Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionEverett Harris & Co /ca/
Latest Disclosed Ownership3,902 shares
Latest Disclosed Value $ 2,764,411
Everett Harris & Co /ca/ reports 1.76% decrease in ownership of CAT / Caterpillar Inc.

On May 8, 2026 - Everett Harris & Co /ca/ filed a 13F-HR form disclosing ownership of 3,902 shares of Caterpillar Inc. (MX:CAT) valued at $2,764,411 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 3,972 shares of Caterpillar Inc.. This represents a change in shares of -1.76% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-08 2026-03-31 13F Caterpillar COM 149123101 3,902 -70 -1.76 2,764 21.49 0.0356
2026-02-11 2025-12-31 13F Caterpillar COM 149123101 3,972 -70 -1.73 2,275 18.00 0.0275
2025-11-03 2025-09-30 13F Caterpillar COM 149123101 4,042 115 2.93 1,929 26.51 0.0238
2025-08-08 2025-06-30 13F Caterpillar COM 149123101 3,927 0 0.00 1,525 17.68 0.0196
2025-05-12 2025-03-31 13F Caterpillar COM 149123101 3,927 -30 -0.76 1,295 -9.76 0.0166
2025-01-24 2024-12-31 13F CATERPILLAR COM 149123101 3,957 152 3.99 1,435 -3.56 0.0181
2024-10-18 2024-09-30 13F CATERPILLAR COM 149123101 3,805 0 0.00 1,488 17.44 0.0185
2024-08-02 2024-06-30 13F CATERPILLAR COM 149123101 3,805 25 0.66 1,267 -8.52 0.0162
2024-04-19 2024-03-31 13F CATERPILLAR COM 149123101 3,780 247 6.99 1,385 32.66 0.0184
2024-01-18 2023-12-31 13F CATERPILLAR COM 149123101 3,533 0 0.00 1,045 8.30 0.0149
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 3,533 82 2.38 965 13.55 0.0150
2023-07-27 2023-06-30 13F CATERPILLAR COM 149123101 3,451 -100 -2.82 849 4.56 0.0129
2023-04-25 2023-03-31 13F CATERPILLAR COM 149123101 3,551 143 4.20 813 -0.49 0.0132
2023-01-20 2022-12-31 13F CATERPILLAR COM 149123101 3,408 206 6.43 816 55.43 0.0140
2022-10-21 2022-09-30 13F CATERPILLAR COM 149123101 3,202 -3,600 -52.93 525 -56.83 0.0097
2022-07-22 2022-06-30 13F CATERPILLAR COM 149123101 6,802 -562 -7.63 1,216 -25.90 0.0210
2022-04-22 2022-03-31 13F CATERPILLAR COM 149123101 7,364 1,662 29.15 1,641 39.19 0.0233
2022-02-02 2021-12-31 13F CATERPILLAR COM 149123101 5,702 0 0.00 1,179 7.67 0.0164
2021-11-03 2021-09-30 13F CATERPILLAR COM 149123101 5,702 0 0.00 1,095 -11.76 0.0173
2021-07-29 2021-06-30 13F CATERPILLAR COM 149123101 5,702 0 0.00 1,241 -6.13 0.0199
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 5,702 -4,280 -42.88 1,322 -27.24 0.0229
2021-02-04 2020-12-31 13F CATERPILLAR COM 149123101 9,982 -120 -1.19 1,817 20.57 0.0321
2020-11-03 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 10,102 0 0.00 1,507 17.92 0.0294
2020-07-29 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 10,102 960 10.50 1,278 20.45 0.0282
2020-04-29 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 9,142 9,142 -9.50 1,061 -16.98 0.0273
2016-02-09 2015-12-31 13F Caterpillar COM 149123101 0 0 0 0.0000
2015-11-12 2015-09-30 13F Caterpillar COM 149123101 0 0 0 0.0000
2015-08-12 2015-06-30 13F Caterpillar COM 149123101 0 -3,292 -100.00 0 -100.00
2015-05-12 2015-03-31 13F Caterpillar COM 149123101 3,292 0 0.00 263 -12.62 0.0090
2015-02-11 2014-12-31 13F Caterpillar COM 149123101 3,292 0 0.00 301 -7.67 0.0103
2014-11-06 2014-09-30 13F Caterpillar COM 149123101 3,292 0 0.00 326 -8.94 0.0118
2014-08-05 2014-06-30 13F Caterpillar COM 149123101 3,292 0 0.00 358 9.48 0.0132
2014-05-19 2014-03-31 13F Caterpillar COM 149123101 3,292 0 0.00 327 9.36 0.0122
2014-02-13 2013-12-31 13F Caterpillar COM 149123101 3,292 -1,500 -31.30 299 -25.25 0.0112
2013-11-01 2013-09-30 13F Caterpillar COM 149123101 4,792 0 0.00 400 1.27 0.0163
2013-07-24 2013-06-30 13F Caterpillar COM 149123101 4,792 4,792 395 0.0165
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.