Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionHHM Wealth Advisors, LLC
Latest Disclosed Ownership5,097 shares
Latest Disclosed Value $ 3,610,775
HHM Wealth Advisors, LLC reports 11.42% decrease in ownership of CAT / Caterpillar Inc.

On April 17, 2026 - HHM Wealth Advisors, LLC filed a 13F-HR form disclosing ownership of 5,097 shares of Caterpillar Inc. (MX:CAT) valued at $3,610,775 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 22, 2026 disclosing 5,754 shares of Caterpillar Inc.. This represents a change in shares of -11.42% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-17 2026-03-31 13F CATERPILLAR COM 149123101 5,097 -657 -11.42 3,611 9.53 0.2487
2026-01-22 2025-12-31 13F CATERPILLAR COM 149123101 5,754 -5 -0.09 3,296 19.99 0.3880
2025-10-29 2025-09-30 13F CATERPILLAR COM 149123101 5,759 -123 -2.09 2,748 20.32 0.3179
2025-08-11 2025-06-30 13F CATERPILLAR COM 149123101 5,882 -224 -3.67 2,283 13.41 0.2714
2025-05-08 2025-03-31 13F CATERPILLAR COM 149123101 6,106 125 2.09 2,014 -7.19 0.2711
2025-01-24 2024-12-31 13F CATERPILLAR COM 149123101 5,981 81 1.37 2,170 -5.98 0.2950
2024-11-12 2024-09-30 13F CATERPILLAR COM 149123101 5,900 335 6.02 2,308 24.50 0.3273
2024-08-07 2024-06-30 13F CATERPILLAR COM 149123101 5,565 2,027 57.29 1,854 42.98 0.2789
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 3,538 0 0.00 1,297 23.90 0.2134
2024-02-05 2023-12-31 13F CATERPILLAR COM 149123101 3,538 -15 -0.42 1,046 7.95 0.1820
2023-11-03 2023-09-30 13F CATERPILLAR COM 149123101 3,553 243 7.34 970 19.04 0.1895
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 3,310 -550 -14.25 814 -7.81 0.1527
2023-05-02 2023-03-31 13F CATERPILLAR COM 149123101 3,860 768 24.84 883 19.32 0.1804
2023-01-19 2022-12-31 13F CATERPILLAR COM 149123101 3,092 -50 -1.59 741 43.41 0.1693
2022-11-04 2022-09-30 13F CATERPILLAR COM 149123101 3,142 224 7.68 516 -1.15 0.1357
2022-08-08 2022-06-30 13F CATERPILLAR COM 149123101 2,918 -100 -3.31 522 -22.32 0.1337
2022-04-27 2022-03-31 13F CATERPILLAR COM 149123101 3,018 -330 -9.86 672 -2.89 0.1571
2022-02-03 2021-12-31 13F CATERPILLAR COM 149123101 3,348 -170 -4.83 692 2.52 0.1670
2021-11-02 2021-09-30 13F CATERPILLAR COM 149123101 3,518 0 0.00 675 -11.88 0.1835
2021-07-27 2021-06-30 13F CATERPILLAR COM 149123101 3,518 18 0.51 766 -5.67 0.2083
2021-04-23 2021-03-31 13F CATERPILLAR COM 149123101 3,500 90 2.64 812 30.76 0.2512
2021-01-28 2020-12-31 13F CATERPILLAR COM 149123101 3,410 110 3.33 621 26.22 0.2133
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 3,300 86 2.68 492 20.88 0.1967
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 3,214 46 1.45 407 10.60 0.1700
2020-05-12 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 3,168 280 9.70 368 -13.62 0.1796
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,888 50 1.76 426 18.99 0.2048
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,838 -50 -1.73 358 -9.14 0.2037
2019-08-13 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 2,888 0 0.00 394 0.77 0.2322
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,888 485 20.18 391 28.20 0.2501
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,403 2,403 305 0.2235
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.