Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionCalton & Associates, Inc.
Latest Disclosed Ownership1,820 shares
Latest Disclosed Value $ 1,289,243
Calton & Associates, Inc. reports 21.18% decrease in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - Calton & Associates, Inc. filed a 13F-HR form disclosing ownership of 1,820 shares of Caterpillar Inc. (MX:CAT) valued at $1,289,243 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 2,309 shares of Caterpillar Inc.. This represents a change in shares of -21.18% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 1,820 -489 -21.18 1,289 -2.50 0.1853
2026-02-10 2025-12-31 13F CATERPILLAR COM 149123101 2,309 115 5.24 1,323 26.39 0.1942
2025-11-07 2025-09-30 13F CATERPILLAR COM 149123101 2,194 -291 -11.71 1,047 8.51 0.1571
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 2,485 2,485 965 0.1668
2025-01-23 2024-12-31 13F CATERPILLAR COM 149123101 0 -1,296 -100.00 0 -100.00
2024-10-21 2024-09-30 13F/A-1 CATERPILLAR COM 149123101 1,296 1,296 507 0.1939
2024-10-18 2024-09-30 13F CATERPILLAR COM 149123101 10,000 10,000 10 0.0037
2024-02-07 2023-12-31 13F CATERPILLAR COM 149123101 0 -1,047 -100.00 0 -100.00
2023-11-01 2023-09-30 13F CATERPILLAR COM 149123101 1,047 1,047 286 0.4180
2023-04-19 2023-03-31 13F CATERPILLAR COM 149123101 0 -966 -100.00 0 -100.00
2023-01-18 2022-12-31 13F CATERPILLAR COM 149123101 966 966 231 0.0896
2022-04-26 2022-03-31 13F/A-1 CATERPILLAR COM 149123101 0 -1,318 -100.00 0 -100.00
2022-04-12 2022-03-31 13F CATERPILLAR COM 149123101 0 -1,318 0
2022-01-13 2021-12-31 13F CATERPILLAR COM 149123101 1,318 -110 -7.70 272 -0.73 0.0726
2021-11-05 2021-09-30 13F CATERPILLAR COM 149123101 1,428 103 7.77 274 -4.86 0.0600
2021-08-11 2021-06-30 13F CATERPILLAR COM 149123101 1,325 -169 -11.31 288 -17.00 0.0547
2021-05-03 2021-03-31 13F CATERPILLAR COM 149123101 1,494 -380 -20.28 347 1.76 0.0675
2021-01-25 2020-12-31 13F CATERPILLAR COM 149123101 1,874 -391 -17.26 341 0.89 0.0609
2020-10-30 2020-09-30 13F CATERPILLAR COM 149123101 2,265 217 10.60 338 30.50 0.0694
2020-08-10 2020-06-30 13F CATERPILLAR COM 149123101 2,048 -298 -12.70 259 -4.78 0.0564
2020-04-30 2020-03-31 13F CATERPILLAR COM 149123101 2,346 -143 -5.75 272 -26.09 0.0673
2020-02-03 2019-12-31 13F CATERPILLAR COM 149123101 2,489 -426 -14.61 368 0.00 0.0739
2019-11-07 2019-09-30 13F CATERPILLAR COM 149123101 2,915 367 14.40 368 6.05 0.0817
2019-07-09 2019-06-30 13F CATERPILLAR COM 149123101 2,548 200 8.52 347 9.12 0.0980
2019-04-25 2019-03-31 13F CATERPILLAR COM 149123101 2,348 731 45.21 318 54.37 0.0969
2019-02-11 2018-12-31 13F CATERPILLAR COM 149123101 1,617 1,617 -31.13 206 -35.22 0.0758
2018-10-24 2018-09-30 13F CATERPILLAR COM 149123101 0 -2,497 -100.00 0 -100.00
2018-08-10 2018-06-30 13F CATERPILLAR COM 149123101 2,497 -6,044 -70.76 349 -72.28 0.1015
2018-04-17 2018-03-31 13F CATERPILLAR COM 149123101 8,541 6,428 304.21 1,259 251.68 0.3644
2018-02-05 2017-12-31 13F CATERPILLAR COM 149123101 2,113 2,113 358 0.0901
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.