SAEXW / SAExploration Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

SAExploration Holdings, Inc.
US ˙ OTC
DIESES SYMBOL IST NICHT MEHR AKTIV

Insider-Stimmungswert

Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.

Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Top-Optionen der Insider an, die eine Liste der Unternehmen mit der höchsten Insiderakkumulation enthalten.

Siehe Aktien mit dem höchsten Ranking
Führungskräfte-Stimmungswert

Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.

Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.

Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Insiders Top-Auswahl an, die eine Liste der Unternehmen mit der höchsten Insider-Stimmung enthalten.

Siehe Aktien mit dem höchsten Ranking
Wichtige Insider-Kennzahlen

Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.

Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).

Nettoanzahl der Insider, die kaufen (Rang)

N/A

Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).

Prozent des Streubesitzes von Insidern gekauft (Rang)

N/A

Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.

Diagramm zum Insiderhandel

SAExploration Holdings, Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.

Kennzahlen zu Insiderlisten und Rentabilität

Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.

See our leaderboard of most profitable insider traders.

Insider Durchschnittlicher Gewinn (%) Aktien
in Besitz		 Split
Angepasst

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Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse

In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in SAEXW / SAExploration Holdings, Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien		 Gemeldeter
Preis		 Angepasste
Aktien		 Angepasster
Preis		 Kostenbasis Tage bis
Max		 Preis bei
Max		 Max
Gewinn ($)		 Max Rendite (%)
2019-03-28 WHITEBOX ADVISORS LLC 6.372 3,3300 6.372 3,3300 21.219 25
2019-03-28 WHITEBOX ADVISORS LLC 18.976 3,3300 18.976 3,3300 63.190
2019-03-28 WHITEBOX ADVISORS LLC 30.030 3,3300 30.030 3,3300 100.000
2018-12-21 Beatty Brian A 3.050 2,0819 3.050 2,0819 6.350
2016-03-17 Beatty Brian A 17.500 0,8500 17.500 0,8500 14.875
2015-11-05 PECORA JOHN P 35.701 2,4500 35.701 2,4500 87.467

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

SAEXW / SAExploration Holdings, Inc. Insider Trades
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse

In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in SAEXW / SAExploration Holdings, Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum Insider Gemeldete
Aktien		 Gemeldeter
Preis		 Angepasste
Aktien		 Angepasster
Preis		 Kostenbasis Tage bis
Min		 Preis bei
Min		 Max Verlust
Vermieden($)		 Max Verlust
Vermieden(%)
2019-06-13 Beatty Brian A 44.311 3,0470 44.311 3,0470 135.016 0
2018-12-21 Beatty Brian A 3.050 2,0819 3.050 2,0819 6.350
2018-09-27 Dalton Gary 390 10,4595 390 10,4595 4.079
2016-12-30 Beatty Brian A 8.865 7,2700 8.865 7,2700 64.449
2016-12-22 Hastings Jeff 33.812 8,0400 33.812 8,0400 271.848
2016-07-13 PECORA JOHN P 1.515.824 0,2600 1.515.824 0,2600 394.114
2016-06-30 Sgro David 44.000 0,1440 44.000 0,1440 6.336
2016-06-30 ROSENFELD ERIC 524.774 0,1400 524.774 0,1400 73.468
2016-06-30 Monahan Gregory R 25.000 0,1450 25.000 0,1450 3.625

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

SAEXW / SAExploration Holdings, Inc. Insider Trades
Transaktionshistorie

Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.

