Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionGriffin Asset Management, Inc.
Latest Disclosed Ownership20,044 shares
Latest Disclosed Value $ 14,200,193
Griffin Asset Management, Inc. reports 2.12% decrease in ownership of CAT / Caterpillar Inc.

On April 30, 2026 - Griffin Asset Management, Inc. filed a 13F-HR form disclosing ownership of 20,044 shares of Caterpillar Inc. (MX:CAT) valued at $14,200,193 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 20,478 shares of Caterpillar Inc.. This represents a change in shares of -2.12% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-30 2026-03-31 13F CATERPILLAR COM 149123101 20,044 -434 -2.12 14,200 21.05 1.6016
2026-02-06 2025-12-31 13F CATERPILLAR COM 149123101 20,478 -179 -0.87 11,731 19.02 1.2693
2025-10-16 2025-09-30 13F CATERPILLAR COM 149123101 20,657 13 0.06 9,856 22.98 1.1075
2025-07-25 2025-06-30 13F CATERPILLAR COM 149123101 20,644 3,515 20.52 8,014 41.87 0.9464
2025-04-16 2025-03-31 13F CATERPILLAR COM 149123101 17,129 31 0.18 5,649 -8.92 0.6916
2025-01-22 2024-12-31 13F CATERPILLAR COM 149123101 17,098 210 1.24 6,202 -6.10 0.7288
2024-10-15 2024-09-30 13F CATERPILLAR COM 149123101 16,888 41 0.24 6,605 17.72 0.7388
2024-07-23 2024-06-30 13F CATERPILLAR COM 149123101 16,847 26 0.15 5,612 -8.96 0.6501
2024-04-17 2024-03-31 13F CATERPILLAR COM 149123101 16,821 -255 -1.49 6,164 22.09 0.7351
2024-01-19 2023-12-31 13F CATERPILLAR COM 149123101 17,076 219 1.30 5,049 9.72 0.6402
2023-10-19 2023-09-30 13F CATERPILLAR COM 149123101 16,857 -809 -4.58 4,602 5.87 0.6540
2023-08-01 2023-06-30 13F CATERPILLAR COM 149123101 17,666 321 1.85 4,347 9.50 0.5884
2023-05-09 2023-03-31 13F CATERPILLAR COM 149123101 17,345 2,726 18.65 3,969 13.34 0.5546
2023-01-20 2022-12-31 13F CATERPILLAR COM 149123101 14,619 0 0.00 3,502 45.98 0.5281
2022-10-19 2022-09-30 13F CATERPILLAR COM 149123101 14,619 -229 -1.54 2,399 -9.61 0.3985
2022-07-19 2022-06-30 13F CATERPILLAR COM 149123101 14,848 -94 -0.63 2,654 -20.28 0.4235
2022-04-12 2022-03-31 13F CATERPILLAR COM 149123101 14,942 1,230 8.97 3,329 17.43 0.4313
2022-01-28 2021-12-31 13F CATERPILLAR COM 149123101 13,712 -1,865 -11.97 2,835 -5.18 0.3521
2021-11-05 2021-09-30 13F CATERPILLAR COM 149123101 15,577 -130 -0.83 2,990 -12.52 0.3824
2021-07-28 2021-06-30 13F Caterpillar COM 149123101 15,707 125 0.80 3,418 -5.40 0.4120
2021-05-04 2021-03-31 13F Caterpillar COM 149123101 15,582 605 4.04 3,613 32.54 0.4619
2021-01-27 2020-12-31 13F Caterpillar COM 149123101 14,977 290 1.97 2,726 24.42 0.3615
2020-11-12 2020-09-30 13F Caterpillar COM 149123101 14,687 50 0.34 2,191 18.30 0.3369
2020-08-18 2020-06-30 13F Caterpillar COM 149123101 14,637 -305 -2.04 1,852 6.81 0.2963
2020-05-18 2020-03-31 13F Caterpillar COM 149123101 14,942 -65 -0.43 1,734 -21.75 0.3284
2020-02-11 2019-12-31 13F Caterpillar COM 149123101 15,007 -25 -0.17 2,216 16.69 0.3106
2019-11-05 2019-09-30 13F Caterpillar COM 149123101 15,032 90 0.60 1,899 -6.73 0.2949
2019-08-19 2019-06-30 13F Caterpillar COM 149123101 14,942 157 1.06 2,036 1.65 0.2591
2019-05-08 2019-03-31 13F Caterpillar COM 149123101 14,785 730 5.19 2,003 12.15 0.2833
2019-03-01 2018-12-31 13F Caterpillar COM 149123101 14,055 -705 -4.78 1,786 -20.66 0.3014
2018-11-19 2018-09-30 13F Caterpillar COM 149123101 14,760 1,425 10.69 2,251 24.43 0.3313
2018-08-15 2018-06-30 13F Caterpillar COM 149123101 13,335 305 2.34 1,809 -5.78 0.3282
2018-05-16 2018-03-31 13F Caterpillar COM 149123101 13,030 65 0.50 1,920 -6.02 0.3494
2018-02-20 2017-12-31 13F Caterpillar COM 149123101 12,965 -2,460 -15.95 2,043 6.19 0.3636
2017-11-15 2017-09-30 13F Caterpillar COM 149123101 15,425 15,425 1,924 0.3474
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.