Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionBollard Group LLC
Latest Disclosed Ownership229,052 shares
Latest Disclosed Value $ 162,274
Bollard Group LLC reports 14.25% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Bollard Group LLC filed a 13F-HR form disclosing ownership of 229,052 shares of Caterpillar Inc. (MX:CAT) valued at $162,274 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 200,490 shares of Caterpillar Inc.. This represents a change in shares of 14.25% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 229,052 28,562 14.25 162 42.11 4.7812
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 200,490 -26,272 -11.59 115 5.56 2.8704
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 226,762 11,408 5.30 108 30.12 2.5428
2025-08-13 2025-06-30 13F Caterpillar COM 149123101 215,354 20,634 10.60 84 29.69 1.9116
2025-05-15 2025-03-31 13F Caterpillar COM 149123101 194,720 316 0.16 64 -8.57 1.6864
2025-02-14 2024-12-31 13F Caterpillar COM 149123101 194,404 -20,247 -9.43 71 -15.66 1.9546
2024-11-13 2024-09-30 13F Caterpillar COM 149123101 214,651 12,281 6.07 84 23.88 2.2337
2024-08-14 2024-06-30 13F Caterpillar COM 149123101 202,370 4,874 2.47 67 -6.94 1.9019
2024-05-13 2024-03-31 13F Caterpillar COM 149123101 197,496 945 0.48 72 24.14 2.1890
2024-02-13 2023-12-31 13F Caterpillar COM 149123101 196,551 948 0.48 58 9.43 2.0209
2023-11-14 2023-09-30 13F Caterpillar COM 149123101 195,603 769 0.39 53 12.77 1.9653
2023-08-14 2023-06-30 13F Caterpillar COM 149123101 194,834 923 0.48 48 6.82 1.6307
2023-05-12 2023-03-31 13F Caterpillar COM 149123101 193,911 3,783 1.99 44 -2.22 1.6030
2023-02-10 2022-12-31 13F Caterpillar COM 149123101 190,128 -7,460 -3.78 46 -99.86 1.7399
2022-11-09 2022-09-30 13F Caterpillar COM 149123101 197,588 1,028 0.52 32,420 -7.73 1.3622
2022-08-12 2022-06-30 13F Caterpillar COM 149123101 196,560 3,483 1.80 35,137 -18.33 1.4239
2022-05-12 2022-03-31 13F Caterpillar COM 149123101 193,077 -1,150 -0.59 43,021 7.14 1.3763
2022-02-11 2021-12-31 13F Caterpillar COM 149123101 194,227 408 0.21 40,154 7.92 1.2854
2021-11-12 2021-09-30 13F Caterpillar COM 149123101 193,819 3,779 1.99 37,207 -10.04 1.2187
2021-08-12 2021-06-30 13F Caterpillar COM 149123101 190,040 4,585 2.47 41,358 -3.82 1.3114
2021-05-11 2021-03-31 13F Caterpillar COM 149123101 185,455 639 0.35 43,001 27.83 1.5065
2021-02-04 2020-12-31 13F Caterpillar COM 149123101 184,816 -3,729 -1.98 33,640 19.62 1.2526
2020-11-12 2020-09-30 13F Caterpillar COM 149123101 188,545 1,013 0.54 28,122 18.54 1.0134
2020-08-13 2020-06-30 13F Caterpillar COM 149123101 187,532 -12,551 -6.27 23,723 2.18 0.9320
2020-05-14 2020-03-31 13F Caterpillar COM 149123101 200,083 11,263 5.96 23,218 -16.74 1.0319
2020-02-10 2019-12-31 13F Caterpillar COM 149123101 188,820 3,988 2.16 27,885 19.44 0.9052
2019-11-13 2019-09-30 13F Caterpillar COM 149123101 184,832 31,131 20.25 23,346 11.45 0.8199
2019-08-13 2019-06-30 13F Caterpillar COM 149123101 153,701 3,107 2.06 20,948 2.67 0.7218
2019-05-10 2019-03-31 13F Caterpillar COM 149123101 150,594 6,285 4.36 20,404 11.27 0.7702
2019-02-05 2018-12-31 13F Caterpillar COM 149123101 144,309 5,506 3.97 18,337 -13.37 0.8087
2018-11-08 2018-09-30 13F Caterpillar COM 149123101 138,803 2,858 2.10 21,166 14.76 0.8509
2018-08-09 2018-06-30 13F Caterpillar COM 149123101 135,945 2,048 1.53 18,444 -6.54 0.8473
2018-05-14 2018-03-31 13F Caterpillar COM 149123101 133,897 3,237 2.48 19,734 -4.15 0.9810
2018-01-29 2017-12-31 13F Caterpillar COM 149123101 130,660 1,307 1.01 20,589 27.63 0.9898
2017-10-27 2017-09-30 13F Caterpillar COM 149123101 129,353 1,915 1.50 16,132 17.80 0.8505
2017-07-19 2017-06-30 13F Caterpillar COM 149123101 127,438 1,178 0.93 13,694 16.92 0.7396
2017-04-19 2017-03-31 13F Caterpillar COM 149123101 126,260 13,213 11.69 11,712 11.71 0.6716
2017-01-25 2016-12-31 13F Caterpillar COM 149123101 113,047 1,211 1.08 10,484 5.60 0.6838
2016-10-26 2016-09-30 13F Caterpillar COM 149123101 111,836 48,053 75.34 9,928 105.34 0.6351
2016-07-20 2016-06-30 13F Caterpillar COM 149123101 63,783 554 0.88 4,835 -0.10 0.3303
2016-05-09 2016-03-31 13F Caterpillar COM 149123101 63,229 575 0.92 4,840 13.67 0.3898
2016-02-04 2015-12-31 13F Caterpillar COM 149123101 62,654 14 0.02 4,258 4.01 0.3505
2015-10-30 2015-09-30 13F Caterpillar COM 149123101 62,640 566 0.91 4,094 -22.24 0.3358
2015-08-12 2015-06-30 13F Caterpillar COM 149123101 62,074 15,360 32.88 5,265 40.81 0.3977
2015-05-12 2015-03-31 13F Caterpillar COM 149123101 46,714 7,763 19.93 3,739 4.88 0.2784
2015-02-12 2014-12-31 13F Caterpillar COM 149123101 38,951 2,026 5.49 3,565 -2.52 0.3146
2014-11-14 2014-09-30 13F Caterpillar COM 149123101 36,925 1,052 2.93 3,657 -6.18 0.3453
2014-08-13 2014-06-30 13F Caterpillar COM 149123101 35,873 7,274 25.43 3,898 37.16 0.3766
2014-05-14 2014-03-31 13F Caterpillar COM 149123101 28,599 17,747 163.54 2,842 188.53 0.2874
2014-02-13 2013-12-31 13F Caterpillar COM 149123101 10,852 1,619 17.53 985 27.92 0.1086
2013-11-12 2013-09-30 13F/A-1 Caterpillar COM 149123101 9,233 3,925 73.94 770 75.80 0.0906
2013-11-05 2013-09-30 13F Caterpillar COM 149123101 9,233 770
2013-08-12 2013-06-30 13F Caterpillar COM 149123101 5,308 5,308 438 0.0843
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.