Datei
Datum		 Handel
Datum		 Form Insider Ticker Wertpapier-Titel Code 10b5-1 Direkt Ausführung
Preis		 Einheit
Preis		 Eimheiten
Verändert		 Wert
Geändert (1K)		 Verbleibende
Optionen		 Verbleibende
Aktien
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants X - Other D -239.830 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants X - Other I -342.369 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series E Warrants X - Other D -17.427.095 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series E Warrants X - Other I -29.233.812 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants X - Other D -2.979.904 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants X - Other I -4.997.800 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants X - Other D -1.458.434 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants X - Other I -2.446.026 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 -22 -0 1.431.072
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 239.830 0 1.431.094
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 -32 -0 2.336.520
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 342.369 0 2.336.552
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 -80 -0 1.191.264
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 871.354 0 1.191.344
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 -135 -0 1.994.183
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 1.461.688 0 1.994.318
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 -14 -0 319.990
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 148.995 0 320.004
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 -25 -0 532.630
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 249.889 0 532.655
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 -7 -0 171.009
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 72.921 0 171.016
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 -13 -0 282.766
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 122.299 0 282.779
2020-04-06 2020-04-06 4 Rassin David Alan SAEX Restricted Stock Unit A - Award D 10.000 10.000
2020-04-01 2020-03-30 4 Scott Mike SAEX Restricted Stock Unit A - Award D 96.617 96.617
2020-04-01 2020-03-30 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 33.787 33.787
2020-02-20 3 Mercer Jacob Paul SAEX No securities beneficially owned D 0
2020-01-29 2020-01-14 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award D 119.975 1.333.100
2020-01-29 2020-01-14 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award I 171.270 2.176.245
2019-12-20 2019-12-11 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award D 119.855 1.213.125
2019-12-20 2019-12-11 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award I 171.099 2.004.975
2019-06-14 2019-06-13 4 Beatty Brian A SAEX Common Stock S - Sale D 3,0470 -44.311 -135 41.017
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Restricted Stock Unit M - Exercise D -78.880 215.835
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Common Stock F - Taxes D 3,8000 -37.863 -144 85.328
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Common Stock M - Exercise D 78.880 123.191
2019-04-16 2019-04-12 4 Abney Ryan SAEX Restricted Stock Unit M - Exercise D -13.921 31.319
2019-04-16 2019-04-12 4 Abney Ryan SAEX Common Stock F - Taxes D 3,8000 -3.877 -15 21.330
2019-04-16 2019-04-12 4 Abney Ryan SAEX Common Stock M - Exercise D 13.921 25.207
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Restricted Stock Unit M - Exercise D -78.880 215.835
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Common Stock F - Taxes D 3,8000 -37.863 -144 86.028
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Common Stock M - Exercise D 78.880 123.891
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Restricted Stock Unit M - Exercise D -78.880 389.748
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Common Stock F - Taxes D 3,8000 -19.160 -73 116.378
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Common Stock M - Exercise D 78.880 135.538
2019-04-16 2019-04-12 4 Scott Mike SAEX Restricted Stock Unit M - Exercise D -30.160 78.382
2019-04-16 2019-04-12 4 Scott Mike SAEX Common Stock F - Taxes D 3,8000 -14.306 -54 32.529
2019-04-16 2019-04-12 4 Scott Mike SAEX Common Stock M - Exercise D 30.160 46.835
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Restricted Stock Unit M - Exercise D -13.921 33.921
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Common Stock F - Taxes D 3,8000 -6.039 -23 15.255
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Common Stock M - Exercise D 13.921 21.294
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Restricted Stock Unit M - Exercise D -62.640 151.835
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Common Stock F - Taxes D 3,8000 -15.088 -57 96.991
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Common Stock M - Exercise D 62.640 112.079
2019-04-10 2019-03-29 4 Hastings Jeff SAEX Restricted Stock Unit A - Award D 157.760 468.628
2019-04-10 2019-03-29 4 Hastings Jeff SAEX Restricted Stock Unit A - Award D 63.595 310.868
2019-04-10 2019-03-29 4 Scott Mike SAEX Restricted Stock Unit A - Award D 60.319 108.542
2019-04-10 2019-03-29 4 Scott Mike SAEX Restricted Stock Unit A - Award D 20.174 48.223
2019-04-10 2019-03-29 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 27.841 47.842
2019-04-10 2019-03-29 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 7.055 20.001
2019-04-10 2019-03-29 4 Whiteley Brent SAEX Restricted Stock Unit A - Award D 125.279 214.475
2019-04-10 2019-03-29 4 Whiteley Brent SAEX Restricted Stock Unit A - Award D 30.940 89.196
2019-04-10 2019-03-29 4 Abney Ryan SAEX Restricted Stock Unit A - Award D 27.841 45.240
2019-04-10 2019-03-29 4 Abney Ryan SAEX Restricted Stock Unit A - Award D 4.453 17.399
2019-04-10 2019-03-29 4 Beatty Brian A SAEX Restricted Stock Unit A - Award D 157.760 294.715
2019-04-10 2019-03-29 4 Beatty Brian A SAEX Restricted Stock Unit A - Award D 63.595 136.955
