Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionAmeriprise Financial Inc
Latest Disclosed Ownership974,909 shares
Latest Disclosed Value $ 690,766,602
Ameriprise Financial Inc reports 6.85% decrease in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Ameriprise Financial Inc filed a 13F-HR form disclosing ownership of 974,909 shares of Caterpillar Inc. (MX:CAT) valued at $690,766,602 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 1,046,549 shares of Caterpillar Inc.. This represents a change in shares of -6.85% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 974,909 -71,640 -6.85 690,767 15.19 0.0296
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 1,046,549 -149,505 -12.50 599,690 5.07 0.1355
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 1,196,054 -312,363 -20.71 570,743 -2.54 0.1311
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 1,508,417 -117,787 -7.24 585,618 9.19 0.1443
2025-05-14 2025-03-31 13F CATERPILLAR COM 149123101 1,626,204 -650,325 -28.57 536,333 -35.06 0.1448
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 2,276,529 158,766 7.50 825,828 -0.31 0.2119
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 2,117,763 8,946 0.42 828,428 17.94 0.2125
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 2,108,817 198,123 10.37 702,431 0.32 0.1901
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 1,910,694 -52,910 -2.69 700,226 20.66 0.1927
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 1,963,604 -109,173 -5.27 580,336 2.56 0.1737
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 2,072,777 -76,145 -3.54 565,844 7.01 0.1858
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 2,148,922 559,329 35.19 528,775 45.36 0.1658
2023-05-22 2023-03-31 13F/A-1 CATERPILLAR COM 149123101 1,589,593 73,565 4.85 363,773 0.16 0.1193
2023-05-15 2023-03-31 13F CATALYST PHARMACEUTICALS COM 149123101 1,589,593 73,565 363,773 0.0220
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 1,516,028 -27,388 -1.77 363,179 43.34 0.1245
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 1,543,416 -423,891 -21.55 253,371 -27.87 0.0937
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 1,967,307 -324,428 -14.16 351,283 -30.84 0.1225
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 2,291,735 -82,699 -3.48 507,921 4.20 0.1499
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 2,374,434 656,988 38.25 487,457 47.89 0.1348
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 1,717,446 171,074 11.06 329,605 -2.04 0.1053
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 1,546,372 -318,576 -17.08 336,480 -22.20 0.1040
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 1,864,948 -274,878 -12.85 432,495 11.06 0.1437
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 2,139,826 -397,292 -15.66 389,431 2.95 0.1381
2020-11-16 2020-09-30 13F CATERPILLAR COM 149123101 2,537,118 78,278 3.18 378,264 21.67 0.1539
2020-08-14 2020-06-30 13F CATERPILLAR COM 149123101 2,458,840 496,385 25.29 310,902 36.87 0.1332
2020-05-15 2020-03-31 13F CATERPILLAR COM 149123101 1,962,455 -1,125,796 -36.45 227,144 -50.19 0.1192
2020-02-14 2019-12-31 13F CATERPILLAR COM 149123101 3,088,251 1,288,945 71.64 456,048 100.62 0.1896
2019-11-14 2019-09-30 13F CATERPILLAR COM 149123101 1,799,306 58,068 3.33 227,315 -4.22 0.1019
2019-08-14 2019-06-30 13F CATERPILLAR COM 149123101 1,741,238 11,451 0.66 237,334 1.25 0.1063
2019-05-15 2019-03-31 13F CATERPILLAR COM 149123101 1,729,787 -463,176 -21.12 234,404 -15.88 0.1078
2019-02-14 2018-12-31 13F CATERPILLAR COM 149123101 2,192,963 -557,165 -20.26 278,651 -34.74 0.1394
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,750,128 1,991,380 262.46 426,978 314.86 0.1493
2018-08-14 2018-06-30 13F CATERPILLAR COM 149123101 758,748 309,926 69.05 102,920 55.57 0.0455
2018-05-14 2018-03-31 13F CATERPILLAR COM 149123101 448,822 -1,143,716 -71.82 66,155 -73.64 0.0299
2018-02-12 2017-12-31 13F CATERPILLAR COM 149123101 1,592,538 40,272 2.59 250,953 29.67 0.1145
2017-11-07 2017-09-30 13F CATERPILLAR COM 149123101 1,552,266 311,596 25.12 193,530 45.38 0.0921
2017-08-10 2017-06-30 13F CATERPILLAR COM 149123101 1,240,670 498,343 67.13 133,123 93.32 0.0666
2017-05-05 2017-03-31 13F CATERPILLAR COM 149123101 742,327 373,797 101.43 68,862 101.49 0.0356
2017-02-03 2016-12-31 13F CATERPILLAR COM 149123101 368,530 -70,239 -16.01 34,177 -12.25 0.0187
2016-11-08 2016-09-30 13F CATERPILLAR COM 149123101 438,769 -35,767 -7.54 38,947 8.26 0.0218
2016-08-08 2016-06-30 13F CATERPILLAR COM 149123101 474,536 4,009 0.85 35,975 -0.11 0.0211
2016-05-12 2016-03-31 13F CATERPILLAR COM 149123101 470,527 3,546 0.76 36,015 13.49 0.0215
2016-02-11 2015-12-31 13F CATERPILLAR COM 149123101 466,981 91,739 24.45 31,735 29.40 0.0186
2015-11-12 2015-09-30 13F CATERPILLAR COM 149123101 375,242 2,145 0.57 24,525 -22.50 0.0152
2015-08-13 2015-06-30 13F CATERPILLAR COM 149123101 373,097 -513,964 -57.94 31,646 -55.42 0.0180
2015-05-14 2015-03-31 13F CATERPILLAR COM 149123101 887,061 -213,244 -19.38 70,990 -29.51 0.0407
2015-02-13 2014-12-31 13F CATERPILLAR COM 149123101 1,100,305 -262,761 -19.28 100,712 -25.39 0.0587
2014-11-14 2014-09-30 13F CATERPILLAR COM 149123101 1,363,066 -1,460,592 -51.73 134,986 -56.01 0.0812
2014-08-13 2014-06-30 13F CATERPILLAR COM 149123101 2,823,658 1,315,143 87.18 306,839 104.69 0.1810
2014-05-14 2014-03-31 13F CATERPILLAR COM 149123101 1,508,515 685,086 83.20 149,901 100.47 0.0900
2014-02-14 2013-12-31 13F CATERPILLAR COM 149123101 823,429 -141,987 -14.71 74,775 -7.10 0.0453
2013-11-14 2013-09-30 13F CATERPILLAR COM 149123101 965,416 -548,589 -36.23 80,491 -35.55 0.0528
2013-08-14 2013-06-30 13F CATERPILLAR COM 149123101 1,514,005 1,514,005 124,890 0.0865
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.