Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CH ˙ SWX ˙ US01609W1027
DIESES SYMBOL IST NICHT MEHR AKTIV
SecurityCH:BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
InstitutionRockefeller Capital Management L.P.
Latest Disclosed Ownership664,658 shares
Latest Disclosed Value $ 83,388,161
Rockefeller Capital Management L.P. reports 2.24% increase in ownership of BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)

On May 14, 2026 - Rockefeller Capital Management L.P. filed a 13F-HR form disclosing ownership of 664,658 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock) (CH:BABA) valued at $83,388,161 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on March 16, 2026 disclosing 650,077 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock). This represents a change in shares of 2.24% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 664,658 14,581 2.24 83,388 -12.49 0.0766
2026-03-16 2025-12-31 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 650,077 -65,478 -9.15 95,288 -25.49 0.1716
2026-02-14 2025-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 650,078 -65,477 95,289 0.0870
2025-11-14 2025-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 715,555 -46,248 -6.07 127,891 48.03 0.2502
2025-08-14 2025-06-30 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 761,803 268,754 54.51 86,396 32.52 0.1895
2025-08-08 2025-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 239,507 -253,542 27,163 0.0342
2025-05-14 2025-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 493,049 343,092 228.79 65,196 412.78 0.1609
2025-02-13 2024-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 149,957 8,601 6.08 12,715 -15.23 0.0329
2024-11-14 2024-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 141,356 -180,204 -56.04 15,000 -35.22 0.0404
2024-08-12 2024-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 321,560 18,861 6.23 23,152 5.70 0.0658
2024-05-14 2024-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 302,699 133,147 78.53 21,903 66.66 0.0639
2024-02-14 2023-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 169,552 99,566 142.27 13,142 116.72 0.0439
2023-11-14 2023-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 69,986 10,197 17.05 6,065 25.78 0.0234
2023-08-14 2023-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 59,789 -33,526 -35.93 4,822 53,466.67 0.0187
2023-05-16 2023-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 93,315 48 0.05 10 -99.89 0.0410
2023-03-06 2022-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 93,267 -737,641 -88.78 8,214 -87.64 0.0413
2022-11-02 2022-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 830,908 31,598 3.95 66,463 -26.85 0.3435
2022-08-12 2022-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 799,310 -18,917 -2.31 90,864 2.07 0.4828
2022-05-13 2022-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 818,227 -8,012 -0.97 89,022 -9.30 0.4293
2022-02-14 2021-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 826,239 -33,556 -3.90 98,148 -22.89 0.4580
2021-11-12 2021-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 859,795 -13,474 -1.54 127,291 -35.72 0.6688
2021-08-10 2021-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 873,269 28,083 3.32 198,038 3.35 1.1156
2021-05-11 2021-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 845,186 13,216 1.59 191,627 -1.03 1.2967
2021-02-12 2020-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 831,970 430,524 107.24 193,622 64.06 1.4665
2020-11-13 2020-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 401,446 277,926 225.00 118,016 342.94 1.1055
2020-08-12 2020-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 123,520 -17,142 -12.19 26,644 -2.60 0.2788
2020-05-12 2020-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 140,662 87,235 163.28 27,356 141.40 0.3589
2020-02-07 2019-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 53,427 16,351 44.10 11,332 82.77 0.1413
2019-11-12 2019-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 37,076 3,054 8.98 6,200 7.55 0.0841
2019-08-09 2019-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 34,022 1,738 5.38 5,765 -2.12 0.0804
2019-05-10 2019-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 32,284 17,859 123.81 5,890 197.78 0.0839
2019-02-12 2018-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 14,425 7,152 98.34 1,978 65.11 0.0347
2018-11-02 2018-09-30 13F Alibaba Group Holding Common 01609W102 7,273 6,040 489.86 1,198 423.14 0.0182
2018-07-31 2018-06-30 13F Alibaba Group Holding Common 01609W102 1,233 803 186.74 229 189.87 0.0037
2018-05-09 2018-03-31 13F Alibaba Group Holding Common 01609W102 430 430 79 0.0013
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.