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase D 3,3300 6.372 21 31.896
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase D 3,3300 18.976 63 98.095
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase I 3,3300 30.030 100 160.480
2019-01-09 2018-12-21 4/A Beatty Brian A SAEX Common Stock P - Purchase D 2,0819 3.050 6 45.011
2018-12-26 2018-12-21 4 Beatty Brian A SAEX Common Stock S - Sale D 2,0819 -3.050 -6 38.911
2018-12-06 2018-12-03 4 Faust Michael SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Faust Michael SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Menkes Alan B. SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Menkes Alan B. SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Cooper L Melvin SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Cooper L Melvin SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Dalton Gary SAEX Restricted stock unit A - Award D 13.055 26.110
2018-12-06 2018-12-03 4 Dalton Gary SAEX Restricted stock unit A - Award D 13.055 26.110
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 3.700.117,0200
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 5.035.751,1000
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 14.986.194,3800
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award I 23.722.062,5000
2018-09-28 2018-09-26 4 Hastings Jeff SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 1.000.000 1.000.000
2018-09-28 2018-09-27 4 Dalton Gary SAEX Common Stock S - Sale D 10,4595 -390 -4 0
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.260.193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.260.193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.395.833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.260.193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.395.833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.395.833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.395.833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.260.193
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -1.165.123 1.165.122
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Common Stock F - Taxes D 0,8500 -281.864 -240 988.815
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Common Stock M - Exercise D 1.165.123 1.270.679
2018-08-08 2018-08-06 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D -258.920 258.920
2018-08-08 2018-08-06 4 Abney Ryan SAEX Common Stock F - Taxes D 0,8500 -61.227 -52 225.732
2018-08-08 2018-08-06 4 Abney Ryan SAEX Common Stock M - Exercise D 258.920 286.959
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -258.920 258.920
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Common Stock F - Taxes D 0,8500 -124.282 -106 147.461
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Common Stock M - Exercise D 258.920 271.743
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -1.467.201 1.467.201
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Common Stock F - Taxes D 0,8500 -415.643 -353 1.132.970
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Common Stock M - Exercise D 1.467.201 1.548.613
2018-08-08 2018-08-06 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -560.982 560.982
2018-08-08 2018-08-06 4 Scott Mike SAEX Common Stock F - Taxes D 0,8500 -269.272 -229 333.535
2018-08-08 2018-08-06 4 Scott Mike SAEX Common Stock M - Exercise D 560.982 602.807
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -1.467.201 1.467.201
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Common Stock F - Taxes D 0,8500 -704.257 -599 839.224
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Common Stock M - Exercise D 1.467.201 1.543.481
2018-08-02 2018-07-31 4 BlueMountain Capital Management, LLC See footnotes SAEX Future Warrants C - Conversion I 0,00 27.719.122 27.719.122
2018-08-02 2018-07-31 4 BlueMountain Capital Management, LLC See footnotes SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I 0,00 -8.473 0
2018-08-02 2018-07-31 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Future Warrants C - Conversion I 0,00 27.719.122 27.719.122
2018-08-02 2018-07-31 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I 0,00 -8.473 0
2018-07-31 2018-07-25 4/A Whitebox Credit Partners, L.P. SAEX Future Warrants C - Conversion D 5.869.008 5.869.008
2018-07-31 2018-07-25 4/A Whitebox Credit Partners, L.P. SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion D -1.794 0
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX Future Warrants C - Conversion D 17.427.095 17.427.095
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion D -5.327 0
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX Future Warrants C - Conversion I 29.233.812 29.233.812
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I -8.936 0
2018-04-16 2018-03-19 4/A Beatty Brian A SAEX Common Stock J - Other D 2,4600 15.001 37 76.280
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -16.193 -165 0
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Restricted Stock Units M - Exercise D -58.834 0
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock F - Taxes D 2,4600 -43.242 -106 61.279
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock M - Exercise D 58.834 104.521
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock M - Exercise D 10,1900 16.193 165 45.687
2018-04-11 2018-04-09 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 517.840 517.840
2018-04-11 2018-04-09 4 Scott Mike SAEX Restricted Stock Units A - Award D 1.121.964 1.121.964
2018-04-11 2018-04-09 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 2.330.245 2.330.245
2018-04-11 2018-04-09 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 2.934.402 2.934.402
2018-04-11 2018-04-09 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 2.934.402 2.934.402
2018-04-11 2018-04-09 4 Abney Ryan SAEX Restricted Stock Units A - Award D 517.840 517.840
2018-03-14 2018-03-08 4 BlueMountain Capital Management, LLC See footnotes SAEX Series D Warrants C - Conversion I 0,00 4.734.992 4.734.991
2018-03-14 2018-03-08 4 BlueMountain Capital Management, LLC See footnotes SAEX Series B convertible preferred stock C - Conversion I 0,00 -217.823 0
