Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionKrilogy Financial LLC
Latest Disclosed Ownership4,742 shares
Latest Disclosed Value $ 3,663,956
Krilogy Financial LLC reports 6.18% increase in ownership of CAT / Caterpillar Inc.

On April 17, 2026 - Krilogy Financial LLC filed a 13F-HR form disclosing ownership of 4,742 shares of Caterpillar Inc. (MX:CAT) valued at $3,663,956 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 27, 2026 disclosing 4,466 shares of Caterpillar Inc.. This represents a change in shares of 6.18% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-17 2026-03-31 13F CATERPILLAR COM 149123101 4,742 276 6.18 3,664 29.02 0.1180
2026-01-27 2025-12-31 13F CATERPILLAR COM 149123101 4,466 922 26.02 2,840 40.82 0.0966
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 3,544 3,544 2,017 0.0757
2023-07-19 2023-06-30 13F CATERPILLAR COM 149123101 0 -1,512 -100.00 0 -100.00
2023-05-03 2023-03-31 13F CATERPILLAR COM 149123101 1,512 170 12.67 346 7.79 0.0291
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 1,342 1,342 322 0.0306
2022-10-06 2022-09-30 13F CATERPILLAR COM 149123101 0 -1,631 -100.00 0 -100.00
2022-07-14 2022-06-30 13F CATERPILLAR COM 149123101 1,631 21 1.30 292 -18.44 0.0339
2022-04-28 2022-03-31 13F CATERPILLAR COM 149123101 1,610 -17 -1.04 358 6.55 0.0366
2022-01-27 2021-12-31 13F CATERPILLAR COM 149123101 1,627 -8,430 -83.82 336 -82.60 0.0339
2021-10-25 2021-09-30 13F CATERPILLAR COM 149123101 10,057 -10 -0.10 1,931 -11.87 0.1927
2021-07-20 2021-06-30 13F CATERPILLAR COM 149123101 10,067 -8,331 -45.28 2,191 -48.64 0.2185
2021-04-21 2021-03-31 13F CATERPILLAR COM 149123101 18,398 464 2.59 4,266 30.70 0.4504
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 17,934 3 0.02 3,264 22.06 0.3916
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 17,931 -341 -1.87 2,674 15.71 0.3707
2020-08-06 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 18,272 -5,158 -22.01 2,311 -15.01 0.3539
2020-05-13 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 23,430 4,611 24.50 2,719 -2.16 0.5170
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 18,819 15,876 539.45 2,779 647.04 0.4571
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,943 -565 -16.11 372 -22.18 0.0672
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,508 729 26.23 478 26.79 0.0916
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,779 826 42.29 377 52.02 0.0798
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,953 274 16.32 248 -3.12 0.0683
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,679 -282 -14.38 256 -3.76 0.0580
2018-08-15 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,961 644 48.90 266 37.11 0.0671
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,317 -1,256 -48.81 194 -52.22 0.0463
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 2,573 1,024 66.11 406 110.36 0.0980
2017-11-15 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,549 57 3.82 193 20.63 0.0493
2017-08-15 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,492 -694 -31.75 160 -21.18 0.0447
2017-05-16 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 2,186 0 0.00 203 0.00 0.0630
2017-02-15 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 2,186 338 18.29 203 23.78 0.0630
2016-11-15 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 1,848 -384 -17.20 164 -2.96 0.0521
2016-08-16 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 2,232 660 41.98 169 40.83 0.0587
2016-05-13 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 1,572 1,572 -29.57 120 -28.99 0.0494
2016-02-29 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,311 -100.00 0 -100.00
2015-11-25 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 1,311 1,311 86 0.0409
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.