Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionNicholas Hoffman & Company, LLC.
Latest Disclosed Ownership13,423 shares
Latest Disclosed Value $ 9,509,665
Nicholas Hoffman & Company, LLC. reports 0.46% decrease in ownership of CAT / Caterpillar Inc.

On April 29, 2026 - Nicholas Hoffman & Company, LLC. filed a 13F-HR form disclosing ownership of 13,423 shares of Caterpillar Inc. (MX:CAT) valued at $9,509,665 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 13,485 shares of Caterpillar Inc.. This represents a change in shares of -0.46% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-29 2026-03-31 13F CATERPILLAR INC COM Stock 149123101 13,423 -62 -0.46 9,510 23.09 0.2195
2026-02-02 2025-12-31 13F CATERPILLAR INC COM Stock 149123101 13,485 -52 -0.38 7,725 19.60 0.1791
2025-11-12 2025-09-30 13F CATERPILLAR INC COM Stock 149123101 13,537 188 1.41 6,459 24.64 0.1564
2025-08-06 2025-06-30 13F CATERPILLAR INC COM Stock 149123101 13,349 1,144 9.37 5,182 28.75 0.1339
2025-06-23 2025-03-31 13F/A-1 CATERPILLAR INC COM Stock 149123101 12,205 915 8.10 4,025 -1.71 0.1530
2025-05-09 2025-03-31 13F CATERPILLAR INC COM Stock 149123101 12,205 915 4,025 0.1530
2025-06-23 2024-12-31 13F/A-1 CATERPILLAR INC COM Stock 149123101 11,290 -164 -1.43 4,096 -8.57 0.1639
2025-01-31 2024-12-31 13F CATERPILLAR INC COM Stock 149123101 11,290 -164 4,096 0.1639
2025-06-23 2024-09-30 13F/A-1 CATERPILLAR INC COM Stock 149123101 11,454 215 1.91 4,480 19.66 0.1889
2024-10-25 2024-09-30 13F CATERPILLAR INC COM Stock 149123101 11,454 215 4,480 0.1889
2024-08-02 2024-06-30 13F CATERPILLAR INC COM Stock 149123101 11,239 549 5.14 3,744 -4.42 0.1755
2024-04-22 2024-03-31 13F CATERPILLAR INC COM Stock 149123101 10,690 -807 -7.02 3,917 15.21 0.1987
2024-02-01 2023-12-31 13F CATERPILLAR INC COM Stock 149123101 11,497 6 0.05 3,399 8.35 0.2047
2023-11-06 2023-09-30 13F CATERPILLAR INC COM Stock 149123101 11,491 52 0.45 3,137 11.48 0.2316
2023-08-09 2023-06-30 13F CATERPILLAR INC COM Stock 149123101 11,439 -187 -1.61 2,815 5.79 0.1101
2023-05-15 2023-03-31 13F CATERPILLAR INC COM Stock 149123101 11,626 50 0.43 2,660 -4.08 0.2394
2023-02-13 2022-12-31 13F CATERPILLAR INC COM Stock 149123101 11,576 12 0.10 2,773 46.18 0.2983
2022-11-04 2022-09-30 13F CATERPILLAR INC COM Stock 149123101 11,564 820 7.63 1,897 -1.25 0.0893
2022-08-09 2022-06-30 13F CATERPILLAR INC COM Stock 149123101 10,744 1,163 12.14 1,921 -10.02 0.0899
2022-05-10 2022-03-31 13F CATERPILLAR INC COM Stock 149123101 9,581 -75 -0.78 2,135 6.96 0.0851
2022-02-10 2021-12-31 13F CATERPILLAR INC COM Stock 149123101 9,656 204 2.16 1,996 10.03 0.0640
2021-11-04 2021-09-30 13F CATERPILLAR INC COM Stock 149123101 9,452 -675 -6.67 1,814 -17.70 0.3181
2021-08-10 2021-06-30 13F CATERPILLAR INC COM Stock 149123101 10,127 814 8.74 2,204 2.08 0.3977
2021-05-11 2021-03-31 13F CATERPILLAR INC COM Stock 149123101 9,313 80 0.87 2,159 28.44 0.4351
2021-02-11 2020-12-31 13F CATERPILLAR INC COM Stock 149123101 9,233 -427 -4.42 1,681 16.66 0.3876
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM Stock 149123101 9,660 439 4.76 1,441 23.58 0.3814
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM Stock 149123101 9,221 -3,819 -29.29 1,166 -22.93 0.3361
2020-05-11 2020-03-31 13F CATERPILLAR INC DEL COM Stock 149123101 13,040 349 2.75 1,513 -19.26 0.5090
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM Stock 149123101 12,691 -1,046 -7.61 1,874 8.01 0.5176
2019-11-08 2019-09-30 13F CATERPILLAR INC DEL COM Stock 149123101 13,737 -11 -0.08 1,735 -7.42 0.5282
2019-08-12 2019-06-30 13F CATERPILLAR INC DEL COM Stock 149123101 13,748 -136 -0.98 1,874 -0.37 0.5823
2019-05-13 2019-03-31 13F CATERPILLAR INC DEL COM Stock 149123101 13,884 881 6.78 1,881 13.86 0.6033
2019-02-08 2018-12-31 13F CATERPILLAR INC DEL COM Stock 149123101 13,003 5,955 84.49 1,652 53.67 0.5679
2018-11-09 2018-09-30 13F CATERPILLAR INC DEL COM Stock 149123101 7,048 -2,973 -29.67 1,075 -20.96 0.3618
2018-08-07 2018-06-30 13F CATERPILLAR INC DEL COM Stock 149123101 10,021 56 0.56 1,360 -7.42 0.4995
2018-05-07 2018-03-31 13F CATERPILLAR INC DEL COM Stock 149123101 9,965 293 3.03 1,469 -3.61 0.5721
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM Stock 149123101 9,672 -983 -9.23 1,524 14.67 0.5981
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM Stock 149123101 10,655 1,193 12.61 1,329 30.68 0.5598
2017-08-14 2017-06-30 13F CATERPILLAR INC DEL COM Stock 149123101 9,462 -451 -4.55 1,017 10.54 0.4626
2017-05-09 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 9,913 -1,005 -9.20 920 -10.33 0.4313
2017-02-10 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 10,918 -130 -1.18 1,026 4.59 0.5177
2016-11-10 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 11,048 545 5.19 981 23.24 0.5368
2016-08-12 2016-06-30 13F CATERPILLAR COM 149123101 10,503 10,503 796 0.4603
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.