2018-03-14 2018-03-08 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Series D Warrants C - Conversion I 0,00 4.734.992 4.734.991
2018-03-14 2018-03-08 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Series B convertible preferred stock C - Conversion I 0,00 -217.823 0
2018-03-09 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.020.982
2018-03-09 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1.020.982
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants C - Conversion D 2.979.904 2.979.904
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock C - Conversion D -137.084 0
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants C - Conversion I 4.997.800 4.997.800
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock C - Conversion I -229.913 0
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other D 1.458.434 1.458.434
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other D 137.084 137.084
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other D 5.077 5.077
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other I 2.446.026 2.446.026
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other I 229.913 229.913
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other I 8.514 8.514
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series C Warrants P - Purchase D 0,00 2.317.413 2.317.413
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series B convertible preferred stock P - Purchase D 0,00 217.823 217.823
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series A perpetual convertible preferred stock P - Purchase D 0,00 8.067 8.067
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series C Warrants P - Purchase I 0,00 2.317.413 2.317.413
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series B convertible preferred stock P - Purchase I 0,00 217.823 217.823
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series A perpetual convertible preferred stock P - Purchase I 0,00 8.067 8.067
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -16.193 -165 0
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -58.834 0
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock F - Taxes D 2,4600 -43.242 -106 61.279
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock M - Exercise D 58.834 104.521
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock M - Exercise D 10,1900 16.193 165 45.687
2018-02-01 2018-01-26 4 Scott Mike SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -6.191 -63 0
2018-02-01 2018-01-26 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -22.495 0
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock F - Taxes D 2,4600 -7.091 -17 41.825
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock M - Exercise D 22.495 48.916
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock M - Exercise D 10,1900 6.191 63 26.421
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -12.859 -131 0
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -46.721 0
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock F - Taxes D 2,4600 -13.378 -33 105.556
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock M - Exercise D 46.721 118.934
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock M - Exercise D 10,1900 12.859 131 72.213
2018-02-01 2018-01-26 4 Abney Ryan SAEX Stock Option (Right to Buy) M - Exercise D 10,19 -2.857 0
2018-02-01 2018-01-26 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D -10.382 0
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock F - Taxes D 2,4600 -3.079 -8 28.039
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock M - Exercise D 10.382 31.118
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock M - Exercise D 10,1900 2.857 29 20.736
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -2.857 -29 0
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -10.382 0
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock F - Taxes D 2,4600 -3.404 -8 12.823
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock M - Exercise D 10.382 16.227
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock M - Exercise D 10,1900 2.857 29 5.845
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 -16.193 -165 0
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -58.834 0
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock F - Taxes D 2,4600 -15.817 -39 81.412
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock A - Award D 58.834 97.229
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock M - Exercise D 10,1900 16.193 165 38.395
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other D 1.458.434 1.458.434
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other D 137.084 2.979.905
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other D 5.077 16.609.229
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other I 2.446.026 2.446.026
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other I 228.913 228.913
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other I 8.514 8.514
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -23.361 46.721
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock J - Other D 40.156 40.156
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock F - Taxes D 2,9800 -6.390 -19 19.198
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock M - Exercise D 23.361 25.588
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -5.192 10.382
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Common Stock F - Taxes D 2,9800 -2.493 -7 2.988
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Common Stock M - Exercise D 5.192 5.481
2017-08-01 2017-07-27 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D -5.192 10.382
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock J - Other D 14.000 14.000
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock F - Taxes D 2,9800 -1.374 -4 3.879
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock M - Exercise D 5.192 5.253
