Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership2,746,073 shares
Latest Disclosed Value $ 1,944,685,070
Dimensional Fund Advisors Lp reports 0.95% decrease in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Dimensional Fund Advisors Lp filed a 13F-HR form disclosing ownership of 2,746,073 shares of Caterpillar Inc. (MX:CAT) valued at $1,944,685,070 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 2,772,301 shares of Caterpillar Inc.. This represents a change in shares of -0.95% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 2,746,073 -26,228 -0.95 1,944,685 22.44 0.4040
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 2,772,301 -126,367 -4.36 1,588,239 14.84 0.3332
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 2,898,668 -69,728 -2.35 1,382,945 20.01 0.2968
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 2,968,396 -119,377 -3.87 1,152,328 13.17 0.2668
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 3,087,773 -93,762 -2.95 1,018,249 -11.78 0.2531
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 3,181,535 82,579 2.66 1,154,174 -4.78 0.2772
2024-11-07 2024-09-30 13F CATERPILLAR COM 149123101 3,098,956 29,116 0.95 1,212,091 18.54 0.2940
2024-08-09 2024-06-30 13F CATERPILLAR COM 149123101 3,069,840 165,358 5.69 1,022,488 -3.93 0.2671
2024-05-10 2024-03-31 13F CATERPILLAR COM 149123101 2,904,482 70,801 2.50 1,064,289 27.03 0.2881
2024-02-07 2023-12-31 13F CATERPILLAR COM 149123101 2,833,681 131,755 4.88 837,851 13.58 0.2447
2023-11-09 2023-09-30 13F CATERPILLAR COM 149123101 2,701,926 84,455 3.23 737,671 14.54 0.2419
2023-08-09 2023-06-30 13F CATERPILLAR COM 149123101 2,617,471 118,042 4.72 644,022 12.60 0.2053
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 2,499,429 102,688 4.28 571,936 99,540.24 0.1927
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 2,396,741 -30,455 -1.25 574 -99.86 0.1696
2022-11-10 2022-09-30 13F CATERPILLAR COM 149123101 2,427,196 68,551 2.91 398,278 -5.54 0.1529
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 2,358,645 45,599 1.97 421,655 -18.19 0.1513
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 2,313,046 24,792 1.08 515,397 8.95 0.1588
2022-02-09 2021-12-31 13F CATERPILLAR COM 149123101 2,288,254 -118,867 -4.94 473,058 2.35 0.1430
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 2,407,121 -40,504 -1.65 462,177 -13.23 0.1489
2021-08-12 2021-06-30 13F CATERPILLAR COM 149123101 2,447,625 -9,984 -0.41 532,646 -6.53 0.1686
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 2,457,609 -116,891 -4.54 569,859 21.62 0.1885
2021-03-08 2020-12-31 13F/A-2 CATERPILLAR COM 149123101 2,574,500 -192,975 -6.97 468,575 13.54 0.1692
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 2,574,500 -192,975 468,575 169,224.3839
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,767,475 15,193 0.55 412,707 18.55 0.1750
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,752,282 130,369 4.97 348,127 14.47 0.1530
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,621,913 140,061 5.64 304,117 -17.03 0.1584
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,481,852 -7,420 -0.30 366,518 16.56 0.1336
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,489,272 165,879 7.14 314,434 -0.70 0.1222
2019-08-13 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 2,323,393 75,091 3.34 316,654 3.96 0.1229
2019-08-12 2019-03-31 13F/A-2 CATERPILLAR INC DEL COM 149123101 2,248,302 108,413 5.07 304,598 12.02 0.1213
2019-05-10 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,248,302 108,413 304,598
2019-02-26 2018-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,139,889 -24,097 -1.11 271,916 -17.60 0.1232
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,139,889 -24,097 271,916
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,163,986 16,752 0.78 329,982 13.27 0.1256
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 2,147,234 151,960 7.62 291,325 -0.93 0.1161
2018-05-11 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,995,274 6,917 0.35 294,063 -6.15 0.1226
2018-02-12 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,988,357 -21,882 -1.09 313,341 24.99 0.1299
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 2,010,239 27,509 1.39 250,702 17.67 0.1096
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,982,730 -108,300 -5.18 213,049 9.84 0.0984
2017-05-12 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 2,091,030 -1,228,371 -37.01 193,965 -36.99 0.0927
2017-02-09 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 3,319,401 -188,122 -5.36 307,850 -1.12 0.1538
2016-11-10 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 3,507,523 -188,681 -5.10 311,347 11.12 0.1683
2016-08-09 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 3,696,204 -99,493 -2.62 280,190 -3.56 0.1612
2016-05-13 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 3,795,697 252,364 7.12 290,521 20.64 0.1739
2016-02-10 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 3,543,333 1,346,344 61.28 240,813 67.71 0.1501
2015-11-13 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 2,196,989 962,236 77.93 143,592 37.09 0.0943
2015-08-14 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 1,234,753 64,452 5.51 104,745 11.83 0.0641
2015-05-14 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 1,170,301 1,948 0.17 93,666 -12.42 0.0591
2015-02-06 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 1,168,353 90,677 8.41 106,955 0.21 0.0702
2014-11-13 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 1,077,676 55,400 5.42 106,735 -3.92 0.0756
2014-08-08 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 1,022,276 164,983 19.24 111,089 30.41 0.0772
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 857,293 193,635 29.18 85,183 41.34 0.0636
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 663,658 8,190 1.25 60,267 10.29 0.0470
2013-11-13 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 655,468 10,083 1.56 54,644 2.63 0.0473
2013-08-15 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 645,385 645,385 53,243 0.0501
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.