Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionAncora Advisors, LLC
Latest Disclosed Ownership3,805 shares
Latest Disclosed Value $ 2,695,986
Ancora Advisors, LLC reports 3.59% increase in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Ancora Advisors, LLC filed a 13F-HR form disclosing ownership of 3,805 shares of Caterpillar Inc. (MX:CAT) valued at $2,695,986 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 3,673 shares of Caterpillar Inc.. This represents a change in shares of 3.59% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR INC DEL COM COM 149123101 3,805 132 3.59 2,696 28.09 0.0337
2026-02-17 2025-12-31 13F CATERPILLAR INC DEL COM COM 149123101 3,673 823 28.88 2,104 54.82 0.0433
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 2,850 -9 -0.31 1,360 22.54 0.0272
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 2,859 -104 -3.51 1,110 13.51 0.0230
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 2,963 1 0.03 977 -9.03 0.0218
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 2,962 19 0.65 1,074 -6.61 0.0240
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 2,943 283 10.64 1,151 29.80 0.0262
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 2,660 0 0.00 886 -9.03 0.0220
2024-05-16 2024-03-31 13F CATERPILLAR COM 149123101 2,660 0 0.00 975 23.92 0.0221
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 2,660 0 0.00 787 8.26 0.0185
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 2,660 0 0.00 726 11.01 0.0193
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 2,660 10 0.38 655 7.92 0.0172
2023-05-16 2023-03-31 13F CATERPILLAR COM 149123101 2,650 -103 -3.74 606 -8.18 0.0172
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 2,753 -1,122 -28.95 660 3.77 0.0190
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 3,875 91 2.40 636 -6.06 0.0197
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 3,784 50 1.34 677 -18.63 0.0191
2022-05-16 2022-03-31 13F/A-1 CATERPILLAR COM 149123101 3,734 -80 -2.10 832 5.45 0.0202
2022-05-13 2022-03-31 13F CATERPILLAR INC DEL COM COM 149123101 2,515 -1,299 583 0.0101
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 3,814 314 8.97 789 17.41 0.0187
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 3,500 985 39.17 672 22.85 0.0174
2021-11-12 2021-06-30 13F/A-1 CATERPILLAR COM 149123101 2,515 0 0.00 547 -6.17 0.0143
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 2,515 0 547 0.0143
2021-11-12 2021-03-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 2,515 77 3.16 583 31.31 0.0161
2021-05-14 2021-03-31 13F CATERPILLAR INC DEL COM COM 149123101 2,515 77 583 0.0161
2021-11-12 2020-12-31 13F/A-1 CATERPILLAR COM 149123101 2,438 600 32.64 444 62.04 0.0143
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 2,438 600 444 0.0143
2021-11-12 2020-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,838 200 12.21 274 32.37 0.0109
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,838 200 274 0.0109
2021-11-12 2020-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,638 -100 -5.75 207 2.48 0.0087
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 1,638 -100 207 0.0087
2021-11-12 2020-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,738 -540 -23.71 202 -39.88 0.0093
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 1,738 100 202 0.0093
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,278 222 10.80 336 29.23 0.0125
2019-11-19 2019-09-30 13F/A-2 CATERPILLAR INC DEL COM 149123101 2,056 2,056 -9.75 260 -22.62 0.0113
2019-11-18 2019-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,056 2,056 260 0.0113
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,056 2,056 260 0.0114
2019-11-14 2019-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 0 -2,995 -100.00 0 -100.00
2019-11-14 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,995 0 0.00 406 6.84 0.0184
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,995 0 406 16,913.3192
2019-11-14 2018-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,995 -200 -6.26 380 -21.97 0.0183
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,995 -200 380 18,271.6201
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 3,195 3 0.09 487 12.47 0.0188
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 3,192 0 0.00 433 -8.07 0.0188
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM COM 149123101 3,192 -492 -13.36 471 -18.93 0.0212
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 3,684 500 15.70 581 46.35 0.0310
2017-11-14 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 3,184 448 16.37 397 35.03 0.0230
2017-08-14 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 2,736 0 0.00 294 15.75 0.0190
2017-05-15 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 2,736 -50 -1.79 254 -1.55 0.0172
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 2,786 2,786 1.83 258 1.57 0.0188
2016-05-13 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -2,500 -100.00 0 -100.00
2016-02-11 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 2,500 2,500 0.00 229 0.0301
2015-05-15 2015-03-31 13F CATERPILLAR INC DEL COM COM 149123101 0 -2,500 -100.00 0 -100.00
2015-02-11 2014-12-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 2,500 2,500 -54.27 229 -49.22 0.0279
2015-02-11 2014-12-31 13F CATERPILLAR INC DEL COM COM 149123101 2,500 2,500 229 0.0279
2013-10-31 2013-09-30 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 0 -5,467 -100.00 0 -100.00
2013-07-22 2013-06-30 13F CATERPILLAR INC DEL COM COM 149123101 5,467 5,467 451 0.0773
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.