Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionD'Orazio & Associates, Inc.
Latest Disclosed Ownership1,071 shares
Latest Disclosed Value $ 758,419
D'Orazio & Associates, Inc. reports 0.75% increase in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - D'Orazio & Associates, Inc. filed a 13F-HR form disclosing ownership of 1,071 shares of Caterpillar Inc. (MX:CAT) valued at $758,419 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 1,063 shares of Caterpillar Inc.. This represents a change in shares of 0.75% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 1,071 8 0.75 758 24.67 0.0982
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 1,063 34 3.30 609 24.08 0.0636
2025-11-10 2025-09-30 13F CATERPILLAR COM 149123101 1,029 17 1.68 491 25.00 0.0648
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 1,012 27 2.74 393 20.99 0.0553
2025-04-17 2025-03-31 13F CATERPILLAR COM 149123101 985 36 3.79 325 -5.81 0.0492
2025-01-28 2024-12-31 13F CATERPILLAR COM 149123101 949 104 12.31 344 4.24 0.0506
2024-11-05 2024-09-30 13F CATERPILLAR COM 149123101 845 -25 -2.87 330 14.19 0.0468
2024-08-08 2024-06-30 13F CATERPILLAR COM 149123101 870 35 4.19 290 -5.56 0.0444
2024-05-09 2024-03-31 13F CATERPILLAR COM 149123101 835 32 3.99 306 29.11 0.0493
2024-02-08 2023-12-31 13F CATERPILLAR COM 149123101 803 6 0.75 237 9.22 0.0425
2023-10-11 2023-09-30 13F CATERPILLAR COM 149123101 797 797 218 0.0488
2022-02-05 2021-12-31 13F CATERPILLAR COM 149123101 0 -971 -100.00 0 -100.00
2021-11-10 2021-09-30 13F CATERPILLAR COM 149123101 971 67 7.41 186 -5.58 0.0453
2021-08-04 2021-06-30 13F CATERPILLAR COM 149123101 904 0 0.00 197 -6.19 0.0508
2021-05-05 2021-03-31 13F CATERPILLAR COM 149123101 904 0 0.00 210 27.27 0.0587
2021-02-05 2020-12-31 13F CATERPILLAR COM 149123101 904 104 13.00 165 38.66 0.0534
2020-10-19 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 800 0 0.00 119 17.82 0.0481
2020-07-22 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 800 0 0.00 101 8.60 0.0439
2020-04-28 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 800 0 0.00 93 -21.19 0.0455
2020-01-22 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 800 -20 -2.44 118 13.46 0.0349
2019-11-01 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 820 0 0.00 104 -7.14 0.0334
2019-08-05 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 820 120 17.14 112 17.89 0.0323
2019-05-01 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 95 6.74 0.0282
2019-01-23 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 89 -16.82 0.0292
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 107 12.63 0.0391
2018-08-09 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 95 -7.77 0.0364
2018-05-04 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 103 -6.36 0.0385
2018-02-06 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 700 0 0.00 110 26.44 0.0387
2017-11-14 2017-09-30 13F Caterpillar COM 149123101 700 -10 -1.41 87 14.47 0.0322
2017-08-14 2017-06-30 13F Caterpillar COM 149123101 710 10 1.43 76 16.92 0.0295
2017-05-16 2017-03-31 13F Caterpillar COM 149123101 700 0 0.00 65 0.00 0.0254
2017-02-15 2016-12-31 13F Caterpillar COM 149123101 700 0 0.00 65 4.84 0.0259
2016-11-14 2016-09-30 13F Caterpillar COM 149123101 700 0 0.00 62 16.98 0.0248
2016-08-09 2016-06-30 13F Caterpillar COM 149123101 700 0 0.00 53 0.00 0.0210
2016-05-13 2016-03-31 13F Caterpillar COM 149123101 700 0 0.00 53 10.42 0.0223
2016-02-11 2015-12-31 13F Caterpillar COM 149123101 700 0 0.00 48 -4.00 0.0234
2015-10-28 2015-09-30 13F Caterpillar COM 149123101 700 0 0.00 50 -16.67 0.0253
2015-07-17 2015-06-30 13F Caterpillar COM 149123101 700 0 0.00 60 7.14 0.0399
2015-07-07 2015-03-31 13F Caterpillar COM 149123101 700 0 0.00 56 -12.50 0.0442
2015-07-07 2014-12-31 13F Caterpillar COM 149123101 700 0 0.00 64 -7.25 0.0432
2015-08-10 2014-09-30 13F Caterpillar COM 149123101 700 0 0.00 69 -9.21 0.0505
2015-08-10 2014-06-30 13F Caterpillar COM 149123101 700 0 0.00 76 8.57 0.0569
2015-08-12 2014-03-31 13F Caterpillar COM 149123101 700 0 0.00 70 9.38 0.0551
2015-08-20 2013-12-31 13F Caterpillar Com 149123101 700 700 64 0.0544
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.