Caterpillar Inc.
CH ˙ SWX ˙ US1491231015
CHF 146.00 0,00 (0,00%)
2019-12-27
AKTIENPREIS
SecurityCH:CAT / Caterpillar Inc.
InstitutionXML Financial, LLC
Latest Disclosed Ownership5,193 shares
Latest Disclosed Value $ 3,678,959
XML Financial, LLC reports 2.28% increase in ownership of CAT / Caterpillar Inc.

On April 16, 2026 - XML Financial, LLC filed a 13F-HR form disclosing ownership of 5,193 shares of Caterpillar Inc. (CH:CAT) valued at $3,678,959 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 5,077 shares of Caterpillar Inc.. This represents a change in shares of 2.28% during the quarter. The current value of the position is $758,178 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-16 2026-03-31 13F CATERPILLAR COM 149123101 5,193 116 2.28 3,679 26.48 0.2968
2026-02-11 2025-12-31 13F CATERPILLAR COM 149123101 5,077 26 0.51 2,908 20.66 0.2373
2025-10-20 2025-09-30 13F CATERPILLAR COM 149123101 5,051 509 11.21 2,410 36.70 0.1962
2025-07-17 2025-06-30 13F CATERPILLAR COM 149123101 4,542 167 3.82 1,763 22.26 0.1526
2025-04-22 2025-03-31 13F CATERPILLAR COM 149123101 4,375 74 1.72 1,443 -7.56 0.1346
2025-01-17 2024-12-31 13F CATERPILLAR COM 149123101 4,301 307 7.69 1,560 -0.13 0.1428
2024-11-01 2024-09-30 13F CATERPILLAR COM 149123101 3,994 -741 -15.65 1,562 -0.95 0.1450
2024-07-22 2024-06-30 13F CATERPILLAR COM 149123101 4,735 5 0.11 1,577 -9.00 0.1587
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 4,730 -2,128 -31.03 1,733 -14.50 0.1775
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 6,858 53 0.78 2,028 9.15 0.2138
2023-11-06 2023-09-30 13F CATERPILLAR COM 149123101 6,805 7 0.10 1,858 11.06 0.2226
2023-08-07 2023-06-30 13F CATERPILLAR COM 149123101 6,798 443 6.97 1,673 14.99 0.1935
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 6,355 229 3.74 1,454 -0.89 0.1771
2023-02-10 2022-12-31 13F CATERPILLAR COM 149123101 6,126 1,752 40.05 1,468 104.32 0.1844
2022-11-04 2022-09-30 13F CATERPILLAR COM 149123101 4,374 869 24.79 718 14.51 0.0997
2022-08-01 2022-06-30 13F CATERPILLAR COM 149123101 3,505 256 7.88 627 -13.40 0.1418
2022-05-02 2022-03-31 13F CATERPILLAR COM 149123101 3,249 107 3.41 724 11.38 0.0861
2022-02-01 2021-12-31 13F CATERPILLAR COM 149123101 3,142 230 7.90 650 16.28 0.0783
2021-11-01 2021-09-30 13F CATERPILLAR COM 149123101 2,912 423 16.99 559 3.14 0.0746
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 2,489 27 1.10 542 -4.91 0.1193
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 2,462 -1,734 -41.33 570 -25.39 0.1390
2021-02-08 2020-12-31 13F CATERPILLAR COM 149123101 4,196 1,355 47.69 764 80.19 0.1980
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,841 -1,377 -32.65 424 -20.60 0.1323
2020-07-31 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 4,218 -290 -6.43 534 2.10 0.1853
2020-05-08 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 4,508 -312 -6.47 523 -26.54 0.2259
2020-02-04 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 4,820 4,820 712 0.2587
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.