2017-08-01 2017-07-27 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -11.248 22.495
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock J - Other D 14.000 14.000
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock F - Taxes D 2,9800 -5.400 -16 6.230
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock M - Exercise D 11.248 11.630
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -29.418 58.834
2017-08-01 2017-07-27 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock J - Other I 14.000 14.000
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Common Stock F - Taxes D 2,9800 -14.121 -42 15.494
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Common Stock M - Exercise D 29.418 29.615
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -29.418 58.834
2017-08-01 2017-07-27 4 Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC SAEX Common Stock J - Other I -82.156 27.000
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Common Stock F - Taxes D 2,9800 -8.046 -24 22.202
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Common Stock M - Exercise D 29.418 30.248
2017-07-27 2017-07-25 4 WBOX2015-7 LTD. SAEX Common Stock, $0.0001 par value J - Other D -1.026.461 0
2017-01-03 2016-12-30 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock S - Sale I 7,2700 -8.865 -64 0
2016-12-27 2016-12-22 4 Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC SAEX Common Stock S - Sale I 8,0400 -33.812 -272 109.156
2016-12-05 2016-12-01 4 Cooper L Melvin SAEX Common Stock A - Award D 6,6600 7.508 50 7.508
2016-12-05 2016-12-01 4 Dalton Gary SAEX Common Stock A - Award D 6,6600 7.508 50 7.807
2016-09-28 2016-09-26 4 Whiteley Brent SAEX Stock Option (Right to Buy) A - Award D 10,19 70.082 70.082
2016-09-28 2016-09-26 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 70.082 70.082
2016-09-28 2016-09-26 4 Scott Mike SAEX Stock Option (Right to Buy) A - Award D 10,19 33.743 33.743
2016-09-28 2016-09-26 4 Scott Mike SAEX Restricted Stock Units A - Award D 33.743 33.743
2016-09-28 2016-09-26 4 Silvernagle Darin SAEX Stock Option (Right to Buy) A - Award D 10,19 15.574 15.574
2016-09-28 2016-09-26 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 15.574 15.574
2016-09-28 2016-09-26 4 Hastings Jeff SAEX Stock Option (Right to Buy) A - Award D 10,19 88.252 88.252
2016-09-28 2016-09-26 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 88.252 88.252
2016-09-28 2016-09-26 4 Beatty Brian A SAEX Stock Option (Right to Buy) A - Award D 10,19 88.252 88.252
2016-09-28 2016-09-26 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 88.252 88.252
2016-09-28 2016-09-26 4 Abney Ryan SAEX Stock Option (Right to Buy) A - Award D 10,19 15.574 15.574
2016-09-28 2016-09-26 4 Abney Ryan SAEX Restricted Stock Units A - Award D 15.574 15.574
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock I 2.609.039
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock D 1.026.461
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock D 943.607
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.203.654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.203.654
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.205.660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.304.420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.517.614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.203.654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10.818.356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.203.654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.553.355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11.120.585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10.818.356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.224.896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.205.660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.304.420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.517.614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9.203.654
2016-08-02 3 Abney Ryan SAEX Common Stock D 122
2016-08-02 3 Abney Ryan SAEX Common Stock D 122
2016-08-02 3 Mercer Jacob Paul SAEX No securities beneficially owned D 0
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5.218.078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5.218.078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5.218.078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5.218.078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5.218.078
2016-07-29 2016-07-27 4 Hastings Jeff By Speculative Seismic Investments, LLC SAEX Common Stock A - Award I 142.968 142.968
2016-07-26 2015-09-29 4/A Hastings Jeff SAEX Common Stock F - Taxes D 2,8550 -5.272 -15 90.294
2016-07-26 2015-09-27 4/A Scott Mike SAEX Common Stock F - Taxes D 2,8550 -1.267 -4 46.436
2016-07-26 2015-09-27 4/A Beatty Brian A SAEX Common Stock F - Taxes D 2,8550 -4.901 -14 517.665
2016-07-26 2015-09-27 4/A Whiteley Brent SAEX Common Stock F - Taxes D 2,8550 -1.740 -5 289.584
2016-07-26 2015-09-27 4/A Gerber Trisha SAEX Common Stock F - Taxes D 2,8550 -437 -1 1.198
2016-07-26 2015-09-27 4/A Silvernagle Darin SAEX Common Stock F - Taxes D 2,8550 -1.128 -3 34.250
2016-07-26 2016-06-29 4/A Hastings Jeff SAEX Common Stock F - Taxes D 0,1600 -3.509 -1 99.351
2016-07-26 2016-06-29 4/A Whiteley Brent SAEX Common Stock F - Taxes D 0,1600 -1.740 -0 294.204
2016-07-26 2016-06-29 4/A Gerber Trisha SAEX Common Stock F - Taxes D 0,2000 -534 -0 2.299
2016-07-26 2016-06-29 4/A Scott Mike SAEX Common Stock F - Taxes D 0,1600 -1.040 -0 48.645
2016-07-26 2016-06-29 4/A Silvernagle Darin SAEX Common Stock F - Taxes D 0,1600 -926 -0 36.217
2016-07-26 2016-06-28 4/A Beatty Brian A SAEX Common Stock F - Taxes D 0,1600 -4.901 -1 15.330
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -39.138 0
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -6.360 0
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock M - Exercise D 0,1960 1.865 0 300.689
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock F - Taxes D 0,2000 -1.740 -0 298.824
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock M - Exercise D 6.360 300.564
