Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionLexAurum Advisors, LLC
Latest Disclosed Ownership3,307 shares
Latest Disclosed Value $ 2,343,223
LexAurum Advisors, LLC reports 0.64% increase in ownership of CAT / Caterpillar Inc.

On April 13, 2026 - LexAurum Advisors, LLC filed a 13F-HR form disclosing ownership of 3,307 shares of Caterpillar Inc. (MX:CAT) valued at $2,343,223 USD as of March 31, 2026. The entity filed a previous 13F-HR on November 6, 2025 disclosing 3,286 shares of Caterpillar Inc.. This represents a change in shares of 0.64% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F CATERPILLAR COM 149123101 3,307 21 0.64 2,343 49.52 0.3039
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 3,286 36 1.11 1,568 24.27 0.2223
2025-07-17 2025-06-30 13F CATERPILLAR COM 149123101 3,250 -1 -0.03 1,262 17.63 0.1992
2025-04-14 2025-03-31 13F CATERPILLAR COM 149123101 3,251 4 0.12 1,072 -8.92 0.2055
2025-01-21 2024-12-31 13F CATERPILLAR COM 149123101 3,247 12 0.37 1,178 -6.96 0.2334
2024-10-17 2024-09-30 13F CATERPILLAR COM 149123101 3,235 -78 -2.35 1,265 14.69 0.2781
2024-07-15 2024-06-30 13F CATERPILLAR COM 149123101 3,313 29 0.88 1,104 -8.31 0.2693
2024-04-10 2024-03-31 13F CATERPILLAR COM 149123101 3,284 -802 -19.63 1,203 -0.41 0.3025
2024-01-10 2023-12-31 13F CATERPILLAR COM 149123101 4,086 -693 -14.50 1,208 -7.36 0.3167
2023-10-16 2023-09-30 13F CATERPILLAR COM 149123101 4,779 241 5.31 1,305 16.85 0.3814
2023-07-25 2023-06-30 13F CATERPILLAR COM 149123101 4,538 723 18.95 1,117 27.84 0.3362
2023-04-11 2023-03-31 13F CATERPILLAR COM 149123101 3,815 -45 -1.17 873 -5.52 0.2898
2023-01-23 2022-12-31 13F CATERPILLAR COM 149123101 3,860 -193 -4.76 925 38.95 0.3311
2022-10-17 2022-09-30 13F CATERPILLAR COM 149123101 4,053 -378 -8.53 665 -16.04 0.2570
2022-08-05 2022-06-30 13F CATERPILLAR COM 149123101 4,431 10 0.23 792 -19.59 0.2962
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 4,421 1,466 49.61 985 61.21 0.3213
2022-01-24 2021-12-31 13F CATERPILLAR INC DEL COM 149123101 2,955 -164 -5.26 611 2.00 0.1989
2021-11-03 2021-09-30 13F CATERPILLAR INC DEL COM 149123101 3,119 3 0.10 599 -11.65 0.1769
2021-07-19 2021-06-30 13F CATERPILLAR INC DEL COM 149123101 3,116 149 5.02 678 -1.45 0.2008
2021-04-22 2021-03-31 13F CATERPILLAR INC DEL COM 149123101 2,967 92 3.20 688 31.55 0.2352
2021-01-20 2020-12-31 13F CATERPILLAR INC DEL COM 149123101 2,875 419 17.06 523 42.90 0.1875
2020-10-22 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,456 67 2.80 366 21.19 0.1503
2020-07-22 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,389 337 16.42 302 26.89 0.1650
2020-04-22 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,052 114 5.88 238 -16.78 0.1650
2020-01-27 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,938 176 9.99 286 28.25 0.1412
2019-10-17 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 1,762 62 3.65 223 -3.88 0.1320
2019-07-19 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,700 77 4.74 232 5.45 0.1433
2019-05-03 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,623 1 0.06 220 6.80 0.1456
2019-02-07 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,622 76 4.92 206 -12.71 0.1594
2018-11-08 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,546 1,546 -4.69 236 14.56 0.1654
2018-08-07 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 0 -1,379 -100.00 0 -100.00
2018-05-09 2018-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,379 -148 -9.69 203 -21.92 0.1718
2018-05-07 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,527 0 260 0.2512
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,527 1,527 260 0.2434
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.