-12-12 2014-12-11 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 34,12 40.000 40.000
2014-12-12 2014-12-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 34,12 130.000 130.000
2014-12-12 2014-12-11 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 34,12 30.000 30.000
2014-10-21 2014-10-20 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 22,74 22,7400 180.000 4.093 180.000
2014-10-21 3 Yost Anthony J OTIC No securities are beneficially owned. D 0
2014-08-21 2014-08-19 4 Novo A/S OTIC Common Stock P - Purchase D 15,4962 15.690 243 2.175.025
2014-08-19 2014-08-18 4 Novo A/S OTIC Series D Preferred Stock C - Conversion D -348.041 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock C - Conversion D -1.131.436 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series B Preferred Stock C - Conversion D -439.724 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -31.854 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -36.405 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock P - Purchase D 16,0000 171.875 2.750 2.159.335
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock C - Conversion D 1.919.201 1.987.460
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 31.854 68.259
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 36.405 36.405
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -91.011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 91.011 91.011
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -91.011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series D Preferred Stock C - Conversion I -136.770 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -568.828 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -484.691 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series B Preferred Stock C - Conversion I -175.889 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock C - Conversion I -337.432 0
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock P - Purchase I 16,0000 109.375 1.750 814.973
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 705.598 705.598
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock S - Sale I 16,0000 -50.001 -800 1.450.179
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock X - Other I 8,7900 91.011 800 1.500.180
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 660.580 1.409.169
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 740.057 748.589
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Series D Convertible Preferred Stock C - Conversion D -20.912 0
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Common Stock C - Conversion D 20.912 42.242
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -4.536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 4.536 4.536
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -4.536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -5.184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 5.184 5.184
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -5.184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -38.325 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -130.741 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -42.265 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -16.700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 16.700 16.700
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -16.700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -19.085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 19.085 19.085
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -19.085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -141.101 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -481.342 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -155.609 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -5.340 -47 215.711
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 9.720 85 221.051
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 211.331 211.331
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -19.660 -173 794.177
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 35.785 315 813.837
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 778.052 778.052
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series D Preferred Stock C - Conversion I -378.039 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series C Preferred Stock C - Conversion I -1.706.484 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock P - Purchase I 16,0000 171.875 2.750 2.256.398
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock C - Conversion I 2.084.523 2.084.523
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) X - Other D 8,79 -91.011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 8,79 91.011 91.011
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion D 8,79 -91.011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series D Preferred Stock C - Conversion I -136.770 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion I -568.828 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion D -484.691 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series B Preferred Stock C - Conversion D -175.889 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock C - Conversion D -337.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP See footnotes OTIC Common Stock P - Purchase I 16,0000 109.375 1.750 814.973
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion I 705.598 705.598
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock S - Sale D 16,0000 -50.001 -800 1.450.179
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock X - Other D 8,7900 91.011 800 1.500.180
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 660.580 1.409.169
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 740.057 748.589
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series D Preferred Stock C - Conversion I -378.039 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series C Preferred Stock C - Conversion I -1.706.484 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock P - Purchase I 16,0000 171.875 2.750 2.256.398
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock C - Conversion I 2.084.523 2.084.523
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 113 113
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series D Preferred Stock C - Conversion I -1.254 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock C - Conversion I -3.445 0
2014-08-19 2014-08-18 4 Weber David Allen See footnotes OTIC Common Stock X - Other I 8,7900 113 1 4.812
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock C - Conversion I 4.699 4.699
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series D Preferred Stock C - Conversion I -348.041 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I -1.199.695 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series B Preferred Stock C - Conversion I -439.724 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I 68.259 1.199.695
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Warrant to Purchase Shares of Preferred Stock C - Conversion I -68.259 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock P - Purchase I 171.875 2.159.335
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock C - Conversion I 1.987.460 1.987.460
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -67.755 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series D Preferred Stock F - Taxes D -186.828 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock C - Conversion D -925.479 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series B Preferred Stock C - Conversion D -436.485 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock F - Taxes D 16,0000 -37.224 -596 1.579.323
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock M - Exercise D 8,7900 67.755 596 1.616.547
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock C - Conversion D 1.548.792 1.548.792
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -502 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series D Preferred Stock F - Taxes D -1.386 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock C - Conversion D -6.866 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series B Preferred Stock C - Conversion D -3.238 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock F - Taxes D 16,0000 -277 -4 11.715
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock M - Exercise D 8,7900 502 4 11.992
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock C - Conversion D 11.490 11.490
2014-08-12 3 Lichter Jay OTIC Common Stock I 17.064
2014-08-12 3 Lichter Jay OTIC Common Stock I 17.064
2014-08-12 3 LeBel Carl OTIC Common Stock D 17.062
2014-08-12 3 LeBel Carl OTIC Common Stock D 17.062
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42.660
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42.660
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Bisgaard Peter OTIC No securities are beneficially owned D 0
2014-08-12 3 Preston Heather OTIC No securities beneficially owned D 0
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14.220
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14.220
2014-08-12 3 Weber David Allen OTIC Common Stock D 34.128
2014-08-12 3 Weber David Allen OTIC Common Stock D 34.128
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
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