2016-07-26 2016-07-22 4 Scott Mike SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -19.989 0
2016-07-26 2016-07-22 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -3.248 0
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock M - Exercise D 0,1960 952 0 51.675
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock F - Taxes D 0,2000 -1.170 -0 50.723
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock M - Exercise D 3.248 51.893
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -17.798 0
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -2.892 0
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock M - Exercise D 0,1960 848 0 39.031
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock F - Taxes D 0,2000 -926 -0 38.183
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2.892 39.109
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -77.327 0
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -12.566 0
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock M - Exercise D 0,1960 3.685 1 112.164
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock F - Taxes D 0,2000 -9.128 -2 108.479
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock M - Exercise D 12.566 111.917
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -77.327 0
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -12.566 0
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock M - Exercise D 0,1960 3.685 1 26.680
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock F - Taxes D 0,2000 -4.901 -1 22.995
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock M - Exercise D 12.566 27.896
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Stock Option (Right to Buy) M - Exercise D 4,12 -10.063 0
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D -1.635 0
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock M - Exercise D 0,1960 479 0 3.980
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock F - Taxes D 0,2000 -433 -0 3.501
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock M - Exercise D 1.635 3.934
2016-07-15 2016-07-13 4 PECORA JOHN P SAEX Common Stock S - Sale D 0,2600 -1.515.824 -394 805.472
2016-07-01 2016-06-30 4 Sgro David SAEX Common Stock S - Sale D 0,1440 -44.000 -6 800
2016-07-01 2016-06-29 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -12.566 12.566
2016-07-01 2016-06-29 4 Hastings Jeff SAEX Common Stock M - Exercise D 12.566 108.132
2016-06-30 2016-06-30 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,1450 -25.000 -4 1.014
2016-06-30 2016-06-30 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,1400 -524.774 -73 667.334
2016-06-30 2016-06-29 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,1600 -212.060 -34 1.192.108
2016-06-30 2016-06-29 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -6.360 6.360
2016-06-30 2016-06-29 4 Whiteley Brent SAEX Common Stock M - Exercise D 6.360 297.684
2016-06-30 2016-06-29 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -3.249 3.248
2016-06-30 2016-06-29 4 Scott Mike SAEX Common Stock M - Exercise D 3.249 50.952
2016-06-30 2016-06-29 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -2.893 2.892
2016-06-30 2016-06-29 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2.893 38.271
2016-06-30 2016-06-29 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -12.566 12.566
2016-06-30 2016-06-29 4 Beatty Brian A SAEX Common Stock M - Exercise D 12.566 25.132
2016-06-30 2016-06-28 4 Beatty Brian A SAEX Common Stock S - Sale D 0,2000 -17.500 -4 12.566
2016-06-30 2016-06-28 4 Beatty Brian A SAEX Common Stock S - Sale D 0,1700 -510.000 -87 30.066
2016-06-30 2016-06-29 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D -1.635 1.635
2016-06-30 2016-06-29 4 Gerber Trisha SAEX Common Stock M - Exercise D 1.635 3.270
2016-06-29 2016-06-28 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2100 -39.217 -8 1.404.168
2016-06-29 2016-06-27 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2200 -11.600 -3 1.443.385
2016-06-28 2016-06-28 4 Sgro David SAEX Common Stock S - Sale D 0,1900 -76.373 -15 44.800
2016-06-28 2016-06-27 4 Sgro David SAEX Common Stock S - Sale D 0,2300 -30.363 -7 121.173
2016-06-28 2016-06-24 4 Sgro David SAEX Common Stock S - Sale D 0,2500 -86.419 -22 151.536
2016-06-28 2016-06-28 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,2100 -44.517 -9 26.014
2016-06-28 2016-06-24 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,2500 -50.000 -12 70.531
2016-06-27 2016-06-24 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2500 -101.510 -25 1.454.985
2016-06-27 2016-06-23 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2800 -53.711 -15 1.556.495
2016-06-23 2016-06-22 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,3200 -33.514 -11 1.610.206
2016-06-23 2016-06-21 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,3240 -47.927 -16 1.643.720
2016-03-17 2016-03-17 4 Beatty Brian A SAEX Common Stock P - Purchase D 0,8500 17.500 15 540.066
2016-01-04 2015-12-30 4 Monahan Gregory R SAEX Common Stock A - Award D 2,3900 20.920 50 120.531
2015-12-30 2015-12-30 4 Dalton Gary SAEX Common Stock A - Award D 2,3900 20.920 50 40.425
2015-12-30 2015-12-30 4 Sgro David SAEX Common Stock A - Award D 2,3900 20.920 50 237.955
2015-12-30 2015-12-30 4 ROSENFELD ERIC SAEX Common Stock A - Award D 2,3900 20.920 50 1.691.647
2015-12-29 2015-09-27 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D -12.566 25.132
2015-12-29 2015-09-27 4 Hastings Jeff SAEX Common Stock M - Exercise D 12.566 95.566
2015-12-21 2015-09-27 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D -1.635 3.270
2015-12-21 2015-09-27 4 Gerber Trisha SAEX Common Stock M - Exercise D 1.635 1.635
2015-12-17 2015-09-27 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D -2.892 5.785
2015-12-17 2015-09-27 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2.892 35.378
2015-12-17 2015-09-27 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D -6.360 12.720
2015-12-17 2015-09-27 4 Whiteley Brent SAEX Common Stock M - Exercise D 6.360 291.324
