Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionAusdal Financial Partners, Inc.
Latest Disclosed Ownership68,020 shares
Latest Disclosed Value $ 48,189,886
Ausdal Financial Partners, Inc. reports 0.40% decrease in ownership of CAT / Caterpillar Inc.

On May 12, 2026 - Ausdal Financial Partners, Inc. filed a 13F-HR form disclosing ownership of 68,020 shares of Caterpillar Inc. (MX:CAT) valued at $48,189,886 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 68,295 shares of Caterpillar Inc.. This represents a change in shares of -0.40% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F CATERPILLAR COM 149123101 68,020 -275 -0.40 48,190 23.17 1.4904
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 68,295 -2,823 -3.97 39,124 15.29 1.8153
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 71,118 1,290 1.85 33,934 25.18 1.6473
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 69,828 -823 -1.16 27,108 16.34 1.8087
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 70,651 1,524 2.20 23,301 -7.08 1.7563
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 69,127 227 0.33 25,077 -6.95 2.1659
2024-10-04 2024-09-30 13F CATERPILLAR COM 149123101 68,900 95 0.14 26,948 17.58 2.7988
2024-08-06 2024-06-30 13F CATERPILLAR COM 149123101 68,805 153 0.22 22,919 -8.90 2.4477
2024-04-12 2024-03-31 13F CATERPILLAR COM 149123101 68,652 -1,283 -1.83 25,156 21.66 2.9207
2024-01-11 2023-12-31 13F CATERPILLAR COM 149123101 69,935 1,170 1.70 20,678 10.15 2.5580
2023-11-08 2023-09-30 13F CATERPILLAR COM 149123101 68,765 48 0.07 18,773 11.03 2.5857
2023-07-31 2023-06-30 13F CATERPILLAR COM 149123101 68,717 695 1.02 16,908 8.61 2.2978
2023-05-04 2023-03-31 13F CATERPILLAR COM 149123101 68,022 -245 -0.36 15,566 -4.82 2.1447
2023-02-03 2022-12-31 13F CATERPILLAR COM 149123101 68,267 -731 -1.06 16,354 44.46 2.3769
2022-11-09 2022-09-30 13F CATERPILLAR COM 149123101 68,998 -173 -0.25 11,321 -8.44 1.7859
2022-08-09 2022-06-30 13F CATERPILLAR COM 149123101 69,171 4 0.01 12,365 -19.77 1.8659
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 69,167 7,495 12.15 15,412 20.88 2.0949
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 61,672 20,471 49.69 12,750 61.21 1.7043
2021-11-01 2021-09-30 13F CATERPILLAR COM 149123101 41,201 -84 -0.20 7,909 -11.98 1.1764
2021-07-19 2021-06-30 13F CATERPILLAR COM 149123101 41,285 2,105 5.37 8,985 -1.10 1.3599
2021-05-05 2021-03-31 13F CATERPILLAR COM 149123101 39,180 1,283 3.39 9,085 31.70 1.5332
2021-02-01 2020-12-31 13F CATERPILLAR COM 149123101 37,897 1,301 3.56 6,898 26.38 1.3431
2020-11-04 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 36,596 852 2.38 5,458 20.70 1.3196
2020-08-06 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 35,744 -24,222 -40.39 4,522 -34.20 1.4970
2020-05-04 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 59,966 -790 -1.30 6,872 -16.69 2.4292
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 60,756 1,946 3.31 8,249 11.05 2.4449
2019-11-19 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 58,810 214 0.37 7,428 -4.65 2.6291
2019-08-05 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 58,596 1,601 2.81 7,790 0.88 2.9887
2019-05-13 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 56,995 1,082 1.94 7,722 8.68 3.1410
2019-02-11 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 55,913 -4,916 -8.08 7,105 -23.40 3.4695
2018-11-09 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 60,829 308 0.51 9,276 12.97 2.6133
2018-08-08 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 60,521 -775 -1.26 8,211 -9.11 2.5347
2018-04-20 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 61,296 71 0.12 9,034 -6.36 3.1376
2018-02-08 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 61,225 69 0.11 9,648 26.50 3.4580
2017-11-13 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 61,156 2,202 3.74 7,627 20.39 3.0273
2017-10-31 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 61,156 2,202 7,627 3.0448
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 58,954 262 0.45 6,335 16.37 2.7058
2017-08-11 2017-03-31 13F/A-2 CATERPILLAR INC DEL COM 149123101 58,692 -1,858 -3.07 5,444 -3.05 2.4513
2017-05-03 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 58,692 -1,858 5,444 2.9271
2017-05-01 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 60,550 0 5,615 2.6357
2017-01-23 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 60,550 12,797 26.80 5,615 32.46 2.6326
2016-10-25 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 47,753 183 0.38 4,239 17.55 2.1361
2016-07-29 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 47,570 3,246 7.32 3,606 6.28 1.8503
2016-05-05 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 44,324 827 1.90 3,393 14.78 1.9270
2016-02-17 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 43,497 43,497 2,956 1.4943
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.