Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionGFS Advisors, LLC
Latest Disclosed Ownership500,940 shares
Latest Disclosed Value $ 20,864,151
GFS Advisors, LLC ownership in CAT / Caterpillar Inc.

On April 30, 2026 - GFS Advisors, LLC filed a 13F-HR form disclosing ownership of 500,940 shares of Caterpillar Inc. (MX:CAT) valued at $20,864,151 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 9, 2017 disclosing 0 shares of Caterpillar Inc..

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-30 2026-03-31 13F CATERPILLAR COM 149123101 500,940 500,940 20,864 2.6589
2017-02-09 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -12,855 -100.00 0 -100.00
2016-11-15 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 12,855 -66,410 -83.78 1,141 -81.01 0.2535
2016-08-12 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 79,265 14,915 23.18 6,009 22.01 1.4517
2016-05-16 2016-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 64,350 6,670 11.56 4,925 25.64 1.2907
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 1,598,768 1,541,088 20,888 0.1572
2016-02-08 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 57,680 6,800 13.36 3,920 17.86 1.1642
2015-11-13 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 50,880 0 0.00 3,326 -22.94 1.1502
2015-08-12 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 50,880 -550 -1.07 4,316 4.86 1.4222
2015-05-11 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 51,430 37,000 256.41 4,116 211.58 1.4445
2015-02-11 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 14,430 0 0.00 1,321 -7.56 0.5263
2014-11-14 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 14,430 -11,600 -44.56 1,429 -49.49 0.5944
2014-08-15 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 26,030 -3,600 -12.15 2,829 -3.94 1.1520
2014-05-16 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 29,630 -41,450 -58.31 2,945 -54.38 1.1563
2014-02-05 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 71,080 4,015 5.99 6,455 15.41 3.1935
2013-11-14 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 67,065 1,800 2.76 5,593 3.88 2.9741
2013-08-15 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 65,265 65,265 5,384 3.1207
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.