2015-12-17 2015-09-27 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D -12.566 25.132
2015-12-17 2015-09-27 4 Beatty Brian A SAEX Common Stock M - Exercise D 12.566 522.566
2015-12-17 2015-09-27 4 Scott Mike SAEX Restricted Stock Units M - Exercise D -3.248 6.497
2015-12-17 2015-09-27 4 Scott Mike SAEX Common Stock M - Exercise D 3.248 47.703
2015-11-09 2015-11-05 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,4500 35.701 87 2.321.296
2015-09-21 2015-09-18 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0100 7.361 22 2.285.595
2015-09-21 2015-09-17 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0200 23.756 72 2.278.234
2015-09-17 2015-09-16 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0100 43.983 132 2.254.478
2015-09-17 2015-09-15 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,7500 5.900 16 2.210.495
2015-09-02 2015-09-01 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,9500 17.693 52 2.204.595
2015-09-02 2015-08-31 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0200 11.394 34 2.186.902
2015-08-10 2015-08-06 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,4000 15.000 51 2.175.508
2015-07-01 2015-06-29 4 Whiteley Brent SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 39.138 161 39.138
2015-07-01 2015-06-29 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 19.080 19.080
2015-07-01 2015-06-29 4 Scott Mike SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 19.989 82 19.989
2015-07-01 2015-06-29 4 Scott Mike SAEX Restricted Stock Units A - Award D 9.745 9.745
2015-07-01 2015-06-29 4 Silvernagle Darin SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 17.798 73 17.798
2015-07-01 2015-06-29 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 8.677 8.677
2015-07-01 2015-06-29 4 Hastings Jeff SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 77.327 319 77.327
2015-07-01 2015-06-29 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 37.698 37.698
2015-07-01 2015-06-29 4 Beatty Brian A SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 77.327 319 77.327
2015-07-01 2015-06-29 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 37.698 37.698
2015-07-01 2015-06-29 4 Gerber Trisha SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 10.063 41 10.063
2015-07-01 2015-06-29 4 Gerber Trisha SAEX Restricted Stock Units A - Award D 4.905 4.905
2015-06-10 2015-06-10 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,4300 653 2 2.160.508
2015-06-10 2015-06-08 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,3500 11.955 40 2.159.855
2015-03-26 2015-03-25 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,1500 37.995 120 510.000
2015-03-26 2015-03-24 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,1600 10.000 32 472.005
2015-03-23 2015-03-19 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,7000 69.814 188 2.147.900
2014-12-11 2014-12-11 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,4110 58.200 257 462.005
2014-12-11 2014-12-09 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0740 75.000 306 403.805
2014-12-09 2014-12-08 4 Hastings Jeff SAEX Common Stock P - Purchase D 3,7970 25.000 95 83.000
2014-12-08 2014-12-08 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,6350 100.000 364 328.805
2014-11-17 2014-11-14 4/A Beatty Brian A SAEX Common Stock P - Purchase D 4,0200 50.000 201 228.805
2014-11-17 2014-11-13 4/A Beatty Brian A SAEX Common Stock P - Purchase D 3,9900 178.805 713 178.805
2014-11-17 2013-06-24 4/A Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 0 1.196.846
2014-11-17 2014-11-14 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0000 50.000 200 228.805
2014-11-17 2014-11-13 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0000 178.805 715 178.805
2014-11-17 2013-06-24 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 0 1.196.846
2014-11-13 2014-11-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,8700 88.418 342 2.078.086
2014-08-21 2014-08-20 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6300 68.068 587 1.989.668
2014-08-21 2014-08-19 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6500 9.416 81 1.921.600
2014-08-19 2014-08-18 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6100 16.934 146 1.912.184
2014-07-28 2014-07-24 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3000 17.230 143 1.895.250
2014-07-24 2014-07-23 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,2600 50.423 416 1.878.020
2014-07-24 2014-07-22 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3300 6.297 52 1.827.597
2014-06-25 2014-06-23 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,4000 20.000 168 1.821.300
2014-06-13 2014-06-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 7,9900 24.231 194 1.801.300
2014-06-10 2014-06-06 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0300 17.123 137 1.777.069
2014-06-06 2014-06-05 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0100 17.123 137 1.759.946
2014-06-06 2014-06-04 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0000 4.531 36 1.742.823
2014-05-30 2014-05-29 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,2000 16.992 139 1.738.292
2014-05-20 2014-05-16 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3000 11.100 92 1.721.300
2014-05-16 2014-05-15 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,4600 41.196 349 1.710.200
2014-05-16 2014-05-14 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6000 10.329 89 1.669.004
2014-05-12 2014-05-08 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,8800 33.941 301 1.658.675
2014-04-14 3 PECORA JOHN P SAEX Common Stock D 3.143.780
2014-04-14 3 PECORA JOHN P SAEX Common Stock D 3.143.780
2014-04-14 2014-04-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 9,5700 4.800 46 1.624.734
2014-04-14 2014-04-10 4 PECORA JOHN P SAEX Common Stock P - Purchase D 9,4700 48.044 455 1.619.934
2014-03-28 2014-02-14 4 Monahan Gregory R SAEX Warrants D - Sale to Issuer D 0,00 -22.807 0
2014-03-28 2014-02-14 4 Monahan Gregory R SAEX Common Stock A - Award D 2.280 86.424
