Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionFirst Trust Advisors Lp
Latest Disclosed Ownership153,069 shares
Latest Disclosed Value $ 108,443,321
First Trust Advisors Lp reports 40.38% decrease in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - First Trust Advisors Lp filed a 13F-HR form disclosing ownership of 153,069 shares of Caterpillar Inc. (MX:CAT) valued at $108,443,321 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 256,753 shares of Caterpillar Inc.. This represents a change in shares of -40.38% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 153,069 -103,684 -40.38 108,443 -26.27 0.0773
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 256,753 -77,742 -23.24 147,086 -7.84 0.1069
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 334,495 54,048 19.27 159,604 46.60 0.1186
2025-08-13 2025-06-30 13F CATERPILLAR COM 149123101 280,447 -15,682 -5.30 108,873 11.48 0.0876
2025-05-14 2025-03-31 13F CATERPILLAR COM 149123101 296,129 3,192 1.09 97,663 -8.09 0.0865
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 292,937 14,233 5.11 106,266 -2.51 0.0937
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 278,704 -39,662 -12.46 109,007 2.79 0.1038
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 318,366 21,039 7.08 106,048 -2.66 0.1081
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 297,327 -94,787 -24.17 108,950 -6.03 0.1106
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 392,114 8,934 2.33 115,936 10.83 0.1265
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 383,180 -50,591 -11.66 104,608 -1.99 0.1240
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 433,771 -36,131 -7.69 106,729 -0.75 0.1214
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 469,902 45,451 10.71 107,532 5.75 0.1242
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 424,451 -64,253 -13.15 101,683 26.81 0.1209
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 488,704 33,169 7.28 80,186 -1.53 0.1040
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 455,535 92,176 25.37 81,431 0.58 0.1005
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 363,359 888 0.24 80,964 8.04 0.0828
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 362,471 6,369 1.79 74,937 9.62 0.0729
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 356,102 58,420 19.62 68,361 5.52 0.0735
2021-10-12 2021-06-30 13F/A-1 CATERPILLAR COM 149123101 297,682 -33,748 -10.18 64,785 -15.70 0.0701
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 332,599 1,169 72,384 0.0747
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 331,430 -43,308 -11.56 76,849 12.67 0.0931
2021-02-02 2020-12-31 13F CATERPILLAR COM 149123101 374,738 -37,579 -9.11 68,210 10.92 0.0904
2020-11-05 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 412,317 -21,917 -5.05 61,497 11.95 0.0985
2020-07-22 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 434,234 -38,327 -8.11 54,931 0.17 0.0952
2020-05-06 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 472,561 85,533 22.10 54,836 -4.06 0.1242
2020-02-03 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 387,028 -43,308 -10.06 57,156 5.15 0.0976
2019-11-04 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 430,336 88,148 25.76 54,356 16.55 0.1023
2019-07-30 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 342,188 9,073 2.72 46,637 3.33 0.0879
2019-06-19 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 333,115 -7,067 -2.08 45,134 4.41 0.0898
2019-05-09 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 333,115 -7,067 45,134
2019-02-07 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 340,182 135,899 66.52 43,227 38.77 0.1025
2018-10-25 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 204,283 -105,247 -34.00 31,151 -25.82 0.0580
2018-08-02 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 309,530 -40,230 -11.50 41,994 -18.53 0.0871
2018-04-23 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 349,760 17,599 5.30 51,548 -1.52 0.1184
2018-02-08 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 332,161 28,967 9.55 52,342 38.43 0.1246
2017-10-24 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 303,194 110,076 57.00 37,811 82.20 0.0973
2017-08-02 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 193,118 -326,050 -62.80 20,752 -56.91 0.0554
2017-05-02 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 519,168 45,045 9.50 48,158 9.52 0.1335
2017-02-06 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 474,123 -73,924 -13.49 43,970 -9.62 0.1309
2016-11-01 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 548,047 5,752 1.06 48,650 18.34 0.1452
2016-08-04 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 542,295 -39,918 -6.86 41,111 -7.75 0.1295
2016-05-10 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 582,213 3,083 0.53 44,563 13.22 0.1432
2016-05-04 2015-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 579,130 123,032 26.97 39,358 32.03 0.1021
2016-02-03 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 579,130 39,358
2015-11-05 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 456,098 25,574 5.94 29,811 -18.36 0.0864
2015-08-04 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 430,524 130,691 43.59 36,517 52.18 0.0948
2015-05-04 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 299,833 122,951 69.51 23,996 48.21 0.0705
2015-02-13 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 176,882 986 0.56 16,190 -7.06 0.0546
2014-11-12 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 175,896 43,093 32.45 17,419 20.70 0.0685
2014-08-11 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 132,803 29,606 28.69 14,432 40.73 0.0600
2014-05-12 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 103,197 -9,178 -8.17 10,255 0.49 0.0451
2014-08-08 2013-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 112,375 33,163 41.87 10,205 54.48 0.0495
2014-02-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 112,375 10,205
2013-11-12 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 79,212 -18,870 -19.24 6,606 -18.35 0.0358
2013-08-12 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 98,082 98,082 8,091 0.0526
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.