Caterpillar Inc.
CH ˙ SWX ˙ US1491231015
CHF 146.00 0,00 (0,00%)
2019-12-27
AKTIENPREIS
SecurityCH:CAT / Caterpillar Inc.
InstitutionBailard, Inc.
Latest Disclosed Ownership15,167 shares
Latest Disclosed Value $ 10,745,404
Bailard, Inc. reports 22.83% decrease in ownership of CAT / Caterpillar Inc.

On May 11, 2026 - Bailard, Inc. filed a 13F-HR form disclosing ownership of 15,167 shares of Caterpillar Inc. (CH:CAT) valued at $10,745,404 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 19,655 shares of Caterpillar Inc.. This represents a change in shares of -22.83% during the quarter. The current value of the position is $2,214,382 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F CATERPILLAR COM 149123101 15,167 -4,488 -22.83 10,745 -4.57 0.2470
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 19,655 379 1.97 11,260 22.42 0.2493
2025-10-30 2025-09-30 13F CATERPILLAR COM 149123101 19,276 -519 -2.62 9,198 19.69 0.1999
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 19,795 5,355 37.08 7,685 61.36 0.1791
2025-05-02 2025-03-31 13F CATERPILLAR COM 149123101 14,440 143 1.00 4,762 -8.18 0.1229
2025-02-05 2024-12-31 13F CATERPILLAR COM 149123101 14,297 937 7.01 5,186 -0.75 0.1326
2024-10-30 2024-09-30 13F CATERPILLAR COM 149123101 13,360 -75 -0.56 5,225 16.76 0.1360
2024-07-25 2024-06-30 13F CATERPILLAR COM 149123101 13,435 398 3.05 4,475 -6.32 0.1233
2024-05-08 2024-03-31 13F CATERPILLAR COM 149123101 13,037 -341 -2.55 4,777 20.78 0.1319
2024-02-02 2023-12-31 13F CATERPILLAR COM 149123101 13,378 -3,196 -19.28 3,955 -12.58 0.1172
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 16,574 94 0.57 4,525 11.59 0.1499
2023-07-20 2023-06-30 13F CATERPILLAR COM 149123101 16,480 153 0.94 4,055 8.51 0.1418
2023-05-08 2023-03-31 13F CATERPILLAR COM 149123101 16,327 -26 -0.16 3,736 -4.62 0.1339
2023-02-02 2022-12-31 13F CATERPILLAR COM 149123101 16,353 596 3.78 3,918 51.53 0.1492
2022-10-18 2022-09-30 13F CATERPILLAR COM 149123101 15,757 -290 -1.81 2,585 -9.90 0.1069
2022-07-27 2022-06-30 13F CATERPILLAR COM 149123101 16,047 3,411 26.99 2,869 1.88 0.1129
2022-04-25 2022-03-31 13F CATERPILLAR COM 149123101 12,636 -347 -2.67 2,816 4.92 0.0947
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 12,983 29 0.22 2,684 7.92 0.0856
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 12,954 910 7.56 2,487 -5.11 0.0850
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 12,044 748 6.62 2,621 0.08 0.0906
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 11,296 2,751 32.19 2,619 68.42 0.0971
2021-02-03 2020-12-31 13F CATERPILLAR COM 149123101 8,545 500 6.22 1,555 29.58 0.0709
2020-11-10 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 8,045 155 1.96 1,200 20.24 0.0622
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 7,890 5,246 198.41 998 225.08 0.0557
2020-04-16 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,644 -37 -1.38 307 -22.47 0.0219
2020-01-31 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,681 -564 -17.38 396 -3.41 0.0223
2019-10-18 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 3,245 -100 -2.99 410 -10.09 0.0248
2019-07-26 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,345 550 19.68 456 20.32 0.0279
2019-04-24 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,795 96 3.56 379 10.50 0.0235
2019-02-05 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,699 -108 -3.85 343 -19.86 0.0232
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,807 195 7.47 428 20.90 0.0250
2018-08-08 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 2,612 413 18.78 354 9.26 0.0211
2018-05-07 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 2,199 0 0.00 324 -6.63 0.0207
2018-02-08 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 2,199 -320 -12.70 347 10.51 0.0218
2018-01-29 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,519 -433 -14.67 314 -0.95 0.0243
2017-10-11 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 2,519 -433 314 0.0239
2018-01-29 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,952 0 0.00 317 15.69 0.0259
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 2,952 0 317 0.0251
2018-01-29 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,952 -750 -20.26 274 -20.12 0.0227
2017-05-12 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 2,952 -750 274 0.0229
2018-01-29 2016-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 3,702 -150 -3.89 343 0.29 0.0318
2017-02-10 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 3,702 -150 343 0.0310
2018-01-29 2016-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 3,852 1,147 42.40 342 66.83 0.0316
2016-11-08 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 3,852 1,147 342 0.0312
2018-01-29 2016-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,705 2,705 205 0.0244
2016-08-08 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 2,705 2,705 205 0.0248
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.