2014-03-28 2014-02-14 4 Sgro David SAEX Warrants D - Sale to Issuer D 0,00 -400.000 0
2014-03-28 2014-02-14 4 Sgro David SAEX Warrants D - Sale to Issuer D 0,00 -22.806 0
2014-03-28 2014-02-14 4 Sgro David SAEX Common Stock A - Award D 42.280 204.048
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Warrants D - Sale to Issuer D 0,00 -600.000 0
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Warrants D - Sale to Issuer D 0,00 -2.514.912 0
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Common Stock A - Award D 311.491 1.657.740
2014-01-15 2014-01-10 4 ROSENFELD ERIC SAEX Warrants (Right to Buy) C - Conversion D 12,00 0,5000 600.000 300 3.114.912
2014-01-15 2013-12-06 4 ROSENFELD ERIC SAEX Common Stock A - Award D 7,6700 6.518 50 1.339.731
2014-01-15 2014-01-10 4 Sgro David SAEX Warrants (Right to Buy) C - Conversion D 12,00 0,5000 400.000 200 422.806
2014-01-15 2013-12-06 4 Sgro David SAEX Common Stock A - Award D 7,6700 6.518 50 161.768
2014-01-03 2013-12-31 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,7207 11.200 98 6.830.064
2014-01-03 2013-12-30 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,5552 40.000 342 6.818.864
2014-01-03 2013-12-27 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,0043 6.800 54 6.778.864
2014-01-03 2013-12-31 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,7207 11.200 98 6.830.064
2014-01-03 2013-12-30 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,5552 40.000 342 6.818.864
2014-01-03 2013-12-27 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,0043 6.800 54 6.778.864
2014-01-03 2013-12-31 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,7207 11.200 98 6.830.064
2014-01-03 2013-12-30 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,5552 40.000 342 6.818.864
2014-01-03 2013-12-27 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,0043 6.800 54 6.778.864
2014-01-03 2013-12-31 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,7207 11.200 98 6.830.064
2014-01-03 2013-12-30 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,5552 40.000 342 6.818.864
2014-01-03 2013-12-27 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,0043 6.800 54 6.778.864
2014-01-03 2013-12-31 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,7207 11.200 98 6.830.064
2014-01-03 2013-12-30 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,5552 40.000 342 6.818.864
2014-01-03 2013-12-27 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,0043 6.800 54 6.778.864
2014-01-02 2013-12-06 4 Monahan Gregory R SAEX Common Stock A - Award D 7,6700 6.518 50 84.544
2014-01-02 2013-12-06 4 Dalton Gary SAEX Common Stock A - Award D 7,6700 6.518 50 6.518
2013-11-20 2013-11-20 4 ROSENFELD ERIC SAEX Warrants (Right to Buy) P - Purchase D 12,00 0,7000 200.000 140 2.514.912
2013-11-20 2013-11-20 4 ROSENFELD ERIC SAEX Common Stock P - Purchase D 7,4638 58.663 438 1.339.731
2013-11-20 2013-11-18 4 ROSENFELD ERIC SAEX Common Stock P - Purchase D 7,2254 88.694 641 1.281.068
2013-07-12 3 Beatty Brian A SAEX No securities are beneficially owned D 0
2013-07-12 3 Seismic Management Holdings, Inc. Through group membership SAEX Common Stock I 5.290.254
2013-07-12 3 Seismic Management Holdings, Inc. Through group membership SAEX Common Stock I 284.964
2013-07-12 3 Seismic Management Holdings, Inc. Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock I 1.196.846
2013-07-12 2013-06-24 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 1.196.846 1.196.846
2013-07-11 3 Dalton Gary SAEX No securities are beneficially owned D 0
2013-07-09 2013-06-24 4 Hastings Jeff Through dispositive and voting control of CLCH, LLC SAEX Common Stock A - Award I 3.269.954 3.269.954
2013-07-09 3 Hastings Jeff SAEX No securities are beneficially owned D 0
2013-07-08 3 CLCH, LLC Through group membership SAEX Common Stock I 1.196.846
2013-07-08 3 CLCH, LLC Through group membership SAEX Common Stock I 284.964
2013-07-08 3 CLCH, LLC SAEX Common Stock D 3.269.954
2013-07-08 3 CLCH, LLC By voting control/proxy SAEX Common Stock I 2.020.300
2013-07-05 3 Monahan Gregory R SAEX Common Stock D 77.826
2013-07-05 3 Monahan Gregory R By Gregory R. Monahan SEP-IRA Account SAEX Common Stock I 100
2013-07-05 3 Monahan Gregory R By Gregory R. Monahan IRA Account SAEX Common Stock I 100
2013-07-05 3 Whiteley Brent SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Whiteley Brent SAEX Common Stock A - Award D 284.964 284.964
2013-07-05 3 Wong Arnold SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Siegfried David By Spouse SAEX Exchangeable Shares A - Award I 11.219 11.219
2013-07-05 2013-06-24 4 Siegfried David SAEX Exchangeable Shares A - Award D 4.185 4.185
2013-07-05 3 Siegfried David SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Scott Mike SAEX Common Stock A - Award D 44.455 44.455
2013-07-05 3 Scott Mike SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Silvernagle Darin SAEX Common Stock A - Award D 32.486 32.486
2013-07-05 3 Silvernagle Darin SAEX No securities are beneficially owned D 0
2013-06-25 2013-06-21 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC SAEX Convertible Promissory Note G - Gift I 0,50 -400.000 0
2013-06-25 2013-06-21 4 Sgro David SAEX Convertible Promissory Note G - Gift D 0,50 400.000 400.000
2013-06-04 2013-06-04 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC TRIO Convertible Promissory Note A - Award I 0,50 0,5000 200.000 100 400.000
2013-05-28 2013-05-28 4 ROSENFELD ERIC TRIO Common Stock P - Purchase D 10,0700 100.000 1.007 1.192.374
2013-03-11 2013-03-07 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC TRIO Convertible Promissory Note A - Award I 0,50 0,5000 200.000 100 200.000
2012-11-26 2012-11-21 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200.000 100 600.000
2012-09-28 2012-09-26 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200.000 100 400.000
2012-04-26 2012-04-25 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200.000 100 200.000
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
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