Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionHCR Wealth Advisors
Latest Disclosed Ownership5,060 shares
Latest Disclosed Value $ 3,585,262
HCR Wealth Advisors reports 0.30% increase in ownership of CAT / Caterpillar Inc.

On April 21, 2026 - HCR Wealth Advisors filed a 13F-HR form disclosing ownership of 5,060 shares of Caterpillar Inc. (MX:CAT) valued at $3,585,262 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 27, 2026 disclosing 5,045 shares of Caterpillar Inc.. This represents a change in shares of 0.30% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-21 2026-03-31 13F Caterpillar Common Stock 149123101 5,060 15 0.30 3,585 24.05 0.3718
2026-01-27 2025-12-31 13F Caterpillar Common Stock 149123101 5,045 67 1.35 2,890 18.35 0.2863
2025-10-03 2025-09-30 13F Caterpillar Common Stock 149123101 4,978 1,000 25.14 2,443 58.16 0.2529
2025-07-17 2025-06-30 13F Caterpillar Common Stock 149123101 3,978 201 5.32 1,544 24.02 0.1818
2025-04-21 2025-03-31 13F Caterpillar Common Stock 149123101 3,777 -16 -0.42 1,246 -9.52 0.1622
2025-01-14 2024-12-31 13F Caterpillar Common Stock 149123101 3,793 0 0.00 1,376 -7.22 0.1724
2024-10-10 2024-09-30 13F Caterpillar Common Stock 149123101 3,793 314 9.03 1,484 28.07 0.1942
2024-08-07 2024-06-30 13F Caterpillar Common Stock 149123101 3,479 -399 -10.29 1,159 -18.51 0.1656
2024-05-10 2024-03-31 13F Caterpillar Common Stock 149123101 3,878 200 5.44 1,421 30.73 0.2155
2024-02-09 2023-12-31 13F Caterpillar Common Stock 149123101 3,678 92 2.57 1,088 11.03 0.1718
2023-10-20 2023-09-30 13F CATERPILLAR COM 149123101 3,586 603 20.21 979 33.56 0.2147
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 2,983 1 0.03 734 7.48 0.1359
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 2,982 1 0.03 682 -4.48 0.1351
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 2,981 134 4.71 714 52.89 0.1499
2022-11-07 2022-09-30 13F CATERPILLAR COM 149123101 2,847 0 0.00 467 -8.25 0.0992
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 2,847 0 0.00 509 -19.72 0.1022
2022-05-05 2022-03-31 13F CATERPILLAR COM 149123101 2,847 -54 -1.86 634 5.67 0.1036
2022-02-04 2021-12-31 13F CATERPILLAR COM 149123101 2,901 54 1.90 600 9.69 0.0930
2021-11-02 2021-09-30 13F CATERPILLAR COM 149123101 2,847 0 0.00 547 -11.77 0.0913
2021-07-21 2021-06-30 13F CATERPILLAR COM 149123101 2,847 0 0.00 620 -6.06 0.1076
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 2,847 -3,277 -53.51 660 -40.49 0.1305
2021-02-04 2020-12-31 13F CATERPILLAR COM 149123101 6,124 0 0.00 1,109 20.94 0.2321
2020-11-05 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 6,124 0 0.00 917 18.78 0.2097
2020-07-30 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 6,124 191 3.22 772 12.21 0.1811
2020-05-08 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 5,933 5,933 -3.12 688 -10.88 0.1968
2020-02-07 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -4,124 -100.00 0 -100.00
2019-11-07 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 4,124 -715 -14.78 542 -17.88 0.1799
2019-07-25 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 4,839 -524 -9.77 660 -4.62 0.1877
2019-05-10 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 5,363 1,291 31.70 692 33.59 0.1988
2019-01-31 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 4,072 4,072 -24.07 518 -25.14 0.1673
2018-11-08 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -4,818 -100.00 0 -100.00
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 4,818 201 4.35 656 -3.53 0.2152
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 4,617 425 10.14 680 3.19 0.2358
2018-02-13 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 4,192 4,192 659 0.2302
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.