Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionStratos Wealth Advisors, LLC
Latest Disclosed Ownership4,998 shares
Latest Disclosed Value $ 3,541,498
Stratos Wealth Advisors, LLC reports 12.22% decrease in ownership of CAT / Caterpillar Inc.

On April 28, 2026 - Stratos Wealth Advisors, LLC filed a 13F-HR form disclosing ownership of 4,998 shares of Caterpillar Inc. (MX:CAT) valued at $3,541,498 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 20, 2026 disclosing 5,694 shares of Caterpillar Inc.. This represents a change in shares of -12.22% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-28 2026-03-31 13F CATERPILLAR COM 149123101 4,998 -696 -12.22 3,541 8.55 0.2174
2026-01-20 2025-12-31 13F CATERPILLAR COM 149123101 5,694 -102 -1.76 3,262 17.97 0.1575
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 5,796 -5 -0.09 2,766 22.78 0.1329
2025-07-29 2025-06-30 13F CATERPILLAR COM 149123101 5,801 503 9.49 2,252 28.91 0.1188
2025-04-30 2025-03-31 13F CATERPILLAR COM 149123101 5,298 337 6.79 1,748 -2.89 0.0955
2025-01-27 2024-12-31 13F CATERPILLAR COM 149123101 4,961 -142 -2.78 1,800 -9.87 0.0861
2024-10-17 2024-09-30 13F CATERPILLAR COM 149123101 5,103 170 3.45 1,996 21.49 0.0915
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 4,933 945 23.70 1,643 12.46 0.0813
2024-04-16 2024-03-31 13F CATERPILLAR COM 149123101 3,988 -375 -8.60 1,462 13.26 0.0866
2024-01-24 2023-12-31 13F CATERPILLAR COM 149123101 4,363 -482 -9.95 1,290 -2.42 0.0743
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 4,845 1,259 35.11 1,323 49.89 0.0873
2023-07-18 2023-06-30 13F CATERPILLAR COM 149123101 3,586 178 5.22 882 13.08 0.0625
2023-04-27 2023-03-31 13F CATERPILLAR COM 149123101 3,408 -232 -6.37 780 -10.55 0.0600
2023-01-19 2022-12-31 13F CATERPILLAR COM 149123101 3,640 -26 -0.71 872 44.85 0.0727
2022-10-24 2022-09-30 13F CATERPILLAR COM 149123101 3,666 -337 -8.42 602 -15.92 0.0633
2022-07-22 2022-06-30 13F CATERPILLAR COM 149123101 4,003 169 4.41 716 -16.16 0.0649
2022-04-26 2022-03-31 13F CATERPILLAR COM 149123101 3,834 349 10.01 854 18.45 0.0693
2022-01-14 2021-12-31 13F CATERPILLAR COM 149123101 3,485 -145 -3.99 721 3.44 0.0519
2021-10-19 2021-09-30 13F CATERPILLAR COM 149123101 3,630 -2 -0.06 697 -11.88 0.0595
2021-07-19 2021-06-30 13F CATERPILLAR COM 149123101 3,632 469 14.83 791 7.91 0.0700
2021-04-27 2021-03-31 13F CATERPILLAR COM 149123101 3,163 524 19.86 733 52.71 0.0778
2021-01-29 2020-12-31 13F CATERPILLAR COM 149123101 2,639 355 15.54 480 40.76 0.0662
2020-10-29 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,284 -78 -3.30 341 14.05 0.0831
2020-07-28 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,362 278 13.34 299 23.55 0.0917
2020-05-04 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,084 -75 -3.47 242 -24.14 0.1714
2020-01-29 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,159 -955 -30.67 319 -18.83 0.1809
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 3,114 -234 -6.99 393 -13.82 0.1504
2019-08-06 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,348 -7 -0.21 456 0.22 0.1819
2019-05-07 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 3,355 -19 -0.56 455 6.06 0.2459
2019-02-12 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 3,374 3,374 429 0.2862
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.