Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionPrincipal Financial Group Inc
Latest Disclosed Ownership666,306 shares
Latest Disclosed Value $ 472,051,148
Principal Financial Group Inc reports 17.63% increase in ownership of CAT / Caterpillar Inc.

On May 4, 2026 - Principal Financial Group Inc filed a 13F-HR form disclosing ownership of 666,306 shares of Caterpillar Inc. (MX:CAT) valued at $472,051,148 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 566,459 shares of Caterpillar Inc.. This represents a change in shares of 17.63% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F CATERPILLAR COM 149123101 666,306 99,847 17.63 472,051 45.47 0.1287
2026-02-02 2025-12-31 13F CATERPILLAR COM 149123101 566,459 -20,910 -3.56 324,507 15.79 0.1657
2025-11-04 2025-09-30 13F CATERPILLAR COM 149123101 587,369 -18,638 -3.08 280,263 19.13 0.1414
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 606,007 -52,960 -8.04 235,258 8.25 0.1244
2025-04-28 2025-03-31 13F CATERPILLAR COM 149123101 658,967 -64,809 -8.95 217,327 -17.23 0.1219
2025-01-31 2024-12-31 13F CATERPILLAR COM 149123101 723,776 -5,878 -0.81 262,557 -8.00 0.1431
2024-10-31 2024-09-30 13F CATERPILLAR COM 149123101 729,654 5,371 0.74 285,382 18.29 0.1572
2024-07-29 2024-06-30 13F CATERPILLAR COM 149123101 724,283 -28,368 -3.77 241,259 -12.52 0.1433
2024-04-29 2024-03-31 13F CATERPILLAR COM 149123101 752,651 24,798 3.41 275,794 28.15 0.1621
2024-02-07 2023-12-31 13F CATERPILLAR COM 149123101 727,853 65,635 9.91 215,204 19.04 0.1372
2023-11-02 2023-09-30 13F CATERPILLAR COM 149123101 662,218 62,985 10.51 180,786 22.62 0.1299
2023-08-07 2023-06-30 13F CATERPILLAR COM 149123101 599,233 -18,694 -3.03 147,441 4.27 0.1008
2023-05-09 2023-03-31 13F CATERPILLAR COM 149123101 617,927 2,782 0.45 141,406 -4.04 0.1011
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 615,145 -371,536 -37.66 147,364 -8.98 0.1110
2022-11-09 2022-09-30 13F CATERPILLAR COM 149123101 986,681 -30,310 -2.98 161,895 -10.95 0.1287
2022-08-10 2022-06-30 13F CATERPILLAR COM 149123101 1,016,991 949,185 1,399.85 181,797 1,103.32 0.1345
2022-05-09 2022-03-31 13F CATERPILLAR COM 149123101 67,806 -982,699 -93.55 15,108 -93.04 0.0060
2022-05-09 2022-03-31 13F CATERPILLAR COM 149123101 1,033,994 230,394
2022-02-09 2021-12-31 13F CATERPILLAR COM 149123101 1,050,505 -24,586 -2.29 217,130 5.21 0.1296
2021-11-09 2021-09-30 13F CATERPILLAR COM 149123101 1,075,091 133,130 14.13 206,385 0.68 0.1346
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 941,961 137,599 17.11 204,999 9.91 0.1325
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 804,362 -25,984 -3.13 186,508 23.40 0.1316
2021-02-23 2020-12-31 13F/A-1 CATERPILLAR COM 149123101 830,346 -29,525 -3.43 151,140 17.85 0.1119
2021-02-08 2020-12-31 13F CATERPILLAR COM 149123101 830,347 -29,524 151,140 59,460.8052
2020-11-06 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 859,871 83,756 10.79 128,251 30.63 0.1079
2020-08-05 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 776,115 13,580 1.78 98,179 10.96 0.0870
2020-05-12 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 762,535 2,561 0.34 88,485 -21.16 0.0979
2020-02-05 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 759,974 -38,228 -4.79 112,233 11.32 0.0935
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 798,202 -12,675 -1.56 100,821 -8.77 0.0889
2019-08-12 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 810,877 -24,629 -2.95 110,514 -2.38 0.0994
2019-05-10 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 835,506 -27,089 -3.14 113,203 3.28 0.1055
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 862,595 -23,028 -2.60 109,610 -18.84 0.1168
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 885,623 9,515 1.09 135,048 13.62 0.1190
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 876,108 -12,970 -1.46 118,862 -9.29 0.1093
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 889,078 2,010 0.23 131,033 -6.26 0.1259
2018-02-12 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 887,068 22,667 2.62 139,784 29.67 0.1287
2017-11-02 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 864,401 -7,451 -0.85 107,799 15.06 0.1045
2017-08-08 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 871,852 43,294 5.23 93,689 21.90 0.0939
2017-05-11 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 828,558 15,459 1.90 76,857 1.92 0.0925
2017-02-13 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 813,099 584 0.07 75,407 4.55 0.0957
2016-11-10 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 812,515 11,969 1.50 72,127 18.85 0.0953
2016-08-09 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 800,546 4,161 0.52 60,689 -0.44 0.0847
2016-05-10 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 796,385 21,480 2.77 60,955 15.75 0.0885
2016-02-09 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 774,905 -11,923 -1.52 52,662 2.40 0.0782
2015-11-12 2015-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 786,828 3,301 0.42 51,427 -22.62 0.0808
2015-11-09 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 786,828 51,427
2015-08-10 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 783,527 -855 -0.11 66,458 5.87 0.0991
2015-05-14 2015-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 784,382 32,967 4.39 62,774 -8.73 0.0935
2015-05-12 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 784,382 62,774
2015-02-12 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 751,415 7,532 1.01 68,777 -6.64 0.1068
2014-11-13 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 743,883 15,406 2.11 73,667 -6.94 0.1250
2014-08-12 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 728,477 -17,104 -2.29 79,164 6.85 0.1331
2014-05-13 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 745,581 12,158 1.66 74,088 11.24 0.1322
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 733,423 4,872 0.67 66,602 9.65 0.1243
2013-11-05 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 728,551 -21,082 -2.81 60,740 -1.77 0.1255
2013-08-12 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 749,633 749,633 61,837 0.1370
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.